Rockey v. Transguard Insurance Company of America, Inc.
Filing
23
PROTECTIVE ORDER re 22 , by Judge Richard P. Matsch on 8/25/2014. (jsmit)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 14-CV-00776-RPM
JOHN J. ROCKEY,
Plaintiff,
v.
TRANSGUARD INSURANCE COMPANY
OF AMERICA, INC.,
Defendant.
PROTECTIVE ORDER
1.
PURPOSES AND LIMITATIONS
Disclosure and discovery activities in this action are likely to involve production of
confidential, proprietary, or private information for which special protection from public
disclosure and from use for any purpose other than prosecuting or defending this action would be
warranted. Unless modified pursuant to the terms contained in this Order, this Order shall
remain in effect through the conclusion of this litigation. This Order does not confer blanket
protections on all disclosures or responses to discovery and the protection it affords extends only
to the limited information or items that are entitled under applicable legal principles to treatment
as confidential.
2.
DEFINITIONS
2.1
Party: any Party to this action, including all of its officers, directors, employees,
consultants, retained experts, and outside counsel (and their support staff).
2.2
Disclosure or Discovery Material: all items or information, regardless of the
medium or manner generated, stored, or maintained (including, among other things, testimony,
transcripts, or tangible things) that are produced or generated in disclosures or responses to
discovery or otherwise in the prosecution or defense of this matter.
2.3
Confidential Information or Items: non-public materials (regardless of how
generated, stored or maintained) or tangible things containing sensitive commercial, financial or
technical information that the Producing Party believes in good faith must be held confidential to
protect business or commercial interests or to avoid impairing commercial value or competitive
worth. Materials designated as “Confidential” shall be disclosed only to Qualified Persons
described in Paragraphs 7.2(a) through 7.2(i).
2.4
Protected Material: Confidential Information or Items as well as copies thereof
disclosed or produced by any Party in this litigation (or by any third-party or non-party).
Protected Materials shall not include: (a) advertising materials; (b) materials that on their face
show that they have been published to the general public; or (c) documents that have been
submitted to any third-party without request for confidential treatment.
2.5
Receiving Party: a Party that receives Disclosure or Discovery Material from a
Producing Party in this action.
2.6
Producing Party: a Party or non-party that produces Disclosure or Discovery
Material to a Receiving Party in this action.
2
2.7
Designating Party: a Producing Party that designates Disclosure or Discovery
Material as “Confidential.”
2.8
Outside Counsel: attorneys who are not employees of a Party but who are
retained to represent or advise a Party in this action.
2.9
In-House Counsel: attorneys who are employees of a Party.
2.10
Counsel (without qualifier): Outside Counsel and In-House Counsel (as well as
their support staffs).
2.11
Expert: a person with specialized knowledge or experience in a matter pertinent
to the litigation who has been retained or specially employed by a Party or its counsel to serve as
an expert witness or as a consultant in this action. However, nothing in this Order precludes any
employee of a Party from being designated as or providing expert testimony in this action.
2.12
Professional Vendors: persons or entities that provide litigation support services
(e.g., photocopying; videotaping; translating; preparing exhibits or demonstrations; organizing,
storing, retrieving data in any form or medium; etc.) and persons or entities that provide jury or
trial consulting services and/or independent contractors and/or their employees and
subcontractors hired to assist them.
3.
SCOPE
The protections conferred by this Stipulated Protective Order cover not only Protected
Material (as defined above), but also any information copied or extracted therefrom, as well as
all copies, excerpts, summaries, or compilations thereof, plus testimony, conversations, or
presentations by Parties or Counsel that might reveal Protected Material.
3
4.
DURATION
Even after the termination of this action, the confidentiality obligations imposed by this
Order shall remain in effect until a Designating Party agrees otherwise in writing or a Court
order otherwise directs.
5.
DESIGNATING PROTECTED MATERIAL
5.1
Exercise of Restraint and Care in Designating Material for Protection A
Designating Party must take care to limit any designation of information or items to specific
material that qualifies under the standards set forth above, so that other materials for which
protection is not warranted are not swept unjustifiably within the ambit of this Order. Mass,
indiscriminate, or routine designations are prohibited. If it comes to the attention of a
Designating Party that information or items that it designated for protection under this Order do
not qualify for protection as set forth herein, or do not qualify for the level of protection initially
asserted, that Designating Party must promptly notify all Receiving Parties that it is withdrawing
or revising the mistaken designation.
5.2
Manner and Timing of Designations Except as otherwise provided in this Order,
or as otherwise stipulated or ordered, material that qualifies for protection under this Order must
be clearly so designated before the material is disclosed or produced. Designation in conformity
with this Order requires:
(a)
for information in documentary form (apart from transcripts of depositions
or other pretrial proceedings), that the Producing Party affix the legend “CONFIDENTIAL” on
each page that contains Protected Material. A Party or non-party that makes original documents
or materials available for inspection need not designate them for protection until after the
4
inspecting Party has indicated which material it would like copied and produced. After the
inspecting Party has identified the documents it wants copied and produced, the Producing Party
must determine which materials qualify for protection under this Order, then, before producing
the specified materials, the Producing Party must affix the appropriate legend
“CONFIDENTIAL” on each page that contains Protected Material;
(b)
for testimony given in pretrial proceedings, that the Party or non-party
offering or sponsoring the testimony identify on the record, before the close of the hearing or
other proceeding, all protected testimony. A Party or non-party that sponsors, offers, or gives
deposition testimony has up to fourteen (14) days after receipt of the official transcript to identify
the specific portions of the testimony as to which protection is sought. All testimony shall be
treated as Protected Material until fourteen (14) days after receipt of the official transcript, at
which time only those portions of the testimony that are appropriately designated for protection
within fourteen (14) days after receipt of the official transcript shall be covered by the provisions
of this Order. Transcripts containing Protected Material must have affixed by the court reporter
to the top of the transcript the legend “CONFIDENTIAL,” as instructed by the Party or nonparty offering or sponsoring the witness or presenting the testimony;
(c)
for documents produced electronically in native format, that the Producing
Party either: (1) attach a cover sheet bearing the appropriate legend “CONFIDENTIAL” in a
clear, distinctive manner to any document containing Protected Material; or (2) affix in a
prominent place the legend “CONFIDENTIAL” to the exterior of any CD, DVD, flash drive,
hard drive or any other media containing Protected Material; provided that nothing herein should
5
be deemed as an admission by any Party that documents produced in this action must be
produced in native format; and
(d)
for information produced in some form other than documentary, and for
any other tangible items, that the Producing Party affix in a prominent place on the exterior of
the container or containers in which the information or item is stored the legend
“CONFIDENTIAL.” If only portions of the information or item warrant protection, the
Producing Party, to the extent practicable, shall identify the protected portions, specifying
whether they qualify as “CONFIDENTIAL”.
5.3
Inadvertent Failure to Designate If timely corrected, an inadvertent failure to
designate qualified information or items as “CONFIDENTIAL” does not waive the Designating
Party’s right to secure protection under this Order for such material. If material is appropriately
designated as “CONFIDENTIAL” after the material was initially produced, the Receiving Party,
on timely notification of the designation, must make reasonable efforts to assure that the material
is treated in accordance with the provisions of this Order.
5.4
Inadvertent Production of Privileged Material Inadvertent disclosure of any
document or other information covered by the attorney-client privilege, work-product protection,
or other applicable protection or privilege during discovery in this matter, shall be without
prejudice to any claim that such document or other information is privileged or confidential, and
no Party shall be held to have waived any rights by such inadvertent disclosure. If the Producing
Party claims in writing that identified material was inadvertently disclosed, the Receiving Party
shall immediately return to counsel for the Producing Party any and all copies of the identified
material, and thereafter refrain from any use whatsoever of the identified material. The
6
provisions of Rule 26(b)(5) of the Federal Rules of Civil Procedure are hereby incorporated by
reference and nothing herein is intended to limit the applicability of Rule 26(b)(5) to information
disclosed during discovery in this matter. Nothing herein shall prevent the Receiving Party from
contending that privilege was waived for reasons other than the mere inadvertent production
thereof.
6.
CHALLENGING CONFIDENTIALITY DESIGNATIONS
6.1
Timing of Challenges Unless a prompt challenge to a Designating Party’s
designation under this Order is necessary to avoid foreseeable substantial unfairness,
unnecessary economic burdens, or a later significant disruption or delay of the litigation, a Party
does not waive its right to challenge a confidentiality designation by electing not to mount a
challenge promptly after the original designation is disclosed.
6.2
Meet and Confer A Party that elects to initiate a challenge to a Designating
Party’s designation under this Order must do so in good faith and must begin the process by
conferring directly with counsel for the Designating Party. In conferring, the challenging Party
must explain the basis for its belief that the designation was improper and must give the
Designating Party an opportunity to review the designated material, to reconsider the
circumstances, and, if no change in designation is offered, to explain the basis for the chosen
designation. A challenging Party may proceed to the next stage of the challenge process only if
it has engaged in this meet and confer process first.
6.3
Judicial Intervention A Party that elects to challenge a designation, after
considering the justification offered by the Designating Party, may raise the issue with the Court.
All such challenges shall be made pursuant to Senior District Judge Richard P. Matsch’s
7
discovery procedures. Until the Court rules on the challenge, all Parties shall continue to afford
the material in question the level of protection to which it is entitled under the Designating
Party’s challenged designation.
7.
ACCESS TO AND USE OF PROTECTED MATERIAL
7.1
Basic Principles A Receiving Party shall only use Disclosure or Discovery
Material, including Protected Material, for purposes of prosecuting, defending, or attempting to
settle this litigation. Such Protected Material may be disclosed only to the categories of persons
and under the conditions described in this Order. When the litigation has been terminated, a
Receiving Party must comply with the provisions of Paragraph 11, below. Protected Material
must be stored and maintained by a Receiving Party at a location and in a manner that ensures
that access is limited to the persons authorized under this Order.
7.2
Disclosure of Protected Material Protected Material and any information
contained therein shall be disclosed (and copies may be made to facilitate this disclosure),
subject to Paragraphs 2.3, 2.4, and 7.3, only to the following persons (“Qualified Persons”)
according to the terms of this Order:
(a)
Counsel;
(b)
persons regularly employed or associated with Counsel whose assistance is
required by said attorneys in the preparation for trial, at trial, or at other
proceedings in this case;
(c)
the Parties and their employees;
(d)
Experts and consultants retained in connection with this proceeding, to the extent
such disclosure is necessary for preparation, trial or other proceedings in this case;
(e)
the Court and its employees (“Court Personnel”);
8
(f)
court reporters and videographers who are engaged in proceedings necessarily
incident to the conduct of this action;
(g)
deponents, witnesses, or potential witnesses;
(h)
Professional Vendors that assist Counsel in the prosecution or defense of this
action, such as outside contractors and document discovery services hired to copy,
index, image, sort, store, process, or otherwise manage the collection, storage, and
retrieval of discovery materials, graphics or design services, and jury or trial
consulting services; and
(i)
other persons by written agreement of the Parties.
7.3
Prior to disclosing any Protected Material to any person listed above (other than
Counsel, persons employed by Counsel, the Parties and their employees, Court Personnel, and
court reporters and videographers), Counsel shall provide such person with a copy of this
Protective Order and obtain from such person a written acknowledgment stating that he or she
has read this Protective Order and agrees to be bound by its provisions. All such
acknowledgments shall be retained by Counsel and shall be subject to in camera review by the
Court if good cause for review is demonstrated by opposing Counsel.
7.4
Protected Material shall not be disclosed or made available by the Receiving Party
to persons other than Qualified Persons.
8.
PROTECTED MATERIAL SUBPOENAED OR ORDERED PRODUCED IN OTHER
LITIGATION
If a Receiving Party is served with a subpoena or an order issued in other litigation that
would compel disclosure of any Protected Material designated in this action as
“CONFIDENTIAL,” the Receiving Party must immediately notify the Designating Party in
writing (by fax or email attachment, if possible) of such subpoena or order. Such notification
must include a copy of the subpoena or court order. The Receiving Party also must immediately
9
inform in writing the person or entity who caused the subpoena or order to issue in the other
litigation that some or all the material covered by the subpoena or order is the subject of this
Order and deliver a copy of this Order promptly to that person or entity.
The purpose of imposing these duties is to alert that person or entity to the existence of
this Order and to afford the Designating Party in this action an opportunity to try to protect its
confidentiality interests in the court from which the subpoena or order issued. Should the
Designating Party choose to limit such production, the Designating Party shall bear the burden
and the expense of seeking protection in that court of its Protected Material and nothing in these
provisions should be construed as authorizing or encouraging a Receiving Party in this action to
disobey a lawful directive from another court.
9.
UNAUTHORIZED DISCLOSURE OF PROTECTED MATERIAL
If a Receiving Party learns that, by inadvertence or otherwise, it has disclosed Protected
Material to any person or in any circumstance not authorized under this Order, the Receiving
Party must immediately: (a) notify in writing the Designating Party of the unauthorized
disclosures; (b) use its best efforts to retrieve all copies of the Protected Material; (c) inform the
person or persons to whom unauthorized disclosures were made of all the terms of this Order;
and (d) request such person or persons to execute the “Acknowledgment of Protective Order”
that is attached hereto as Exhibit A.
10.
FILING PROTECTED MATERIAL
All Protected Material, or quotations therefrom, included in papers filed with or
otherwise disclosed to the Court in oral argument or hearing, shall be filed with or disclosed to
the Court pursuant to the provisions of Rule 7.2 of the Local Civil Rules for the United States
10
District Court for the District of Colorado. Unless the Court denies the request for restricted
filing or disclosure, such papers or transcripts of oral argument or hearing shall not be disclosed
to any person who is not permitted to view such materials pursuant to the terms of this Order.
11.
FINAL DISPOSITION
Unless otherwise ordered or agreed in writing by the Producing Party, within sixty (60)
days after the final dismissal or other conclusion of this action (“Termination of Action”) with
respect to a Producing Party, including but not limited to dismissal with prejudice, each
Receiving Party must return all Protected Material to the Producing Party or destroy such
Protected Material. The requirement to return or destroy Protected Material applies also to all
copies, abstracts, compilations, summaries or any other form of reproducing or capturing any of
the Protected Material. Whether the Protected Material is returned or destroyed, the Receiving
Party must submit a written certification to the Producing Party (and, if not the same person or
entity, to the Designating Party) by the sixty (60) day deadline that affirms that all Protected
Material in the Receiving Party’s possession or control has been returned or destroyed and that
affirms that the Receiving Party has not retained any copies, abstracts, compilations, summaries
or other forms of reproducing or capturing any of the Protected Material. All remaining
Protected Material, including Protected Material from non-parties, must be returned or destroyed
within sixty (60) days after the final termination of this action and written certification submitted
to the Producing Party. Notwithstanding the foregoing requirements of this paragraph, Outside
Counsel are entitled to retain an archival copy of all pleadings, motion papers, transcripts, legal
memoranda, correspondence and attorney work product, even if such materials contain Protected
Material. For purposes of this Paragraph 11, “work product” shall be limited to documents and
11
tangible things that: (i) are prepared in anticipation of litigation or for trial by or for Outside
Counsel or its representative; and (ii) consist of or reflect an attorney’s or its representative’s
mental impressions, conclusions, opinions, or legal theories concerning the action. Any such
archival copies that contain or constitute Protected Material remain subject to this Order as set
forth in Paragraph 4.
12.
MISCELLANEOUS
12.1
Right to Further Relief Nothing in this Order abridges the right of any person or
entity to seek its modification by the Court in the future.
12.2
Right to Assert Other Objections By stipulating to the entry of this Order no
Party waives any right it otherwise would have to object to disclosing or producing any
information or item on any ground not addressed in this Order. Similarly, no Party waives any
right to object on any ground to the use in evidence of any Protected Material.
12.3
Right to Seek Modification By stipulating to entry of this Order, no Party waives
the right to later petition the Court for modification of this Order.
12.4
Right to Request Injunction Each Party acknowledges that any breach of this
Order may result in immediate and irreparable injury for which there is no adequate remedy at
law. If any person violates or threatens to violate the terms of this Order, the aggrieved Party
may immediately apply to obtain injunctive relief against any such violation or threatened
violation, and in such a situation any respondent who is subject to the provisions of this Order
may not employ as a defense that the aggrieved Party possesses an adequate remedy at law.
12.5
Ability to Advise Clients This Order shall not bar Counsel from advising their
clients with respect to this litigation.
12
IT IS SO ORDERED:
Dated: August 25th, 2014
s/Richard P. Matsch
_____________________________________
Richard P. Matsch, Senior District Judge
13
EXHIBIT A
ACKNOWLEDGEMENT OF PROTECTIVE ORDER
I,_________________________________________________, declare that:
1.
My address is ___________________________________________.
2.
The name and address of my present employer is _________________________
_________________________________________________________________.
3.
My present occupation or job description is ______________________________
_________________________________________________________________
My present relationship to plaintiff(s)/defendant(s) in the matter of John J. Rockey
v. TransGuard Insurance Company of America, Inc., United States District Court
for the District of Colorado, 14-cv-00776-RPM, is
__________________________________________________________________
__________________________________________________________________
4.
I have received a copy of the Protective Order in this action.
5.
I have carefully read and understand the provisions of the Protective Order, agree
to be bound by it, and specifically agree I will not use or disclose to anyone any of
the contents of any Protected Material received under the protection of the
Protective Order.
6.
I further agree to submit to the jurisdiction of the U.S District Court for the
District of Colorado and understand that the Court may impose sanctions for any
violation of the Protective Order, and that violation of the Protective Order may
also provide the basis for civil action.
I declare under penalty of perjury under the laws of the state where executed that the
foregoing is true and correct.
Executed this ________day of _______________________, 20__, in the State of
_____________________________.
_____________________________
Signature
14
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?