Punt v. Kelly Services et al
Filing
75
ORDER granting 50 Defendant Kelly Services' Motion for Summary Judgment; granting 54 Defendant GE Controls Solutions' Motion for Summary Judgment. FURTHER ORDERED vacating the Final Trial Preparation Conference and Jury Trial. FUR THER ORDERED that Defendants shall have their costs by the filing ofa Bill of Costs with the Clerk of the Court. Each party shall bear its own attorney fees. FURTHER ORDERED that this case is DISMISSED WITH PREJUDICE, by Judge Christine M. Arguello on 1/6/2016.(vbarn) Modified on 1/6/2016 (vbarn, ).
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Judge Christine M. Arguello
Civil Action No. 14-cv-02560-CMA-MJW
KRISTIN PUNT,
Plaintiff,
v.
KELLY SERVICES, and
GE CONTROLS SOLUTIONS,
Defendants.
ORDER GRANTING DEFENDANT GE CONTROLS SOLUTIONS’ AND DEFENDANT
KELLY SERVICES’ MOTIONS FOR SUMMARY JUDGMENT
Plaintiff Kristin Punt brings this employment discrimination case alleging two
claims for relief against GE Control Solutions and Kelly Services: (1) a claim of
disability discrimination under the Americans with Disabilities Act (“ADA”), as amended,
42 U.S.C. § 2000e et seq., and (2) a claim of genetic information discrimination under
the Genetic Information Nondiscrimination Act (“GINA”), 42 U.S.C. § 2000ff et seq.
(Doc. # 1.) This matter is before the Court on Defendant GE Controls Solutions’ Motion
for Summary Judgment, as well as Defendant Kelly Services’ Motion for Summary
Judgment. (Docs. ## 50, 54.) As explained in greater detail below, because Punt has
failed both (1) to establish a prima facie case of disability discrimination or to show that
GE Control Solutions’ legitimate, nondiscriminatory reason for her termination was
pretextual, and (2) to establish prima facie case of genetic information discrimination
under GINA, the Court grants the instant Motions.
I. BACKGROUND
A. FACTS1
GE Controls Solutions is a company in Longmont, Colorado, that designs and
produces hardware, software, and other materials for its parent company, General
Electric. (Doc. # 54-2 at 1.) To meet some of its staffing needs, GE Controls Solutions
(“GE”) entered into an agreement with Kelly Services (“Kelly”), a company that provides
temporary staffing services. (Doc. # 54-3 at 1, 4–6.) Under the agreement, Kelly
provided and assigned temporary employees to GE as needed. (Id.) Additionally, GE
could request that Kelly remove any of these temporary employees from their
assignment at GE. (Id.) Likewise, Kelly itself could cancel any employee’s assignment.
(Id.)
Punt was an at-will employee of Kelly.2 (Doc. # 54-6 at 7, 8.) When she initially
applied for employment with Kelly, Punt’s employment Application stated that “The
duration of any assignment I accept depends on the needs of Kelly’s customer and may
be canceled at any time by Kelly or the customer.” (Doc. # 50-2 at 2.) The Application
also provided that
Upon completion of each assignment, I will notify Kelly of my availability
for work. I understand I am responsible for maintaining regular contact
1
The following facts are undisputed, unless otherwise noted.
2
Whether Ms. Punt should also be considered an employee of GE is disputed, but is assumed
for the purposes of the instant Motion.
2
with Kelly and failure to do so will indicate I have either voluntarily quit or
am not actively seeking work.
(Id.) Punt signed an acknowledgement at the bottom of the Application, indicating that
she read it, understood it, and agreed to its terms. (Id.)
After GE’s regular receptionist retired, GE requested that Kelly assign a
temporary employee to fill that position. (Doc. # 65-4 at 3–4.) Joy Hansen, GE’s
Director of Human Resources at the time, contacted Erin Wilgus, a Kelly employee, and
mentioned that GE would consider Ms. Punt for the receptionist assignment because
Ms. Punt had previously been assigned to work as a receptionist at GE on temporary,
short-term assignments. (Id. at 4.)
Kelly, through Wilgus, subsequently assigned Punt to the receptionist position at
GE, and her employment began on October 24, 2011. (Doc. # 54-5 at 7–8.) Punt was
directed to work a forty-hour work-week, starting at 7:30 a.m. and ending at 4:30 p.m.
(Id. at 9.) Physical presence and attendance at the workplace were part of Punt’s job
duties and were listed as such in the receptionist job description. (Docs. ## 54-6 at 2,
10; 54-11 at 1.) GE asserts that it instructed Punt that if she were to be absent or late,
she was expected to contact someone at GE to let them know. Specifically, GE
contends that Punt was supposed to contact both Kelly and GE. (Doc. # 54-5 at 8.)
Punt denies that she was supposed to contact GE, and asserts that she was supposed
to contact Elise Greenlee, the administrative assistant to Sledge (GE’s former Global
Sales Leader for Inspection Technologies), if she as ever going to be late or absent.
(Doc. # 65-1 at 24–25.) However, the parties do not dispute that if Wilgus knew that
3
Punt was to be absent, Wilgus would contact GE directly to inform it of her absence.
(Doc. # 65-1 at 23.)
During the course of her six weeks of employment with GE, Punt never worked a
full, forty-hour work week. Specifically, she was absent from work on six occasions:
November 11, November 15, November 23, November 25, November 28, and
November 29. (Doc. # 54-10 at 1–2.) The GE office was closed on November 11 and
November 25 for holidays. (Doc. # 65-1 at 10–11.) Three of Punt’s other absences
correspond with documented medical appointments. Specifically, on November 15,
Punt had a biopsy of her right breast. (Doc. # 54-5 at 10, 11.) On November 23, Punt
had her first appointment with her cancer physician. (Doc. # 65-1 at 13–16.) On
November 28, Punt had an appointment with her cancer surgeon. (Id. at 17.)
Punt was also late to work on three occasions: by an hour and a half on October
24, by four and a half hours on October 27, and by three hours on November 30. (Doc.
# 54-10 at 1–2.) The November 30 date corresponds with an MRI appointment, but the
other two occasions of tardiness are unexplained. (Doc. # 65-1 at 19–20.) Finally, Punt
left work early on three occasions: by 30 minutes on October 27, by an hour and fifteen
minutes on November 2, and by five hours on November 22. (Doc. # 54-10 at 1.) On
November 2, Punt had a follow-up mammogram appointment. (Doc. # 65-1 at 9.) On
November 22 or 25, Punt received a call from her doctor’s office with the results of her
biopsy.3
3
The parties dispute the exact date Punt received her diagnosis. (Doc. ## 69 at 3, 73 at 2–3).
4
Punt’s other absences, late arrivals, and early departures do not correspond with
medical appointments and remain unexplained by Punt. (Doc. # 65-5 at 9–10, 11–12.)
As for the ones that do correspond with medical appointments, Punt asked for the time
off in advance for some, but not all, of these dates. Specifically, it is undisputed that
Punt asked Wilgus for time off for the biopsy on November 15. (Doc. # 65-1 at 29.)
Punt also asserts that she asked Joy Hansen, another GE employee, for time off for
other appointments and tests, though she does not specify the appointments for which
she made these requests, and she testified in her deposition that she believed that the
requests were made within two weeks of the end of her assignment. (Doc. # 65-1 at
32.)
Punt alleges that she told Wilgus and Greenlee about her family history of breast
cancer prior to her biopsy; her mother, grandmother, great grandmother, cousin, and
aunt all suffered from the disease. (Doc. # 65-1 at 27.) The parties dispute whether
she told Joy Hansen about her family history of breast cancer. (Docs. ## 65 at 4, 69 at
3.) The parties also dispute whether Sledge knew of Punt’s family history of breast
cancer. (Docs. ## 65 at 6, 69 at 5.) After her biopsy results indicated that Punt, in fact,
had breast cancer, Punt also told Wilgus and Greenlee about the diagnosis. (Doc. # 651 at 27, 31.)
On December 5, Punt had another MRI appointment. (Doc. # 65-1 at 34.) On
that day, Punt emailed Wilgus at 10:37 a.m., stating:
After talking to my husband and doctor it is in my best interest not to come
to work this week at all. I like my job at GE very much but I’m concerned
that they are not going to be willing to work with me. I have barely missed
work and they are already annoyed it sounds. I was told to tell Elise
5
[Greenlee] when I would be late because Joy gets in between 8:30 and
nine in the morning . . . . Getting surgery takes some appointments and
tests and it sounds like GE [doesn’t] want me to take off anytime. I guess
we should both be concerned if this will be a right fit. Let me know what
you think. I hope to continue on Monday.
(Doc. # 65-1 at 35–36.) That same day, at 5:47 p.m., Wilgus emailed Punt stating:
“Please contact me ASAP. I need to let GE know whether you are going to be at work
tomorrow.” (Id. at 35.) Punt responded by email at 6:35 p.m., stating:
I have so much to take care of this week with tests that I don’t know how I
can come to work tomorrow… If taking a week off is out of the question I
understand. Elise [Greenlee] doesn’t have that much work to do
according to her and I’m surprised this has become such a problem. This
is looking like very early stage breast cancer that will allow me to come to
work and have only five times of radiation.
(Id. at 34–35.)4
On or around December 5, Hansen and Sledge contacted Wilgus to end Punt’s
assignment, stating that GE “needed an employee that’s [sic] going to be able to show
up and fulfill the needs of the position.”5 (Doc. # 54 at 10–11). Hansen personally
spoke with Wilgus and stated that she was aware that Punt had missed consecutive
days of work and that Punt was undergoing medical treatment, but that GE needed
someone who would show up at work. (Doc. # 65-1 at 40.) Wilgus subsequently
informed Punt that GE was terminating her assignment. (Id. at 40–41.) Punt alleges
that, in the course of this conversation, Wilgus also told her that Hansen had told Wilgus
that Punt would be “unreliable” now that Punt had been diagnosed with breast cancer.
4
Hansen and Sledge state that they were not aware of these email communications between
Punt and Wilgus before they decided to terminate Punt’s assignment. Punt disputes this.
5
Punt disputes this rationale.
6
(Id. at 33, 42.) Wilgus testified that she never said this to Punt. (Doc. # 69-1 at 6.)
After Punt’s assignment to GE was terminated, Greenlee was asked to fill in for Punt’s
receptionist duties until GE found a replacement. (Doc. # 65-1 at 31.) On February 13,
2012, Kelly offered Ms. Punt an additional assignment after her assignment with GE – a
one-day assignment at Array BioPharma, which she turned down because she was
working. (Doc. # 50-1 at 98, 101.) Punt also admitted that Kelly never officially
terminated her, and that she knew that she had an obligation to call Kelly to advise them
she was available for work and that had done so (“practically harassed them for work”)
in the past. (Id. at 96–97, 103.) Punt also testified that she contacted Kelly “once” to
tell them that she was available for work, but after being asked when she did so, she
stated “They knew I was available for work . . . I don’t know,” and when she was asked
again, stated “I don’t know [if I called Kelly], because I was filing an EEOC claim.” (Id.
at 95–96.) She also admitted that she “probably” did not call Kelly to ask them for work
after December 5, 2011. (Id. at 97.)
B. PROCEDURAL HISTORY
On September 16, 2014, Punt filed her Complaint against both GE and Kelly,
alleging claims of relief for disability discrimination under the ADA and genetic
information discrimination under GINA. (Doc. # 1.) Kelly filed a Motion for Summary
Judgment on July 23, 2015, and GE filed a Motion for Summary Judgment on July 24,
2015 (Doc. ## 50, 54.) On August 31, 2015, Punt filed a Brief in Opposition to both
Motions. (Doc. ## 64, 65.) Both GE and Kelly filed timely Replies. (Doc. ## 68, 69.)
Finally, the Court granted leave to allow Punt to file a Sur-Reply. (Doc. # 73).
7
II. STANDARD OF REVIEW
Summary judgment is warranted when “the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). A fact is “material” if it is essential to the proper
disposition of the claim under the relevant substantive law. Wright v. Abbott Labs., Inc.,
259 F.3d 1226, 1231–32 (10th Cir. 2001). A dispute is “genuine” if the evidence is
such that it might lead a reasonable jury to return a verdict for the nonmoving party.
Allen v. Muskogee, Okl., 119 F.3d 837, 839 (10th Cir. 1997). In reviewing motions for
summary judgment, a court may not resolve issues of credibility, and must view the
evidence in the light most favorable to the non-moving party—including all reasonable
inferences from that evidence. Id.; Hansen v. PT Bank Negara Indonesia (Persero),
706 F.3d 1244, 1251 (10th Cir. 2013) (“a judge may not make credibility determinations
on summary judgment”); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986)
(“The evidence of the non-movant is to be believed, and all justifiable inferences are to
be drawn in his [or her] favor.”). However, conclusory statements based merely on
conjecture, speculation, or subjective beliefs do not constitute competent summary
judgment evidence. Bones v. Honeywell Int’l, Inc., 366 F.3d 869, 875 (10th Cir. 2004).
The moving party bears the initial burden of demonstrating an absence of a
genuine dispute of material fact and entitlement to judgment as a matter of law. Id. In
attempting to meet this standard, a movant that does not bear the ultimate burden of
persuasion at trial does not need to disprove the other party’s claim; rather, the movant
need simply point the Court to a lack of evidence for the other party on an essential
8
element of that party’s claim. Adler v. Wal–Mart Stores, Inc., 144 F.3d 664, 671 (10th
Cir. 1998) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986)). Once the movant
has met its initial burden, the burden then shifts to the nonmoving party to “set forth
specific facts showing that there is a genuine issue for trial.” Anderson, 477 U.S. at
256. The nonmoving party may not simply rest upon its pleadings to satisfy its burden.
Id. Rather, the nonmoving party must “set forth specific facts that would be admissible
in evidence in the event of trial from which a rational trier of fact could find for the nonmovant.” Adler, 144 F.3d at 671. “To accomplish this, the facts must be identified by
reference to affidavits, deposition transcripts, or specific exhibits incorporated therein.”
Id. Ultimately, the Court's inquiry on summary judgment is whether the facts and
evidence identified by the parties present “a sufficient disagreement to require
submission to a jury or whether it is so one-sided that one party must prevail as a matter
of law.” Anderson, 477 U.S. at 251–52. “[T]here is no evidence for trial unless there is
sufficient evidence favoring the nonmoving party for a jury to return a verdict for that
party. If the evidence is merely colorable . . . or is not significantly probative, . . .
summary judgment may be granted.” Id. at 249 (citations omitted); see also Matsushita
Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574 (1986) (Where a rational trier of
fact, considering the record as a whole, could not find for the nonmoving party, there is
no genuine issue for trial).
9
III. ANALYSIS
A. GE’S MOTION FOR SUMMARY JUDGMENT
1. Punt’s Disability Discrimination Claim
a. Whether the Court Should Apply McDonnell Douglas Burden Shifting
Punt and GE disagree about which analytical framework should be applied to Ms.
Punt’s ADA claim. Specifically, GE analyzed Punt’s claim under the McDonnell Douglas
burden-shifting framework (Doc. # 54 at 13), which applies when there is circumstantial
evidence of discrimination and the employer disclaims reliance on the plaintiff’s
disability as the basis for its employment decision. See MacKenzie v. City & Cnty. of
Denver, 414 F.3d 1266, 1274 (10th Cir. 2005); Morgan v. Hilti, Inc., 108 F.3d 1319,
1323 n. 3 (10th Cir. 1997). Punt counters that her claim should be analyzed as a
failure-to-accommodate claim because she alleged direct evidence of discrimination; as
such, the burden-shifting framework does not apply in her case.6 (Doc. # 65 at 13.)
Additionally, despite the fact that this Court allowed Punt to file a Sur-Reply brief, Punt
failed to respond to GE’s presentation of a burden-shifting case. Instead, she only
reiterated her claims based on the direct evidence standard. (Doc. # 73.)
The ADA prohibits discrimination against a “qualified individual with a disability
on the basis of the disability.” Valdez v. McGill, 462 Fed. App’x. 814, 817 (10th Cir.
6
Throughout her briefing, Punt effectively conflates the issues of whether GE had notice of her
claim (as a reasonable accommodation claim) with whether her ADA claim should be analyzed
as a failure-to-accommodate claim, as though the way her Complaint framed her claims
somehow dictates the proper framework the Court should apply. Although GE’s notice might be
relevant to other legal issues (for example, in the administrative exhaustion context, notice may
limit the types of charges that may be brought against an employer), at summary judgment, the
Court is charged with an entirely different task: determining which analytical framework should
be applied, and deciding whether the plaintiff has shown that there are genuine disputes of
material fact that need to be resolved at trial.
10
2012) (quoting 42 U.S.C. § 12112(a)) (unpublished). To establish a prima facie case of
discrimination under the ADA, a plaintiff must show that: (1) she is a disabled person as
defined by the ADA; (2) she is qualified, with or without reasonable accommodation, to
perform the essential functions of the job held; and (3) her employer discriminated
against her because of her disability. Johnson v. Weld Cnty., 594 F.3d 1202, 1217
(10th Cir. 2010); see also MacKenzie, 414 F.3d at 1274 (10th Cir. 2005) (same).
Where a plaintiff seeks to establish an ADA violation through circumstantial
evidence, the Court applies the three-step analytical framework set forth in McDonnell
Douglas Corp. v. Green, 411 U.S. 792 (1973). MacKenzie, 414 F.3d at 1274. Under
that framework, Plaintiff must first establish a prima facie case of discrimination; if
Plaintiff can do so, “the burden [then] shifts to the defendant to offer a legitimate
nondiscriminatory reason for its employment decision. Should the defendant articulate
a nondiscriminatory reason, the burden shifts back to plaintiff to show a genuine issue
of material fact as to whether defendant’s reason for the discharge is pretextual.”
Johnson, 594 F.3d at 1217 (citation omitted). However, at all times, the plaintiff bears
the ultimate burden of proving discrimination. Butler v. City of Prairie Vill, 172 F.3d 736,
748 (10th Cir. 1999) (citing St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502, 508 (1993)).
In contrast, because the ADA also defines discrimination as an employer’s failure
to make “reasonable accommodations to the known physical or mental limitations of an
otherwise qualified individual with a disability,” 42 U.S.C. § 12112(b)(5)(A), if a plaintiff
has direct evidence of discrimination, or if the employer expressly admits that it relied on
the plaintiff’s disability in deciding to take an adverse action against the employee, “the
11
burden-shifting framework may be unnecessary and inappropriate.” Morgan, 108 F.3d
at 1323 n. 3. “Direct evidence requires proof of an existing policy which itself
constitutes discrimination or oral or written statements on the part of a defendant
showing a discriminatory motivation.” Cuenca v. Univ. of Kan., 101 Fed. App’x. 782,
788 (10th Cir. 2004) (unpublished) (emphasis added, internal citations and quotations
omitted). It is “evidence, which if believed, proves the existence of a fact in issue
without inference or presumption. . . A statement that can plausibly be interpreted two
different ways—one discriminatory and the other benign—does not directly reflect illegal
animus, and, thus, does not constitute direct evidence.” Hall v. U.S. Dep't of Labor,
Admin. Review Bd., 476 F.3d 847, 854–55 (10th Cir. 2007). Additionally, statements
which on their face are expressions of personal opinion can only support an inference of
discrimination if the trier of fact finds the inference reasonable; by definition, then, such
statements constitute only circumstantial or indirect evidence of discrimination against
the plaintiff. Tomsic v. State Farm Mut. Auto. Ins. Co., 85 F.3d 1472, 1477 (10th Cir.
1996); see also Sanders v. Sw. Bell Tel., L.P., 544 F.3d 1101, 1105 (10th Cir. 2008)
(internal quotation omitted, emphasis added) (“Direct evidence is ‘evidence from which
the trier of fact may conclude, without inference, that the employment action was
undertaken because of the employee’s protected status.’”). In cases involving direct
evidence,
an employer will defend its decision on the ground that the plaintiff is not
otherwise qualified for the position, with or without reasonable
accommodation. The McDonnell Douglas burden shifting approach is
unnecessary [in such cases] because the issue of the employer’s
intent has been admitted and the plaintiff has direct evidence of
discrimination on the basis of his disability. If the plaintiff in [ ] such a
12
case is in fact statutorily disabled, the determinative issue in the case
will not be the employer’s intent, but whether the employee is
“otherwise qualified,” with or without reasonable accommodation, to
perform the job, a factual dispute that is resolved through traditional
methods of proof.
Davidson v. Am. Online, Inc., 337 F.3d 1179, 1189 (10th Cir. 2003) (emphasis added).
In Davidson, the Court found that there was direct evidence of disability discrimination
against the plaintiff, a deaf person, such that McDonnell Douglas did not apply, because
the company’s explanation for its refusal to hire the plaintiff was that “he was unable to
perform the jobs available for external hire, that is, the positions [which did not require
employees to speak on the phone] . . . In other words, [its] explanation
. . . established that it relied on [the plaintiff’s] disability when it refused to hire
him.” Id. (emphasis added). In other direct evidence cases, employers either had a
policy on their books which itself constituted discrimination, or have openly admitted that
they took an adverse employment action in reliance on the employee’s disability. See
Hawkins v. Schwan’s Home Serv., Inc., 778 F.3d 877, 883 n.4 (10th Cir. 2015)
(McDonnell Douglas was not applicable because employer expressly admitted that the
plaintiff’s medical condition “played a prominent part in its decision to place him on
unpaid leave”); Osborne v. Baxter Healthcare Corp., 798 F.3d 1260, 1266 n.6 (10th Cir.
2015) (same, because it was undisputed that employer had rescinded the plaintiff’s
employment offer because she was deaf).
Punt characterizes several items of evidence as constituting direct evidence of
discrimination. First, she conclusorily asserts that “GE’s ending of plaintiff’s assignment
was based upon her absences for her cancer tests so this is a direct evidence/failure
13
to accommodate case.” (Doc. # 65 at 13) (emphasis added). However, the record
evidence indicates that GE never explicitly told Punt that it was basing her termination
on her cancer diagnosis and/or their inability to accommodate such a diagnosis; rather,
it told Wilgus, in explaining why it wished to terminate Punt, that it “needed an employee
that’s [sic] going to be able to show up and fulfill the needs of the position” – i.e., it told
her that it terminated her based on her absences, not her disability. (Doc. # 54 at 10–
11.) GE also notes that Punt could not explain the full extent of her absences and
tardiness, that most of her absences were unrelated to her cancer, and the fact that
Punt did not tell GE that each absence was for a doctor’s appointment, such that GE’s
explanation that they were terminating her due to her absences in no way “directly”
shows, without further inference, that GE was motivated to terminate Punt’s
assignment due to her cancer. (Doc. # 69 at 9.)
Punt also alleges that when Wilgus was informing her that she was being
terminated by GE, Wilgus also told her that Hansen had earlier told Wilgus that Punt
would be “unreliable” now that Punt had been diagnosed with breast cancer. (Doc. #
65-1 at 33, 42.) However, such evidence, even fully credited, is not “direct” evidence of
GE’s motive because it is Hansen’s personal opinion, and as such, constitutes only
circumstantial (i.e., indirect) evidence of discrimination, as the trier of fact must still infer
that this personal opinion about Punt’s reliability due to her breast cancer diagnosis
motivated GE’s adverse action. See EEOC v. Wiltel, Inc., 81 F.3d 1508, 1514 (10th Cir.
1996) (noting that statements which are merely expressions of personal opinion or bias
do not constitute direct evidence of discrimination, but rather are “at most circumstantial
14
evidence of discriminatory intent,” because “such statements require the trier of fact to
infer that discrimination was a motivating cause of an employment decision”); Tomsic,
85 F.3d at 1477 (same); Ramsey v. City & Cnty. of Denver, 907 F.2d 1004, 1008 (10th
Cir. 1990) (for evidence to be “direct evidence” of discrimination, “the evidence would
need to show that [an employer] acted on [its] discriminatory beliefs.”) For example,
in Furr v. AT & T Techs., Inc., 824 F.2d 1537, 1547 (10th Cir. 1987), the Tenth Circuit
explained that a particular manager’s statements that plaintiffs were too old to learn new
technologies and too old to be in supervisory positions did not constitute “direct”
evidence of discrimination; rather, such remarks were circumstantial evidence because
they were “specific instances of discriminatory statements” from which the reasons for
the adverse employment decisions would have to be inferred. Id. at 1549. Furr’s
reasoning applies with equal force in the instant case.
As further support for her contention that the instant case should be analyzed as
a failure-to-accommodate claim, Punt also argues that she was “qualified” for the
position with a reasonable accommodation. (Doc. # 73 at 4.)7 Specifically, Punt asserts
that her requests for time off on November 28 and November 29 constituted a request
for a reasonable accommodation. (Id.) However, these two requests only pertained to
those specific dates, and while they could have been construed as requests for a
reasonable accommodation on those days, the requests did not address any
7
Importantly, the question of whether an employee is “qualified” with a reasonable
accommodation is not only relevant in failure-to-accommodate cases, but also when there is
circumstantial evidence of discrimination, as it is an element of the prima facie case under the
McDonnell Douglas framework. Further, that Punt amended her charge with the EEOC to
allege that GE “failed to provide her with a reasonable accommodation” is not determinative.
(Doc. # 73 at 4–5.) The relevant inquiry is whether there is direct evidence of discrimination.
15
prospective accommodation for breast cancer treatment or specify the expected
duration of her impairment. (Doc. # 1 at 4, 5.) In the same Sur-Reply brief, Punt
simultaneously asserts that her request for a reasonable accommodation was actually
the December 5th email. (Doc # 73 at 9.) As for that email, it was sent to a Kelly
employee and was not a sufficiently definite request for an accommodation. Therefore,
it does not establish that there is a dispute about GE’s admitted rationale for its adverse
action, but only about whether such an accommodation would have made Punt
qualified. See Davidson, 337 F.3d at 1189 (explaining that in failure-to-accommodate
cases, “[t]he McDonnell Douglas burden shifting approach is unnecessary because the
issue of the employer’s intent has been admitted and the plaintiff has direct evidence of
discrimination on the basis of his disability”).
The Court agrees with GE that the instant matter is not properly categorized as a
failure-to-accommodate case, because it does not involve direct evidence or a facially
discriminatory policy. In Hawkins, Davidson, and Osborne, the employers expressly
admitted that their adverse employment actions were taken because of the
employee’s disability; thus, the employer’s motive was simply not at issue in those
cases, rendering the McDonnell Douglas framework both unnecessary and
inappropriate. See Hawkins, 778 F.3d at 883 n. 4; Osborne, 798 F.3d 1260 at n.6;
Davidson, 337 F.3d at 1189. By contrast, in the instant case, GE expressly denies that
it relied on Punt’s disability in deciding to terminate her, and instead claims that it relied
only on her extensive, largely unexplained absences, and there is no direct evidence to
indicate that she was terminated because of her disability. As such, the McDonnell
16
Douglas burden-shifting framework is appropriate and will be applied in the instant case.
See Butler v. City of Prairie Vill., Kan., 172 F.3d 736, 747 (10th Cir. 1999) (quoting
Morgan, 108 F.3d at 1323 n. 3) (“The McDonnell Douglas analysis is particularly
appropriate where, . . . ‘the employer disclaims reliance on the plaintiff’s disability for an
employment decision.’”)
b. Whether Punt was Disabled Under the Americans with Disabilities
Amendment Act (“ADAAA”)
GE argues that Punt was not “disabled” because she was diagnosed with breast
cancer at the end of her assignment, and that a diagnosis alone is insufficient to
establish a disability under the ADA. (Doc. # 54 at 13–14.) It also contends that Punt
did not inform anyone at GE that her diagnosis substantially limited a major life activity,
request an accommodation, or provide information about how her diagnosis affected her
ability to perform her work. (Id. at 14.)8 In response, Punt contends that the passage of
the Americans with Disabilities Amendment Act (“ADAAA”) effectively made cancer a
“disability” because it expanded the definition of “major life activity” to include normal
cell growth. (Doc. # 65 at 14–15.) Per this updated definition of disability, the Court
finds that Punt satisfies the first element of her prima facie case.
The ADA defines the term “disability” as “(A) a physical or mental impairment that
substantially limits one or more major life activities . . . (B) a record of such an
impairment; or (C) being regarded as having such an impairment.” 42 U.S.C.A. §
12102(1). “The determination as to whether an individual is a ‘qualified individual with a
disability’ must be made as of the time of the employment decision.” Cisneros v.
8
Kelly makes similar arguments in its Motion for Summary Judgment. (See Doc. # 50 at 11-14.)
17
Wilson, 226 F.3d 1113, 1129 (10th Cir. 2000) (citation omitted), overruled on other
grounds by Bd. of Trs. Of Univ. of Ala. v. Garrett, 531 U.S. 356 (2001).
Congress passed the ADAAA with the explicit purpose of “reinstating a broad
scope of protection . . . under the ADA,” Pub.L. No. 110–325 § 2(b)(1), 122 Stat. 3553–
3554 (2008), and stated that “it is the intent of Congress that the primary object of
attention in cases brought under the ADA should be whether entities covered under the
ADA have complied with their obligations, and to convey that the question of whether an
individual’s impairment is a disability under the ADA should not demand extensive
analysis.” Id. § 2(b)(5). To that end, the ADAAA added language to the ADA providing
for a broad construction of the definition of disability. 42 U.S.C. § 12102(4)(A) (“The
definition of disability in this chapter shall be construed in favor of broad coverage of
individuals under this chapter, to the maximum extent permitted by the terms of this
chapter.”). Additionally, the definition of a “major life activity” was specifically expanded
in the ADAAA, to include “operation of a major bodily function, including . . . normal cell
growth.” Id. § 12102(2)(B). As the Equal Employment Opportunities Commission
(EEOC) implementing regulations state, “it should easily be concluded that ... cancer
substantially limits [the major life activity of] normal cell growth” and accordingly,
constitutes a disability. 29 C.F.R. § 1630.2(j)(3)(iii).
Based upon the ADAAA and the EEOC’s post-enactment regulations, several
courts have held that a plaintiff's cancer is a disability for purposes of the ADAAA. See
Norton v. Assisted Living Concepts, Inc., 786 F.Supp.2d 1173, 1185 (E.D. Tex. 2011)
(remissive cancer is a disability under the ADAAA); Hoffman v. Carefirst of Fort Wayne,
18
Inc., 737 F.Supp.2d 976, 985–86 (N.D. Ind. 2010) (same); Chalfont v. U.S. Electrodes,
No. 10–2929, 2010 WL 5341846, at *9 (E.D. Pa. Dec. 28, 2010) (unpublished) (same).
Here, it is undisputed that Plaintiff was diagnosed with cancer, and that she underwent
surgeries and treatment for her cancer; therefore, Plaintiff has adequately alleged that
she had a disability under the ADA.
The Court gives no credence to GE’s contention that Punt failed to inform anyone
at GE that her condition impaired a major life activity. The statute clearly defines the
disability in reference to the actual impairment. The employer’s knowledge of that
impairment is relevant to later portions of the analysis, such as the reason for the
adverse action, but not to the fact of disability itself. Further, that her diagnosis
occurred partway through her assignment is also irrelevant because the question of
whether a person is disabled is determined with reference to their condition at the time
of the adverse action. Because it is undisputed that Punt was diagnosed with cancer
before December 5, the date her assignment was terminated, the Court finds that Punt
was a “disabled” person as defined by the ADA.9
c. Whether Punt was “Qualified” to Perform the Essential Functions of Her
Job With a Reasonable Accommodation
GE contends that Punt does not establish the second element of the prima facie
case – to show that she was qualified, with or without reasonable accommodation, to
9
The parties also dispute whether GE can be held liable as Punt’s employer for its decision to
terminate Punt’s assignment. GE argues that it did not cause Punt to suffer an adverse
employment action because even though it requested that Kelly end Punt’s assignment at GE,
Kelly continued to employ her. (Doc. # 54 at 15.) Punt argues that GE is liable for its decision
to terminate her assignment because both Kelly and GE were her employers. (Doc. # 65 at 18).
The Court acknowledges that GE has not admitted to being a joint employer with Kelly. (Doc. #
54 at 13, n.3). However, the Court will assume that it is Punt’s employer for the purposes of the
instant Motion.
19
perform the essential functions of the job held – because she could not perform the
essential function of being physically present at her job. (Doc. # 54 at 14.) Specifically,
GE argues that although a modified work schedule to allow Punt to obtain treatment and
recover from that treatment could constitute a reasonable accommodation in some
circumstances, there is no evidence that Punt requested such an accommodation, or
that such an accommodation would be reasonable in light of the requirement that Punt
be physically present at work as the receptionist. (Id. at 14–15). Punt counters that
while attendance is plausibly an essential function of any job, a request for leave may
be a reasonable accommodation where it allows the employee to recover and then
perform the essential elements of the job in the near future. (Doc. # 65 at 16.)
The plaintiff bears the burden of showing she is able to qualified, with or without
reasonable accommodation, to perform the essential functions of her job. US Airways,
Inc. v. Barnett, 535 U.S. 391, 400 (2002). To determine whether an individual is
“qualified” under the ADA, the Court employs a two-part test:
First, the court determines whether the individual can perform the
essential functions of the job. Second, if (but only if) the court concludes
that the individual is unable to perform the essential functions of the job,
the court determines whether any reasonable accommodation by the
employer would enable him to perform those functions.
Davidson, 337 F.3d at 1190 (citations omitted) (quoting Aldrich v. Boeing Co., 146 F.3d
1265, 1271 (10th Cir. 1998)). Because the parties do not dispute that physical
attendance is an essential function of Punt’s former receptionist position, the Court
moves to the second part of this inquiry.
20
A reasonable accommodation is one that “presently, or in the near future,
enable[s] the employee to perform the essential functions of his job.” Hudson v. MCI
Telecommunications Corp., 87 F.3d 1167, 1169 (10th Cir. 1996) (citation and internal
quotation marks omitted) (emphasis added). Accordingly, a request for leave can be a
reasonable accommodation when it “allow[s] an employee sufficient time to recover
from an injury or illness such that the employee can perform the essential functions of
the job (i.e., attend work) in the future.” Cisneros, 226 F.3d at 1129. However, a
request for indefinite leave is not a reasonable accommodation because it “does not
allow the employee to perform the essential functions of the job in the near future.” Id.
Rather, the Tenth Circuit has required that, in making leave requests, employees give
the employer “an expected duration of the impairment (not the duration of the leave
request).” Id. at 1130 (emphasis in original); see also Hudson, 87 F.3d at 1169 (“This
court agrees with plaintiff that a reasonable allowance of time for medical care and
treatment may, in appropriate circumstances, constitute a reasonable accommodation.
In this case, however, plaintiff has failed to present any evidence of the expected
duration of her impairment as of the date of her termination.”)
Here, Punt made some requests for time off relating to medical matters. These
include asking Wilgus for time off for the biopsy (Doc. # 65-1 at 29), asking Hansen for
time off for appointments (id. at 5), and her December 5 email to Wilgus in which she
stated that it was in her “best interest not to come to work this week at all . . . surgery
takes some appointments and tests,” (id. at 35–36). In a later email, Punt further stated
that “I don’t know how I can come to work tomorrow . . . if taking a week off is out of
21
the question I understand [ . . . ] this is looking like very early stage breast cancer that
will allow me to come to work and have only five times of radiation.” (Id. at 34–35)
(emphasis added).
Punt argues that these emails constituted a request for a reasonable
accommodation. However, although Punt did state that she believed that she would
only need five radiation sessions, and although she did request to take the rest of that
week off,10 this email is not definite enough to have constituted a request stating the
expected duration of the impairment. Indeed, by stating that “surgery takes some
appointments and tests,” she acknowledges that she may need more time away than
the five radiation sessions, and that the extent of her need for time away is uncertain.
Because Punt failed to state how far into the future her treatment would last, how much
time away from work any radiation session would take, and how much time, if any, the
additional appointments and tests may take, this email does not set forth a request for a
reasonable accommodation of leave time.
Even to the extent that these emails could be interpreted as a sufficiently definite
request for leave time and a statement about the expected duration of her impairment,
the requests were made to Erin Wilgus, an employee of Kelly, not to GE. The only
possible evidence that exists which shows that Punt alerted GE to her desire for an
accommodation was that she asked Joy Hansen, a GE employee, for time off for
specific doctor’s appointments and diagnostic tests. (Doc. # 65 at 5). However, Punt
failed to inform GE of her desire for future leave time, and failed to inform GE about the
10
GE states that this email is not even a request, but instead, just a statement by Punt that she
will not be coming to work.
22
expected duration of impairment. As such, Punt has failed to carry her burden to show
that she was “qualified” with a reasonable accommodation to perform the essential
functions of her job. See Mason v. Avaya Commc’ns, Inc., 357 F.3d 1114, 1122 (10th
Cir. 2004) (noting that the Tenth Circuit has “consistently held” that “an employee's
request to be relieved from an essential function of her position is not, as a matter of
law, a reasonable or even plausible accommodation.”) As such, the Court finds that
Punt fails to meet her burden of establishing the second element of her prima facie
case.
d. Whether GE’s Legitimate, Nondiscriminatory Reason for Punt’s
Termination Was Pretextual
Despite failing to establish a prima facie case, in an abundance of caution, the
Court will assume (without deciding) that Ms. Punt has demonstrated a genuine issue of
fact as to the third prong of the prima facie case, and will also analyze whether the
legitimate, nondiscriminatory reason for Punt’s termination was pretextual. See Brady
v. Office of Sergeant at Arms, 520 F.3d 490, 492 (D.C. Cir. 2008) (“the question
whether the plaintiff in a disparate-treatment discrimination suit actually made out a
prima facie case is almost always irrelevant when the district court considers an
employer’s motion for summary judgment or judgment as a matter of law.”)
As is apparent from the background information provided above, GE has met its
burden to offer a legitimate, nondiscriminatory reason for her termination, by stating that
Punt was fired because of her excessive absenteeism, given the undisputed job
requirement of her physical presence as the receptionist. Accordingly, to survive
summary judgment, the burden shifts back to Punt to put forth evidence that this reason
23
was unworthy of belief. See Johnson, 594 F.3d at 1217 (describing burden-shifting
process); Randle v. City of Aurora, 69 F.3d 441, 452 (10th Cir. 1995) (internal quotation
omitted) (“Pretext may support a factual conclusion of discrimination. . . . Thus,
establishing pretext gets a plaintiff over the hurdle of summary judgment.”)
GE claims that Punt has no evidence that the reason it gave for terminating her
assignment was not the true reason. (Doc. # 54 at 19.) As has been previously
discussed, Punt did not analyze her ADA claim using the McDonnell Douglas burdenshifting framework (either in her response to the instant Motion or in her Sur-Reply
brief); as such, she did not characterize or discuss any of the evidence in her case as
being indicative of pretext. However, because the summary judgment standard requires
that the Court construe the undisputed material facts in favor of the non-movant, the
Court examines the facts that Punt could have put forth had she addressed the issue of
pretext.
“When assessing whether [a] plaintiff has made an appropriate showing of
pretext, [the Court] must consider the evidence as a whole.” Danville v. Reg'l Lab
Corp., 292 F.3d 1246, 1250 (10th Cir. 2002). Additionally, the Court examines the facts
“as they appear to the person making the decision to terminate [the] plaintiff.” Kendrick
v. Penske Transp. Servs., Inc., 220 F.3d 1220, 1231 (10th Cir. 2000). In other words,
the Court may not act as a “super personnel” department and second guess the
business judgment of the employer; instead, the relevant question is whether the reason
articulated by the employer was the real reason for the challenged action. Selenke v.
Med. Imaging of Colorado, 248 F.3d 1249, 1266 (10th Cir. 2001); see also Rivera v.
24
City and Cnty. of Denver, 365 F.3d 912, 924–25 (10th Cir. 2004) (“[t]he relevant inquiry
is not whether the employer’s proffered reasons were wise, fair or correct, but whether it
honestly believed those reasons and acted in good faith upon those beliefs.”)
Pretext can be demonstrated by “such weaknesses, implausibilities,
inconsistencies, incoherencies, or contradictions in the employer’s proffered legitimate
reasons for its action that a reasonable factfinder could rationally find them unworthy of
credence and hence infer that the employer did not act for the asserted nondiscriminatory reasons.” Morgan, 108 F.3d at 1323 (internal quotation omitted). For
example, a plaintiff may show pretext “with evidence that . . . [she] was treated
differently from other similarly-situated employees who violated work rules of
comparable seriousness.” Salguero v. City Of Clovis, 366 F.3d 1168, 1176 (10th Cir.
2004). Although temporal proximity between an employer’s awareness of an
employee’s protected status and its adverse employment action may be relevant to the
question of pretext, the Tenth Circuit has never allowed “even very close temporal
proximity [alone] to operate as a proxy for the evidentiary requirement that the plaintiff
demonstrate pretext . . . [r]ather, to show pretext [the plaintiff] must . . . present
evidence of temporal proximity plus circumstantial evidence of [improper] motive.”
Campbell v. Gambro Healthcare, Inc., 478 F.3d 1282, 1290 (10th Cir. 2007). Finally,
“mere conjecture that [the] employer’s explanation is a pretext for intentional
discrimination is an insufficient basis for denial of summary judgment.” Branson v. Price
River Coal Co., 853 F.2d 768, 772 (10th Cir. 1988); see also Morgan, 108 F.3d at 1324
25
(noting that even though all doubts concerning pretext must be resolved in plaintiff’s
favor, a plaintiff’s allegations standing alone will not defeat summary judgment).
Applying these principles to the instant case, Punt has failed to offer evidence
from which a reasonable factfinder could conclude that GE’s reasons for terminating her
employment were pretextual. Indeed, Punt does not contest (1) the extent of her
absences, (2) that it is reasonable for an employer to terminate an employee for
excessive absences, or (3) that it is reasonable for an employer to expect a new
employee to maintain perfect attendance. Instead, she challenges the legitimacy of
GE’s decision on other grounds. As discussed above, Punt asserts that the “unreliable”
comment shows that GE was not truly concerned about her absences, but rather, was
discriminating against her based on her cancer diagnosis. Again, even if the Court fully
credits Punt’s evidence of this statement, it is not sufficient to render GE’s rationale for
her termination “unworthy of belief,” especially when compared with the extensive and
undisputed record of her absences, tardiness, and early departures, as well as the
undisputed importance of her presence at work. See Reeves v. Sanderson Plumbing
Prods., Inc., 530 U.S. 133, 148 (2000) (noting that an employer is entitled to summary
judgment when “the record conclusively revealed some other, nondiscriminatory reason
for the employer’s decision, or if the plaintiff create[s] only a weak issue of fact as to
whether the employer’s reason was untrue and there was abundant and uncontroverted
independent evidence that no discrimination had occurred.”) In any case, this evidence,
even when fully credited, is merely Punt’s own conjecture about GE’s ulterior motives
for her termination, supported by nothing more than her own testimony about a single,
26
ambiguous remark. As such, it is insufficient evidence to defeat the instant Motion. See
Morgan, 108 F.3d at 1324 (employee’s own allegations insufficient to defeat summary
judgment); McKnight v. Kimberly Clark Corp., 149 F.3d 1125, 1129 (10th Cir. 1998)
(“stray remarks . . . are insufficient to establish pretext”); Cone, 14 F.3d at 531 (in age
discrimination context, “isolated [or] ambiguous comments are too abstract . . . to
support a finding of . . . discrimination.”)
Similarly, Punt conclusorily characterizes GE’s termination of her assignment as
a decision that was based on her “absences for her cancer tests.” (Doc. # 65 at 13.)
However, there is no evidence (other than the already-discussed “unreliable” comment)
that the underlying reason for her absences (i.e., her cancer) caused GE to terminate
her assignment. That some (but not all) of her absences in fact occurred on dates on
which she had cancer-related doctor appointments is not probative of pretext, as this
mere correspondence is not enough to cast significant doubt on GE’s reasons for
terminating her, either. Again, although Punt states that she asked Hansen for time off
for some appointments, the actual extent of these requests is unclear. Even if Punt
asked for permission each time she was absent for a doctor’s appointment, this does
not account for the other, unexplained absences, or for the fact that even though GE
may have granted permission on individual occasions, it could have found her nonmedical absences to be excessive in the aggregate.
Punt also fails to compare her situation to any similarly situated comparator
outside of the protected class, nor does she provide evidence that GE otherwise
tolerated repeated absences by other employees. First, as in Morgan, another case of
27
alleged disability discrimination where the plaintiff had extensive documented absences
from work, Punt points to no other person with “a record of unscheduled absences
similar to her own.” Morgan, 108 F.3d at 1324 (finding no evidence of pretext).
Second, although Punt noted that GE has, in the past, provided leave time to
employees for surgery or chemotherapy, she admits that she would not have been
entitled to this leave time because she “purportedly” was not an employee of GE. (Doc.
# 65 at 7.)11 Similarly situated employees are those “who deal with the same supervisor
and are subject to the same standards governing performance evaluation and
discipline,” and the Court compares “the relevant employment circumstances, such as
work history and company policies . . . in determining whether [employees] are similarly
situated.” Aramburu v. Boeing Co., 112 F.3d 1398, 1404 (10th Cir. 1997). As such,
GE’s full-time employees are not similarly situated employees by virtue of their differing
employment status. See Cone v. Longmont United Hosp. Ass'n, 14 F.3d 526, 532-33
(10th Cir. 1994) (finding that other employees were not similarly situated to plaintiff
“[w]ithout comparisons controlling for occupational dissimilarity and for similarity in
available openings at the end of the leave of absence”). Because Punt was a
temporary employee of GE, and because she did not provide evidence as to the job
duties of GE employees who were given leave time, she fails to establish that she was
treated differently than a similarly-situated comparator.12
11
Presumably, Punt made this point to show that requesting an accommodation would have
been futile, though she does not actually make this argument in her briefs.
12
Because Punt did not make a request for an ongoing, prospective accommodation, her
situation may even not be comparable to permanent GE employees – regardless of their
28
Additionally, Punt alleges some facts that suggest that GE would, in fact, have
been able to accommodate her need for absences in the future, including the fact that
another GE receptionist covered her receptionist position on occasion, and that Punt
was able to schedule her chemotherapy appointments during her lunch break at her
next position. (Doc. # 65 at 7–8; 9–10.) However, whatever future accommodations
GE could have provided – even assuming that Punt properly made a leave request – do
not cast doubt on GE’s rationale for terminating Punt’s assignment, particularly in light
of her of her undisputed documented absences, and it is not for the Court to judge
whether GE’s proffered reason for terminating Punt due to her excessive absences was
“wise, fair or correct,” but rather, “whether [GE] honestly believed th[at] reason[] and
acted in good faith upon [it].” See Rivera, 365 F.3d at 924–25.
Finally, there is temporal proximity between GE learning of her disability and it
terminating her assignment. However, in the absence of any other probative evidence
of pretext – especially because, given the brief duration of Punt’s employment at GE, by
definition, any adverse action would have been temporally proximate – this temporal
proximity alone is insufficient to establish that GE’s reason for terminating Punt was
pretextual. See Campbell, 478 F.3d at 1290.
In sum, even assuming that Punt sustained her burden to show a prima facie
case, Punt fails to show a genuine issue of material fact as to whether GE’s reason for
employment status – particularly if they did not have numerous unexplained absences prior to
their requests for leave. Cf. Salguero, 366 F.3d at 1177 (no pretext where evidence showed
that plaintiff’s conduct was more culpable than conduct of other employees who were not
terminated, noting that the court is not to act “as a super personnel department that second
guesses employers' business judgments.”)
29
her termination was pretextual. As such, GE is entitled to summary judgment on Punt’s
ADA claim.
2. PUNT’S GENETIC INFORMATION DISCRIMINATION CLAIM AGAINST GE AND
KELLY
Both GE and Kelly argue that Punt is unable to sustain a prima facie case of
genetic information discrimination because there is no evidence that Punt’s family
medical history constitutes genetic information, that she shared this history with any GE
employee, or that her termination was because of her genetic information. (Doc. ## 50
at 18–20; 54 at 19–20.) Both also contend that Punt is unable to show any evidence
that its legitimate, non-discriminatory reason for her termination was pretextual. (Id.)
Punt counters that her family history constitutes genetic information and that the
“unreliable” comment coupled with GE’s termination for “absences surrounding her
cancer treatment” would permit a jury finding that that she was terminated because of
GE’s assumptions about the required course of treatment based on her family history.
(Doc. # 65 at 20.) The Court finds that because Punt does not put forth sufficient
evidence to show that GE terminated her because of genetic information, or that the
legitimate, nondiscriminatory reason it proffered was pretextual, summary judgment for
GE and Kelly is proper on Punt’s GINA claim.
GINA makes it illegal for employers to terminate or otherwise discriminate
against an employee because of the employee’s genetic information. 42 U.S.C.A. §
2000ff–1(a)(1) (2015). Genetic information includes any information about “the
manifestation of a disease or disorder in family members of such individual.” 42 §
2000ff(4)(A); see also 29 C.F.R. § 1635.3(c). Since its passage in 2008, the Tenth
30
Circuit has not had occasion to analyze a GINA claim (nor have the district courts within
the Tenth Circuit), and the sparse case law that does exist is unsettled as to whether
plaintiff can sustain a GINA claim at summary judgment by proffering sufficient evidence
to show that the employer took an adverse action because of the employee’s qualifying
genetic information, or whether such a showing also triggers a burden-shifting scheme
akin to the McDonnell-Douglas framework.13 Nevertheless, the Court agrees that a
burden-shifting framework should apply to Punt’s GINA claim for the same reasons it
applied such a framework to Punt’s ADA claim, particularly in light of the fact that GINA
was codified in Title VII (that is, the original source of the McDonnell Douglas
framework), and plainly tracks the language and remedies of Title VII’s antidiscrimination provisions.14 See Conner-Goodgame v. Wells Fargo Bank, N.A., No.
13
Compare, e.g., Leone v. N. Jersey Orthopaedic Specialists, P.A., No. CIV.A. 11-3957 ES,
2012 WL 1535198, at *5 (D.N.J. Apr. 27, 2012) (required showing is “(1) that [the plaintiff] was
an employee; (2) who was discharged or deprived of employment opportunities; (3) because of
information from [her] genetic tests”), and Allen v. Verizon Wireless, No. 3:12-CV-482 JCH,
2013 WL 2467923, at *23 (D. Conn. June 6, 2013) (same; “the issue is whether Allen alleges
that Verizon considered her genetic information in deciding to deny her request for [short-term
disability]”), with Ortiz v. City of San Antonio Fire Dep't, No. 15-50341, 2015 WL 7423019, at *4
(5th Cir. Nov. 18, 2015) (affirming district court’s “borrowing” of the McDonnell Douglas burden
shifting framework in GINA case, “which the parties appear to agree was appropriate”); ConnerGoodgame v. Wells Fargo Bank, N.A., No. 2:12-CV-03426-IPJ, 2013 WL 5428448, at *10 (N.D.
Ala. Sept. 26, 2013) (analyzing a plaintiff’s GINA claim under Title VII’s anti-retaliation
framework); Garnett-Bishop v. New York Cmty. Bancorp, Inc., 49 F. Supp. 3d 321, 327-28
(E.D.N.Y. 2014) (in case with consolidated discrimination claims of multiple employees,
including some with GINA claims, noting that “the familiar burden shifting framework . . . will still
apply”).
14
Compare GINA, 42 U.S.C. 2000ff-1(a) (“It shall be an unlawful employment practice for an
employer . . . to fail or refuse to hire, or to discharge, any employee, or otherwise to
discriminate against any employee with respect to the compensation, terms, conditions, or
privileges of employment of the employee, because of genetic information with respect to the
employee”), with Title VII, 42 U.S.C.A. § 2000e-2 (“It shall be an unlawful employment practice
for an employer . . . to fail or refuse to hire or to discharge any individual, or otherwise to
discriminate against any individual with respect to his compensation, terms, conditions, or
31
2:12-CV-03426-IPJ, 2013 WL 5428448, at *10 (N.D. Ala. Sept. 26, 2013) (“[b]ecause
GINA’s anti-retaliation provision tracks the language of Title VII’s anti-retaliation
provision, the court has analyzed Plaintiff’s retaliation claim under Title VII’s framework
for retaliation”), Garnett-Bishop v. New York Cmty. Bancorp, Inc., 49 F. Supp. 3d 321,
327-28 (E.D.N.Y. 2014) (in case with consolidated discrimination claims of multiple
employees, including some with GINA claims, “with regard to the different discrimination
causes of action, the familiar burden shifting framework . . . will still apply”).
That Punt’s mother, grandmother, great-grandmother, cousin, and aunt all were
diagnosed with breast cancer is the type of genetic information implicated by GINA, as
“the manifestation of a disease or disorder in family members.” 42 U.S.C.
§ 2000ff(4)(A). However, as with her disability discrimination claim, Punt failed to allege
sufficient evidence to show that GE’s decision to terminate her (or Kelly’s acquiescence
in this decision) was based on this genetic information or that GE’s nondiscriminatory
reasons (i.e., her attendance) was pretextual. Punt can assert only that she told Kelly
employees about her family history of breast cancer; the parties dispute whether she
told Hansen at GE about this family history or whether Sledge was aware of it. Even if
the Court credits Punt’s testimony that she did tell Hansen and that Sledge was indeed
aware, again, GE’s and Kelly’s knowledge alone is insufficient to show that this genetic
information in particular somehow contributed to GE’s termination decision. The
“unreliability” statement is even less indicative of causation in the genetic information
privileges of employment, because of such individual's race, color, religion, sex, or national
origin.”) GINA also provides that the procedures and remedies afforded by Title VII also apply
under GINA, with certain limited exceptions. 42 U.S.C. 2000ff-6(a).
32
context, despite Punt’s attempt to characterize it as being related to GE’s “assumptions
about the needed course of treatment based on her genetic information,” because it
in no way refers to genetic information of any kind, but only to Plaintiff’s own breast
cancer. (Doc. # 65 at 20.) For these reasons, Punt also fails to establish a claim under
GINA, against either GE or Kelly.
B. KELLY’S MOTION FOR SUMMARY JUDGMENT
Among many other arguments, Kelly contends that Punt’s claims against it must
fail because GE’s termination of Punt’s assignment was not an “adverse action” taken
by Kelly against Punt, as Punt continued to be employed by Kelly, understood that the
length of her assignments would be determined by Kelly’s customer (that is, GE), and
that at the end of any assignment, it was Punt’s obligation to maintain regular contact
with Kelly to apprise Kelly of her availability for work, but that she did not do so. (Doc. #
50 at 16.)
Although such an argument might appear persuasive at first blush, the Court
finds that it does not adequately account for Kelly’s own obligations as a joint employer
of Punt15 to ensure that its employees are not exposed to discrimination. Punt cites
Burton v. Freescale Semiconductor, Inc., 798 F.3d 222 (5th Cir. 2015), which held that
“[a] staffing agency is liable for the discriminatory conduct of its joint-employer client if it
participates in the discrimination, or if it knows or should have known of the
client’s discrimination but fails to take corrective measures within its control.” Id.
at 229 (emphasis added). The Tenth Circuit has yet to rule on the extent of joint
15
For the purposes of the following analysis, the Court assumes, without deciding, that GE and
Kelly were “joint employers” of Punt.
33
employer liability under these circumstances. See Sandoval v. City of Boulder, 388
F.3d 1312, 1324, n.4 (10th Cir. 2004) (“Because we find no joint employer relationship
we need not reach the question of what the scope of one joint employer’s vicarious
liability would be for actions of its partner in which it did not participate or over which it
had limited or no control.”) However, this so-called “duty to protect” theory has also
been acknowledged by the Second and Seventh Circuits in the cases involving joint
employers. See Lima v. Adecco, 375 Fed. App’x. 54 (2d Cir. 2010) (“We also agree
with the District Court that even if Adecco and Platform could be considered a ‘joint
employer,’ Adecco could not be held liable to plaintiff based on that legal theory
because there is no evidence that Adecco either knew or should have known about any
of the alleged discrimination [by Platform].”); Whitaker v. Milwaukee Cnty., 772 F.3d
802, 812 (7th Cir. 2014) (“Here, nothing in the record suggests that the County
participated in the alleged discriminatory conduct or failed to take corrective measures
within its control.”). The theory also finds support in the EEOC’s Compliance Manual,
which examines the specific context of temporary employment agencies sending
employees to client employers, and concludes that
The [temporary staffing] firm is liable if it participates in the client’s
discrimination. For example, if the firm honors its client’s request to
remove a worker from a job assignment for a discriminatory reason
and replace him or her with an individual outside the worker’s protected
class, the firm is liable for the discriminatory discharge. The firm also is
liable if it knew or should have known about the client’s
discrimination and failed to undertake prompt corrective measures
within its control.
EEOC, No. 915.002, Enforcement Guidance: Application of EEO Laws to Contingent
Workers Placed by Temporary Employment Agencies and Other Staffing Firms, 1997
34
WL 33159161, at *10 (emphasis added). 16 The Court is sufficiently persuaded by the
“duty to protect” theory set forth by the other Circuit Courts of Appeals and the EEOC
such that it sees no reason to deviate from it here; however, it finds that Punt has still
failed to state a claim for disability discrimination against Kelly under such a theory.
Punt contends that Kelly should be held responsible for GE’s alleged
discrimination under the standard quoted above because
Kelly knew of the discrimination because this was clearly a failure to
accommodate case and it had the same knowledge of plaintiff’s condition
and her need for further time off to address her cancer as GE did. Yet Ms.
Wilgus did not even bother to try to address it with GE. A jury could find
that Kelly approved of GE’s conduct because it made no effort to
discuss with Hansen a reasonable accommodation for plaintiff and
because it provided GE with a replacement employee.
(Doc. # 64 at 21) (emphasis added). It bears mention that the bulk of Punt’s complaint
involves allegations against GE; she places bases virtually her entire ADA claim on the
conduct of GE. And, as the Court has already discussed, in failing to (1) sustain her
prima facie case of disability discrimination against GE (specifically because she failed
to make a request for a reasonable accommodation to GE); and (2) show that GE’s
legitimate, nondiscriminatory reasons for her termination were pretextual, Punt has
failed to show that she was terminated for a discriminatory reason by GE. Accordingly,
Punt necessarily cannot show that Kelly either “participated in” GE’s discrimination or
16
Although it is not controlling upon the courts, “by reason of [its] authority,” EEOC Guidance
constitutes “a body of experience and informed judgment to which courts and litigants may
properly resort for guidance.” Meritor Sav. Bank, FSB v. Vinson, 477 U.S. 57, 65 (1986). See
also Univ. of Tex. Sw. Med. Ctr. v. Nassar, 133 S. Ct. 2517, 2540 (2013) (“[t]he position set out
in the EEOC's guidance and compliance manual merits respect.”)
35
that Kelly knew or should have known about this discrimination but failed to take
corrective measures within its control. See Burton, 798 F.3d at 229.
IV. CONCLUSION
Based on the foregoing, it is ORDERED that GE and Kelly’s Motions for
Summary Judgment are GRANTED (Docs. ## 50, 54). It is
FURTHER ORDERED that this case is DISMISSED WITH PREJUDICE, and that
the Final Trial Preparation Conference set for February 25, 2016, and the five-day Jury
Trial set to commence on March 7, 2016, are hereby VACATED.
It is FURTHER ORDERED that Defendants shall have their costs by the filing of
a Bill of Costs with the Clerk of the Court. Each party shall bear its own attorney fees.
DATED: January 6, 2016
BY THE COURT:
_______________________________
CHRISTINE M. ARGUELLO
United States District Judge
36
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