United States Securities and Exchange Commission v. Goyal et al

Filing 1

ORDER Appointing Receiver. $46.00, Receipt Number 62930. by Rebecca R. Pallmeyer, United States District Judge, District of Illinois on 06/06/2014. (Attachments: # 1 Complaint, # 2 Letter) (dbera, )

Caldera Advisors, LLC
Caldera Equity Fund, LP

&
Blue Horizon Asset Management, LLC
Blue Horizon Partners Fund, LP
Blue Horizon Bio-Energy Fund, LP
Blue Horizon Global Equity Fund, LP

In Receivership
Kevin B. Duff, Receiver

c/o Rachlis Duff Adler Peel & Kaplan, LLC
542 South Dearborn Street, Suite 900
Chicago, Illinois 60605
[phone] Phone
[phone] Fax
[e-mail]

June 10, 2014
VIA EMAIL:
Clerk, U.S. District Court
U.S. District Court for the
District of Colorado
901 19th Street
Denver, CO 80294
Re:

United States Securities Exchange Commission v. Neal V. Goyal,
Caldera Advisors, LLC, and Blue Horizon Asset Management, LLC, and
Caldera Investment Group, Inc. (“Receivership Defendants”), No. 14cv-3900 (N.D. Ill.)

Dear Clerk:
By Order dated June 6, 2014, I was appointed by the United States District Court
for the Northern District of Illinois as Receiver in the above-captioned action.
Because there is real or personal property located in your district to which the
Receiver may have a claim, pursuant to 28 U.S.C. § 754, I am required to file copies of
the Complaint from the above-captioned matter as well as the Order appointing me
Receiver with this Court within ten (10) days of my appointment. Accordingly, I
attached a copy of the Complaint and Order of Appointment entered by U.S. District
Court for the Northern District of Illinois, along with the “Single Transaction Credit Card
Authorization Form.”
I would appreciate it if you could file the attached documents, and promptly email
back time-stamped versions of same.

Thank you for your attention to this matter. Should you have any questions or
concerns, please feel free to call at any time.
Very truly yours,

Enclosures

Kevin B. Duff, Receiver