Quintana v. Trani et al
Filing
44
ORDER on Application for Writ of Habeas Corpus. ORDERED that the clerk of the court shall amend the docket to reflect that the stay order, Docket No. 24, was lifted on September 29, 2018 when the Court directed Respondents to Answer the § 22 54 Application. Application for a Writ of Habeas Corpus Pursuant to 28 U.S.C. § 2254 1 filed pro se by Angel Quintana is DENIED and this action is DISMISSED WITH PREJUDICE. No certificate of appealability shall issue. Leave to proceed in forma pauperis on appeal is denied, by Chief Judge Philip A. Brimmer on 3/25/19. (sgrim)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Chief Judge Philip A. Brimmer
Civil Action No. 15-cv-01569-PAB
ANGEL QUINTANA,
Applicant,
v.
TRAVIS TRANI and
ATTORNEY GENERAL OF THE STATE OF COLORADO,
Respondents.
______________________________________________________________________
ORDER ON APPLICATION FOR A WRIT OF HABEAS CORPUS
______________________________________________________________________
The matter before the Court is an Application for a Writ of Habeas Corpus
Pursuant to 28 U.S.C. § 2254, filed pro se, by Angel Quintana. Docket No. 1. Having
considered the Application, Respondents’ Answer, Applicant’s Traverse (“Reply”), and
the state court record, the Court denies the Application for the reasons discussed
below.
I. FACTUAL AND PROCEDURAL BACKGROUND
Applicant was convicted by a jury in Denver District Court Case No. 04CR2291 of
criminal attempt to commit reckless manslaughter, first degree assault, and two counts
of second degree kidnapping with a deadly weapon. (State Court Record (“R.), Court
File at 279-287). 1 The Colorado Court of Appeals summarized the evidence at
Applicant’s trial as follows:
For ease of reference, the Court’s citation to page numbers in the state court file is to
the page numbers as reflected on the pdf.doc contained in the CD ROM submitted by
the Denver District Court.
1
After B.M. broke up with defendant at a local restaurant in Denver,
B.M. and her sister, S.P. (the victims), drove to a different restaurant
where they socialized with others in the restaurant’s parking lot. B.M. was
talking with T.S., a male friend of hers, in her car. T.S. was sitting in the
driver’s seat, and B.M. was crouched alongside him, “in the door jamb,”
showing him the televisions that were in the car. S.P. was in the
passenger’s seat of the car talking to another man. Shortly thereafter,
B.M. saw defendant rapidly approaching, “yelling, cursing,” and shooting
at the car. Defendant shot approximately four bullets, one of which hit the
window of the car door. T.S. jumped out of the car and ran away. As he
was running away, defendant fired a shot in his direction, but T.S. was not
hit.
Defendant grabbed B.M., threw her into the driver’s seat, got into
the backseat of the car, and told her to drive. Evidence was conflicting
whether defendant ordered S.P. to get into the car or whether S.P. was
already in the car then. In any event, S.P., who was in the passenger’s
seat, screamed at defendant, asking him what he was doing, and in
response, defendant hit her in the mouth. B.M., having driven a few feet,
put the car in park, and told S.P. to get out of the car. When B.M.
attempted to exit the car, defendant shot her in the hip. B.M. tried to run,
but she fell down because her leg was numb from the gunshot wound. As
S.P. came around the car to see if B.M. was okay, defendant picked up
B.M. and put her in the passenger’s seat of the car. He then put S.P. in
the backseat of the car.
Defendant drove the victims to a deserted field, put on gloves, and
said that he had to kill B.M., because she had “f ***** up” and tried “to play
him,” meaning that she had “made him feel stupid.” However, defendant
had no more bullets. B.M. said she was sorry and asked him to take her
to the hospital. Defendant refused and instead took the victims to his
mother’s house where B.M. began “shaking really bad” and begged
defendant to take her to the hospital. Eventually, defendant agreed to
take B.M. to the hospital with the understanding that she would tell the
police that she was shot in a drive-by shooting.
Initially, both victims told the police that B.M. had been shot in a
drive-by shooting. However, in a second interview with the police, B.M.
admitted that defendant shot her, but did not provide defendant’s last
name.
Defendant was charged with one count of criminal attempt to
commit first degree murder against B.M., one count of first degree assault
against B.M., and two counts of second degree kidnapping with a deadly
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weapon (one count against B.M. and one count against S.P.). After a
trial, the jury found defendant not guilty of attempt to commit first degree
murder, but guilty of the lesser included offense of criminal attempt to
commit manslaughter. The jury also found defendant guilty of the
remaining charges. Defendant was sentenced to a total of forty-eight
years in the custody of the Department of Corrections.
Docket No. 12-3, at 2-4. See also R., Court File at 296-97.
The Colorado Court of Appeals affirmed Applicant’s convictions and sentence in
People v. Quintana (Quintana I), No. 07CA1381 (Colo. Ct. App. Oct. 28, 2010)
(unpublished)). Docket No. 12-3. On March 14, 2011, the Colorado Supreme Court
denied Applicant’s petition for certiorari review. Docket No. 12-5.
On January 3, 2012, Applicant filed a motion for state post-conviction relief
pursuant to Colo. Crim. P. Rule 35(c), which the state district court denied. The
Colorado Court of Appeals affirmed in People v. Quintana (Quintana II), No. 12CA1926
(Colo. Ct. App. Sept. 4, 2014) (unpublished)). Docket No. 12-8. The Colorado
Supreme Court denied Applicant’s petition for certiorari review on April 20, 2015.
Docket No. 12-10.
On July 23, 2015, Applicant filed a § 2254 Application purporting to raise
approximately 36 claims for relief. Docket No. 1. After reviewing the Respondents’ PreAnswer Response and Applicant’s Reply, the Court issued an order on November 4,
2015 dismissing several claims as procedurally barred. Docket No. 19 at 12-19. The
Court further concluded that the following claims of trial court error, which are asserted
in the § 2254 Application, were properly exhausted in Applicant’s direct appeal
proceeding and were ripe for review on the merits:
(1) Applicant’s federal and state statutory speedy trial rights were violated;
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(2) the prosecution failed to prove beyond a reasonable doubt that
Applicant committed second degree kidnapping against S.P.
(3) The trial court erred in entering inconsistent verdicts on both reckless
and intentional mental states for the same act against the same victim.
Docket No. 19 at 12-13, 19; see also Quintana I, Docket No. 12-3.
Although Applicant exhausted two additional claims in his direct appeal
proceeding, he did not raise them in the § 2254 Application. 2 Respondents state in the
Answer that they have not addressed the merits of claims that were exhausted in the
Colorado appellate courts, but not asserted in the § 2254 Application. Docket No. 39 at
4 n.3. In the Reply, Applicant does not dispute Respondents’ statement or contend that
he meant to assert the omitted claims in his Application. See Docket No. 43 at 3,
summarizing the claims raised by Applicant. Consequently, the Court’s review of claims
of trial court error is limited to the three claims identified above.
The Court further concluded in the November 4 Order that the following Sixth
Amendment claims asserted by Applicant were presented to the Colorado Court of
Appeals in Applicant’s first state post-conviction proceeding, and were properly
exhausted in the state courts:
(4) Trial counsel was operating under a conflict of interest.
(5) Trial counsel was constitutionally ineffective in failing to:
(a) remove jurors who saw Applicant in restrictive custody;
(b) protect Applicant’s right to a speedy trial;
Applicant asserted the following additional claims on direct appeal: (1) his due process
rights to a fair trial and an impartial jury were denied by the trial court’s erroneous
admission of irrelevant and highly prejudicial evidence of the Applicant’s purported gang
affiliation and when several of the jurors witnessed the defendant in restrictive custody;
and (2) the trial court erred by failing to instruct the jury, over defense objection, on the
lesser included offense (to first degree assault) of third degree assault. Docket No. 12-3
at 14-23.
2
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(c) provide Applicant with discovery before trial;
(d) prepare for trial;
(e) make an opening statement;
(f) investigate the case;
(g) effectively cross-examine certain witnesses;
(h) call witnesses favorable to the defense;
(i) file a notice of appeal;
(j) pursue an “innocence” defense.
Docket No. 19 at 13-14; Quintana II, Docket No. 12-8, at 3, 6-13.
The Court also determined that Applicant presented other ineffective assistance
claims that were not exhausted in the state courts and, therefore, were anticipatorily
procedurally defaulted. Docket No. 19 at 4-5, 15-19. However, because Applicant was
not represented by counsel in his state post-conviction proceeding, the Court deferred
ruling on the claims pending a determination of whether there was cause for the
procedural default under the standard articulated in Martinez v. Ryan, 566 U.S. 19
(2012). Id.at 17-18. In Martinez, the Supreme Court held:
Where, under state law, claims of ineffective assistance of trial counsel
must be raised in an initial-review collateral proceeding, a procedural
default will not bar a federal habeas court from hearing a substantial claim
of ineffective assistance at trial if, in the initial-review collateral proceeding,
there was no counsel or counsel in that proceeding was ineffective.
Id. at 17.
Respondents were directed to file an Answer addressing the merits of the claims
delineated above, and to address whether the procedurally defaulted ineffective
assistance claims are substantial under Martinez. Id. at 19.
Thereafter, Applicant filed a motion to stay the § 2254 Application so he could
attempt to exhaust his unexhausted ineffective assistance claims in a second postconviction motion he had filed in the state courts. Docket No. 21. On December 28,
2015, the Court issued an order staying the case pending the Colorado courts’
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determination of Applicant’s second post-conviction motion. Docket No. 24. The
Colorado Court of Appeals issued a decision affirming the state district court’s denial of
post-conviction relief on March 15, 2018. See People v. Angel Quintana (Quintana III),
No. 16CA0469 (Colo. App. March 15, 2018) (unpublished) Docket No. 28-1. Applicant’s
petition for certiorari review was denied on September 17, 2018. Docket No. 34-1.
On November 18, 2018, Respondents filed an Answer addressing the merits of
the properly exhausted claims and the applicability of Martinez to the unexhausted
claims. Docket No. 39. Applicant filed a Reply on January 11, 2019. Docket No. 43.
II. APPLICABLE LEGAL STANDARDS
A. 28 U.S.C. ' 2254
Title 28 U.S.C. ' 2254(d) provides that a writ of habeas corpus may not be
issued with respect to any claim that was adjudicated on the merits in state court unless
the state court adjudication:
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.
28 U.S.C. ' 2254(d). The applicant bears the burden of proof under ' 2254(d). See
Woodford v. Visciotti, 537 U.S. 19, 25 (2002) (per curiam).
A claim may be adjudicated on the merits in state court even in the absence of a
statement of reasons by the state court for rejecting the claim. Harrington v. Richter,
562 U.S. 86, 98-99 (2011). In particular, Adetermining whether a state court=s decision
resulted from an unreasonable legal or factual conclusion does not require that there be
6
an opinion from the state court explaining the state court=s reasoning.@ Id. at 98. Thus,
A[w]hen a federal claim has been presented to a state court and the state court has
denied relief, it may be presumed that the state court adjudicated the claim on the
merits in the absence of any indication or state-law procedural principles to the
contrary.@ Id. at 99. Even A[w]here a state court=s decision is unaccompanied by an
explanation, the habeas petitioner=s burden still must be met by showing there was no
reasonable basis for the state court to deny relief.@ Id. at 98. In other words, the Court
Aowe[s] deference to the state court=s result, even if its reasoning is not expressly
stated.@ Aycox v. Lytle, 196 F.3d 1174, 1177 (10th Cir. 1999). Therefore, the Court
Amust uphold the state court=s summary decision unless [the Court=s] independent
review of the record and pertinent federal law persuades [the Court] that its result
contravenes or unreasonably applies clearly established federal law, or is based on an
unreasonable determination of the facts in light of the evidence presented.@ Id. at 1178.
A[T]his >independent review= should be distinguished from a full de novo review of the
petitioner=s claims.@ Id.
The court reviews claims of legal error and mixed questions of law and fact
pursuant to 28 U.S.C. ' 2254(d)(1). See Cook v. McKune, 323 F.3d 825, 830 (10th Cir.
2003). The threshold question the court must answer under ' 2254(d)(1) is whether the
applicant seeks to apply a rule of law that was clearly established by the Supreme Court
at the time of the relevant state court decision. See Greene v. Fisher, 565 U.S. 34
(2011). Clearly established federal law Arefers to the holdings, as opposed to the dicta,
of [the Supreme] Court=s decisions as of the time of the relevant state-court decision.”
Id. at 412. Furthermore,
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clearly established law consists of Supreme Court holdings in cases
where the facts are at least closely-related or similar to the case sub
judice. Although the legal rule at issue need not have had its genesis in
the closely-related or similar factual context, the Supreme Court must
have expressly extended the legal rule to that context.
House v. Hatch, 527 F.3d 1010, 1016 (10th Cir. 2008). If there is no clearly established
federal law, that is the end of the court=s inquiry pursuant to ' 2254(d)(1). See id. at
1018.
If a clearly established rule of federal law is implicated, the court must determine
whether the state court=s decision was contrary to or an unreasonable application of that
clearly established rule of federal law. See Williams, 529 U.S. at 404-05.
A state-court decision is contrary to clearly established federal law
if: (a) the state court applies a rule that contradicts the governing law set
forth in Supreme Court cases or (b) the state court confronts a set of facts
that are materially indistinguishable from a decision of the Supreme Court
and nevertheless arrives at a result different from [that] precedent.
Maynard [v. Boone], 468 F.3d [665], 669 [(10th Cir. 2006)] (internal
quotation marks and brackets omitted) (quoting Williams, 529 U.S. at
405). “The word >contrary= is commonly understood to mean >diametrically
different,= >opposite in character or nature,= or >mutually opposed.=@
Williams, 529 U.S. at 405 (citation omitted).
A state court decision involves an unreasonable application of
clearly established federal law when it identifies the correct governing
legal rule from Supreme Court cases, but unreasonably applies it to the
facts. Id. at 407-08. Additionally, we have recognized that an
unreasonable application may occur if the state court either unreasonably
extends, or unreasonably refuses to extend, a legal principle from
Supreme Court precedent to a new context where it should apply.
House, 527 F.3d at 1018.
The court=s inquiry pursuant to the Aunreasonable application@ clause is an
objective inquiry. See Williams, 529 U.S. at 409-10. “[A] federal habeas court may not
issue the writ simply because that court concludes in its independent judgment that the
relevant state-court decision applied clearly established federal law erroneously or
8
incorrectly. Rather that application must also be unreasonable.@ Id. at 411. A[A] decision
is >objectively unreasonable= when most reasonable jurists exercising their independent
judgment would conclude the state court misapplied Supreme Court law.@ Maynard,
468 F.3d at 671. In addition,
evaluating whether a rule application was unreasonable requires
considering the rule's specificity. The more general the rule, the more
leeway courts have in reaching outcomes in case-by-case determinations.
[I]t is not an unreasonable application of clearly established Federal law
for a state court to decline to apply a specific legal rule that has not been
squarely established by [the Supreme] Court.
Harrington, 562 U.S. at 101 (internal quotation marks omitted). In conducting this
analysis, the court Amust determine what arguments or theories supported or . . . could
have supported[ ] the state court's decision and then ask whether it is possible
fairminded jurists could disagree that those arguments or theories are inconsistent with
the holding in a prior decision of [the Supreme] Court.@ Id.
Under this standard, Aonly the most serious misapplications of Supreme Court
precedent will be a basis for relief under ' 2254.@ Maynard, 468 F.3d at 671; see also
Harrington, 562 U.S. at 88 (stating that Aeven a strong case for relief does not mean the
state court's contrary conclusion was unreasonable@).
As a condition for obtaining habeas corpus from a federal court, a state
prisoner must show that the state court's ruling on the claim being
presented in federal court was so lacking in justification that there was an
error well understood and comprehended in existing law beyond any
possibility for fairminded disagreement.
Harrington, 562 U.S. at 102.
A[R]eview under ' 2254(d)(1) is limited to the record that was before the state
court that adjudicated the claim on the merits.@ Cullen v. Pinholster, 563 U.S. 170, 181
(2011).
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The court reviews claims asserting factual errors pursuant to 28 U.S.C.
' 2254(d)(2). See Romano v. Gibson, 278 F.3d 1145, 1154 n. 4 (10th Cir. 2002).
Section 2254(d)(2) allows the federal court to grant a writ of habeas corpus only if the
relevant state court decision was based on an unreasonable determination of the facts
in light of the evidence presented to the state court.
Pursuant to ' 2254(e)(1), the court must presume that the state court's factual
determinations are correct and the petitioner bears the burden of rebutting the
presumption by clear and convincing evidence. AThe standard is demanding but not
insatiable . . . [because] >[d]eference does not by definition preclude relief.=@ Miller-El v.
Dretke, 545 U.S. 231, 240 (2005) (quoting Miller- El v. Cockrell, 537 U.S. 322, 340
(2003)).
The federal habeas court applies a de novo standard of review to constitutional
claims that were not reviewed on the merits by the state courts. See Mitchell v. Gibson,
262 F.3d 1036, 1045 (10th Cir. 2001).
B. Pro Se Litigant
Applicant is proceeding pro se. The court, therefore, Areview[s] his pleadings and
other papers liberally and hold[s] them to a less stringent standard than those drafted by
attorneys.@ Trackwell v. United States, 472 F.3d 1242, 1243 (10th Cir. 2007) (citations
omitted); see also Haines v. Kerner, 404 U.S. 519, 520-21 (1972). However, a pro se
litigant's @conclusory allegations without supporting factual averments are insufficient to
state a claim on which relief can be based.@ Hall v. Bellmon, 935 F.2d 1106, 1110 (10th
Cir. 1991). A court may not assume that an applicant can prove facts that have not
been alleged, or that a respondent has violated laws in ways that an applicant has not
10
alleged. Associated Gen. Contractors of Cal., Inc. v. Cal. State Council of Carpenters,
459 U.S. 519, 526 (1983). Pro se status does not entitle an applicant to an application
of different rules. See Montoya v. Chao, 296 F.3d 952, 957 (10th Cir. 2002).
III. ANALYSIS OF CLAIMS
A. Claim One
For his first claim, Applicant asserts that his federal and state statutory speedy
trial rights were violated by the state district court.
Federal habeas review is limited to claims that a state prisoner’s custody violates
the United States Constitution or other federal law. 28 U.S.C. § 2254(a). Alleged errors
of state law are not cognizable in a federal habeas proceeding. See Swarthout v.
Cooke, 562 U.S. 216, 219 (2011) (per curiam); see also Estelle v. Mcguire, 502 U.S.
62, 67 (1991) (habeas corpus does not lie to correct errors of state law). Therefore, the
portion of claim one asserting a violation of the state speedy trial statute is dismissed for
lack of statutory jurisdiction.
Respondents argue in their Answer that the federal constitutional speedy trial
claim was procedurally defaulted in the state courts. Docket No. 39 at 12-13. Although
Respondents did not raise the procedural defense in the pre-answer response, the
Court indicated a willingness to address the defense if it were raised in the Answer.
See Docket No. 19 at 13 n.1.
A claim that has been procedurally defaulted in the state courts on an
independent and adequate state procedural ground is barred from federal habeas
review unless the prisoner can demonstrate cause for the default and actual prejudice
as a result of the federal violation, or that failure to consider the claim will result in a
11
fundamental miscarriage of justice. Coleman v. Thompson, 501 U.S. 722, 750 (1991);
Cummings v. Sirmons, 506 F.3d 1211, 1224 (10th Cir. 2007). A procedural rule is
independent if it is based upon state law, rather than federal law. Anderson v. Att’y
Gen., 342 F.3d 1140, 1143 (10th Cir. 2003) (citing English v. Cody, 146 F.3d 1257,
1259 (10th Cir.1998)). A state procedural rule is adequate if it was “‘firmly established
and regularly followed by the time as of which it is to be applied.’” Id. (quoting Walker v.
Att’y Gen., 167 F.3d 1339, 1344 (10th Cir.1999)). The applicant bears the burden of
specifically alleging the inadequacy of a state procedural law. Fairchild v. Workman,
579 F.3d 1134, 1143 (10th Cir. 2009).
The Colorado Court of Appeals declined to address the alleged federal
constitutional speedy trial violation on direct appeal because Applicant failed to raise the
issue in the trial court. Docket No. 12-3 at 8, citing People v. Cass, 68 P.3d 537, 539
(Colo. App. 2002); People v. Scialabba, 55 P.3d 207, 209-10 (Colo. App. 2002). The
state appellate court’s procedural ruling is independent of federal law and firmly
established in Colorado. See id.; see also See Martinez v. People, 244 P.3d 135, 139
(Colo. 2010) (stating that “appellate courts should not reach Constitutional arguments
raised for the first time on appeal”) (citing People v. Cagle, 751 P.2d 614 (Colo.1988) (it
is axiomatic that an appellate court will not consider constitutional issues not raised in
the trial court)).
Respondents placed Applicant on notice of the procedural default standard in
the pre-answer response. See Docket No. 12 at 14-16. Applicant recognized in his
reply brief that he must satisfy the cause and prejudice standard or the fundamental
miscarriage of justice exception to excuse a procedural default. See Docket No. 13 at
12
6. However, he failed to satisfy either standard with respect to any of his defaulted
claims. See generally Docket No. 19 at 15-17. Consequently, the portion of claim one
asserting a violation of Applicant’s federal constitutional speedy trial rights will be
dismissed with prejudice as procedurally barred.
B. Claim Two
For his second claim, Applicant asserts that the prosecution failed to prove
beyond a reasonable doubt that he committed second degree kidnapping against
S.P. Docket No. 1 at 17-18.
1. Supreme Court law
A constitutional challenge to the sufficiency of the evidence is governed by
Jackson v. Virginia, 443 U.S. 307 (1979). Evidence is sufficient to support a conviction
as a matter of due process if, “after viewing the evidence in the light most favorable to
the prosecution, any rational trier of fact could have found the essential elements of the
crime beyond a reasonable doubt.” Coleman v. Johnson, 566 U.S. 650, 654 (2012)
(quoting Jackson, 443 U.S. at 319) (emphasis in the original). The court looks at both
direct and circumstantial evidence in determining the sufficiency of the evidence. See
Lucero v. Kerby, 133 F.3d 1299, 1312 (10th Cir. 1998); see also Desert Palace, Inc. v.
Costa, 539 U.S. 90, 100 (2003) (“[W]e have never questioned the sufficiency of
circumstantial evidence in support of a criminal conviction, even though proof beyond a
reasonable doubt is required.”).
A federal habeas court’s review under Jackson is “sharply limited, and a court
faced with a record of historical facts that supports conflicting inferences must presume
-- even if it does not affirmatively appear in the record-that the trier of fact resolved any
13
such conflicts in favor of the prosecution, and must defer to that resolution.” Turrentine
v. Mullin, 390 F.3d 1181, 1197 (10th Cir. 2004) (quotations and alterations omitted).
See also Messer v. Roberts, 74 F.3d 1009, 1013 (10th Cir. 1996) (in reviewing the
sufficiency of the evidence, the federal habeas court “may not weigh conflicting
evidence nor consider the credibility of witnesses,” but must “‘accept the jury's
resolution of the evidence as long as it is within the bounds of reason.’”) (quoting
Grubbs v. Hannigan, 982 F.2d 1483, 1487 (10th Cir. 1993)).
“[F]ederal courts must look to state law for ‘the substantive elements of the
criminal offense,’ but the minimum amount of evidence that the Due Process Clause
requires to prove the offense is purely a matter of federal law.” Johnson, 566 U.S. at
655. To the extent an insufficient evidence claim involves an interpretation of state law,
the state court's interpretation “binds a federal court sitting in habeas corpus.”
Bradshaw v. Richey, 546 U.S. 74, 76 (2005) (per curiam).
“[A] federal court may not overturn a state court decision rejecting a sufficiency of
the evidence challenge simply because the federal court disagrees with the state court.
The federal court instead may do so only if the state court decision was ‘objectively
unreasonable.’” Johnson, 566 U.S. at 651 (quoting Cavazos v. Smith, 565 U.S. 1, 2
(2010) (other internal citation omitted).
2. State court proceeding
The Colorado Court of Appeals applied a state law sufficiency-of-theevidence standard similar to the Jackson standard and rejected Applicant’s claim
on the following grounds:
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III. Sufficiency of the Evidence
Defendant next contends that his conviction for second degree
kidnapping of S.P. should be overturned because the trial evidence failed to
establish beyond a reasonable doubt that defendant “seized and carried”
S.P. by the use of a deadly weapon. We disagree.
....
Second degree kidnapping occurs when a person “knowingly seizes
and carries any person from one place to another, without his consent and
without lawful justification.” § 18-3-302(1), C.R.S. 2010. Second degree
kidnapping is a class three felony if the kidnapping is “accomplished by the
use of a deadly weapon.” § 18-3-302(4)(a)(II), C.R.S. 2010.
Defendant argues that there was no evidence to support the jury’s
finding that he “seized and carried” S.P. “against her will” by use of a deadly
weapon and that, to the contrary, the evidence demonstrated that S.P.
voluntarily accompanied defendant into the car “out of concern for B.M.’s
well being.” We are not persuaded.
The “seize and carry,” also known as asportation, element is
satisfied when a defendant moves a victim from one place to another.
People v. Harlan, 8 P.3d 448, 477 (Colo. 2000). The movement does not
need to be substantial and may be incidental to another crime. People v.
Owens, 97 P.3d 227, 235 (Colo. App. 2004). When it is unclear whether
the movement is sufficient, asportation may be established by proof that the
movement substantially increased the risk of harm to the victim. Harlan, 8
P.3d at 477; People v. Fuller, 791 P.2d 702, 706 (Colo. 1990); Owens, 97
P.3d at 235, 237.
Here, B.M. testified that defendant, while holding a loaded gun, told
S.P. to get into the car. After B.M. drove the car a few feet, defendant hit
S.P. in the mouth, and B.M. stopped the car and told S.P. to get out. While
B.M. was trying to escape from the car, defendant shot her. S.P. then
exited the car and came to B.M.’s aid. Defendant picked up B.M. and put
her in the passenger seat of the car and then defendant put S.P. in the back
seat of the car.
S.P.’s trial testimony was slightly different. S.P. testified that she
was sitting in the car when defendant jumped into the car and told B.M. to
drive. After defendant punched S.P. in the mouth, she “ran” out of the car
because she thought defendant was going to shoot her. Defendant then
told her to get back into the car, and after she did, defendant drove the car
away. S.P. testified that she did not want to leave with defendant, but that
she got back into the car because (1) defendant told her that they had to
go, (2) she was not going to let defendant leave alone with B.M., and (3)
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she did not want B.M. to die. She also stated that she would not have
gotten back into the car if defendant had not had a gun.
Crediting either version of the events, the jury reasonably could have
found sufficient asportation to support a kidnapping with a deadly weapon
conviction with respect to S.P. S.P. did not voluntarily get back into the car;
rather, she either (1) was ordered to do so and complied because defendant
had a gun and she did not want B.M. to be alone with defendant, or (2) was
physically placed in the car by defendant. As a result, S.P. was moved
“from place to place,” and that movement substantially increased the risk of
harm to her by placing her in a confined space, with no means of escape
from the armed individual who had just struck her. See People v. Rogers,
220 P.3d 931, 935-36 (Colo. App. 2008) (the victim was moved within her
apartment to an area farther away from doors and windows, from which it
was more difficult to escape, substantially increasing the risk of harm to the
victim); Owens, 97 P.3d at 236 (the victims were backed into an office and
threatened with a knife); People v. Huggins, 825 P.2d 1024, 1026 (Colo.
App. 1991) (the defendant forced victim to move ten steps to a space that
offered no practical means of escape). In addition, defendant held a gun
during the entire criminal episode, which supports the jury’s finding that
defendant kidnapped S.P. by the use of a deadly weapon.
Furthermore, although there was evidence that S.P. got back into the
car after B.M. was shot, the evidence also showed that S.P. did so only
because she was concerned about B.M.’s welfare and was afraid of great
harm to B.M., which was sufficient for a jury finding on the asportation
element. See People v. Abbott, 690 P.2d 1263, 1270 n.4 (Colo. 1984) (that
movement was made at suggestion of manager out of fear of harm to
himself and co-workers did not absolve the defendant of the asportation).
Under these circumstances, the jury could have determined that her actions
were not voluntary but were coerced.
We therefore conclude that sufficient evidence supported the
conviction of second degree kidnapping of S.P. by use of a deadly weapon.
(Quintana I, Docket No. 12-3, at 8-13).
3. Analysis
The Colorado Court of Appeals’ factual findings are presumed correct and
are supported by the victims’ testimony at Applicant’s trial. R., 1/11/06 Trial Tr. at
496-510 (Byrna Meiklejohn testimony); 1/12/06 Trial Tr. at 669-70 (Stephanie
Pryztulski testimony). Applicant maintains that the asportation element of
16
second-degree kidnapping was not established because “at no point did S.P. say
that the petitioner forced h[e]r in the car and at no point in S.P.[‘s] testimony did
she ever allege I used or threatened the use of a weapon ag[ain]st he r. . . . She
stated she got back in the car upon her own free will and choice.” Docket No. 1 at
18. However, regardless of whether Applicant verbally threatened to use his gun
against S.P., he had already shot B.M. in S.P.’s presence and punched S.P. in
the mouth. Even if the jury credited S.P.’s version of the events over the
testimony of B.M., the jury’s resolution of the discrepancies was “within the
bounds of reason” because S.P.’s testimony created a reasonable inference that
S.P. did not get back into the car voluntarily, but rather did so because Applicant
had a gun, which he had already used on B.M. and would use to harm S.P., or to
harm B.M. again, if S.P. did not comply with his directive.
The Court finds that the state appellate court’s determination that either
S.P.’s or B.M.’s testimony was legally sufficient to meet the asportation element
of second-degree kidnapping with regard to S.P. and to sustain the jury’s verdict
on that charge was a reasonable application of the Jackson standard.
Applicant is not entitled to federal habeas relief for his second claim.
C. Claim Three
In claim three, Applicant contends that the trial court erred in entering
inconsistent verdicts on both reckless and intentional mental states for the same
act against the same victim. Docket No. 1 at 19.
The Colorado Court of Appeals determined, under applicable Colorado law, that
the verdicts finding Applicant guilty of both reckless (attempted reckless manslaughter)
17
and intentional (first degree assault) behavior for the same criminal act were not
inconsistent because an element of one of the crimes did not negate an element of the
other. Quintana I, Docket No. 12-3 at 26-28.
The state appellate court’s resolution of Applicant’s claim on state law grounds is
not reviewable by this Court. Estelle, 502 U.S. at 67-68; see also Bradshaw, 546 U.S.
at 76.
Moreover, the Supreme Court has recognized that “‘[c]onsistency in the verdict is
not necessary.’” United States v. Powell, 469 U.S. 57, 62 (1984) (quoting Dunn v.
United States, 284 U.S. 390, 394 (1932)). Consequently, the state appellate court’s
determination that the verdicts were not inconsistent was not contrary to, or an
unreasonable application of, Supreme Court law. See e.g., Bowser v. Boggs, 20 F.3d
1060, 1065 (10th Cir. 1994) (concluding, on federal habeas review, that state appellate
court’s decision rejecting the petitioner’s claim that the jury verdicts were inconsistent
under state law did not run afoul of federal law) (pre-AEDPA case).
Applicant is not entitled to federal habeas relief for his third claim.
D. Claim Four
In claim four, Applicant asserts that his Sixth Amendment right to the effective
assistance of counsel was violated because trial counsel was operating under a conflict
of interest which arose after the State confiscated letters from Applicant’s cell in which
he made threats against his trial counsel, the prosecutor, and the trial court. Docket No.
1 at 12-13. Applicant claims that defense counsel was not an effective advocate after
being notified of the threatening letters and that counsel joined the prosecution’s efforts
to have Applicant convicted. Id. at 13-14.
18
1. Supreme Court law
The Sixth Amendment’s guarantee of effective counsel includes the right to
representation free from actual conflicts of interest. Strickland v. Washington, 466 U.S.
668, 688 (1984). The guarantee of effective counsel exists “not for its own sake, but
because of the effect it has on the ability of the accused to receive a fair trial.” United
States v. Cronic, 466 U.S. 648, 658 (1984). Thus, “defects in assistance that have no
probable effect upon the trial’s outcome do not establish a constitutional violation.”
Mickens v. Taylor, 535 U.S. 162, 166 (2002).
An actual conflict of interest is a “conflict that affected counsel’s performance -as opposed to a mere theoretical division of loyalties.” Mickens, 535 U.S. at 171. “[T]he
possibility of conflict,” the Supreme Court has stated, “is insufficient to impugn a criminal
conviction.” Cuyler v. Sullivan, 446 U.S. 335, 348 (1980). See also United States v.
Alvarez, 137 F.3d 1249, 1252 (10th Cir.1998) (stating that a conflict of interest under
Cuyler “results if counsel was forced to make choices advancing other interests to the
detriment of his client.”). The ineffectiveness of counsel is presumed where counsel
“‘actively represented conflicting interests' and ‘an actual conflict of interest adversely
affected [the defense] lawyer’s performance.’”’ Strickland, 466 U.S. at 692 (quoting
Cuyler, 446 U.S. at 348, 350, which addressed a conflict of interest in the context of
counsel’s concurrent representation of multiple clients). The Supreme Court has not
extended the holding in Cuyler outside the context of concurrent, multiple
representation. See Mickens, 535 U.S. at 176.
It is beyond dispute that the Sixth Amendment does not guarantee “a ‘meaningful
relationship’ between an accused and his counsel,” Morris v. Slappy, 461 U.S. 1, 13-14
19
& n.6 (1983), or that “a defendant will inexorably be represented by the lawyer whom he
prefers.” Wheat v. United States, 486 U.S. 153, 159 (1988). Rather, “the appropriate
inquiry focuses on the adversarial process, not on the accused’s relationship with his
lawyers as such.” Id. at 160.
2. State court proceeding
The Colorado Court of Appeals rejected Applicant’s conflict-of-interest
claim on the following grounds:
Before trial, the prosecuting attorney informed the trial court and
defense counsel that a piece of paper had been found in Quintana’s cell,
containing threats “to shoot numerous times the D[istrict] A[ttorney], the
Public Defender[,] and the Judge.” The trial court found that the situation
did not warrant recusal because the note did not identify Quintana’s trial
counsel as the target; rather, the court stated that the note mentioned the
“public defender,” and could be the “angry musings” of a “young kid.” The
court further stated that it trusted that defense counsel would “evaluate the
situation.” Defense counsel did not indicate that he felt threatened by
Quintana and the topic never came up again.
Nothing in the record indicates that the note created an actual
conflict of interest, requiring defense counsel to withdraw. The note
created, at best, a potential for a conflict, which never came to fruition.
See People v. Hagos, 250 P.3d 596, 614 (Colo. App. 2009) (stating that,
to obtain reversal, a defendant must show that his counsel was subject to
an actual conflict of interest that adversely affected counsel’s
representation of the defendant). Further, Quintana’s postconviction claim
failed to allege any facts indicating that he authored the note or that
defense counsel was, or believed he was, the target of any threat. 3
Accordingly, this allegation is conclusory and the district court did not err
in summarily denying it.
To the extent Quintana asserts that the alleged conflict caused
defense counsel to threaten him, the record also refutes this claim. During
trial, Quintana told the trial court that defense counsel stated to him: “I’m
going to make sure you’re going to get -- I’m going to make sure you get
The Colorado Court of Appeals’ decision included the following footnote:
“Indeed, the record demonstrates that Quintana was represented by two public
defenders and a private defense attorney before Quintana’s trial counsel was appointed
as alternate defense counsel.” Docket No. 12-8 at 7.
3
20
everything you deserve and you eat everything.” Counsel explained to the
court:
I think I can clear this up, Your Honor. My client simply asked me if
he was going to be able to look at discovery when the case is over
with. He mentioned a handful of interviews and things like that that
were [on] CD. I turned to him very quickly, because I was in the
middle of trying to prepare for my closing and also listen to [the
prosecutor].
I turned to him and said, “You’re going to get everything, all the
discovery that I have.” And I said nothing about eating anything, so
I don’t really know where that stems from. But, obviously, I will let
my client have everything, once the case is done.
The trial court rejected Quintana’s assertion and found “that
counsel was competent, in fact, more than competent” in representing
Quintana at trial. The trial court’s finding supports the postconviction
court’s conclusion that the record “belies any claim that defense
counsel directly or indirectly threatened [Quintana] and/or the assertion
that counsel’s representation was compromised by a conflict or
breakdown of communication.” Accordingly, we will not disturb it on
appeal.
Quintana II, Docket No. 12-8 at 6-8.
3. Analysis
The Colorado Court of Appeals’ findings that the threatening letter did not create
an actual conflict of interest between defense counsel and Applicant, and that defense
counsel did not threaten Applicant because of the letters, were a reasonable
interpretation of the pre-trial and trial proceedings. See R., 11/07/05 Hrg. Tr. at 261263; 1/17/06 Trial Tr. at 1079-81. There is nothing in the state court record to suggest
that the threatening letter adversely affected counsel’s performance at trial. Indeed, in
response to Applicant’s complaints about counsel on the second day of trial, the trial
court told Applicant: “I have observed [defense counsel’s] abilities to assist you to select
a jury, to cross-examine witnesses, and I find them to be exemplary.” R. 1/12/06 Trial
21
Tr. at 654-55. At the conclusion of Applicant’s trial, when Applicant complained that
trial counsel had threatened him, the trial court stated: “I already found that counsel was
competent, in fact, more than competent, and I’m not going to delve into that any
further.” R., 1/17/06 Trial Tr. at 1081. The Court’s careful review of the record indicates
that defense counsel was a zealous advocate for Applicant throughout the proceeding.
Whatever antagonism may have existed between Applicant and defense counsel did
not prejudice Applicant at trial.
The Court finds and concludes that the Colorado Court of Appeals’ decision that
there was no actual conflict of interest that impeded defense counsel’s performance
was not contrary to, or an unreasonable application of, Supreme Court law.
Applicant is not entitled to federal habeas relief for his claim.
E. Claim Five
In claim five, Applicant contends that trial counsel was constitutionally ineffective
in failing to: (a) remove jurors who saw Applicant in restrictive custody; (b) protect
Applicant’s right to a speedy trial; (c) provide Applicant with discovery before trial; (d)
prepare for trial; (e) make an opening statement; (f) investigate the case; (g) effectively
cross-examine certain witnesses; (h) call witnesses favorable to the defense; (i) file a
notice of appeal; and (j) pursue an “innocence” defense.
Strickland sets forth a two-part inquiry for ineffective assistance of counsel
claims. A petitioner must show both that (1) his counsel’s performance was deficient
(i.e., that identified acts and omissions were outside the wide range of professionally
competent assistance), and (2) he was prejudiced by the deficient performance (i.e.,
there is a reasonable probability that, but for counsel’s unprofessional errors, the result
22
would have been different). Strickland, 466 U.S. at 685-86.
“A court considering a claim of ineffective assistance must apply a ‘strong
presumption’ that counsel’s representation was within the ‘wide range’ of reasonable
professional assistance.” Harrington, 562 U.S. at 104 (quoting Strickland, 466 U.S. at
689). See also Wiggins v. Smith, 539 U.S. 510, 521 (2003). In other words, there is a
rebuttable presumption that “an attorney acted in an objectively reasonable manner and
that an attorney’s challenged conduct might have been part of a sound trial strategy.”
Bullock v. Carver, 297 F.3d 1036, 1046 (10th Cir. 2002) (emphasis omitted). “There are
countless ways to provide effective assistance in any given case,” and “[e]ven the best
criminal defense attorneys would not defend a particular client in the same way.”
Strickland, 466 U.S. at 689. The federal habeas court’s review of the state appellate
court’s disposition of an ineffective assistance claim under the AEDPA is “doubly
deferential.” Cullen, 563 U.S. at 190. The court “defer[s] to the state court’s
determination that counsel's performance was not deficient and, further, defer[s] to the
attorney's decision in how to best represent a client.” Grant v. Royal, 886 F.3d 874, 903
(10th Cir. 2018) (internal quotation marks and citations omitted).
“With respect to prejudice, . . . ‘[a] reasonable probability is a probability sufficient
to undermine confidence in the outcome.’” Strickland, 466 U.S. at 694. “The likelihood
of a different result must be substantial, not just conceivable.” Id. at 693.
1. Failure to remove jurors who saw Applicant in restrictive custody
The state court record reflects that after the jury went to deliberate, the trial court
addressed Applicant’s claim that a juror saw him in handcuffs and a red jail jumpsuit
early in the morning on the first day of his trial. R., 1/17/06 Trial Tr. at 1073-77. A
23
sergeant with the Denver Sheriff’s Office, who is responsible for arranging the transport
of detainees to court appearances, testified that Applicant had never been transported
to the courtroom in jail attire -- only in civilian clothes. Id. at 1082-86 (Connie Coyle
testimony). She further testified that a juror standing in the hallway outside of the
sheriff’s office could not have seen Applicant inside the holding cell wearing a red
jumpsuit before trial and that, while Applicant was wearing his red jumpsuit, he was not
present in any location where the public had access. Id. at 1087-88, 1089-90. The
sergeant also testified that a criminal defendant is brought down the hall in handcuffs to
the courtroom for trial only after the jurors are inside the jury room. Id. at 1082-86.
Defense counsel informed the court that he had no specific recollection or knowledge
that Applicant was seen by a juror in handcuffs or a jumpsuit, but he brought the issue
to the trial court’s attention at Applicant’s request. Id. at 1041-42, 1094. The trial court
ruled that the evidence did not support Applicant’s claim that a juror saw him wearing a
red jumpsuit or handcuffs; and, alternatively, that even if Applicant was briefly exposed
to a juror wearing handcuffs or jail attire, he was not prejudiced at trial as a result. Id. at
1095-96.
The Colorado Court of Appeals reviewed Applicant’s claim under the Strickland
standard and rejected it on the following grounds:
The Quintana I division also concluded that “there was no factual
foundation” for Quintana’s claim that the jurors saw him either in handcuffs
or prison attire. Id. The division further stated that the exposure, if any,
was inadvertent and brief, and thus, there was no reasonable probability
that the viewing contributed to Quintana’s conviction or deprived him of a
fair trial. Id.
Because Quintana relies on the same underlying facts and does
not allege any prejudice beyond that which he asserted on direct appeal,
24
his postconviction claims are “merely a reformulation” of claims that were
raised and rejected on direct appeal [citing Crim. P. 35(c)(3)(VI)].
Quintana II, Docket No. 12-8 at 4-5, 9-10.
The state court record reflects that defense counsel brought Applicant’s concerns
to the trial court’s attention, the trial court held a hearing, received witness testimony
and argument, and concluded that Applicant’s allegations did not warrant the removal of
the juror who allegedly saw Applicant in handcuffs or jail attire. Applicant does not state
what additional specific conduct counsel should have taken to have the juror removed.
See Cummings v. Sirmons, 506 F.3d 1211, 1233-1234 (10th Cir. 2007) (rejecting
ineffective-assistance claim because “[w]ithout a more precise identification of what
[deficiencies petitioner] is referring to,” no prejudice can be found); Snow v. Sirmons,
474 F.3d 693, 724-25 (10th Cir. 2007) (rejecting ineffective-assistance claim where
habeas petitioner failed to indicate “why counsel’s failure to object to the evidence was
deficient . . .”).
Further, Applicant fails to establish that, even if a juror briefly saw him in
handcuffs or prison attire, there is a reasonable probability that the limited sighting
affected the outcome of his trial. See U.S. v. Simpson, 950 F.2d 1519, 1522 (10th Cir.
1991) (“an isolated view by jurors of a defendant in handcuffs does not justify a new trial
in the absence of a showing of actual prejudice”) (collecting cases); see also Ghent v.
Woodford, 279 F.3d 1121, 1133 (9th Cir. 2002) (jury’s “brief or inadvertent glimpse” of a
shackled defendant in the hallway is not presumptively prejudicial); see U.S. v.
Traeger, 289 F.3d 461, 473 (7th Cir. 2002) (juror’s brief view of the defendant in custody
outside the courtroom is not sufficient to establish prejudice warranting a new trial).
Applicant’s conclusory allegations of prejudice are insufficient to satisfy the Strickland
25
standard. See Ellis v. Raemisch, 872 F.3d 1064, 1084 (10th Cir. 2017) (mere
speculation that a defendant has been prejudiced by counsel’s conduct is insufficient
under Strickland); Byrd v. Workman, 645 F.3d 1159, 1168-69 (10th Cir. 2011) (same).
The Court finds that the Colorado Court of Appeals’ resolution of the ineffective
assistance claim was consistent with Strickland. Therefore, Applicant is not entitled to
federal habeas relief.
2. Failure to protect Applicant’s right to a speedy trial
In Quintana II, the Colorado Court of Appeals rejected Applicant’s ineffective
assistance claim because a panel of the appellate court concluded in Quintana I that
Applicant signed a waiver of his right to speedy trial until February 23, 2006 and trial
commenced in January 2006. Docket No. 12-8 at 9. The state appellate court further
determined that Applicant relied on the same underlying facts as presented in his direct
appeal proceeding and did “not allege prejudice beyond that which he asserted on
direct appeal.” Id.
The Colorado Court of Appeals’ factual findings in Quintana I that Applicant
signed a written waiver of his state statutory speedy trial right and trial was then held
within the applicable six-month period are presumed correct and are supported by the
state court record. Applicant signed a written waiver of speedy trial on August 23, 2005,
which continued the speedy trial deadline to February 23, 2006. R., Court File at 214;
8/23/05 Hrg. Tr.; 10/3/05 Hrg. Tr. Applicant’s assertion in the Reply that counsel
“forged” the speedy trial waiver is not supported by any specific facts and, therefore,
does not constitute the clear and convincing evidence necessary to refute the state
appellate court’s factual findings. See 28 U.S.C. § 2254(e)(1). Further, the trial
26
continuance was necessitated by second appointed counsel’s withdrawal from the case
due to a conflict of interest and the need to appoint Applicant new counsel. R., 8/23/05
Hrg. Tr.; Court File at 196.
Trial counsel’s failure to file an unmeritorious motion to dismiss the criminal
charges based on a violation of Applicant’s state speedy trial right did not constitute
ineffective assistance. See Lafler v. Cooper, 566 U.S. 156, 167 (2012) (“Because the
objection upon which his ineffective-assistance-of-counsel claim was premised was
meritless, [petitioner] could not demonstrate an error entitling him to relief.”); Sperry v.
McKune, 445 F.3d 1268, 1275 (10th Cir. 2006) (holding that counsel was not ineffective
for failing to assert a meritless argument at trial); Miller v. Mullin, 354 F.3d 1288, 1298
(10th Cir. 2004) (“[I]f the issue is meritless, its omission will not constitute deficient
performance.”).
The Court finds that the Colorado Court of Appeals reasonably applied Strickland
in rejecting Applicant claim. Consequently, Applicant is not entitled to federal habeas
relief.
3. Failure to provide Applicant with discovery before trial; to prepare
for trial; to make an opening statement; to investigate the case; to
effectively cross-examine certain witnesses; to call favorable
witnesses; and to file a timely notice of appeal
The Colorado Court of Appeals reviewed the above allegations under the
Strickland standard and determined the following:
Other than bare assertions of error, Quintana provided no detail
explaining why any of counsel’s alleged omissions constituted ineffective
assistance. See, e.g., People v. Krueger, 2012 COA 80, ¶ 17 (a criminal
defendant who is represented by counsel does not have an unqualified
right to review personally all discovery materials; rather, trial counsel’s
decision whether to provide his client with discovery materials constitutes
a matter of trial strategy and judgment that ultimately lies within counsel’s
27
discretion); People v. Zuniga, 80 P.3d 965, 973 (Colo. App. 2003) (where
defendant failed to explain what investigation counsel should have done,
what the results of those efforts would have been, and how they would
have affected the outcome of the case, allegations were conclusory and
insufficient to demonstrate that the record might contain specific facts
that would substantiate his claims).
Regardless of whether any of the alleged omissions constituted
deficient performance, however, Quintana’s postconviction motion failed
to allege a reasonable probability of prejudice. See Strickland, 466 U.S.
at 694. That is, other than bare allegations that counsel’s actions
prejudiced him, he does not state how or why the result of the
proceeding would have been different “but for counsel’s unprofessional
errors.” Id. For example, he did not allege what prejudice he suffered as
a result of counsel’s decision not to make an opening statement or share
discovery. Nor did Quintana articulate why the outcome of the
proceeding would have changed had counsel conducted his crossexamination in a different fashion. And although Quintana names
allegedly favorable witnesses that counsel did not call, he does not
elaborate on what they would have said or how their testimony would
have changed the outcome of his trial.
True, counsel did not timely file a notice of appeal. But the record
demonstrates that Quintana was not prejudiced by this omission. The
Office of the Public Defender filed a direct appeal, which a division of this
court accepted as timely and considered on the merits.
Because these claims were conclusory and failed to allege
Strickland prejudice, the district court was correct in summarily denying
them. See People v. Osorio, 170 P.3d 796, 800 (Colo. App. 2007)
(district court did not err in summarily denying claims that were
conclusory and lacked supporting detail).
Quintana II, Docket No. 12-8 at 10-12.
The Court finds that the Colorado Court of Appeals’ determination of Applicant’s
ineffective assistance allegations comported with Supreme Court law. As discussed
previously, conclusory assertions of deficient performance and prejudice are insufficient
to state an actionable claim under Strickland. See Cummings, 506 F.3d at 1233-34;
Snow, 474 F.3d at 724-25; Ellis, 872 F.3d at 1084; Byrd, 645 F.3d at 1168-69.
Therefore, Applicant is not entitled to federal habeas relief.
28
4. Failure to pursue an “innocence” defense
The Colorado Court of Appeals applied the Strickland standard and resolved
Applicant’s claim on the following grounds:
To the extent Quintana argues that the manner in which trial
counsel questioned the victim was contrary to Quintana’s “right” to present
an innocence-based defense, we disagree. There is no fundamental right
to present an innocence-based defense. People v. Bergerud, 223 P.3d
686, 699 n.10 (Colo. 2010) (declining to add a fundamental right to choose
whether to pursue an “innocence-based” defense “to the list of those
already entrusted to the defendant alone”). While “[c]ounsel cannot
concede [a] defendant’s guilt to a crime over his express objection,” id. at
699, the actions of counsel must amount to a judicial admission of guilt,
thereby relieving the prosecution of its burden of proof and infringing on
the defendant’s exclusive rights to testify or enter a plea. See id. at 699700. “A judicial admission is a formal, deliberate declaration which a party
or his attorney makes in a judicial proceeding for the purpose of
dispensing with proof of formal matters or of facts about which there is no
real dispute.” Id. at 700 (internal quotation marks omitted).
Beyond asserting that he “had nothing to do with” the crimes for
which he was charged, Quintana does not state what his “innocencebased” defense would have been. He does not allege, for instance, that
he acted in self-defense or that he was not present at the time of the
shooting. His claim is, at best, conclusory. And although Quintana claims
that, by successfully arguing for the lesser offense of attempted reckless
manslaughter, counsel told the jury that he was guilty, we conclude that
counsel did not make a judicial admission of Quintana’s guilt. Rather,
counsel successfully argued for an outright acquittal on the charged
offense of attempted first degree murder, presenting an argument
regarding disputed facts and how evidence of those facts might be
interpreted by the jury. See Arko v. People, 183 P.3d 555, 558 (Colo.
2008) (distinguishing between guilty pleas and requests that a jury
consider lesser included offenses by noting that, in the case of the latter, a
defendant “retains the opportunity to advocate for outright acquittal”). On
this record, we cannot conclude that counsel was constitutionally
ineffective.
Quintana II, Docket No. 12-8 at 4-5, 12-14.
29
In his Reply, Applicant argues that the Colorado Court of Appeals’ determination
was contrary to, and an unreasonable application, of McCoy v. Louisiana, 138 S. Ct.
1500 (2018). Docket No. 43 at 15-16.
In McCoy, the defendant-appellant moved for a new trial, arguing that his
constitutional rights were violated when the trial court allowed prior defense counsel to
concede during the guilt phase of a capital trial, over defendant’s “intransigent and
unambiguous objection,” that defendant committed the three murders of which he was
convicted. 138 S. Ct. at 1503, 1506-07. Trial counsel’s strategy was to argue that
McCoy's mental state prevented him from forming the specific intent necessary for a
first-degree murder conviction. Id. The Supreme Court held that “a defendant has the
right to insist that counsel refrain from admitting guilt, even when counsel’s
experienced-based view is that confessing guilt offers the defendant the best chance to
avoid the death penalty.” Id. at 1505. The Supreme Court reasoned that while “[t]rial
management is the lawyer’s province,” including decisions as to “what arguments to
pursue, what evidentiary objections to raise, and what agreements to conclude
regarding the admission of evidence,” a criminal defendant is entitled to “[a]utonomy to
decide that the objective of the defense is to assert innocence.” Id at 1508. The Court
explained that the decision to maintain one’s innocence is not a “strategic choice[ ]
about how best to achieve a client's objectives; [it is a] choice[s] about what the client's
objectives in fact are.” Id. The Court concluded that “[b]ecause a client’s autonomy, not
counsel’s competence, is in issue,” neither the Strickland standard, nor United States v.
Cronic, 466 U.S. 648 (1984), apply. Id. at 1510-11. Instead, “[v]iolation of a
defendant’s Sixth Amendment-secured autonomy ranks as error of the kind our
30
decisions have called ‘structural’; when present, such an error is not subject to
harmless-error review.” Id. at 1511.
Because McCoy was decided after completion of Applicant’s first state postconviction proceeding, the decision does not provide the clearly established law
applicable to Applicant’s ineffective assistance claim. See Lockyer v. Andrade, 538
U.S. 63, 71-72 (2003) (stating that “clearly established Federal law” under § 2254(d)(1)
is the governing legal principle or principles set forth by the Supreme Court at the time
the state court renders its decision”); Stevens v. Ortiz, 465 F.3d 1229, 1235-38 (10th
Cir. 2006) (same). Moreover, McCoy is factually distinguishable because Applicant was
not charged with capital offenses and his trial counsel did not expressly admit
Applicant’s guilt to the charge of criminal attempt to commit first degree murder, but
instead argued for an acquittal.
Prior to McCoy, the Supreme Court held in Florida v. Nixon, 543 U.S. 175 (2004),
that defense counsel’s failure to obtain the defendant’s express consent to a strategy of
conceding guilt at the guilt phase of a capital trial did not automatically render counsel’s
performance deficient. In Nixon, the Supreme Court recognized that a criminal
defendant has “’the ultimate authority’ to determine “‘whether to plead guilty, waive a
jury, testify in his or her own behalf, or take an appeal.’” Nixon, 543 U.S. at 187
(quoting Jones v. Barnes, 463 U.S. 745, 751 (1983)). Therefore, an attorney must both
consult with the defendant and obtain consent as to these decisions. Id. The Supreme
Court rejected the Florida Supreme Court’s conclusion that defense counsel’s
statements to the jury were the “functional equivalent of a guilty plea” because, despite
counsel’s concession, “Nixon retained the rights accorded to a defendant in a criminal
31
trial.” Id. at 188 (citing Boykin v. Alabama, 238 U.S. at 242-243, and n. 4 (1969)) (a
guilty plea is “more than a confession which admits that the accused did various acts,” it
is a “stipulation that no proof by the prosecution need be advanced”) (internal quotation
marks omitted)). The Court concluded that under the circumstances -- i.e., the defense
attorney consulted with Mr. Nixon about his proposed trial strategy, and Nixon was
unresponsive -- defense counsel was not required to gain express consent from Mr.
Nixon before conceding his guilt. Id. at 189. The Court further concluded that the
Strickland standard was applicable to Nixon’s claim and that defense counsel’s strategy
of conceding guilt did not constitute deficient performance in the context of a capital
case because “the gravity of a potential sentence in a capital trial and the proceeding’s
two-phase structure vitally affect counsel’s strategic calculus.” Id. at 189-91. The Court
observed that “such a concession in a run-of-the-mine trial might present a closer
question.” Id. at 190.
The only clearly established rule of law from Florida v. Nixon applicable in this
non-death penalty case is that Applicant’s ineffective assistance claim is governed by
Strickland. See Nixon, 543 U.S. at 187. See also Bergerud v. Falk, 642 F. App’x 864,
869 (10th Cir. Mar. 4, 2016) (unpublished) (“[I]n Nixon, the Court did not analyze a
stand-alone right for a criminal defendant to be consulted by his attorney. Rather, the
Court addressed the claim in the broader context of ineffective assistance of counsel
under Strickland.”). The Court further observes that the exception to Strickland
articulated in Cronic, 466 U.S. at 658-59, does not apply where, as here, the state court
record reflects that the prosecution’s case against Applicant was subjected to
meaningful adversarial testing by defense counsel.
32
Under Strickland, the Court first considers whether defense counsel’s strategic
decision to argue the availability of a lesser included offense to the charge of attempted
first degree murder over the Applicant’s objection constituted deficient performance. At
the time of Applicant’s trial, Colorado law held that “the decision whether to request jury
instructions on lesser offenses is a tactical decision that rests with defense counsel . . . .”
Arko, 183 P.3d at 556. In Arko, the Colorado Supreme Court rejected the Colorado
Court of Appeals’ conclusion that the decision whether to request a lesser non-included
offense instruction implicates a defendant’s fundamental rights because it is more like a
decision to plead guilty than a tactical decision:
[T]he decision whether a lesser offense instruction should be requested is
distinguishable from the decision to plead guilty. When a defendant
pleads guilty, he waives all rights attendant to a jury trial. See People v.
Schneider, 25 P.3d 755, 759-60 (Colo. 2001) (“A defendant entering a
guilty plea waives the right to a speedy trial, the right to insist that the
prosecution establish guilt beyond a reasonable doubt, and the right to
present witnesses on behalf of the accused.”). On the other hand, a
defendant retains all of his trial rights when he requests that a jury
consider a lesser offense instruction. He also retains the opportunity to
advocate for outright acquittal. Thus, this decision is not analogous to the
decision whether to plead guilty.
Id. at 558.
Pursuant to Arko, it was reasonable for Applicant’s trial counsel to believe that
his decision to argue a lesser included offense was within the purview of trial strategy.
Several federal appellate courts have held that a criminal defendant’s counsel is
not constitutionally ineffective in conceding a lesser-included offense when there is
overwhelming evidence of the defendant’s guilt. See Lingar v. Bowersox, 176 F.3d 453,
459 (8th Cir. 1999) (recognizing that a decision to concede guilt on a lesser charge can
be “a reasonable tactical retreat rather than a complete surrender.”); Underwood v.
33
Clark, 939 F.2d 473, 474 (7th Cir. 1991) (conceding guilt of lesser included offense is “a
sound tactic when the evidence is indeed overwhelming . . . and when the count in
question is a lesser count, so that there is an advantage to be gained by winning the
confidence of the jury”); Bell v. Evatt, 72 F.3d 421, 429 (4th Cir. 1995) (a decision to
concede guilt on a lesser charge is a sound and reasonable tactic when there is
overwhelming evidence of the defendant’s guilt). See also Castillo v. Stephens, 640 F.
App’x 283, 292 (5th Cir. Feb. 8, 2016) (unpublished) (trial counsel was not ineffective in
suggesting, in closing statement, that the jury might convict on a lesser included offense
of murder if they found that petitioner killed the victim, given the evidence against
petitioner and the capital murder charge); Farrington v. Senkowski, 214 F.3d 237, 244
(2d Cir. 2000) (explaining that counsel’s concession of defendant’s guilt on a lesser
charge to induce the jury to acquit on more serious charges was an acceptable tactical
decision and not ineffective assistance under Strickland ).
At trial, Applicant’s girlfriend and her sister testified that Applicant ran toward the
girlfriend’s car, which was parked at a hamburger stand, and shot out the window of the
driver’s side while the girlfriend was sitting in the driver’s seat. R., 1/11/06 Trial Tr., at
499-502 (Meiklejohn testimony); 1/12/06 Trial Tr., at 659-666 (Pryztulski testimony).
When the girlfriend tried to exit the car, Applicant shot her in the right hip. R., 1/11/06
Trial Tr., at 506 (Meiklejohn testimony); 1/12/06 Trial Tr., at 669-70 (Pryztulski
testimony). Applicant then drove the two women to a deserted field, put on gloves, and
said that he “had to kill [the girlfriend]” because she had “f ***** up” and “played him
stupid,” but he was out of bullets. R., 1/11/06 Trial Tr., at 508-09 (Meiklejohn
testimony). An emergency room physician testified that the victim suffered two gunshot
34
wounds to her right pelvis area which he described as a “serious bodily injury.” R.
1/12/06 Trial Tr., at 760-68 (Bradley Simon testimony). The trial court denied defense
counsel’s motion for judgment of acquittal on the attempted first-degree murder charge,
finding sufficient evidence to establish Applicant’s intent to commit the offense. R.,
1/13/06 Trial Tr. at 947-48. See Colo. Rev. Stat. § 18- 3-102(1) (murder in the first
degree), § 18-2-101(1) (criminal attempt).
The nature of Applicant’s intent was hotly disputed at trial. Defense counsel
argued to the jury that Applicant did not act with deliberation or intent and that the jury
should acquit on the charge of attempted first degree murder. R., 1/17/06 Trial Tr. at
1052-1057, 1061. Counsel further suggested that “attempted manslaughter” may have
been proven by the prosecution. Id. at 1061. Counsel requested the lesser included
offense instruction of attempted reckless manslaughter to give the jury a less drastic
alternative than the choice between convicting Applicant of attempted first degree
murder and outright acquittal. The Supreme Court has recognized the necessity of
giving a lesser included offense instruction in these circumstances: “Where one of the
elements of the offense charged remains in doubt, but the defendant is plainly guilty of
some offense, the jury is likely to resolve its doubts in favor of conviction.” Keeble v.
United States, 412 U.S. 205, 212-13 (1973).
The Court finds that defense counsel’s concession that the prosecution may
have proven reckless manslaughter was a reasonable strategy based on the evidence
of Applicant’s guilt. The concession was not the functional equivalent of a guilty plea.
See Nixon, 543 U.S. at 188; Boykin, 238 U.S. at 242-243 and n. 4. Further, Applicant
has failed to demonstrate a reasonable probability that he would have been acquitted of
35
attempted first degree murder had the jury not been given the third option of attempted
reckless manslaughter. As such, he has failed to satisfy the prejudice prong of the
Strickland inquiry.
Finally, Applicant’s contention that trial counsel conceded his guilt by failing to
emphasize the lack of any forensic evidence placing Applicant at the crime scene (see
Docket No. 1 at 9-10) is refuted by the state court record. Applicant’s attorney called
the lead detective in the case as a defense witness and questioned him about the lack
of any physical evidence linking Applicant to the crimes. R., 1/13/06 Trial Tr. at 929-35,
Mylous Yearling testimony. Moreover, there was substantial witness testimony
identifying Applicant as the individual who was involved in the charged crimes. R.,
1/11/06 Trial Tr. at 496-510 (Meiklejohn testimony); 1/12/06 Trial Tr. at 604-17, 696-701
(C.J. Anderson testimony), 657-670 (Pryztulski testimony), at 718-29 (Timothy Spikes
testimony). Applicant has not met his burden to show that counsel’s performance was
deficient, or that he was prejudiced as a result.
The Court finds that the Colorado Court of Appeals correctly applied the
Strickland standard in rejecting Applicant’s claim that counsel failed to run an
innocence-based defense over his objection. The Court further finds that the state
appellate court’s decision was not so lacking in justification that there was an error well
understood and comprehended in existing law beyond any possibility for fair-minded
disagreement. See Harrington, 562 U.S. at 102.
Applicant is not entitled to federal habeas relief for his claim.
36
IV. PROCEDURALLY DEFAULTED INEFFECTIVE ASSISTANCE CLAIMS
In the November 5 Order, the Court identified several ineffective-assistance-ofcounsel claims that were not exhausted in the state courts and, therefore, were
anticipatorily procedurally defaulted. The Court further found that there might be cause
for the procedural default under Martinez v. Ryan if the claims were substantial.
Applicant later filed a second state post-conviction proceeding to raise the unexhausted
claims. In Quintana III, the Colorado Court of Appeals rejected the ineffective
assistance claims on state procedural grounds. See Docket No. 28-1.
The following ineffective-assistance claims remain procedurally defaulted: (1)
counsel failed to object to Applicant’s arrest as illegal when there was evidence that he
was not at the crime scene, Docket No. 1 at 9; (2) counsel failed to make a record of
prosecutorial misconduct of which counsel was aware, id. at 10; (3) counsel “made it a
point to keep a lot of stuff of the record to obstruct Applicant’s appeals process,” id.; (4)
counsel failed to challenge the trial court’s imposition of an “illegal enhanced sentence
based upon the crime of violence statute that failed to allege one of the aggravating
factors in the charging information and the (COV) statute that was not separately
brought before a jury for determination,” id. at 11; (5) counsel misled Applicant about the
number of prosecution witnesses who would testify against him, id.; (6) counsel failed to
challenge the inconsistent verdicts, id. at 11, 19; and, (7) counsel attempted to turn a
defense witness, Steve Muniz, into a prosecution witness. Id. at 11, 13. See also
Docket No. 19 at 4-5, 15, 18.
Applicant has failed to meet his burden under Strickland to provide specific facts
to show that defense counsel’s performance was deficient and that he was prejudiced
37
as a result. As discussed previously, vague and conclusory allegations of deficient
attorney performance and resulting prejudice do not meet the Strickland standard. See
Snow, 474 F.3d at 724-25; Cummings, 506 F.3d at 1233-34; Ellis, 872 F.3d at 1084.
Moreover, Applicant’s claim that counsel was ineffective in failing to challenge
the inconsistent verdicts is foreclosed by the Colorado Court of Appeals’ conclusion in
Quintana I that the verdicts were not inconsistent under Colorado law. See Docket No.
12-3 at 26-28. Trial counsel’s failure to raise an unmeritorious objection to the verdicts
was not constitute ineffective assistance. See Lafler, 566 U.S. at 167; Sperry, 445 F.3d
at 1275; Miller, 354 F.3d at 1298.
With regard to Applicant’s claim that defense counsel was ineffective in failing to
challenge the trial court’s imposition of an “illegal enhanced sentence,” part of the
underlying basis for this claim was addressed by the Colorado Court of Appeals in
Quintana III as a claim of trial court error. The state appellate court concluded:
Finally, the trial court properly rejected defendant’s argument that
the aggravated sentences for his kidnapping and assault convictions are
illegal because the information did not include crime of violence counts for
those charges. Here, the information charged defendant with using a
deadly weapon during the commission of first degree assault and both
second degree kidnapping incidents, and the jury returned verdicts
confirming that defendant used a deadly weapon during the commission of
those offenses. Therefore, because those crimes, when committed with a
deadly weapon, require aggravated sentencing in accordance with the
crime of violence statute, see § 18-1.3-406, they constitute per se crimes
of violence for which the prosecution was not required to separately
charge defendant. §§ 18-3-202(1)(a), (2)(c), 18-3-302(4)(a)(II), (b); see
People v. Banks, 9 P.3d 1125, 1129-30 & n.8 (Colo. 2000) (when a
defendant is charged with certain offenses, including first degree assault
and second degree kidnapping, that mandate aggravating sentencing
under § 18-1.3-406 (formerly codified at § 16-11-309), the crime is
referred to as a per se crime of violence and crime of violence counts do
not need to be separately charged); People v. Williams, 23 P.3d 1229,
1234 (Colo. App. 2000) (first degree assault is a per se crime of violence).
38
Quintana III, Docket No. 28-1 at 5-6.
The Colorado Court of Appeals’ determination, under Colorado law, that the
prosecution was not required to charge Applicant with separate crime of violence counts
relating to the charges of kidnapping and assault is not subject to review by the federal
habeas court. See Estelle, 502 U.S. at 67-68; Bradshaw, 546 U.S. at 76. Because it
would have been futile for defense counsel to object to Applicant’s aggravated sentence
on the basis that he was not charged with separate crime of violence counts, Applicant
cannot establish that counsel’s performance was deficient or that he was prejudiced as
a result. See Lafler, 566 U.S. at 167; Sperry, 445 F.3d at 1275; Miller, 354 F.3d at
1298.
Further, to the extent Applicant contends that trial counsel was ineffective in
failing to object to the sentencing enhancement under the rule of Apprendi v. New
Jersey, 530 U.S. 466 (2000), his argument also lacks merit. In Apprendi, the Supreme
Court held: “Other than the fact of a prior conviction, any fact that increases the penalty
for a crime beyond the prescribed statutory maximum must be submitted to a jury and
proved beyond a reasonable doubt.” 530 U.S. at 490. The Colorado Court of Appeals
determined in Quintana III that Applicant was convicted of per se crimes of violence.
Under Colorado law, a per se crime of violence “requires no additional fact-finding for
imposition of a mandatory sentence of at least the midpoint, but no more than twice, the
maximum presumptive range.” Vogt v. Novak, No. 04-1264, 153 F. App’x 474, 477
(10th Cir. 2005) (unpublished) (applying Colorado law). See also People v. Terry, 791
P.2d 374, 378 (Colo.1990) (determining that Colorado’s sentencing scheme, which
39
mandates application of increased sentences for certain enumerated crimes, operated
“not as a sentence-enhancing statute but as a presumptive penalty statute.”).
There is nothing “illegal” about Applicant’s sentence. The assault and kidnapping
charges each carried presumptive range penalties of 10-32 years. See Colo. Rev. Stat.
§§18-3-202(2)(c) and 18-3-302(4)(B)(II). Applicant’s aggregate 48-year sentence was
within the maximum sentencing range of 30-96 years authorized by Colorado’s crime of
violence statute, Colo. Rev. Stat. § 18-1.3-406. See also R., 6/29/06 Sentencing Hrg.
Tr. at 1177-98.
In sum, the Court finds that the allegations of ineffective assistance of trial
counsel that were procedurally defaulted in the state courts are not substantial claims
within the meaning of Martinez. Therefore, the claims are dismissed as procedurally
barred or, alternatively, on the merits.
IV. ORDERS
For the reasons discussed above, it is
ORDERED that the clerk of the court shall amend the docket to reflect that the
stay order, Docket No. 24, was lifted on September 29, 2018 when the Court directed
Respondents to Answer the § 2254 Application. Docket No. 35. It is further
ORDERED that the Application for a Writ of Habeas Corpus Pursuant to 28
U.S.C. ' 2254 [Docket No. 1] filed pro se by Angel Quintana is DENIED and this action
is DISMISSED WITH PREJUDICE. It is further
ORDERED that no certificate of appealability shall issue because Applicant has
not made a substantial showing of the denial of a constitutional right. 28 U.S.C.
40
' 2253(c)(2); Fed. R. Governing Section 2254 Cases 11(a); Slack v. McDaniel, 529 U.S.
473, 483-85 (2000). It is further
ORDERED that that leave to proceed in forma pauperis on appeal is denied.
The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this order
would not be taken in good faith. See Coppedge v. United States, 369 U.S. 438 (1962).
If Applicant files a notice of appeal he must also pay the full $505 appellate filing fee or
file a motion to proceed in forma pauperis in the United States Court of Appeals for the
Tenth Circuit within thirty days in accordance with Fed. R. App. P. 24.
DATED March 25, 2019.
BY THE COURT:
s/Philip A. Brimmer
PHILIP A. BRIMMER
Chief United States District Judge
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