Gonzales v. Makeeta et al
Filing
12
AMENDED ORDER dismissing this action without prejudice, and directing the Clerk to send Plaintiff 9 Order, by Judge Lewis T. Babcock on 2/11/16 (mailed as ordered). (dkals, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 15-cv-01688-LTB
PAUL GONZALES,
Plaintiff,
v.
TERRY MAKEETA, Sheriff, Colorado Springs Criminal Justice Center (CSCJC);
SHERIFF, (CSCJC);
KITCHEN PERSONAL [sic], Person in charge of CSCJC Food Perparation;
MEDICAL PERSONAL [sic], Person in Charge of CSCJC Medical Unit;
MEDICAL PERSONAL [sic], Person in Charge of CSCJC Reading and Responding to
Medical Request;
MEDICAL PERSONAL [sic], Person in Charge of Making Decision to Insert Catheter;
and
EL PASO COUNTY ATTORNEY’S OFFICE,
Defendants.
AMENDED ORDER OF DISMISSAL
This Amended Order of Dismissal corrects the Order of Dismissal (ECF No. 9)
entered on September 29, 2015 because the September 29 order stated that “the
Complaint and this action are DISMISSED with prejudice pursuant to 28 U.S.C. §
1915(e)(2)(B), 28 U.S.C. § 1915A and/or 42 U.S.C.A. § 1997e .” The Complaint and
this action should have been dismissed without prejudice pursuant to Fed. R. Civ. P.
41(b) for failure to prosecute and failure to comply with the Court’s order and pursuant
to 28 U.S.C. § 1915(e)(2)(B), for failure to state a claim upon which relief may be
granted. The instant order is otherwise identical to the dismissal order entered on
September 29.
Plaintiff, Paul Gonzales, currently is in the custody of the Colorado Department of
Corrections at the Sterling Correctional Facility. He was transferred there from the El
Paso County Sheriff’s Department sometime last year. Plaintiff initiated this action by
filing pro se a Prisoner Complaint pursuant to 42 U.S.C. § 1983 and a Motion and
Affidavit for Leave to Proceed Pursuant to 28 U.S.C. § 1915. Plaintiff has been granted
leave to proceed IFP pursuant to § 1915 (ECF No. 6). On August 13, 2015, the Court
ordered Plaintiff to show cause why his complaint should not be dismissed for failure to
state a claim (ECF No. 7). Plaintiff has failed to respond to the Court’s Order.
A. Mandatory Screening and Standards of Review
In 1996, Congress significantly amended Title 28 of the United States Code, section
1915, which establishes the criteria for allowing an action to proceed in forma pauperis
(IFP), i.e., without prepayment of costs. Section 1915(e) (as amended) requires the federal
courts to review complaints filed by persons that are proceeding in forma pauperis and to
dismiss, at any time, any action that is frivolous or malicious, fails to state a claim on which
relief may be granted, or seeks monetary relief against a defendant who is immune from
such relief. 28 U.S.C. § 1915(e)(2)(B). See Creamer v. Kelly, 599 F. App’x 336 (10th Cir.
2015) (“Under §§ 1915(e)(2)(B)(i) and (ii), a court must screen a complaint filed IFP and
dismiss the case at any time if the court determines that the action or appeal is frivolous
or malicious or fails to state a claim on which relief may be granted.”) (internal quotation
and citation mitted).
In addition, 28 U.S.C. § 1915A, entitled “Screening,” requires the court to review
complaints filed by prisoners seeking redress from a governmental entity or an officer or
employee of a governmental entity. 28 U.S.C. § 1915A(a). If the complaint is “frivolous,
malicious, or fails to state a claim upon which relief can be granted,” or “seeks monetary
relief from a defendant who is immune from such relief,” the court must dismiss the
complaint. 28 U.S.C. § 1915A(b).
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Further, the Civil Rights of Institutionalized Persons Act, 42 U.S.C.A. § 1997e
requires the court “on its own motion or on the motion of a party” to dismiss any action
brought by a prisoner with respect to prison conditions under 42 U.S.C. § 1983 if the action
is “frivolous, malicious, fails to state a claim upon which relief can be granted, or seeks
monetary relief from a defendant who is immune from such relief.” See 42 U.S.C. §
1997e(c)(1).
Plaintiff is considered a “prisoner” as that term is defined under the PLRA, see 28
U.S.C. §§ 1915(h); 1915A(c), and he has been granted leave to proceed IFP in this action
(ECF No. 46. Moreover, Defendants are employees of a governmental entity. In addition,
he is complaining about the conditions of his confinement. Thus, his Complaint must be
reviewed under the authority set forth above.
In reviewing complaints under these statutory provisions, a viable complaint must
include “enough facts to state a claim to relief that is plausible on its face.” Bell Atlantic
Corp. v. Twombly, 550 U.S. 554, 556 (2007) (rejecting the traditional standard set forth in
Conley v. Gibson, 355 U.S. 41, 45–46 (1957)). The question to be resolved is: whether,
taking the factual allegations of the complaint, which are not contradicted by the exhibits
and matters of which judicial notice may be had, and taking all reasonable inferences to be
drawn from those uncontradicted factual allegations of the complaint, are the "factual
allegations ... enough to raise a right to relief above the speculative level, ... on the
assumption that all the allegations in the complaint are true even if doubtful in fact[.]" Bell
Atlantic Corp., 550 U.S. at 555. When reviewing a complaint for failure to state a claim, the
Court may also consider documents attached to the complaint as exhibits. Oxendine v.
Kaplan, 241 F.3d 1272, 1275 (10th Cir. 2001) (internal citation omitted). Moreover, a legally
frivolous claim is one in which the plaintiff asserts the violation of a legal interest that clearly
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does not exist or asserts facts that do not support an arguable claim. Neitzke v. Williams,
490 U.S. 319, 324 (1989). See also Denton v. Hernandez, 504 U.S. 25, 32-33 (1992)
(holding that a court may dismiss a claim as factually frivolous if the facts alleged are
clearly baseless, a category encompassing allegations that are fanciful, fantastic, and
delusional). When reviewing a complaint for failure to state a claim, the Court may also
consider documents attached to the complaint as exhibits. Hall v. Bellmon, 935 F.2d 1106,
1112 (10th Cir. 1991) ("A written document that is attached to the complaint as an exhibit
is considered part of the complaint and may be considered in a Rule 12(b)(6) dismissal.").
The Court must construe the Complaint liberally because Plaintiff is a pro se litigant.
See Haines v. Kerner, 404 U.S. 519, 520-21 (1972). If a complaint reasonably can be read
“to state a valid claim on which the plaintiff could prevail, [a court] should do so despite the
plaintiff’s failure to cite proper legal authority, his confusion of various legal theories, his
poor syntax and sentence construction, or his unfamiliarity with pleading requirements.”
Hall, 935 F.2d at 1110. However, a court should not act as a pro se litigant’s advocate.
See id. Sua sponte dismissal is proper when it is patently obvious that plaintiff could not
prevail on the facts alleged and it would be futile to allow the plaintiff to amend. Andrews
v. Heaton, 483 F.3d 1070, 1074 (10th Cir. 2007); Curley v. Perry, 246 F.3d 1278, 1281–82
(10th Cir. 2001) (internal quotations omitted).
B. Plaintiff’s Allegations
On September, 2014, Plaintiff was in the Colorado Springs Criminal Justice Center
(CSCJC) and received a letter from a Gastrointestinal Specialist informing him that he had
tested positive for "Helicobacter Pylori" (know as "H").1 Initially, Plaintiff was arrested on
1
Helicobacter pylori (H. pylori) is a type of bacteria that causes infection in the stomach.
It is found in about two-thirds of the world's population. It may be spread by unclean food and
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January 23, 2014, and taken to CSCJC where he was rejected entry by the Sheriff and,
instead, was sent to Memorial Hospital in Colorado Springs. A blood test revealed that
Plaintiff’s ammonia and enzyme levels were high, which was the reason why he was
delusional and unresponsive. Doctors and nurses at Memorial Hospital said Plaintiff
needed to stop doing drugs because he had sclerosis of the liver. Plaintiff was discharged
from the hospital and transported to CSCJC on January 25, 2014, and was booked in.
In mid-February, Plaintiff requested to be seen by the CSCJC medical staff due to
stomach pain. Plaintiff was told his stomach pain was probably from gas or bloating and
was prescribed medication; blood also was withdrawn. Plaintiff kept experiencing stomach
pain and noticed that his stomach was expanding in size. He was told the reason his
stomach was in pain was because of the sclerosis and he was advised to keep taking his
medication.
From February to September, 2014, Plaintiff continued to experience stomach
related pain and continued to make requests to CSCJC medical for treatment. During this
time span, he went to Memorial Hospital about four times, including one surgery to remove
his gallbladder. During his hospital visit for the removal of his gallbladder, a G.I. specialist
asked if he could take a sample from the inside of Plaintiff’s stomach. After his surgery, Jail
officials put him back into the prisoner population. Immediately after, his stomach and
testicles expanded in size. He notified CSCJC medical staff and they installed a catheter
to drain the liquids out of his body.
On September 25, 2014, after concluding his criminal case in CSCJC, Plaintiff was
water, but researchers aren't sure. It causes Peptic ulcers and can also cause stomach cancer.
The best treatment is a combination of antibiotics and acid-reducing medicines. See NIH:
National Institute of Diabetes and Digestive and Kidney Diseases.
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transferred to the Denver Reception Diagnostic Center. During the intake process, he was
informed that he needed to go to Denver Health immediately. He was transferred to
Denver Health where the doctor observed his catheter and asked what the catheter was
for. Plaintiff told the doctor that the catheter was placed by medical staff at CSCJC
because, according to them, it would help drain the liquids out of his body, which was the
reason for the bloating. The Doctor at Denver said the catheter should not be there
because it was not doing anything for his current condition and that it would have to be
removed.
Plaintiff raises two claims in the instant Complaint.
First, he claims that he
contracted "H" while he was confined at the CSCJC due to their poor kitchen facilities and
inadequate hygienic practices. Specifically, he states that he believes he contracted "H"
through the food supply, which must have came in contact with fecal matter from rodents
and/or prisoners not washing their hands after bathroom use. Second, he claims medical
negligence by CSCJC Medical Staff, who did not treat his current medical conditions that
he was suffering from. Plaintiff asserts liability pursuant to the Civil Rights Act, 42 U.S.C.
§ 1983. For the reasons stated below, the Complaint and the action will be dismissed
pursuant to screening authority set forth above. The pertinent grounds which will result in
the dismissal are addressed below.
C. Liability under 42 U.S.C. § 1983
Plaintiff seeks to assert liability against Defendants pursuant to 42 U.S.C. § 1983.
To state a claim under 42 U.S.C. § 1983, a plaintiff must meet two threshold requirements.
He must allege: 1) that the alleged misconduct was committed by a person acting under
color of state law; and 2) that as a result, he was deprived of rights, privileges, or
immunities secured by the Constitution or laws of the United States. West v. Atkins, 487
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U.S. 42 (1988); Parratt v. Taylor, 451 U.S. 527, 535 (1981), overruled in part on other
grounds, Daniels v. Williams, 474 U.S. 327, 330–331 (1986). In addressing a claim brought
under § 1983, analysis begins by identifying the specific constitutional right allegedly
infringed. Graham v. Connor, 490 U.S. 386, 393–394 (1989) (internal quotations and
citations omitted). The validity of the claim then must be judged by reference to the specific
constitutional standard which governs that right. Id.
Claims of denial of medical treatment by pretrial detainees are evaluated under the
Due Process Clauses of the Fifth and Fourteenth Amendments, which prohibit the
defendants from undertaking acts that amount to punishment. See Bell v. Wolfish, 441
U.S. 520, 535 (1979). In order to determine whether the challenged conditions of pre-trial
confinement amount to punishment:
[a] court must decide whether the disability is imposed for the purpose of
punishment or whether it is but an incident of some other legitimate
governmental purpose. Absent a showing of an expressed intent to punish
on the part of the detention facility officials, that determination generally will
turn on whether [it has] an alternative purpose ... and whether it appears
excessive in relation to [that] purpose.... Thus, if a particular condition or
restriction of pretrial detention is reasonably related to a legitimate
governmental objective, it does not, without more, amount to “punishment.”
Conversely, if a restriction or condition is not reasonably related to a
legitimate goal—if it is arbitrary or purposeless—a court may permissibly infer
that the purpose of the governmental action is punishment that may not
constitutionally be inflicted upon detainees.
Id. at 538–39 (citations, brackets and internal quotations omitted).
The law is clear that a pretrial detainee is entitled to the same degree of protection
against denial of medical attention that applies to convicted inmates under the Eighth
Amendment. See Martinez v. Beggs, 563 F.3d 1082, 1088 (10th Cir. 2009). In this regard,
the Eighth Amendment protects convicted prisoners against the infliction of “cruel and
unusual punishments.” U.S. Const. amend. VIII. This protection, enforced against the
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states through the Fourteenth Amendment, guarantees incarcerated persons humane
conditions of confinement. Specifically, prison officials must ensure that inmates receive
adequate food, clothing, shelter and medical care, and must “take reasonable measures
to guarantee the safety of the inmates.” Famer v. Brennan, 511 U.S. 825, 832 (1994)
(quoting Hudson v. Palmer, 468 U.S. 517, 526–27 (1984)).
To state an Eighth Amendment violation in the context of medical treatment, an
inmate must demonstrate two elements: (1) he was suffering from a “serious medical
need,” and (2) prison officials were deliberately indifferent to the serious medical need.
Gamble v. Estelle, 439 U.S. 97 (1978). The first showing requires the court objectively to
determine whether the medical need was “sufficiently serious.” “[I]t is the harm claimed by
the prisoner that must be sufficiently serious to satisfy the objective component, and not
solely ‘the symptoms presented at the time the prison employee has contact with the
prisoner.’ " Martinez, 563 F.3d at 1088 (quoting Mata v. Saiz, 427 F.3d 745, 753 (10th Cir.
2005)). "A medical need is sufficiently serious if it is one that has been diagnosed by a
physician as mandating treatment or one that is so obvious that even a lay person would
easily recognize the necessity for a doctor's attention." Sealock v. Colorado, 218 F.3d
1205, 1209 (10th Cir. 2000) (internal quotation omitted).
The second prong requires the court subjectively to determine whether the officials
acted with a sufficiently culpable state of mind. Noting that this subjective standard lies
“somewhere between the poles of negligence at the one end and purpose or knowledge
at the other,” Farmer, 511 U.S. at 836, the Supreme Court clarified the appropriate
standard as follows.
. . . We hold instead that a prison official cannot be found liable under
the Eighth Amendment for denying an inmate humane conditions of
confinement unless the official knows of and disregards an excessive risk to
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inmate health or safety; the official must both be aware of facts from which
the inference could be drawn that a substantial risk of serious harm exists,
and he must also draw the inference . This approach comports best with the
text of the Amendment as our cases have interpreted it. The Eighth
Amendment does not outlaw cruel and unusual “conditions”; it outlaws cruel
and unusual “punishments.” An act or omission unaccompanied by
knowledge of a significant risk of harm might well be something society
wishes to discourage, and if harm does result society might well wish to
assure compensation. The common law reflects such concerns when it
imposes tort liability on a purely objective basis. But an official's failure to
alleviate a significant risk that he should have perceived but did not, while no
cause for commendation, cannot under our cases be condemned as the
infliction of punishment.
Id. at 837–38.
Where the plaintiff's deliberate-indifference claim is premised on a delay in medical
care, such delay "only constitutes an Eighth Amendment violation where the plaintiff can
show the delay resulted in substantial harm." Oxendine v. Kaplan, 241 F.3d 1272, 1276
(10th Cir. 2001)) (internal quotation marks omitted). This substantial harm requirement
“may be satisfied by lifelong handicap, permanent loss, or considerable pain." Garrett v.
Stratman, 254 F.3d 946, 950 (10th Cir. 2001). Moreover, while an intentional refusal to
provide any medical treatment to an inmate suffering from a serious medical need
manifests deliberate indifference and is actionable under the Eighth Amendment, the
Constitution does not require that a prisoner receive every medical treatment that he
requests or that is available elsewhere. A disagreement as to the appropriate choice of
medical treatment does not give rise to a constitutional violation because the "right to be
free from cruel and unusual punishment does not include the right to the treatment of one's
choice." Layne v. Vinzant, 657 F.2d 468, 473 (1st Cir. 1981).
Even assuming Plaintiff had a serious medical need, Plaintiff's allegations fall far
short of establishing deliberate indifference, i.e., that any Defendant acted with a sufficiently
culpable state of mind. To establish the subjective component, a plaintiff must show that
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jail officials “knew he faced a substantial risk of harm and disregarded that risk, by failing
to take reasonable measures to abate it.” Farmer, 511 U.S. at 837. Specifically, a jail
official “must both be aware of facts from which the inference could be drawn that a
substantial risk of serious harm exists, and he must also draw the inference.” Id. “The
question is: ‘were the symptoms such that a prison employee knew the risk to the prisoner
and chose (recklessly) to disregard it?’ ” Martinez, 563 F.3d at 1089 (quoting Mata, 427
F.3d at 753.
Plaintiff’s allegations simply do not show that any Defendant acted with deliberate
indifference.
Deliberate indifference to a serious medical need of a prisoner is
distinguishable from a negligent diagnosis or treatment of a medical condition; only the
former conduct violates the Eighth Amendment. Medical malpractice may give rise to a tort
claim in state court but does not necessarily rise to the level of a federal constitutional
violation.
The Supreme Court explained the difference between negligence and
constitutional claims in Estelle v. Gamble, 429 U.S. 97, 104 (1976). In that case, the
prisoner, Gamble, was injured when a bale of cotton fell on him while he was unloading a
truck. He went to the unit hospital where a medical assistant checked him for a hernia and
sent him back to his cell. He returned to the hospital where he was given pain pills by an
inmate nurse and then was examined by a doctor. The following day, his injury was
diagnosed as a lower back strain; he was prescribed a pain reliever and a muscle relaxant.
Over the course of several weeks, Gamble was seen by several doctors who prescribed
various pain relievers and provided him with medical work excuses. Ultimately, despite his
protests that his back hurt as much as it had the first day, medical staff certified Gamble
to be capable of light work. During the next two months, Gamble received a urinalysis,
blood test, blood pressure measurement, and pain and blood pressure medication.
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Subsequently, a medical assistant examined Gamble and ordered him hospitalized for
treatment of irregular cardiac rhythm.
The Supreme Court held that Gamble's allegations failed to state a claim upon which
relief could be granted against the defendant, both in his capacity as a treating physician
and as the medical director of the Corrections Department.
. . . Gamble was seen by medical personnel on 17 occasions
spanning a 3–month period .... They treated his back injury, high blood
pressure, and heart problems. Gamble has disclaimed any objection to the
treatment provided for his high blood pressure and his heart problem; his
complaint is "based solely on the lack of diagnosis and inadequate treatment
of his back injury." The doctors diagnosed his injury as a lower back strain
and treated it with bed rest, muscle relaxants and pain relievers. Respondent
contends that more should have been done by way of diagnosis and
treatment, and suggests a number of options that were not pursued. The
Court of Appeals agreed, stating: "Certainly an x-ray of (Gamble's) lower
back might have been in order and other tests conducted that would have led
to appropriate diagnosis and treatment for the daily pain and suffering he was
experiencing." But the question whether an X-ray or additional diagnostic
techniques or forms of treatment is indicated is a classic example of a matter
for medical judgment. A medical decision not to order an X-ray, or like
measures, does not represent cruel and unusual punishment. At most it is
medical malpractice, and as such the proper forum is the state court under
the Texas Tort Claims Act.
Gamble, 429 U.S. at 107 (internal citations omitted) (emphasis added).
Like the prisoner in Gamble, Plaintiff at bar has failed to demonstrate that he
suffered a constitutional violation, a prerequisite for recovery under 42 U.S.C. § 1983.
Plaintiff's own allegations indicate that he received substantial medical care during the
entire time he was housed at the CSCJC. Moreover, the fact that he may have contracted
"H" thru a food supply, which may or may not have came in contact with fecal matter from
rodents and/or prisoners not washing their hands after using the bathroom, sounds, at
most, only in negligence. In short, his allegations simply do not rise to a constitutional
violation.
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In sum, there is no allegation that suggests that any Defendant knew that Plaintiff
faced a substantial risk of serious harm and disregarded that risk by failing to take
reasonable measures to abate it or that he had any reason to know that he faced any
substantial harm. Accordingly, Plaintiff’s section 1983 deliberate indifference/medical
treatment claims will be dismissed. Cf. Shue v. Laramie County Detention Center, Civil No.
13–8064, 2014 WL 6807739, 4 (10th Cir. Dec. 4, 2014) (county officials were not
deliberately indifferent to pretrial detainee's serious medical needs even if they delayed
getting detainee medical treatment for leg injury following a slip and fall accident).
Accordingly, it is
ORDERED that the Complaint and this action are dismissed without prejudice
pursuant to Fed. R. Civ. P. 41(b) for failure to prosecute and failure to comply with the
Court’s order and pursuant to 28 U.S.C. § 1915(e)(2)(B), for failure to state a claim upon
which relief may be granted. If Plaintiff desires to proceed with his claims he may file, in
a new action, another 42 U.S.C. § 1983 complaint that satisfies Fed. R. Civ. P. 8 and
Bell Atlantic v. Twombly, 550 U.S. 544 (2007). It is
FURTHER ORDERED that the Clerk of the Court shall send a copy of this order
as well as a copy of the Order of Dismissal (ECF No. 9) to Plaintiff at the Fremont
Correctional Facility and shall amend the docket to reflect Plaintiff’s change of address.
DATED at Denver, Colorado, this 11th
day of
February
, 2016.
BY THE COURT:
s/Lewis T. Babcock
LEWIS T. BABCOCK
Senior Judge, United States District Court
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