Amoto v. Colvin
Filing
22
MEMORANDUM OPINION AND ORDER by Magistrate Judge Craig B. Shaffer on 3/28/17. IT IS ORDERED that the Commissioners final decision is AFFIRMED and this civil action is DISMISSED, with each party to bear her own fees and costs. (nmarb, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Magistrate Judge Craig B. Shaffer
Civil Action No. 1:15-cv-02391-CBS
ALLEGRA AMOTO o/b/o LAWRENCE MICHAEL AMOTO,
Plaintiff,
v.
CAROLYN W. COLVIN,
Defendant.
MEMORANDUM OPINION AND ORDER
Magistrate Judge Craig B. Shaffer
This action comes before the court pursuant to Title II of the Social Security Act (the
“Act”), 42 U.S.C. §§ 401-33, for review of the Commissioner of Social Security’s final decision
denying Lawrence Michael Amoto’s1 (“Claimant”) application for Disability Insurance Benefits
(“DIB”). On January 14, 2016, the parties consented to the magistrate judge’s jurisdiction to
“conduct any and all further proceedings in this case, including the trial, and [to] order the entry
of final judgment.” Doc. 11. Accordingly, the case was referred to this court on March 22, 2016.
Doc. 20. The court has carefully considered the Complaint (filed October 28, 2015) (Doc. 1),
Plaintiff’s Opening Brief (filed February 15, 2016) (Doc. 15), Defendant’s Response Brief (filed
March 2, 2016) (Doc. 16), Plaintiff’s Reply (filed March 21, 2016) (Doc. 19), the entire case file,
1
On February 4, 2016, a suggestion of death was filed, notifying this court that Mr. Amoto died
on November 3, 2015. Doc. 13. Mr. Amoto’s daughter, Allegra Amoto, was substituted as Plaintiff. Doc.
14.
1
the administrative record, and the applicable law. For the following reasons, the court affirms
the Commissioner’s decision.
BACKGROUND
In January 2013, Claimant filed an application for disability benefits and alleged that he
became disabled in November 2010. (See Social Security Administrative Record (hereinafter
“AR”) at 14, 30, 107-113). Mr. Amoto alleged that his ability to work was limited by Hepatitis
C, chronic fatigue, osteoarthritis in hands, metatarsalgia, tennis elbow, low back pain, hip pain,
and high blood pressure. See Id. at 132. Mr. Amoto was born on February 2, 1952, and was 58
years old on the date of his alleged disability onset. Id. at 107. He completed the 12th grade and
had previous work experience as a carpenter and a construction flagger. Id. at 133. After his
initial application was denied, Claimant requested a hearing, which was held on August 8, 2014,
before an Administrative Law Judge (“ALJ”). See Id. at 27-45, 70-77.
Claimant was represented by counsel at the hearing and testified that due to his chronic
fatigue, he had difficultly lifting objects and that he could only walk one city block before
needing to stop and rest. Id. at 31. He also testified that although he used to be his brother’s livein caretaker, his ailments made it difficult to take care of even himself. Id. at 32-33. He stated
that he did not do any yard work, did very little cooking, rarely drove, performed few house
chores, and often had to take naps during the middle of the day. Id. at 32-35, 41. He also testified
that one of the side effects of his medication was depression. Id. at 36. According to Mr. Amoto,
he was also easily irritated, had memory and concentration problems, and had difficulty being
out in public due to his confusion. Id. 36-37.
A vocational expert (“VE”) also testified at the hearing. Id. at 43-45. The ALJ asked the
VE to assume hypothetically that an individual of Claimant’s age — with the same education
2
and past work experience as Claimant — had the following limitations: (1) perform work at a
light exertional level; (2) occasional bending, squatting, kneeling; and (3) no complex tasks,
defined as SVP: 2 or less. Id. at 44.
Based on these limitations, the VE testified that Mr. Amoto could perform his past
relevant work as a flagger. Id. The ALJ then posed a second hypothetical and asked the VE to
assume the same non-exertional limitations, but to limit the exertional to sedentary. Id. The VE
testified that the individual would not be able to perform any of the past relevant work. Id.
Claimant’s counsel then asked the VE to assume that the individual would be absent from
work more than two times per month. Id. The VE testified that there would be no competitive
employment for such an individual. Id. at 45. Counsel also asked whether all competitive work
would be precluded if the individual would regularly be off task more than 20 percent of an
eight-hour work day. Id. The VE agreed that all work would be eliminated. Id.
On August 22, 2014, the ALJ issued his decision denying benefits. Id. at 11-25. The
ALJ’s opinion followed the five-step process outlined in the Social Security regulations.2 At step
one, the ALJ found that Claimant had not engaged in substantial gainful employment since
November 15, 2010. Id. at 16. At step two, the ALJ found that Claimant had the following severe
impairments: (1) lumbar degenerative disc disease; (2) hepatitis C; (3) coronary artery disease;
(4) depression; and (5) anxiety. Id. At step three, the ALJ found that Mr. Amoto did not have an
impairment that met or medically equaled a listed impairment. Id. at 17-18.
2
The five-step process requires the ALJ to consider whether a claimant: (1) engaged in
substantial gainful activity during the alleged period of disability; (2) had a severe impairment; (3) had a
condition which met or equaled the severity of a listed impairment; (4) could return to past relevant work;
and, if not (5) could perform other work in the national economy. See 20 C.F.R. § 404.1520(a)(4),
416.920(a)(4); 20 C.F.R. §§ 404.1520 and 416.920; Williams v. Bowen, 844 F.2d 748, 750-51 (10th Cir.
1988). After step three, the ALJ is required to assess the claimant’s functional residual capacity. 20 C.F.R.
§ 404.1520(e). The claimant has the burden of proof in steps one through four. The Social Security
Administration bears the burden of proof at step five. Lax v. Astrue, 489 F.3d 1080, 1084 (10th Cir. 2007).
3
The ALJ then assessed the following residual functional capacity (“RFC”):
After careful consideration of the entire record, the undersigned
finds that the claimant has the residual functional capacity to
perform light work as defined in 20 CFR 404.1567(b) except the
claimant can only occasionally bend, squat and kneel. The
claimant can only occasionally deal with the general public and
requires work that does not involve complex tasks (i.e., work with
an SVP of 2 or less).
Id. at 18. In fashioning Claimant’s RFC, the ALJ discussed much of the medical evidence in
Claimant’s records. The ALJ concluded that although Mr. Amoto’s medically determinable
impairments could reasonably be expected to cause his alleged symptoms, his statements
concerning the intensity, persistence, and limiting effects of his symptoms were not entirely
credible. Id.
The ALJ specifically noted that Claimant’s medical records were not consistent with his
allegations of total disability. Id. In particular, the ALJ noted the lack of medical records to
support Mr. Amoto’s claims. For example, although he claimed disability beginning in
November 2010, the record contained no medical evidence prior to December 2011. Id. at 18.
Further — following a solitary podiatry appointment in December 2011 — there were no
medical appointments until the last half of 2012. Id. at 18-19. In addition, the ALJ credited the
opinion of Dr. Brett L. Barney, M.D., a consultative examiner who examined Claimant and
prepared a report. Id. at 19, 254-62. Dr. Barney concluded that Mr. Amoto had the capacity to
work at a medium exertional level; however, the ALJ concluded that Claimant was somewhat
more limited. Id.
At step four, the ALJ concluded that Claimant was able to perform his past relevant work
as a construction flagger. Id. at 20. Consequently, the ALJ found that Mr. Amoto did not meet
4
the definition of “disabled” for purposes of the Social Security Act. Id. at 21. Accordingly, his
application for disability benefits was denied.
Following the ALJ’s decision, Mr. Amoto requested review by the Appeals Council. Id.
at 7-10. The Appeals Council denied his request on August 28, 2015. Id. at 1-6. The decision of
the ALJ then became the final decision of the Commissioner. 20 C.F.R. § 404.981; Nelson v.
Sullivan, 992 F.2d 1118, 1119 (10th Cir. 1993) (citation omitted). Mr. Amoto filed this action on
October 28, 2015. Doc. 1. The court has jurisdiction to review the final decision of the
Commissioner. 42 U.S.C. § 405(g).
STANDARD OF REVIEW
In reviewing the Commissioner’s final decision, the court is limited to determining
whether the decision adheres to applicable legal standards and is supported by substantial
evidence in the record as a whole. Berna v. Chater, 101 F.3d 631, 632 (10th Cir. 1996) (citation
omitted); Angel v. Barnhart, 329 F.3d 1208, 1209 (10th Cir. 2003). The court may not reverse
an ALJ simply because it may have reached a different result based on the record; the question
instead is whether there is substantial evidence showing that the ALJ was justified in his
decision. See Ellison v. Sullivan, 929 F.2d 534, 536 (10th Cir. 1990). “Substantial evidence is
more than a mere scintilla and is such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.” Flaherty v. Astrue, 515 F.3d 1067, 1070 (10th Cir. 2007)
(internal citation omitted). Moreover, “[e]vidence is not substantial if it is overwhelmed by other
evidence in the record or constitutes mere conclusion.” Musgrave v. Sullivan, 966 F.2d 1371,
1374 (10th Cir. 1992) (internal citation omitted). The court will not “reweigh the evidence or
retry the case,” but must “meticulously examine the record as a whole, including anything that
may undercut or detract from the ALJ’s findings in order to determine if the substantiality test
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has been met.” Flaherty, 515 F.3d at 1070 (internal citation omitted). Nevertheless, “if the ALJ
failed to apply the correct legal test, there is a ground for reversal apart from a lack of substantial
evidence.” Thompson v. Sullivan, 987 F.2d 1482, 1487 (10th Cir. 1993) (internal citation
omitted).
ANALYSIS
On appeal, Plaintiff argues that the ALJ (1) erred in his evaluation of a treating source
opinion; (2) erred in accepting the VE’s testimony that Mr. Amoto could perform past work as a
flagger; (3) improperly accounted for Mr. Amoto’s mental limitations in the RFC; and (4) erred
in his assessment of Mr. Amoto’s credibility.
A.
Evaluation of Medical Opinions
In 2014, Suzanne Holm, DNP, filled out a form regarding Claimant’s physical RFC. AR
at 391-92. This form was co-signed by Diana Hornung, M.D. Id. at 392. In filling out this form,
Ms. Holm3 opined that Mr. Amoto was more limited in his capabilities than the RFC values
assigned by the ALJ; however, the ALJ ultimately concluded that this opinion was entitled to
very little weight. Id. at 20. On appeal, Plaintiff contends that the ALJ erred in his assessment of
a treating source opinion. Doc. 15 at 3-9. In particular, Plaintiff characterizes the physical RFC
assessment as the treating source opinion of Dr. Hornung, as opposed to Ms. Holm. Id. In
response, Defendant contends that Dr. Hornung is not properly characterized as a treating source
3
The court is respectful of the fact that Ms. Holm is a Doctor of Nursing Practice. AR at 392.
Nevertheless, under the regulations, she is not considered an “acceptable medical source.” See 20 C.F.R.
§ 404.1513(a) (defining — for the purposes of this case — “acceptable medical sources” as licensed
physicians and licensed or certified psychologists); see also Social Security Ruling 06-03p, 2006 WL
2329939 at *1 (SSA Aug. 9, 2006). As such, she cannot issue medical opinions, see 20 C.F.R.
§ 404.1527(a)(2), nor be considered a treating source whose opinion must be evaluated to determine
whether it is entitled to controlling weight, see C.F.R. § 404.1513(d). See also Social Security Ruling 0603p, 2006 WL 2329939 at *2; Frantz v. Astrue, 509 F.3d 1299, 1301 (10th Cir. 2007).
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and, in any event, the ALJ properly evaluated the at-issue opinion. Doc. 16 at 7-12. The court
agrees with Defendant.
Under the regulation, “[t]reating source medical opinions are . . . entitled to deference and
must be weighed using all of the factors provided in 20 C.F.R. § 404.1527.” Watkins v. Barnhart,
350 F.3d 1297, 1300 (10th Cir. 2003) (quoting SSR 96-2p). The Tenth Circuit has set forth those
factors as
(1) the length of the treatment relationship and the frequency of the
examination; (2) the nature and extent of the treatment
relationship, including the treatment provided and the kind of
examination or testing performed; (3) the degree to which the
physician’s opinion is supported by relevant evidence; (4)
consistency between the opinion and the record as a whole; (5)
whether or not the physician is a specialist in the area upon which
an opinion is rendered; and (6) other factors brought to the ALJ’s
attention which tend to support or contradict the opinion.
Id. at 1301 (internal quotation marks omitted).
Plaintiff contends that the ALJ failed to give Dr. Hornung’s opinion controlling weight
and failed to supply specific, legitimate reasons for rejecting it. Even accepting, arguendo, that
the physical RFC represented the opinions of Dr. Hornung,4 “[t]he threshold question is whether
[Dr. Hornung] was in fact a ‘treating physician’ within the meaning of the regulations. If not,
[her] opinion was not entitled to the presumption of controlling weight accorded to the properly
supported opinion of a treating physician.” Doyal v. Barnhart, 331 F.3d 758, 762 (10th Cir.
2003).
A treating source is a medical professional capable of providing a detailed and
longitudinal picture of a claimant’s medical impairments. 20 C.F.R. § 404.1527(c)(2). It is a
4
Plaintiff characterizes this particular RFC as being Dr. Hornung’s opinions and co-signed by
Ms. Holm. However, in comparing the mental RFC form (to which Ms. Holm is the sole signatory) and
the physical RFC form, it is quite obvious — based on the handwriting — that the physical RFC was
prepared by Ms. Holm. Compare AR 352-54 with AR 391-92.
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relationship that requires both duration and frequency. Doyal, 331 F.3d at 763; see also Barker v.
Shalala, 40 F.3d 789, 794 (6th Cir. 1994) (“The treating physician doctrine is based on the
assumption that a medical professional who has dealt with a claimant and his maladies over a
long period of time will have a deeper insight into the medical condition of the claimant than will
a person who has examined a claimant but once, or who has only seen the claimant’s medical
records.”). “A physician’s opinion is therefore not entitled to controlling weight on the basis of a
fleeting relationship, or merely because the claimant designates the physician as [his] treating
source.” Doyal, 331 F.3d at 763.
Plaintiff’s assertion that Dr. Hornung served as Mr. Amoto’s treating physician appears
to be based primarily on the fact that Dr. Hornung is listed as the “PCP” in Mr. Amoto’s medical
records. See AR at 231, 235. However, as Defendant correctly observes, the medical record
contains exactly one record of Claimant being treated by Dr. Hornung. In November 2013, Dr.
Hornung apparently saw Mr. Amoto in regard to a blood draw procedure.5 AR at 388-89.
Although Claimant’s other medical records list Dr. Hornung as his primary physician, there is no
indication that Dr. Hornung ever provided any specific treatment. Instead, Mr. Amoto was
regularly seen by Ms. Holm, Ms. Jaime Zelkin, N.P., or Ms. Catherine Crowe, D.O. Id. at 193225, 231-44, 352-54, 375-87. Thus, the record fails to reflect that Dr. Hornung qualifies as
Claimant’s treating physician. Consequently, the ALJ was not required to give the physical RFC
controlling weight, or to give specific reasons for not giving it controlling weight.
Nevertheless, the ALJ — as he was required to do — considered the physical RFC and
provided specific, legitimate reasons for according it little weight. Id. at 20. See 20 C.F.R.
§ 404.1527(c)(1)-(6) (“Regardless of its source, we will evaluate every medical opinion we
5
It is not clear that Dr. Hornung actually performed the procedure because another individual,
Heather Brown, is also listed in the record. AR at 388.
8
receive.”); SSR 96–5P, 1996 WL 374183, at *1 (“[O]pinions from any medical source about
issues reserved to the Commissioner must never be ignored.”); see also Oldham v. Astrue, 509
F.3d 1254, 1258 (10th Cir. 2007) (regulations do not require the ALJ to specifically discuss all of
the factors). Here, the ALJ considered several factors in determining what weight to give the
physical RFC. Specifically, the ALJ concluded that the extreme restrictions advocated in the
physical RFC were inconsistent with the medical evidence. 20 C.F.R. § 404.1527(c)(4)
(consistency). In addition, the ALJ noted that the RFC did not cite any objective findings to
support the extreme limitation. Id. § 404.1527(c)(3) (supportability). Substantial evidence
supports the ALJ’s decision on these points; accordingly, the court finds no cause for remand on
this issue.
B.
Ability to Perform Past Work
Plaintiff next contends that the ALJ’s step four conclusions were not supported by
substantial evidence. Doc. 15 at 9-11. Specifically, Plaintiff contends that there was a conflict
between the VE’s testimony and the description of a flagger in the Dictionary of Occupational
Titles. Without citation to any case law or otherwise, and apparently based upon Plaintiff’s own
interpretation of the job duties, Plaintiff contends that the position of a flagger would require
more than occasional contact with the general public. Doc. 15 at 10-11. However, as Defendant
correctly observes, the Dictionary of Occupational Titles specifically states that talking is only
occasionally required. See DOT # 372.667-022 (Flagger), 1991 WL 673097. Without more, the
court is not persuaded that a conflict exists and, therefore, rejects Plaintiff’s argument that
remand is necessary to address these alleged inconsistencies.
Furthermore, the ALJ’s conclusion that Mr. Amoto was capable of performing his past
work as a flagger is, in fact, supported by the substantial evidence. During the hearing the VE
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testified that Claimant’s past work as a flagger was classified as light work with an SVP of 2
(i.e., no complex tasks). AR at 44. The ALJ then posed a hypothetical to the VE that
incorporated all of the limitations that were ultimately adopted in the RFC. Id. The VE testified6
that these impairments would not prevent Mr. Amoto from performing his past work as a flagger.
Id. The ALJ then relied on this testimony in make his findings at step four. Id. at 20. The VE’s
uncontested testimony constitutes sufficient evidence to sustain the finding that Mr. Amoto’s
impairment did not prevent him from performing his past relevant work as a flagger. See Doyal,
331 F.3d at 761 (An “ALJ may rely on the information supplied by the VE at step four.”).
C.
Mental RFC
During his step-three assessment of whether Claimant’s mental impairments satisfied the
“paragraph B” criteria, the ALJ gave Mr. Amoto “considerable benefit of the doubt” and
determined that he suffered moderate limitations. AR at 18. On appeal, Plaintiff contends that the
ALJ’s RFC limitation — to occasional interaction with the public and work that does not require
complex tasks — was inadequate to account for these moderate impairments. The court finds no
cause for remand.
The “paragraph B” criteria are: “[a]ctivities of daily living, social functioning, and
maintaining concentration, persistence, or pace; and episodes of decompensation.” 20 C.F.R. Pt.
404, Subpt. P, App. 1, Listing 12.00C. However, as the ALJ recognized, determinations at step
three are different from those at step four. See Roman Jimenez v. Colvin, No. 12 Civ.
6001(PGG)(FM), 2014 WL 572721 (S.D.N.Y. Feb. 13, 2014). Indeed, the ALJ specifically noted
that the limitations identified at step three “are not [an RFC] assessment . . . . The mental [RFC]
assessment used at steps 4 and 5 of the sequential evaluation process requires a more detailed
6
The court also notes that Claimant’s attorney did not challenge the VE’s professional
qualifications. AR at 43.
10
assessment by itemizing various functions.” AR at 18. “In other words, identifying an
impairment at step three — even a marked impairment — does not define the scope of residual
functional capacity.” Roman Jimenez, 2014 WL 572721, at *14; see, e.g., Anderson v. Colvin,
No. 12–1102, 2013 WL 1339379, at *6 (10th Cir. Apr. 4, 2013) (“the ALJ was not required to
include any of [the doctor’s] ‘B criteria’ opinions in his RFC assessment”). “The SSA has made
clear that the ‘RFC assessment must be based on all of the relevant evidence in the case record . .
. .’ however, it does not require the ALJ to explain the RFC in any particular way or to explicitly
incorporate his findings at steps two and three into his written RFC.” Nguyen v. Colvin, No. 13cv-2609-KLM, 2015 WL 148667, at *9 (D. Colo. Jan. 12, 2015) (quoting SSR 96–8p, 1996 WL
374184, at *5 (July 2, 1996)) (emphasis added).
Once an impairment is determined to be severe, it must be reflected in the RFC. See
Hargis v. Sullivan, 945 F.2d 1482, 1488 (10th Cir. 1991). Here, the ALJ did include a restriction
based on Claimant’s severe mental impairments of depression and anxiety by limiting Mr.
Amoto to only occasional interaction with the public and to work that involves no complex tasks.
AR at 20. In so doing, the ALJ considered the evidence that Mr. Amoto’s mood and anxiety had
been described as “situational,” and that his health, his brother’s health, and his divorce had been
cited in this regard. Id. (citing AR at 194). In addition, the records indicate that Mr. Amoto’s
depression and anxiety were managed with medication, and Mr. Amoto stated that he was not
interested in counseling. Id. at 232, 236. The ALJ also observed that Claimant’s examination
notes generally reflected good eye contact, pleasantness, cooperativeness, good memory, and
good judgment. Id. (citing AR at 193-226).
The ALJ’s determinations at step three — that Claimant exhibited moderate difficulty
with regard to the “paragraph B” criteria — did not necessarily dictate a work-related functional
11
limitation for the purposes of the RFC assessment. Roman Jimenez, 2014 WL 572721, at *14;
Anderson, 2013 WL 1339379, at *6; see also Beasley v. Colvin, 520 F. App’x 748, 754 & n.3
(10th Cir. 2013) (declining claimant’s invitation to require an ALJ’s RFC to mirror step three
findings). Indeed, the ALJ specifically gave Ms. Holm’s “check-form opinion” — which stated
that Claimant had moderate limitations in these areas — very little weight. AR at 17. The ALJ
observed that Ms. Holm had not cited any objective findings to support her assessment, and also
that there was no evidence that Ms. Holm was familiar with the standards and evidentiary
requirements of the disability program. Id. And tellingly, Plaintiff has not cited any other
evidence, apart from Ms. Holm’s assessments, that would contradict the ALJ’s conclusions in
this regard.7
Plaintiff contends that the ALJ’s determination, that Mr. Amoto could perform work as a
flagger, is flawed because this position would not permit for a lapse in concentration or
persistence. Doc. 15 at 14. Like the preceding argument,8 this contention appears to be based
solely upon Plaintiff’s lay assessment of the job’s duties and requirements. Moreover, the Social
Security Administration Program Operations Manual System (“POMS”) instructs that a
claimant’s ability to concentrate is “not critical” to performing unskilled work. See POMS
§ 25020.010(B)(3), available at https://secure.ssa.gov/apps10/poms.nsf/lnx/0425020010 (last
visited March 24, 2017). POMS states that “[t]he basic mental demands of unskilled work
include the abilities (on a sustained basis) to: [1] understand, carry out, and remember simple
instructions; [2] make judgments that are commensurate with the functions of unskilled work,
i.e., simple work-related decisions; [3] respond appropriately to supervision, coworkers and work
7
Plaintiff again characterizes the physical RFC form as the opinions of Dr. Hornung. See Doc. 12
at n.3. As the court has previously discussed, whether or not this RFC reflected the opinions of Dr.
Hornung — or those of Ms. Holm — the ALJ decision to give this opinion little weight was supported by
substantial evidence.
8
See Section B., supra.
12
situations; and [4] deal with changes in a routine work setting.” Id. at § DI 25050.010(A)(3)(a).
A substantial loss of ability to meet these basic mental demands “severely limits the potential
occupational base and thus, would justify a finding of inability to perform other work . . . .” Id. at
§ DI 25050.010(A)(3)(b). POMS notes that “substantial loss” cannot be precisely defined, but
the court has no reason to find that moderate limitations in concentration or persistence would
qualify as a complete inability to perform such work. Therefore, the court concludes that the ALJ
did not err in defining Mr. Amoto’s mental RFC limitations.
D.
Credibility Assessment
Finally, Plaintiff contends that the ALJ’s credibility assessment was erroneous because
the ALJ did not consider Mr. Amoto’s good work history. The court is not persuaded.
The ALJ normally determines the weight and credibility of testimony, and these
determinations are generally considered binding on the reviewing court. See White v. Barnhart,
287 F.3d 903, 909 (10th Cir. 2001).
In evaluating a claimant’s credibility, the ALJ should consider factors such as:
the levels of medication and their effectiveness, the extensiveness
of the attempts (medical or nonmedical) to obtain relief, the
frequency of medical contacts, the nature of daily activities,
subjective measures of credibility that are peculiarly within the
judgment of the ALJ, the motivation of and relationship between
the claimant and other witnesses, and the consistency or
compatibility of nonmedical testimony with objective medical
evidence.
Thompson v. Sullivan, 987 F.2d 1482, 1489 (10th Cir. 1993) (quoting Hargis v. Sullivan, 945
F.2d 1482, 1489 (10th Cir. 1991)). The ALJ is not required to discuss these factor-by-factor. See
Qualls, 206 F.3d at 1372 (Tenth Circuit precedent does not require a formalistic factor-by-factor
recitation). The credibility determination must be supported by specific evidence. Qualls v.
Apfel, 206 F.3d 1368, 1372 (10th Cir. 2000) (discussing Kepler v. Chater, 68 F.3d 387, 391 (10th
13
Cir. 1995)). Under Tenth Circuit precedent, “[t]he only question this court must answer is
whether the ALJ’s [credibility] determination . . . [was] closely and affirmatively linked to
evidence that a reasonable mind might accept as adequate to support that conclusion.” Stokes v.
Astrue, 274 F. App’x 675, 686 (10th Cir. 2008) (declining to adopt a bright-line rule that an ALJ
must consider a good work history in the credibility determination).
In this instance, the ALJ accurately summarized the record and explained his reasons for
discounting Mr. Amoto’s credibility. Chief among these reasons was the “dearth of medical
evidence in the two year period following the alleged onset date.” AR at 19. The ALJ also cited
the disparity between Claimant’s medical records and his claims of total disability. Id. In
particular, the ALJ observed that Claimant had characterized his heart symptoms as mild, and
also that Plaintiff’s pain was treated conservatively and did not always require medication. Id.
(citing AR at 257-62, 268-74). Further, the results of the consultative examination were “quite
benign.” Id. (citing AR at 257-62). The ALJ also noted that Mr. Amoto’s claims of limited
activities of daily living were difficult to reconcile with the longitudinal medical record. Id. at 20.
Because there was adequate record support for the ALJ’s conclusion, and because Mr. Amoto’s
work history does not overwhelm this evidence, the court sees no reason to overturn the ALJ’s
credibility determination.9
9
Further, the court concludes that Lloyd v. Colvin, No. 12-cv-03350-RBJ-KLM, 2014 WL
503765 (D. Colo. Feb. 6, 2014), upon which Plaintiff relies, is distinguishable. In that case, the ALJ
characterized the claimant’s work history as weak, which was not supported by the record. In addition,
the court observes that the claimant in Tyson v. Apfel, 107 F. Supp.2d 1267 (D. Colo. 2000), quit work on
the advice of her doctor when her pain worsened and then she consistently attempted to work despite her
impairments. Here, Mr. Amoto left his employment as a carpenter — apparently due to issues from
arthritis — over three years before the alleged onset date. See AR at 133. However, the ALJ concluded
that Mr. Amoto’s arthritis was not severe, and Plaintiff has not challenged that determination. Thus,
Tyson is also distinguishable from the facts of this case.
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CONCLUSION
The court is satisfied that the ALJ considered all relevant facts and that the record
contains substantial evidence from which the Commissioner could properly conclude under the
law and regulations that Mr. Amoto was not disabled within the meaning of Title II and,
therefore, not eligible to receive Disability Insurance Benefits. Accordingly, IT IS ORDERED
that the Commissioner’s final decision is AFFIRMED and this civil action is DISMISSED, with
each party to bear her own fees and costs.
DATED at Denver, Colorado, this 28th day of March, 2017.
BY THE COURT:
s/Craig B. Shaffer
United States Magistrate Judge
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