Roane v. Frankie's Bar & Grill et al
Filing
78
ORDER granting in part and denying in part 65 Motion for Attorneys' Fees by Judge Christine M. Arguello on 8/27/18. (dkals, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Judge Christine M. Arguello
Civil Action No. 16-cv-02936-CMA-NYW
KLANCIE A. ROANE,
Plaintiff,
v.
FRANKIE’S BAR & GRILL, a/k/a Frankie’s Inc.,
n/k/a Frankie’s Inc. dissolved May 27, 2016,
FRANKIE D. PATTON, and
KATHLEEN PATTON,
Defendants.
______________________________________________________________________
ORDER GRANTING IN PART AND DENYING IN PART
PLAINTIFF’S REQUEST FOR ATTORNEY’S FEES
______________________________________________________________________
Before the Court is Plaintiff Klancie A. Roane’s Motion for Attorney’s Fees,
wherein she requests an award of $108,780.00 in fees. For the following reasons, the
Court grants in part and denies in part Plaintiff’s motion and awards $55,219.50 in fees.
I.
BACKGROUND
Plaintiff initiated this case in late 2016, alleging Title VII claims of discrimination
and retaliation against Defendants Frankie’s Bar and Grill, Frankie Patton, and Kathleen
Patton. (Doc. # 4.) This Court dismissed Plaintiff’s retaliation claim on summary
judgment in October 2017. (Doc. # 36.) Claims of a hostile work environment and
pregnancy discrimination were then tried to a jury on April 16–18, 2018. (Doc. ## 53–
55.) The jury returned a verdict in favor of Plaintiff on her pregnancy discrimination
claim but not on her claim of a hostile work environment. (Doc. # 58 at 1.) The jury also
awarded Plaintiff $500 in back pay, but reduced the award by $499 based on Plaintiff’s
failure to mitigate those damages, resulting in a net compensatory damage award of $1.
(Id. at 1–2.) The jury did not award emotional distress or punitive damages. (Id.)
Pursuant to Title VII, 42 U.S.C. § 2000(e)-5(k), Plaintiff now requests
$108,780.00 in fees for the work of her attorney, Andrew Brake, on her case.
Defendants object to Plaintiff’s request, contending that (1) Plaintiff is not entitled to
recover fees because she is not the prevailing party in this case and, (2) even if she is
entitled to fees, the amount requested should be reduced based on her limited success.
(Doc. # 69). Defendants also argue that the hours Plaintiff’s attorney expended and his
billable rate are unreasonable. The Court addresses each dispute in turn.
II.
PLAINTIFF’S DEGREE OF SUCCESS
A. PREVAILING PARTY
1. Law
“To determine whether a prevailing party achieved enough success to be entitled
to an award of attorney’s fees,” the district court must assess the “relevant indicia of
[plaintiff’s] success.” Farrar v. Hobby, 506 U.S. 103, 122 (1992) (O’Connor, J.,
concurring); see also Phelps v. Hamilton, 120 F.3d 1126, 1131 (10th Cir.1997)
(adopting Justice O’Connor’s framework); Brandau v. State of Kansas, 168 F.3d 1179,
1181 (10th Cir. 1999) (applying the framework to an employment discrimination case).
To examine the indicia of success, the court examines (1) the difference between the
judgment recovered and the judgment sought, i.e. whether the recovery was “merely
2
technical or de minimis”; (2) “the significance of the legal issue on which the plaintiff
prevailed”; and (3) “the public purpose served” by the litigation. Farrar, 506 U.S. at 117
(O’Conner, J., concurring); Gudenkauf v. Stauffer Commc’ns, Inc., 158 F.3d 1074, 1078
(10th Cir. 1998).
“No one factor is necessarily controlling; nor should all three factors necessarily
be given equal weight.” Barber v. T.D. Williamson, Inc., 254 F.3d 1223, 1233 (10th Cir.
2001). The bottom line is that “all three factors should be given due consideration but
ultimately it is within the discretion of . . . the district court to determine what constitutes
a reasonable fee given the particular circumstances.” Id.
2. Analysis
Evaluating these factors and Tenth Circuit case law applying them, the Court
finds that Plaintiff has achieved enough success to support an award of attorney fees as
the prevailing party in this litigation.
With respect to the first Farrar factor, the Court considers the nominal difference
between the amount Plaintiff sought and the damages she recovered in the context of
the entire litigation. In this case, Plaintiff requested just over $10,000.00 in back pay
and an unspecified amount in emotional distress and punitive damages. Her ultimate
award was $1. Although this difference could indicate that “the “litigation accomplished
little beyond giving the [plaintiff] the moral satisfaction of knowing that a federal court
concluded that [her] rights had been violated in some unspecified way,” Farrar, 506 U.S.
at 117 (O’Conner, J., concurring), the difference is remarkably distinct from the
corresponding difference in Farrar. There, the Supreme Court declined to award fees in
3
part because the plaintiff sought $17 million and recovered only $1 in nominal damages.
Moreover, unlike in Farrar, where the litigation which was drawn out over ten years and
two appeals, Plaintiff’s litigation in this case was not protracted. Koopman v. Water
Dist. No. 1 of Johnson Cty., Kan., 41 F.3d 1417, 1421 (10th Cir. 1994) (finding a small
recovery insignificant where litigation was not protracted nor the claims for damages
extravagant). Further, in mixed motive cases, like this one, the Tenth Circuit has
repeatedly held that attorney fee statutes support an award of fees to the prevailing
party “notwithstanding the lack of a damages award.” Gudenkauf v. Stauffer
Commc’ns, Inc., 158 F.3d 1074, 1081 (10th Cir. 1998). Thus, the Tenth Circuit often
deems a plaintiff prevailing despite an award of only nominal damages, as occurred
Brandau, 168 F.3d at 1182, where the Plaintiff sought 21 months of back pay and
$50,000 in non-economic damages but achieved only a nominal recovery of $1. Thus,
despite Plaintiff’s limited financial success, the Court does not find that her victory was
“merely technical or de minimis.” Farrar, 506 U.S. at 122 (O’Conner, J., concurring).
The second factor—i.e., “the significance of the legal issue on which the plaintiff
claims to have prevailed,” id. at 121—“goes beyond the actual relief awarded [which is
the focus of the first factor] to examine the extent to which the plaintiff[ ] succeeded on
[her] theory of liability.” Barber v. T.D. Williamson, Inc., 254 F.3d 1223, 1231 (10th Cir.
2001). Even where a plaintiff loses on more claims than she wins, courts have found
her to prevail where she succeeds on her primary theory of liability. E.g., Brandau, 168
F.3d at 1182 (affirming the district court’s decision that the plaintiff succeeded on a
significant legal issue because, although she lost her retaliation and constructive
4
discharge claims, she prevailed on her primary claim of sexual harassment); Phelps,120
F.3d at 1132 (“That the plaintiffs prevailed on only one of their four underlying claims
itself does not diminish the reasonableness of awarding some attorney’s fees.”). That is
precisely what occurred in this case: Plaintiff lost on her retaliation and hostile work
environment claims, but she succeeded on her primary theory of liability—pregnancy
discrimination. The Court therefore finds that Plaintiff “succeeded on a ‘significant issue
in litigation which achieves some of the benefit [she] sought in bringing suit.’” Brandau,
168 F.3d at 1182 (quoting Hensley v. Eckerhart, 461 U.S. 424, 433 (1983)).
With respect to the third and final Farrar factor—the public purpose served by the
litigation—the Tenth Circuit has explained, “a public goal is accomplished if the plaintiff's
victory encourages attorneys to represent civil rights litigants, affirms an important right,
puts the defendant on notice that it needs to improve, and/or provokes a change in the
defendant’s conduct.” Barber, 254 F.3d at 1232. Because the jury, after weighing all
the evidence presented at trial, found that Defendants had discriminated against Plaintiff
based on her pregnancy, the Court cannot conclude that no public purpose was served.
The jury instead affirmed an important civil right and put Defendants and others on
notice of pregnancy discrimination in the workplace. In so concluding, the Court rejects
Defendants argument that, because Defendant Frankie’s Bar & Grill no longer exists, no
public purpose was served by the jury’s discrimination finding. To begin, Defendant
Frankie’s Bar & Grill does exist, albeit under new management, and Defendant Frankie
Patton continues to operate another restaurant. Deterring future discrimination by these
Defendants therefore remains an issue for this Court to consider. Moreover, the Tenth
5
Circuit has adopted a broad approach to the third factor, noting that consideration of the
“public goal” accomplished extends beyond just the plaintiff and defendant in the case
to a consideration of the “basic rights for [other] employees” in similar circumstances.
Koopman, 41 F.3d at 1421. “[W]hat is controlling is plaintiff’s vindication of her civil
rights and of important rights of her co-workers.” Brandau, 168 F.3d at 1183.
Having given all three Farrar factors due consideration, the Court, in its
discretion, finds that Plaintiff has achieved enough success to be entitled to an award of
attorney’s fees as the prevailing party in this case.
B. REDUCTION BASED ON DEGREE OF SUCCESS
Defendant next argues that Plaintiff’s attorney’s fees should be reduced in
proportion to her degree of success. The Court agrees in part.
1. Law
When assessing an award of attorney fees under 42 U.S.C. § 2000e–5(k), the
court may impose a general reduction in fees depending on the prevailing party’s
degree of success. Hensley, 461 U.S. at 440 1 (“[P]laintiff’s success is a crucial factor in
determining the proper amount of an award of attorney’s fees.”). A reduction is
particularly applicable when, like here, a prevailing party succeeds on only some of her
claims. Id. at 434. The Supreme Court has instructed that in such cases, the Court
shall consider: (1) whether the plaintiff’s successful and unsuccessful claims were
Although Hensley dealt with an award of fees under 42 U.S.C. § 1988, not 42 U.S.C. § 2000e5K, Hensley is nonetheless applicable in this case because the standard for the award of
attorney’s fee under § 1988(b) is the same as that under § 2000e–5(k). Latin v. Bellio Trucking,
Inc., 720 F. App'x 908, 911 (10th Cir. 2017); Griffith v. State of Colo., Div. of Youth Servs., 17
F.3d 1323, 1328 (10th Cir. 1994); Proctor v. Consolidated Freightways Corp., 795 F.2d 1472
(9th Cir. 1986).
1
6
related; and (2) whether the plaintiff’s overall level of success justifies a fee award
based on the hours expended by plaintiff’s counsel. Id. The Hensley Court further
explained these two considerations, in pertinent part:
[First w]here the plaintiff has failed to prevail on a claim that
is distinct in all respects from his successful claims, the
hours spent on the unsuccessful claim should be excluded in
considering the amount of a reasonable fee.
[Second, w]here a lawsuit consists of related claims . . .
[b]ut where the plaintiff achieved only limited success, the
district court should award only that amount of fees that is
reasonable in relation to the results obtained.
Id.
2. Analysis
Defendants argue that Plaintiff’s claims are “distinct in all respects” and the Court
should therefore exclude from the fee award any the hours that Mr. Brake spent on
Plaintiff’s unsuccessful claims. The Court disagrees. Plaintiff’s claims for pregnancy
discrimination, hostile work environment, and retaliation stem from the same core of
facts—Plaintiff’s employment at and departure from Frankie’s Bar and Grill. It is
impossible to ferret out certain facts that might be attributable to one claim or another
when they all arise out of the same timeframe, include the same people, and occurred
at the same location. It is likewise impossible to parse Mr. Brake’s billing records.
Additionally, at trial, Plaintiff testified about many events that transpired during her
employment that could have supported any one of her claims. The Court thus finds
clear overlap between her successful and unsuccessful claims and will not reduce the
fee award on this basis.
7
Having found the claims interrelated, the Court considers whether a general
reduction is warranted based on Plaintiff’s partial success in this case. While “[t]here is
no precise rule or formula” for assessing a plaintiff's degree of success, “[a] reduced fee
award is appropriate if the relief, however significant, is limited in comparison to the
scope of the litigation as a whole.” Id. at 440; Latin v. Bellio Trucking, Inc., No. 13-CV01837-WYD-KMT, 2016 WL 9725289, at *2 (D. Colo. Nov. 23, 2016), aff’d, 720 F. App'x
908 (10th Cir. 2017). “[T]he district court must make a qualitative assessment to
determine what less-than-perfect results are excellent, justifying full recovery, or to what
extent plaintiffs’ limited success should effect a reduction in the lodestar.” Jane L. v.
Bangerter, 61 F.3d 1505, 1511 (10th Cir. 1995) (internal quotations and citations
omitted). In so doing, the Court should assess the relative significance and importance
of plaintiff’s successes and failures, not mechanically reduce in proportion to the
number of claims lost. Id.; Sinajini v. Board of Education, 233 F.3d 1236 (10th Cir.
2000) (the focus is not percentage of claims on which plaintiff prevailed but on the
significance of the overall relief obtained)
Having thoroughly considered the issue, the Court finds that a reduction in fees is
warranted in this case. Although Plaintiff sufficiently prevailed on every element of her
primary theory of liability—pregnancy discrimination—rendering her the prevailing party
as explained above, her success on this claim was not so significant that a 100% fee
award is appropriate. Indeed, Plaintiff lost on two other significant claims in this case,
both of which occupied much of her counsel’s time. Counsel billed extensive hours
responding to Defendants’ request for summary judgment, following which Plaintiff lost
8
on the retaliation claim. And at trial, Plaintiff spent substantial time devoted to providing
the jury with facts and argument describing the allegedly hostile, unwelcome, and
offensive environment that she experienced at work. The jury nonetheless rejected that
claim. The jury also rejected Plaintiff’s requests for emotional distress and punitive
damages, despite Plaintiff’s testimony on both issues, and ultimately awarded Plaintiff
only $500 in back pay, notwithstanding her request for over $10,000. Plaintiff was also
unsuccessful in demonstrating that she mitigated her damages in this case, resulting in
a reduction in her back pay award to $1—a nearly complete deduction. Plaintiff was
also unsuccessful in her post-trial motion for a new trial on damages and has only been
partially successful here.
Accordingly, considering all the above and based on this Court’s extensive
familiarity with this case, the Court concludes that a forty-five percent reduction in
attorney’s fees is appropriate. A forty-five percent reduction reflects Plaintiff’s tangible
and prevailing victory on her pregnancy discrimination claim, while also considering
9
Defendants’ success in avoiding substantial monetary damages as well as defending
against Plaintiff’s retaliation and hostile work environment claims. 2
The Court next turns to assess the reasonableness of Plaintiff’s attorney’s hours
expended and fee charged.
III.
REASONABLENESS OF FEES
A. LAW
Determination of the amount and reasonableness of attorneys’ fees is within the
district court’s discretion. Wright v. U-Let-Us Skycap Servs., Inc., 648 F. Supp. 1216,
1218 (D. Colo. 1986). When evaluating a motion for attorneys’ fees, the court follows
the three-step process set forth in Ramos v. Lamm, 713 F.2d 546 (10th Cir. 1983),
overruled on other grounds by Pennsylvania v. Del. Valley Citizens’ Council for Clean
Air, 483 U.S. 711, 725 (1987).
The reduction percentage imposed by district and circuit courts across the country has varied
widely, ranging anywhere from a 20% reduction to a 90% reduction, depending on the degree of
success of the prevailing party and the court’s qualitative examination of that success in relation
to the nature of the prevailing party’s losses. See, e.g., Bell v. Board of County Commissioners,
451 F.3d 1097 (10th Cir. 2006) (where plaintiff prevailed on only one of his three constitutional
claims and there was a gross disparity between the extravagant prayer for $1.4 million in
damages and the jury’s nominal award, the district court did not abuse its discretion in awarding
fees of 10 percent of the lodestar); Lanni v. New Jersey, 259 F.3d 146 (3d Cir. 2001) (district
court did not abuse its discretion in reducing lodestar by 25 percent because plaintiff succeeded
on only 2 of 10 claims and against only 3 of the 10 defendants); Watson v. SEPTA, 207 F.3d
207 (3d Cir. 2000) (district court’s reduction of lodestar by two-thirds was not abuse of discretion
in view of plaintiff’s limited success), cert. denied, 507 U.S. 1142 (2001); Prison Legal News v.
Stolle, 681 Fed. Appx. 182 (4th Cir. 2017) (where plaintiff prevailed on some claims by consent
decree but defendants prevailed on other claims and avoided monetary liability, district court did
not abuse its discretion in reducing plaintiff's fee award by 45 percent for its limited success);
Granzeier v. Middleton, 173 F.3d 568, 578 (6th Cir. 1999) (“Plaintiffs are entitled to only thirtythree percent of the lodestar amount in view of their limited success.”); Lowry v. Watson Chapel
School District, 540 F.3d 752 (8th Cir. 2008) (where plaintiffs obtained nominal damages and
permanent injunction vindicating important free speech rights of students, district court did not
abuse its discretion in awarding 50 percent of fees incurred).
2
10
First, the court determines the number of hours reasonably spent by counsel.
Malloy v. Monahan, 73 F.3d 1012, 1017 (10th Cir. 1996); Ramos, 713 F.2d at 553.
Factors considered in this reasonableness determination include: (1) whether the
amount of time spent on a particular task appears reasonable in light of the complexity
of the case, the strategies pursued, and the responses necessitated by an opponent’s
maneuvering; (2) whether the amount of time spent is reasonable in relation to
counsel’s experience; and (3) whether the billing entries are sufficiently detailed,
showing how much time was allotted to a specific task. Rocky Mountain Christian
Church v. Bd. of Cnty. Comm’rs of Boulder Cnty., No. 06-cv-00554, 2010 WL 3703224,
at *2-3 (D. Colo. Sept. 13, 2010). Courts need not “identify and justify every hour
allowed or disallowed, as doing so would run counter to the Supreme Court’s warning
that a ‘request for attorney’s fees should not result in a second major litigation.’” Malloy,
73 F.3d at 1018 (quoting Hensley, 461 U.S. at 437); Fox v. Vice, 131 S. Ct. 2205, 2216
(2011) (“The essential goal in shifting fees . . . is to do rough justice, not to achieve
auditing perfection.”).
Second, the court must determine a reasonable hourly rate of compensation,
based on “what lawyers of comparable skill and experience [in the given practice area]
would charge for their time.” Ramos, 713 F.2d at 555. “The party seeking the award has
the burden of persuading the court that the hours expended and the rate sought are
both reasonable.” LaSelle v. Public Serv. Co. of Colo. Severance Pay Plan, 988 F.
Supp. 1348, 1351 (D. Colo. 1997); Malloy, 73 F.3d at 1018.
11
Third, the court multiplies the reasonable hourly rate with the number of hours
reasonably expended to determine the “lodestar” amount. LaSelle, 988 F. Supp. at
1351; Hensley, 461 U.S. at 433. In this case, the Court will then reduce that amount by
forty-five percent to account for Plaintiff’s partial success.
B. ANALYSIS
1. Reasonableness of Fees
Defendants argue that Plaintiff’s attorney’s fees should be reduced because Mr.
Brake improperly block-billed and billed excessive and/or unnecessary hours. The
Court addresses and rejects each contention in turn.
a. Block Billing
The Court finds Plaintiff’s attorney’s time entries do not constitute improper block
billing. Most entries are for short lengths of time, consisting of two to four related tasks.
Even the larger entries, such as Mr. Brake’s work on dispositive pleadings, jury
instructions, or preparation for trial, do not preclude the Court from assessing the
reasonableness of time spent on specific tasks. See Cadena v. Pacesetter Corp., 224
F.3d 1203, 1214–15 (10th Cir. 2000) (Tenth Circuit has not adopted a per se rule
prohibiting block billing); Robinson v. City of Edmond, 160 F.3d 1275, 1284–85 (10th
Cir. 1998) (only where block billing makes it difficult, if not impossible, for the Court to
determine the amount of time spent on specific tasks, a general reduction may be
warranted). Although the billing records occasionally use the general term “trial
preparation” and “preparing for trial,” the records also provide clarifying details to
accompany these terms, such as “preparing closing,” “preparing for cross
12
examinations,” or “working on exhibits.” Such entries are adequately descriptive. Cf.
Latin v. Bellio Trucking, Inc., 2016 WL 9725289, at *4–5 (D. Colo., Nov. 23, 2016)
(finding general descriptions including “trial preparation” with no other details to be
vague and warranting a reduction in hours). The Court can easily determine the
amount of time Plaintiff’s attorney spent on specific tasks and evaluate his billing
judgment. A reduction is not, therefore, warranted.
b. Excessive/unnecessary hours
A reduction is also not warranted based on an expenditure of excessive or
unnecessary hours. Defendants specifically argue that Plaintiff’s attorney spent an
excessive and unnecessary amount of time on his summary judgment briefing
(approximately 40 hours) and work on jury instructions (about 30 hours). The Court
disagrees that the time spent on these tasks support a reduction of fees. It is hardly
unreasonable for Mr. Brake to have spent over a week on two of the most pivotal tasks
in any litigation—defending against summary judgment and preparing to instruct the jury
on his client’s claims. The Court declines to reduce fees on these grounds.
2. Reasonableness of Hourly Rate
Last, Defendants object to Mr. Brake’s hourly rate of $400 per hour as being
unreasonable in light of the prevailing billing rates in Colorado. They request a
reduction to $315 per hour. The Court agrees that a reduction is warranted but instead
reduces Mr. Brake’s hourly rate to $350 per hour.
The Court finds the relevant categories of the 2017 Colorado Survey, referenced
by both parties, instructive. See, e.g., Home Loan Inv. Co. v. St. Paul Mercury Ins. Co.,
13
78 F. Supp. 3d 1307, 1318 (D. Colo. 2014) (noting that “because the 2012 CBA survey
provides the most recent data and is specific to Colorado, it provides the best indication
of the current reasonable hourly rate in the Denver area”). According to the Survey,
attorneys with 30–39 years of experience (like Mr. Brake) have a mean hourly rate of
$292 per hour, while the top 75th percentile earns $350 per hour. (Doc # 65-3 at 35.)
Attorneys practicing as solo practitioners (like Mr. Brake) bill on average $237 an hour
and $299 an hour at the top 75th percentile. (Id.) Further, attorneys representing
employees in labor and employment matters bill a mean hourly rate of $309, with the
top 75th percentile billing at $356 per hour. (Id. at 36.) Civil litigators bill a mean rate of
$240, with the top 75th percentile billing $300/hour. (Id.)
Based on the Colorado Survey and the Court’s own familiarity with the rates
charged by lawyers in the Denver metropolitan area, the Court concludes that a
reasonable rate for Mr. Brake is $350 an hour (above or near the 75th percentile for
attorneys with comparable years of experience, operating as solo practitioners, in
employment-related matters and higher than those working in civil litigation). The Court
therefore reduces his billing rate accordingly.
IV.
CONCLUSION
Accordingly, the Court GRANTS IN PART and DENIES IN PART Plaintiff’s
Motion for Attorneys’ Fees. (Doc. # 65.) The Court ORDERS that Plaintiff Klancie
Roane is awarded attorneys’ fees against Defendants Frankie’s Bar and Grill, Frankie
Patton, and Kathleen Patton, in the amount of $55,219.50, calculated as follows:
14
262.95 3 (hours expended) x $350 (reduced billing rate) = $92,032.50 – $36,813 (40%
reduction for partial success) = $55,219.50
DATED: August 27, 2018
BY THE COURT:
CHRISTINE M. ARGUELLO
United States District Judge
The Court subtracted 9 hours from the total hours submitted due to Mr. Brake’s concession that he
mistakenly billed twice for the last day of trial. (Doc. ## 65-2 at 5; 72 at 4.)
3
15
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?