Valenzuela v. Coleman et al

Filing 108

ORDER Granting in part and Denying in part 107 the parties' Joint Motion Motion to Clarify. It is GRANTED insofar as the Court clarifies the reasons for the October 2020 Order. It is DENIED insofar as the Court finds that no modification of that Order is warranted, by Judge Christine M. Arguello on 6/17/2021.(evana, )

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 1 of 10

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Judge Christine M. Arguello

Civil Action No. 18-cv-00329-CMA-STV
JUAN VALENZUELA,
Plaintiff,
v.
KARL COLEMAN,
LIGEIA CRAVEN,
ANTHONY WILKERSON,
JAMES HAROLD GAVIN, JR.,
JOSEPH CHACON, JR., and
THE CITY AND COUNTY OF DENVER,
Defendants.

ORDER GRANTING IN PART AND DENYING IN PART JOINT MOTION TO CLARIFY

This matter is before the Court on the parties’ Joint Motion to Clarify. (Doc. #
107.) The Motion presents two issues. First, whether the Court’s October 15, 2020
Opinion and Order Granting in Part and Denying in Part Motions for Summary
Judgment (“October 2020 Order”) (Doc. # 95) should be interpreted as holding that, as
a matter of law, Officer Coleman lacked probable cause to charge Mr. Valenzuela with
forgery. Second, whether the Court erred in finding that the parties’ Fed. R. Evid. 702
motions (Doc. ## 71–72) were rendered moot by the Court’s summary judgment ruling.
For the following reasons, the Court clarifies the reasons for the October 2020 Order but
finds that no modification of the Order is warranted.
1

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 2 of 10

I.

BACKGROUND

Judge Krieger described the factual background of this case in her summary
judgment ruling (Doc. # 95), which is incorporated herein by reference. The Court
therefore recounts only the facts necessary to address the Joint Motion.
On February 15, 2017, Mr. Valenzuela was attempting to board a flight at Denver
International Airport. When asked to show identification at a screening checkpoint, Mr.
Valenzuela produced an expired California ID card that was perceptibly damaged, with
a warped and uneven surface and cracked lamination. TSA agents and Denver Police
Department officials who examined the ID card believed the card might have been
altered in some way. Eventually, Defendant Karl Coleman, a Denver police officer,
decided to arrest Mr. Valenzuela and charge him with forgery under Colo. Rev. Stat. §
18-5-102(1)(e). Mr. Valenzuela was booked and detained.
The following day, Mr. Valenzuela appeared before a judge of the Denver County
Court for an advisement and determination of whether probable cause justified the
charge against him. The state judge, apparently relying entirely on a Probable Cause
Statement 1 prepared by Officer Coleman, found probable cause existed to support the
arrest and charges against Mr. Valenzuela. Mr. Valenzuela later obtained release on
bond and, when further investigation revealed that the damaged ID card he had

1

The pertinent portion of that Statement reads, in its entirety: “On 2-15-2017 at approximately
5:55 a.m.[, Mr. Valenzuela] did knowingly and willfully violate CRS 18-5-102(e) . . . in that he did
attempt to access [a concourse at Denver International Airport] using a forged CA ID . . . as his
government identification.”

2

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 3 of 10

presented was merely damaged and not actually altered, the District Attorney dismissed
the charges against Mr. Valenzuela.
Mr. Valenzuela filed this action pursuant to 42 U.S.C. § 1983, asserting that the
various Denver police officers and other individuals involved in his arrest and
prosecution violated his right to freedom from unreasonable searches and seizures
under the Fourth Amendment to the U.S. Constitution. Separately, Mr. Valenzuela also
asserted a claim against Officer Coleman, sounding in a form of malicious prosecution,
arguing that Officer Coleman’s Probable Cause Statement contributed to Mr.
Valenzuela’s continued prosecution despite lacking sufficient recitation of facts
demonstrating probable cause.
On October 15, 2020, Judge Krieger granted summary judgment “in favor of all
Defendants except Officer Coleman, on all claims except Mr. Valenzuela’s claim
malicious prosecution-style claim under 42 U.S.C. § 1983.” She denied summary
judgment as to Mr. Valenzuela’s malicious prosecution claim against Officer Coleman,
finding that Officer Coleman was not entitled to qualified immunity on that prosecution
claim and that there was a genuine issue of fact requiring trial as to whether Officer
Coleman’s statement adequately demonstrated probable cause for the charge against
Mr. Valenzuela. In light of her ruling, Judge Krieger found that the parties’ challenges to
each other’s experts designated under Fed. R. Evid. 702 were rendered moot.

3

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 4 of 10

II.
A.

ANALYSIS

PROBABLE CAUSE FINDING
The parties disagree as to how Judge Krieger’s summary judgment ruling should

be construed. Judge Krieger was fairly stark in her criticism of the sufficiency of Officer
Coleman’s Probable Cause Statement, and Mr. Valenzuela apparently interprets that
criticism as a finding that, as a matter of law, Judge Krieger was concluding that Officer
Coleman’s Statement failed to establish probable cause for Mr. Valenzuela’s continued
prosecution.
However, Judge Krieger’s ruling was limited to addressing Defendants’ summary
judgment motion, which contended that Mr. Valenzuela could not establish the
necessary elements of his claims under § 1983, i.e., that his prosecution was not
supported by probable cause to believe that he had committed a crime. Defendants
argued that Mr. Valenzuela could not carry that burden, in light of evidence that, they
suggested, affirmatively demonstrated the existence of probable cause to charge him
with forgery. Judge Krieger disagreed, finding that there was at least a triable issue of
fact as to whether there may have been an absence of probable cause. Mr. Valenzuela
did not separately move for summary judgment in his own favor. Thus, Judge Krieger
was not called upon to consider the opposite question: whether the facts, taken in the
light most favorable to Defendants, conclusively established that Officer Coleman’s
Statement lacked probable cause for Mr. Valenzuela’s continued prosecution. 2

2

The Court did not indicate that it intended to grant judgment to Mr. Valenzuela on the
Defendants’ motion under Fed. R. Civ. P. 56(f), nor that it was making any specific findings of
fact under Rule 56(g).

4

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 5 of 10

This Court notes that Judge Krieger used strong language in characterizing the
contents of Officer Coleman’s Statement. However, the fact remains that Judge
Krieger’s order did no more than reject Defendants’ contention that, as a matter of law,
the Statement sufficiently set forth probable cause for an arrest. As such, the question
of whether the Statement demonstrated probable cause for prosecution remains an
issue to be resolved at trial.
That being said, however, after reviewing the filings in this matter, this Court
agrees with Judge Krieger that it is doubtful that any reasonable juror could conclude
that Officer Coleman’s Probable Cause Statement could sufficiently demonstrate
probable cause for Mr. Valenzuela’s continued prosecution beginning on February 17,
2017. As Judge Krieger noted, Officer Coleman’s Statement is entirely conclusory in
nature, stating only that Mr. Valenzuela proffered a “forged [ ] ID,” without offering any
explanation as to what facts or observations led Officer Coleman to that conclusion.
Although Officer Coleman, in his deposition, described the reasons he reached the
conclusion that the ID card was a forgery, none of those facts are included in his
Statement. See generally (Doc. # 70-14 (Officer Coleman’s deposition testimony
describing the reasons for his conclusions)). Indeed, it appears that even Officer
Coleman understood that he did not include any meaningful information in the
Statement. He testified that “my probable cause statement is pretty basic,” and it
appears that he did not even intend that Statement to serve as the evidentiary basis for
the probable cause finding at Mr. Valenzuela’s advisement. Rather, Officer Coleman
testified that he understood that he would submit the Statement to a detective who “will
5

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 6 of 10

typically take that probable cause statement and write it” with more detail, and that “they
change the way it’s written.” (Doc. # 70-14 at 11–12.) That barebones Statement
became the sole, slender thread that supported Mr. Valenzuela’s continued prosecution
after February 17, 2017, and becomes the basis for a colorable malicious prosecution
claim against Officer Coleman now.
However, because the Court has yet to be called upon to make a finding in Mr.
Valenzuela’s favor on the question of whether the Statement recited adequate facts to
establish probable cause, that matter remains one for trial at this time.
B.

RULE 702 ISSUES
Both sides proffered witnesses to opine as to certain matters regarding the

damage to the ID card as proffered by Mr. Valenzuela and the inferences that could
reasonably be drawn from that damage. Both sides challenged the admissibility of the
other side’s proffered opinions under Rule 702. Judge Krieger found that, in light of her
ruling, both Rule 702 challenges were rendered moot. The parties disagree, contending
that the reasonableness of the inferences that Defendants drew about the ID card
remain relevant in this case, such that the Rule 702 challenges remain vital.
The parties misunderstand the scope of the sole remaining claim in this case.
Because all Defendants are entitled to qualified immunity on Mr. Valenzuela’s Fourth
Amendment claims arising from his arrest, issues about the reasonableness of
Defendants’ analysis of the ID card on February 15, 2017, are no longer germane to this
case. The sole remaining claim in this case concerns Mr. Valenzuela’s contention that,
by submitting a Probable Cause Statement that failed to actually demonstrate probable
6

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 7 of 10

cause for charges, Officer Coleman engaged in malicious prosecution. Malicious
prosecution arises when a police officer or other affiant: (1) causes the initiation or
continuation of the prosecution of the plaintiff; (2) does so without probable cause; and
(3) acts with malice. See Carbajal v. Lucio, 832 Fed.Appx. 557, 563 (10th Cir. 2020).
There is no dispute that Officer Coleman’s Probable Cause Statement caused the
continued prosecution of Mr. Valenzuela, insofar as the Statement was the only
information considered by the state court judge during the advisement on February 17,
2017. Thus, the two remaining elements are whether Officer Coleman lacked probable
cause for the charge against Mr. Valenzuela and whether Officer Coleman acted with
malice in making the Statement.
Turning to the question of whether Officer Coleman had probable cause to
believe Mr. Valenzuela uttered a forged ID card, this Court begins by noting that the
task of determining whether probable cause exists is performed via two discrete steps:
(1) determining what facts were known to Officer Coleman at the time of the arrest; and
(2) determining whether Officer Coleman drew reasonable conclusions from those facts
when deciding that Mr. Valenzuela had committed a crime. See Davenpeck v. Alford,
543 U.S. 146, 153 (2004) (“Whether probable cause exists depends upon the
reasonable conclusion to be drawn from the facts known to the arresting officer at the
time of the arrest”).
Here, as set forth in Judge Krieger’s October 2020 Order, there is a broad cast of
characters and a wealth of factual observations made by them that led those involved,
including Officer Coleman, to conclude on February 16, 2017, that Mr. Valenzuela’s ID
7

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 8 of 10

card had been altered: e.g., the ID card had cracked and broken lamination, the surface
of the card was uneven, the card was not of uniform thickness throughout, and there
may have been a staple embedded within it. It may be tempting to catalog these facts,
and then immediately proceed to the second step to determine whether one could
reasonably interpret these facts to conclude that the card was or was not purposefully
altered. But proceeding apace ignores a critical defect: Officer Coleman’s Probable
Cause Statement does not recite any of these facts. Indeed, it recites no facts about the
card whatsoever, save for the conclusion that the card was “forged.”
It is appropriate to restrict the inquiry on the malicious prosecution claim to the
factual record that was before the state court, not Officer Coleman’s knowledge as a
whole. It is the state court’s finding of probable cause that allowed Mr. Valenzuela’s
prosecution to continue. Thus, facts known to Officer Coleman that suggested that the
card was a forgery, e.g., the broken lamination and the inconsistent thickness, but which
did not make their way into the Probable Cause Statement are irrelevant. See Wilkins v.
DeReyes, 528 F.3d 790, 802 (10th Cir. 2008) (“If institution of legal process is required
to trigger a malicious prosecution claim, we ought not search for probable cause in a
pile of unrevealed information . . . Judicial determination becomes a misnomer if
information required to support probable cause remains at all times firmly lodged in the
officer's head”). As a result, the malicious prosecution claim will turn not on what Officer
Coleman might have seen on February 15, 2017, but on what he said to the state court
on February 16, via the Probable Cause Statement. And as noted above, what he said
lacks any factual content at all. Because the first step of the probable cause inquiry
8

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 9 of 10

requires an assessment of the facts before the officer, here, it would appear that Officer
Coleman’s Statement made an insufficient factual showing to the state court to permit
any finding of probable cause. As a result, it would appear that Mr. Valenzuela will
succeed on that element and it will be unnecessary to even proceed to the second step
of the probable cause analysis—i.e., the determination of whether a police officer’s
conclusions are reasonable in light of the facts presented—the step at which expert
testimony might become germane. Therefore, the Court continues to find that no expert
testimony is likely to be necessary and, thus, there is no need to resolve any Rule 702
challenges.
That leaves the final element Mr. Valenzuela must prove that Officer Coleman
acted with malice. To establish the malice element, Mr. Valenzuela must show that
Officer Coleman knew or recklessly disregarded the possibility that his Statement
lacked any articulation of probable cause and would be used to continue the
prosecution of Mr. Valenzuela. See, e.g., Young v. City of Idabel, 721 Fed.Appx. 789,
804 (10th Cir. 2018). Once again, the focus is not on what occurred on February 15,
2017, but rather, on Officer Coleman’s state of mind when he submitted a deficient
Probable Cause Statement that could be used to further a prosecution of Mr.
Valenzuela. In this regard, the experts’ opinions about what the examination of the ID
card would or would not have revealed, or what a reasonable officer would or would not
have done, is irrelevant. 3

3

Notably, whereas the probable cause assessment is an objective one, the malice element is a
subjective inquiry, asking what Officer Coleman himself knew or did not know, and believed or

9

Case 1:18-cv-00329-CMA-STV Document 108 Filed 06/17/21 USDC Colorado Page 10 of 10

Accordingly, this Court adheres to Judge Krieger’s conclusion that the narrowing
of this case to the single malicious prosecution claim against Officer Coleman renders
the parties’ Rule 702 motions moot.
III.

CONCLUSION

For the foregoing reasons, the parties’ Joint Motion to Clarify (Doc. # 107) is
GRANTED IN PART AND DENIED IN PART. It is GRANTED insofar as the Court
clarifies the reasons for the October 2020 Order. It is DENIED insofar as the Court finds
that no modification of that Order is warranted.
DATED: June 17, 2021
BY THE COURT:

_____________________________
CHRISTINE M. ARGUELLO
United States District Judge

did not believe at the time of the challenged action. See Mglej v. Gardner, 974 F.3d 1151, 1171
n. 14 (10th Cir. 2020).

10