Rocky Mountain Peace & Justice Center et al v. United States Fish and Wildlife Service et al
Filing
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ORDER. Federal Defendants' Motion to Strike Plaintiffs' Declarations and Exhibits Submitted in Support of Motion for Preliminary Injunction 28 is granted in part and denied in part. Federal Defendants' Motion in Limine to Exclude Ce rtain Witnesses from the Preliminary Injuction [sic] Hearing 29 is granted in part and denied in part. Plaintiffs shall disclose the substance and general support for Dr. Michael Ketterer's opinions to defendants by Friday, July 13, 2018. By Judge Philip A. Brimmer on 7/12/18. (pabsec)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Judge Philip A. Brimmer
Civil Action No. 18-cv-01017-PAB
ROCKY MOUNTAIN PEACE & JUSTICE CENTER,
CANDELAS GLOWS/ROCKY FLATS GLOWS,
ROCKY FLATS RIGHT TO KNOW,
ROCKY FLATS NEIGHBORHOOD ASSOCIATION, and
ENVIRONMENTAL INFORMATION NETWORK (EIN) INC.,
Plaintiffs,
v.
UNITED STATES FISH AND WILDLIFE SERVICE,
GREG SHEEHAN, in his official capacity as Acting Director, U.S. Fish and Wildlife
Service,
RYAN ZINKE, in his official capacity as Secretary of the Interior,
DAVID LUCAS, in his official capacity as Project Leader, Region 6, U.S. Fish and
Wildlife Service,
UNITED STATES FEDERAL HIGHWAY ADMINISTRATION,
BRANDYE HENDRICKSON, in her official capacity as Acting Administrator of the
United States Federal Highway Administration, and
ELAINE L. CHAO, in her official capacity as Secretary of Transportation,
Defendants.
ORDER
This matter is before the Court on Federal Defendants’ Motion
to Strike Plaintiffs’ Declarations and Exhibits Submitted in Support of Motion for
Preliminary Injunction [Docket No. 28] and Federal Defendants’ Motion in Limine to
Exclude Certain Witnesses from the Preliminary Injuction [sic] Hearing [Docket No. 29].
Defendants seek to exclude certain exhibits attached to plaintiffs’ preliminary injunction
motion and to bar certain witnesses from testifying at the hearing on that motion. This
Court has jurisdiction pursuant to 28 U.S.C. § 1331.
I. BACKGROUND1
This is an appeal of administrative actions taken by the United States Fish and
Wildlife Service (the “FWS”) and the United States Federal Highway Administration (the
“Highway Administration”) that open portions of the Rocky Flats National Wildlife
Refuge (the “Refuge”) to trail construction and visitors. The Refuge is located in
Jefferson County, Colorado on land surrounding the decommissioned nuclear
processing facility at Rocky Flats. The processing facility and the land immediately
surrounding it are still administered by the United States Department of Energy and are
not at issue in this litigation, except insofar as the facility is the source of plutonium
contamination affecting the surrounding area that includes the Refuge.
On September 16, 2004, during the ongoing cleanup efforts at Rocky Flats, the
FWS issued the Rocky Flats National Wildlife Refuge Final Comprehensive
Conservation Plan and Environmental Impact Statement (the “2004 EIS”). Docket No.
7-3 at 1. The 2004 EIS contemplated that, following further cleanup, multi-use trails
would be created in the Refuge that would be accessible to the public. Id. at 5.
After the 2004 EIS was issued, the FWS acquired additional land at the
southwest corner of the Refuge that had not previously been part of Rocky Flats and
was not subject to prior cleanup efforts. See Docket No. 14 at 16. This parcel of land
is referred to by the parties as the “Section 16 Parcel” and contains an old m ine. Id.
1
The following facts are undisputed unless otherwise indicated. Additional
factual background is available in numerous decisions related to Rocky Flats in this
district and the Tenth Circuit. See, e.g., Sierra Club v. U.S. Dep’t of Energy, 287 F.3d
1256, 1259 (10th Cir. 2002); Town of Superior v. U.S. Fish & Wildlife Serv., 913 F.
Supp. 2d 1087, 1098 (D. Colo. 2012), aff’d sub nom. WildEarth Guardians v. U.S. Fish
& Wildlife Serv., 784 F.3d 677 (10th Cir. 2015).
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In November 2017, the Highway Administration issued a Scoping Report for
construction of trails within the Refuge. Docket No. 7-1. The routes of the
contemplated trails differ from those stated in the 2004 EIS and include approx imately
one mile of trails located in the Section 16 Parcel leading to the old mine. Id. at 2.
On March 23, 2018, the FW S issued an Environmental Action Statement (the
“2018 EAS”) to make changes to the comprehensive conservation plan in the 2004 EIS
consistent with the newly planned trail routes. Docket No. 7-13 at 8. In doing so, the
FWS invoked the categorical exclusions under 40 C.F.R. § 1508.4 allowing for “minor
changes in the amounts or types of public use” of public lands “in accordance with
existing regulations, management plans, and procedures” as well as categorical
exclusions for changes to such plans “when no or minor effects are anticipated.”
Docket No. 7-13 at 4.
On May 1, 2018, plaintiffs filed their complaint in this case. Docket No. 1.
Plaintiffs bring claims for the violations of the federal Administrative Procedures Act
(“APA”), 5 U.S.C. § 701 et seq., and the National Environmental Policy Act (“NEPA”),
42 U.S.C. § 4331 et seq. On May 31, 2018, plaintiffs moved for a preliminary injunction
against trail construction and the opening of public access to the trails. Docket No. 7.
On June 27, 2018, defendants filed the administrative record. Docket No. 26. On June
28, 2018, defendants filed the present motions. Docket Nos. 28, 29.
II. DISCUSSION
“Judicial review of an agency decision is generally limited to review of the
administrative record.” Custer Cty. Action Ass’n v. Garvey, 256 F.3d 1024, 1027 n.1
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(10th Cir. 2001) (citing Federal Power Comm’n v. Transcontinental Gas Pipe Line
Corp., 423 U.S. 326, 331 (1976)). “The circumstances which warrant consideration of
extra-record materials are ‘extremely limited.’” Id. (quoting American Mining Cong. v.
Thomas, 772 F.2d 617, 626 (10th Cir. 1985)). Nevertheless, “parties have offered
extra-record studies and other evidence under a number of justifications, including: (1)
that the agency action is not adequately explained and cannot be reviewed properly
without considering the cited materials, (2) that the record is deficient because the
agency ignored relevant factors it should have considered in making its decision, (3)
that the agency considered factors that were left out of the formal record, (4) that the
case is so complex and the record so unclear that the reviewing court needs more
evidence to enable it to understand the issues, and (5) that ev idence coming into
existence after the agency acted demonstrates that the actions were right or wrong.”
Am. Min. Cong., 772 F.2d at 626 (10th Cir. 1985) (citations omitted). Additionally, in the
preliminary injunction context, parties may rely on extra-record evidence “for the limited
purpose of assessing irreparable harm.” Souza v. California Dep’t of Transp., 2014 WL
1760346, at *7 n.1 (N.D. Cal. May 2, 2014).
A. Irreparable Harm
Defendants do not object to plaintiffs presenting evidence for the purpose of
establishing irreparable harm but claim that plaintiffs should not be able to do so to the
extent the evidence “go[es] to the merits of Plaintiffs’ claim[s].” Docket No. 29 at 6; see
also Docket No. 28 at 5 (“Federal Defendants do not object to the use of these
declarations for that limited purpose, to the extent that they do not conflict with the
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Service’s determinations of potential impacts of the EAS.”). In general, however, the
evidence that defendants seek to exclude goes to the issue of irreparable harm and
relates only tangentially to plaintiffs’ merits claims that defendants violated procedural
requirements. In particular, plaintiffs present declarations and have endorsed
witnesses to testify about the health dangers presented by plutonium contamination,
the extent of such contamination in the Rocky Flats area, and the likelihood that the trail
construction and use would spread contamination. See, e.g., Docket No. 7-18 at 2, ¶ 5
(“Activities that are planned for the Refuge beginning in the Summer, 2018, including
horseback riding, construction, bicycling, and even hiking, is likely to cause the
suspension into the air of residual (unremediated) plutonium particles that can be
inhaled immediately and also may migrate downwind for many miles.”). Such evidence
is relevant to the irreparable harm that plaintiffs must show to secure a preliminary
injunction, namely, that the project presents a risk of irreparable harm to plaintiffs’
members who live in the area or may visit the Refuge.2 See, e.g., Docket No. 7-19 at 2,
¶ 8 (“[T]here is a likelihood of visitor inhalation of the surface plutonium dust and risk to
2
Plaintiffs argue that they can also show irreparable harm to their organizational
missions or to the public in general, but plaintiffs do not cite authority that supports the
proposition that such harms can be the type of irreparable harm supporting issuance of
an injunction. See Docket No. 7 at 30-31; Docket No. 32 at 3 n.3. Rather, public health
is relevant to whether an injunction would be in the public interest. See United States v.
Power Eng’g Co., 10 F. Supp. 2d 1145, 1149 (D. Colo. 1998), aff’d, 191 F.3d 1224
(10th Cir. 1999) (“Normally, the most important equitable factor is irreparable harm.
When a case is brought pursuant to an environmental or public health statute, however,
the primary focus shifts from irreparable harm to concern for the general public
interest.” (citing Weinberger v. Romero-Barcelo, 456 U.S. 305, 313 (1982); Envtl. Def.
Fund, Inc. v. Lamphier, 714 F.2d 331, 337-38 (4th Cir. 1983); Wilson v. Amoco Corp.,
989 F. Supp. 1159, 1171 (D. W yo. 1998)).
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the public that visit the Refuge. To a lesser bur [sic] unknown degree this risk is also be
[sic] present for those individuals that live or recreate near the Refuge or are simply
present within several miles of the Refuge. This plutonium inhalation will in turn cause
the mutation of cells in their body near the inhaled plutonium alpha particles and could
cause immediate latent physical harm, and possibly cancer after the approximately
reportedly 15 to 20 year latency period.”); Docket No. 7-10 at 4, ¶ 26 (“I conduct
business in the immediate area of the Rocky Flats Refuge and Superfund site. The
construction and operation of the Rocky Flats Refuge poses a health risk to me while l
am in the area.”); Docket No. 7-9 at 3, ¶ 16. Testing data from dust and other sources
in the Rocky Flats area presented by plaintiffs relates to and supports this theory. See
Docket No. 7-8. The Court finds that such evidence is admissible at least for the limited
purpose of showing irreparable harm. The fact that such evidence may also relate to
the merits is not a basis to strike or exclude it unless the Court determines during the
hearing that its cumulative nature goes beyond standing and irreparable harm issues
and is being used to address the merits or to attempt to supplement the administrative
record. Accordingly, the Court will deny defendants’ motions with respect to the
materials submitted by plaintiffs and their listed witnesses that plaintiffs assert relates to
irreparable harm. Defendants may still object to particular testimony offered at the
hearing that they believe is irrelevant or otherwise improper.
B. Dr. Mark Johnson
Plaintiffs do not argue that the declaration and testimony of Dr. Mark Johnson is
relevant to the issue of irreparable harm, but instead argue that his testimony is relevant
to whether “granting of an injunction would not be adverse to the public interest, one of
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preliminary injunction prongs that Plaintiffs must prove.” Docket No. 32 at 3. Dr.
Johnson is the executive director of the Jefferson County Health Department. Docket
No. 7-20 at 1, ¶ 1. Dr. Johnson’s declaration indicates his personal m istrust of nonparties, personal fears about the project, and that, “for the most part, [his] sentiments
are on the side of the environmentalists and activists.” Docket No. 7-20 at 2, ¶ 5. He
concludes his declaration by stating his personal desire to see an “independent
assessment of all of the studies, tests and research that has been done on Rocky Flats
and its surrounding environs,” but he admits that he “honestly do[es] not know how
dangerous it is to live in [Rocky Flats’] shadow.” Id, ¶ 6 (emphasis omitted).
Plaintiffs do not explain why expert testimony is needed to identify the public
interest, why Dr. Johnson’s testimony is relevant to developments after 2004, or why his
testimony would otherwise be helpful to the Court. See Ramah Navajo Sch. Bd., Inc. v.
Sebelius, 2013 WL 12303945, at *15 (D.N.M. May 9, 2013) (“[I]t is within the Court’s
discretion to determine whether expert testimony will be helpful to the trier of fact.”); cf.
Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 579, 591-92 (1993) (“Rule 702’s
‘helpfulness’ standard requires a valid scientific connection to the pertinent inquiry as a
precondition to admissibility.”). The Court finds nothing in Dr. Johnson’s declaration
relevant to whether the “overall public interest” would favor the issuance of a
preliminary injunction in this case. Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 26
(2008). Only in rare instances would expert testimony be needed to identify the public
interest. Plaintiffs do not show that this case is one of them. Therefore, the Court will
grant defendants’ motions insofar as it will strike Dr. Johnson’s declaration and exclude
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him from testifying.
C. Dr. Michael Ketterer and John Barton
Defendants argue that two of defendants’ proposed witnesses, Dr. Michael
Ketterer and John Barton, should be excluded from testifying because plaintiffs did not
provide declarations from them and defendants would be unfairly surprised by their
testimony. Docket No. 29 at 7. Plaintiffs respond that Mr. Barton is a fact witness who
will address irreparable harm issues. Docket No. 32 at 6. The Court finds no basis to
exclude his testimony. In regard to Dr. Ketterer, a professor of chemistry at Metro State
University who will apparently be offering expert testimony, plaintiffs state that they
were “ready and willing” to provide information about his testimony had defendants only
asked. Id. Although plaintiffs are correct that no rule requires disclosure of his opinions
in advance of the hearing, because plaintiffs are willing to provide it, plaintiffs shall
disclose the substance and general support for his opinions to defendants by Friday,
July 13, 2018. The Court will otherwise deny defendants’ request to exclude the
testimony of Dr. Michael Ketterer and John Barton.
III. CONCLUSION
For the foregoing reasons, it is
ORDERED that Federal Defendants’ Motion to Strike Plaintiffs’ Declarations and
Exhibits Submitted in Support of Motion for Preliminary Injunction [Docket No. 28] is
GRANTED in part and DENIED in part. It is further
ORDERED that Federal Defendants’ Motion in Limine to Exclude Certain
Witnesses from the Preliminary Injuction [sic] Hearing [Docket No. 29] is GRANTED in
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part and DENIED in part. It is further
ORDERED that plaintiffs shall disclose the substance and general support for
Dr. Michael Ketterer’s opinions to defendants by Friday, July 13, 2018.
DATED July 12, 2018.
BY THE COURT:
s/Philip A. Brimmer
PHILIP A. BRIMMER
United States District Judge
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