Perez v Commissioner, Social Security Administration
Filing
21
ORDER by Magistrate Judge Kathryn A. Starnella on 3/25/24. IT IS HEREBY ORDERED that the Commissioners decision in this case is AFFIRMED.IT IS FURTHER ORDERED that each party shall bear its own costs and attorney's fees. IT IS FURTHER ORDERED that the Clerk of Court shall enter judgment in favor of Defendant and close this case. (lgale)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 22-cv-03020-KAS
M.A.P. 1
Plaintiff,
v.
COMMISSIONER, SOCIAL SECURITY ADMINISTRATION
Defendant.
_____________________________________________________________________
ORDER
_____________________________________________________________________
ENTERED BY MAGISTRATE JUDGE KATHRYN A. STARNELLA
This matter is before the Court on the Social Security Administrative Record
[#7], filed January 7, 2023, in support of Plaintiff’s Complaint [#1] seeking review of the
decision of the Social Security Administration’s Commissioner (“Defendant” or
“Commissioner”), denying Plaintiff’s claim for disability insurance benefits pursuant to
Title II of the Social Security Act (the “Act”), 42 U.S.C. § 401 et seq. Plaintiff filed an
Opening Brief [#11] (the “Brief”), Defendant filed a Response [#16] in opposition, and
Plaintiff filed a Reply [#17]. The Court has jurisdiction to review the Commissioner’s final
decision under 42 U.S.C. §§ 405(g) and 1383(c)(3). The Court has reviewed the entire
case file and the applicable law. For the reasons set forth below, the decision of the
Commissioner is AFFIRMED. 2
Pursuant to D.C.COLO.LAPR 5.2(b), “[a]n order resolving a social security appeal on the merits
shall identify the plaintiff by initials only.”
1
The parties consented to proceed before the undersigned for all proceedings pursuant to 28
U.S.C. § 636(c) and D.C.COLO.LCivR 72.2. See Consent [#8]; Reassignments [#18, 19]; Order
of Reference [#20].
2
1
I. Background
On May 7, 2020, Plaintiff protectively filed an application for disability insurance
benefits under Title II, alleging disability beginning November 1, 2018. Tr. 25. 3 His claim
was initially denied on November 12, 2020, and again on reconsideration on November
15, 2021. Id. On April 27, 2022, an Administrative Law Judge (the “ALJ”) issued an
unfavorable decision. Tr. 41. On September 21, 2022, the Appeals Council denied review.
Tr. 1.
The ALJ first determined that Plaintiff meets the insured status requirements of the
Act through December 31, 2024, and that he has not engaged in substantial gainful
activity (“SGA”) since November 1, 2018, the alleged onset date. Tr. 27. The ALJ then
found that Plaintiff suffers from four severe impairments: (1) degenerative disc disease of
the lumbar spine; (2) migraines; (3) occipital neuralgia, status post nerve stimulator; and
(4) adjustment disorder with depressed mood. Tr. 28. However, the ALJ also found that
Plaintiff’s impairments, either separately or in combination, did not meet or medically
equal “the severity of one of the listed impairments in 20 CFR Part 404, Subpart P,
Appendix 1 (20 CFR 404.1520(d), 404.1525 and 404.1526).” Id.
The ALJ next concluded that Plaintiff had the residual functional capacity (“RFC”)
to perform “light work” 4 with the following exceptions:
The Court refers to the Transcript of the Administrative Proceedings, located at Docket Nos. 7
through 7-8, by the sequential transcript numbers instead of the separate docket numbers. Also,
citations to a brief’s page numbers refer to the numbering used by the CM/ECF docketing system,
rather than the document’s original numbering.
3
“Light work” is defined as follows: “Light work involves lifting no more than 20 pounds at a time
with frequent lifting or carrying of objects weighing up to 10 pounds. Even though the weight lifted
may be very little, a job is in this category when it requires a good deal of walking or standing, or
when it involves sitting most of the time with some pushing and pulling of arm or leg controls. To
be considered capable of performing a full or wide range of light work, [one] must have the ability
4
2
[C]an occasionally lift and carry 20 pounds, frequently lift and carry 10
pounds. He can sit for approximately 6 hours in an 8-hour day, and stand
and walk for approximately 6 hours in an 8-hour day. He can occasionally
climb ramps and stairs, but never climb ladders, ropes, or scaffolds. He can
occasionally balance as part of his job requirements. He can occasionally
stoop, crouch, kneel, and crawl. He can have only occasional exposure to
fumes, odors, and/or irritants. He should never work at unprotected heights
or around moving and/or dangerous machinery. He can tolerate moderate
levels of noise. He needs to avoid bright lights, that is lights in excess of
retail or office-type lighting. He is limited to work that consists only of simple,
routine, repetitive tasks. He can maintain concentration, persistence, and
pace, for 2-hour segments in work with regular breaks, in work that consists
of no more than simple, routine, repetitive tasks. In addition, he can have
occasional contact with the public.
Tr. 31. Based on the RFC and the testimony of an impartial vocational expert (“VE”), the
ALJ found that Plaintiff could not perform his past relevant work as a production
supervisor or warehouse supervisor. Tr. 39. The ALJ further found that Plaintiff was a
“younger individual age 18-49” on the alleged disability onset date, and that he had “at
least a high school education.” Tr. 40. The ALJ noted that transferability of job skills was
immaterial to his disability determination because, under the Medical-Vocational Rules, a
finding of not disabled was supported regardless of whether Plaintiff had transferable job
skills. Id. Finally, the ALJ found that, considering Plaintiff’s age, education, work
experience, and RFC, and given the VE’s testimony, there were a significant number of
jobs in the national economy which Plaintiff could have performed, including the
representative occupations of “Cleaner,” “Routing Clerk/Mail Sorter,” and “Price Marker.”
Tr. 40-41. The ALJ therefore found that Plaintiff was not disabled at step five. Tr. 41.
to do substantially all of these activities. If someone can do light work, [the agency] determine[s]
that he or she can also do sedentary work, unless there are additional limiting factors such as
loss of fine dexterity or inability to sit for long periods of time.” 20 C.F.R. § 404.1567(b).
3
The ALJ’s decision is the Commissioner’s final decision for purposes of judicial
review. 20 C.F.R. § 404.981. The Court has jurisdiction to review the Commissioner’s
final decision under 42 U.S.C. §§ 405(g) and 1383(c)(3).
II. Standard of Review and Applicable Law
Pursuant to the Act:
[T]he Social Security Administration (SSA) is authorized to pay disability
insurance benefits and Supplemental Security Income to persons who have
a “disability.” A person qualifies as disabled, and thereby eligible for such
benefits, “only if his physical or mental impairment or impairments are of
such severity that he is not only unable to do his previous work but cannot,
considering his age, education, and work experience, engage in any other
kind of substantial gainful work which exists in the national economy.”
Barnhart v. Thomas, 540 U.S. 20, 21-22 (2003) (quoting 42 U.S.C. §§ 423(d)(2)(A),
1382c(a)(3)(B)). Under the applicable legal standard, a claimant is disabled if he or she
is unable “to engage in any substantial gainful activity by reason of any medically
determinable physical or mental impairment . . . which has lasted or can be expected to
last for a continuous period of not less than twelve months.” 42 U.S.C. § 423(d)(1)(a). The
existence of a qualifying disabling impairment must be demonstrated by “medically
acceptable clinical and laboratory diagnostic” findings. 42 U.S.C. §§ 423(d)(3),
423(d)(5)(A).
“When a claimant has one or more severe impairments the Social Security [Act]
requires the [Commissioner] to consider the combined effect of the impairments in making
a disability determination.” Campbell v. Bowen, 822 F.2d 1518, 1521 (10th Cir. 1987).
However, the mere existence of a severe impairment or combination of impairments does
not require a finding that an individual is disabled within the meaning of the Act; rather, to
be disabling, the claimant’s condition must be so functionally limiting as to preclude any
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substantial gainful activity for at least twelve consecutive months. See, e.g., Kelley v.
Chater, 62 F.3d 335, 338 (10th Cir. 1995) (citing 42 U.S.C. § 423(d)(1)(A)).
The Court reviews the Commissioner’s final decision by examining the
administrative record and determining “whether the [ALJ’s] factual findings are supported
by substantial evidence in the record and whether the correct legal standards were
applied.” Wilson v. Astrue, 602 F.3d 1136, 1140 (10th Cir. 2010). However, the Court may
“neither reweigh the evidence nor substitute [its] judgment for that of the agency.” Casias
v. Sec. of Health & Hum. Servs., 933 F.2d 799, 800 (10th Cir. 1991). In other words, the
Court does not reexamine the issues de novo. Sisco v. U.S. Dep’t of Health & Hum.
Servs., 10 F.3d 739, 741 (10th Cir. 1993). Thus, even when some evidence could support
contrary findings, the Court “may not displace the agency’s choice between two fairly
conflicting views,” even if the Court may have “made a different choice had the matter
been before it de novo.” Lax v. Astrue, 489 F.3d 1080, 1084 (10th Cir. 2007) (internal
citation, quotation marks, and modification omitted).
A.
The Five-Step Framework
The Social Security Administration uses a five-step framework to determine
whether a claimant meets the necessary conditions to receive Social Security benefits.
See 20 C.F.R. § 404.1520(a)(4). The claimant bears the burden of proof at steps one
through four, and if the claimant fails at any of these steps, consideration of any
subsequent step or steps is unnecessary. Williams v. Bowen, 844 F.2d 748, 750, 751
(10th Cir. 1988) (“If a determination can be made at any of the steps that a claimant is or
is not disabled, evaluation under a subsequent step is not necessary.”). The
5
Commissioner bears the burden of proof at step five. Bowen v. Yuckert, 482 U.S. 137,
146 n.5 (1987).
Step one requires the ALJ to determine whether the claimant is “presently engaged
in substantial gainful activity.” Allen v. Barnhart, 357 F.3d 1140, 1142 (10th Cir. 2004). If
not, the ALJ considers at step two whether the claimant has “a medically severe
impairment or impairments.” Id. “An impairment is severe under the applicable regulations
if it significantly limits a claimant’s physical or mental ability to perform basic work
activities.” Wall v. Astrue, 561 F.3d 1048, 1052 (10th Cir. 2009) (citing 20 C.F.R. §
404.1521). Next, at step three, the ALJ considers whether a claimant’s medically severe
impairments are equivalent to a condition “listed in the appendix of the relevant disability
regulation,” i.e., the “Listings.” Allen, 357 F.3d at 1142. At step four, the ALJ must
determine the claimant’s residual functional capacity (“RFC”). 20 C.F.R. § 404.1520(e).
RFC is defined as “the most [the claimant] can still do despite [their] limitations” and it
considers the claimant’s “ability to meet the physical, mental, sensory, and other
requirements of work.” 20 C.F.R. § 404.1545(a)(1), (a)(4). In making an RFC
determination, the ALJ must consider all the claimant’s impairments, including
impairments that are not severe. 20 C.F.R. § 404.1545(a)(2). Also, “the ALJ must
consider, at step four, whether a claimant’s impairments prevent [him or her] from
performing [his or her] past relevant work.” Wall, 561 F.3d at 1052. “Even if a claimant is
so impaired, the agency considers, at step five, whether [he or she] possesses the
sufficient [RFC] to perform other work in the national economy.” Id.
6
B.
Substantial Evidence
An ALJ must consider all evidence and explain why he or she finds a claimant not
disabled. Clifton v. Chater, 79 F.3d 1007, 1009-10 (10th Cir. 1996). However, the ALJ
need not specifically “reference everything in the administrative record.” Wilson, 602 F.3d
at 1148. Rather, “we review the Secretary’s decision only to determine whether her factual
findings are supported by substantial evidence and whether she applied the correct legal
standards.” Clifton, 79 F.3d at 1009 (citing 42 U.S.C. § 405(g) and Byron v. Heckler, 742
F.2d 1232, 1234-35 (10th Cir. 1984)). “Substantial evidence is such relevant evidence as
a reasonable mind might accept as adequate to support a conclusion.” Wilson, 602 F.3d
at 1140 (internal quotation marks and citation omitted). “It requires more than a scintilla,
but less than a preponderance.” Lax, 489 F.3d at 1084. A decision by the ALJ is not based
on substantial evidence “if it is overwhelmed by other evidence in the record or constitutes
mere conclusion.” Musgrave v. Sullivan, 966 F.2d 1371, 1374 (10th Cir. 1992). In other
words, the Court’s determination of whether the ALJ has supported his or her ruling with
substantial evidence “must be based upon the record taken as a whole.” Broadbent v.
Harris, 698 F.2d 407, 412, 414 (10th Cir. 1983). However, the “‘failure to apply the correct
legal standard or to provide [the reviewing] court with a sufficient basis to determine that
appropriate legal principles have been followed is grounds for reversal” separate from a
lack of substantial evidence.” Jensen v. Barnhart, 436 F.3d 1163, 1165 (10th Cir. 2005)
(internal citation omitted); accord Thompson v. Sullivan, 987 F.2d 1482, 1487 (10th Cir.
1993).
III. Analysis
7
Plaintiff argues that the ALJ erred by (1) failing to include limitations from occipital
neuralgia in his RFC; (2) failing “to address medical opinion[s] properly”; (3) in step five,
providing three jobs which conflict with Plaintiff’s RFC; and (4) not crediting as true
Plaintiff’s testimony. Brief [#11] at 10-17. The Court addresses each argument in turn.
A.
Occipital Neuralgia and Episodic Muscle Spasms
Plaintiff argues that the ALJ failed to include limitations in his RFC determination
that properly considered Plaintiff’s occipital neuralgia—but he fails to support or develop
this argument. Brief [#11] at 10-12. In fact, the ALJ expressly found that Plaintiff suffered
from “severe impairments” which included “occipital neuralgia, status post nerve
stimulator.” Tr. 28. Moreover, the ALJ specifically relied on Plaintiff’s history of occipital
neuralgia to discount other medical opinions that proposed little or no functional
limitations. See, e.g., Tr. 37 (rejecting Dr. Pfeiffer’s opinion that Plaintiff had no functional
limitations; Dr. Fowler’s finding of “no severe physical medically determinable
impairments”; and Dr. Green’s limitation to light work “with no non-exertional limitations”
because of Plaintiff’s history of migraines and occipital neuralgia).
Plaintiff seems to suggest that there is a clear and obvious causal link between his
occipital neuralgia and episodic muscle spasms, but this is undermined in the very record
he cites: “[Plaintiff’s] muscles become ‘rigid’ lasting about 45 minutes . . . but it does not
seem to be any correlation to when he is utilizing his occipital nerve stimulator.” Brief [#11]
at 11 (citing Tr. 357-60). The ALJ discussed Plaintiff’s episodic muscle spasms at length
but could find no evidence linking them to a medically determinable impairment:
[T]he record does not establish a medically determinable impairment to
account for these episodes, variously described as muscle spasms,
myoclonic, or tonic-clonic jerking. The claimant has undergone significant
evaluations and workups at various times . . . .
8
Further, while Dr. Brueggeman’s September 2021 letter was very
supportive of the functional limitations caused by these episodes (described
as chronic and debilitating); he also noted that the claimant’s pain was “not
consistent in any particular dermatomal pattern,” that “it would be very
difficult … to come up with an exact diagnosis,” and that multiple providers
including different emergency room and neurology providers, as well as Dr.
Brueggeman himself, “seem to have no explanation” [Tr. 863].
Tr. 34-35.
A social security disability claimant must “present objective medical evidence that
shows an impairment ‘which could reasonably be expected to produce the pain or other
symptoms alleged[.]’” Luna v. Bowen, 834 F.2d 161, 164 (10th Cir. 1987) (quoting 42
U.S.C. § 423(d)(5)(A)). In Zagorianakos v. Colvin, for example, the claimant alleged that
she suffered from blackouts, i.e., "synocopal or near-synocopal episodes.” Zagorianakos,
81 F. Supp. 3d 1036, 1041-42 (D. Colo. 2015). However, “no clear etiology ha[d] been
established . . . which [was] clearly insufficient to establish the existence of a medically
determinable impairment.” Id. at 1042 (citing 20 C.F.R. § 404.1528(b)) 5. The court found
no error in the ALJ’s determination that these alleged impairments were not severe,
because they were not even medically determinable. Id.
Here, the ALJ was faced with a similar situation: Plaintiff alleges that he suffers
from episodic muscle spasms, but none of his treating providers have come up with an
explanation—and not for lack of trying. Tr. 34-35. Without a medical finding that could
reasonably be expected to cause Plaintiff’s spasms, they present no “medically
determinable impairment” for the ALJ to consider. Zagorianakos, 81 F. Supp. 3d at 1042;
20 C.F.R. § 404.1528 was removed and reserved in January 2017. See 82 Fed. Reg. 5844-01
at 5871, 2017 WL 168819 (Jan. 18, 2017)). However, the requirement of a medically determinable
impairment is still found in Social Security regulations. See 20 C.F.R. § 404.1529(b) (“Need for
[a] medically determinable impairment that could reasonably be expected to produce your
symptoms”).
5
9
cf. Tr. 34 (“[D]espite observation of an episode, thorough laboratory and diagnostic
workup, and multiple specialist evaluations, the record does not establish a medically
determinable impairment to account for the claimant’s episodes. As such, the
undersigned cannot consider them in assessing the claimant’s ability to engage in
substantial gainful activity.”).
Plaintiff argues in his Reply [#17] that “occipital neuralgia commonly presents with
tremors and spasms as identified in the medical record” but he fails to support this
statement. Reply [#17] at 2. 6 He does not point to anywhere in the record where a treating
medical provider linked his occipital neuralgia to his episodic muscle spasms. Id. The
Court does not credit unsupported argument of counsel. The ALJ’s statement about
medically determinable impairments is accurate under current Social Security
regulations. See 20 C.F.R. § 404.1529(b). Accordingly, the Court finds no error in the
ALJ’s discussion of Plaintiff’s occipital neuralgia and episodic muscle spasms.
B.
Treating Physician Opinions
Plaintiff briefly and vaguely argues that “the ALJ dismisses all of [Plaintiff’s]
doctors” and broadly asserts that “the record does not support the ALJ.” Brief [#11] at 12.
He lists the names of five treating providers and asserts that their opinions are
“consistent,” but he does not state what those opinions are or how he believes the ALJ
In his Reply [#17], Plaintiff cites to a webpage URL but does not explain why the ALJ (or the
Court) should accept his contextless excerpt of an unidentified article (written by authors with
unknown expertise or reputation in their field). Reply [#17] at 3. The excerpt states that “[m]uscle
hypertrophy, tensing, or spasm of musculature in the area has been postulated to contribute to
compression.” Reply [#17] at 3 (emphasis removed). Even if this statement is accurate, it
specifically describes “spasms of musculature in the area” of “the occipital nerve itself”—but
Plaintiff’s spasms are not localized to his head. Id.; cf. Tr. 357-60 (“[Plaintiff] also describes
episodes of his abdominal muscles spasming.” If the causal link were truly as clear as Plaintiff
suggests, surely at least one of his providers would have drawn that link.
6
10
“discredit[ed]” them or failed to account for them. Id. Defendant responds that this
argument is so perfunctory that it presents nothing for the Court to consider on appeal.
Response [#16] at 12. Plaintiff does not develop the argument any further in his Reply
beyond vague statements like, “The ALJ cannot stand in for a medical expert” and
“[p]ulling apart a disease is not supported by the Commissioner’s rules.” See generally
Reply [#17], id. at 4.
The Court agrees with Defendant and finds that Plaintiff has failed to sufficiently
frame and develop this issue for appellate review. Murrell v. Shalala, 43 F.3d 1388, 1391
n.2 (10th Cir. 1994) (“[W]hile there are a few scattered statements[,] . . . such perfunctory
complaints fail to frame and develop an issue sufficient to invoke appellate review.”)
(collecting cases). Plaintiff’s argument is so vague and broad (naming five providers) that
the Court cannot determine what error he is asking the Court to review. After all, the ALJ
discussed the opinions of some of these five named providers at length—especially Dr.
Brueggeman. Tr. 36 (citing to multiple records from Dr. Purath and Dr. Brueggeman).
Plaintiff had an opportunity to clarify this argument in his Reply [#17] but chose not
to. The Court cannot pinpoint Plaintiff’s objections, and “[i]t is not [the Court’s] role to
shore up his argument for him.” Chrismon v. Colvin, 531 F. App’x 893, 896-97 (10th Cir.
2013) (citing Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836, 840 (10th Cir. 2005);
Berna v. Chater, 101 F.3d 631, 632 (10th Cir. 1996)). Accordingly, the Court finds that
Plaintiff has waived his argument that “the ALJ failed to address medical opinion[s]
properly.” Brief [#11] at 12.
C.
Step Five Analysis
11
Plaintiff next argues that the ALJ provided three jobs which directly conflicted with
the determined RFC. Brief [#11] at 13-16. Regarding the job of cleaner, he asserts that
the limitation on exposure to fumes is inconsistent with the job requirement of “six hours
a day with cleaning supplies.” Id. at 14. Regarding the job of routing clerk/mail sorter, he
argues that “no job would allow more than three breaks, fifteen minutes in the morning
and afternoon, and a half hour for lunch” but “the RFC includes two-hour limits.” Id. at 15.
Finally, she points out that the job of “DOT Code: 209.587-030 Map Clerk” 7 has a
reasoning level of 3 but Plaintiff is limited to “simple, routine, repetitive tasks.” Id. at 1516.
The Court is not persuaded. “[A] vocational expert’s testimony may count as
substantial evidence even when unaccompanied by supporting data”—and even if the
claimant asks for supporting data that the VE refuses to provide. Biestek v. Berryhill, 587
U.S. ----, 139 S. Ct. 1148, 1155-56 (2019); Gay v. Sullivan, 986 F.2d 1336, 1341 (10th
Cir. 1993) (where the ALJ’s RFC findings were “adequately reflected in the ALJ’s
hypothetical inquiries to the [VE] . . . the [VE]’s testimony provided a proper basis for
adverse determination of this case”). Here, Plaintiff did not challenge or contradict the
VE’s testimony or qualifications in the moment. See Tr. 81-86. At the hearing, the VE
testified that a person with Plaintiff’s RFC, including “occasional exposure to fumes,
odors, and/or irritants” could work as a “cleaner, 323.687-014.” Tr. 84. As Defendant
points out, Plaintiff fails to identify any conflict between the RFC limitation on exposure to
The VE did not testify that “map clerk” was one of the jobs Plaintiff could perform—he said “price
marker.” Tr. 41. As Defendant notes, there appears to be a clerical error in the DOT number,
which should be “209.587-034” for marker, instead of “209.587-030.” Response [#16] at 18.
7
12
fumes, odors, and irritants and the proposed occupation of “cleaner,” other than counsel’s
speculation. Response [#16] at 15-16.
The same is true of Plaintiff’s argument that the routing clerk job would conflict with
the RFC’s two-hour limit on concentration. Brief [#11] at 15. The VE testified that a person
with Plaintiff’s RFC, including that “they can maintain concentration, persistence, and
pace for two-hour segments in work with regular breaks in work that consists of no more
than simple, routine, repetitive tasks,” could work as “routing clerk/mail sorter . . . 222.687022.” Tr. 84-85. Again, Plaintiff did not challenge or contradict the testimony. Tr. 81-86.
Defendant persuasively points out that a normal job, with two breaks and a half-hour
lunch, can accommodate a two-hour limit on concentration. Response [#16] at 18. 8 In
both cases, the VE’s testimony was substantial evidence on which the ALJ could
permissibly rely in reaching an adverse decision. Gay, 986 F.2d at 1341.
Finally, Plaintiff seizes on a clerical error which came from the VE’s testimony but
made it into the ALJ’s decision: the VE testified that someone with Plaintiff’s limitations
could work as a “price marker, 209.587-030.” Tr. 85. The DOT code is incorrect: Price
Marker is actually found at 209.587-034, while Map Clerk is found at 209.587-030. See
Marker, Dictionary of Occupational Titles, 209.587-034, 1991 WL 671802 (Jan. 1, 2016).
On its face, this is a clerical error rather than a substantive problem with the ALJ’s
decision. See Response [#16] at 18. Yet even if the Court were to discard “price marker”
as a job Plaintiff could perform with his limitations, any such error is harmless because
Purely by way of example, the following eight-hour workday with two breaks and half-hour lunch,
would meet the RFC’s two-hour concentration limit: Plaintiff could work from 9:00 a.m.-11:00 a.m.,
followed by a 15-minute break, then work from 11:15 a.m.-1:15 p.m., followed by a 30-minute
lunch, then work from 1:45 p.m.-3:45 p.m., followed by a 15-minute break, then finally work from
4:00 p.m.-6:00 p.m.
8
13
there are still more than 350,000 jobs available nationally and more than 5,500 jobs
available in Colorado. Tr. 40 (adding together “Cleaner” and “Routing Clerk/Mail Sorter”);
cf. Stokes v. Astrue, 274 Fed. App’x 675, 684 (10th Cir. 2008) (concluding that no
reasonable factfinder “could have determined that suitable jobs did not exist in significant
numbers” in the claimant’s region or several regions around the country where two of the
four jobs considered by the ALJ had “11,000 jobs available regionally and 152,000 jobs
available nationally.”). Accordingly, the Court finds no reversible error in the ALJ’s step
five analysis.
D.
Credit-As-True Doctrine
Plaintiff argues that the Court must credit his testimony as true and award him
benefits in lieu of remand, citing to Ninth Circuit caselaw setting forth the “credit-as-true”
doctrine. Brief [#11] at 16-17 (citing Varney v. Sec’y of Health & Hum. Servs., 859 F.2d
1396, 1401 (9th Cir. 1988); Garrison v. Colvin, 759 F.3d 995, 1019 (9th Cir. 2014)).
Defendant responds that the cited Ninth Circuit precedent is inapplicable here because
the Tenth Circuit has explicitly not adopted the “credit-as-true” doctrine. Response [#16]
at 19-20 (citing Tammi F. v. Saul, No. 20-1079-JWL, 2020 WL 7122426, at *5 (D. Kan.
Dec. 4, 2020); Stewart v. Colvin, 640 F. App’x 777, 779 n.1 (10th Cir. 2016)).
In Stewart v. Colvin, the Tenth Circuit noted that “[b]ecause our precedent is clear
on this point, we reject [claimant’s] invitation to apply the Ninth Circuit’s ‘credit-as-true’
rule, which allows a court to credit evidence as true and remand for an immediate award
of benefits when certain conditions . . . are met.” Stewart, 640 F. App’x at 779 n.1. In
Plaintiff’s Reply [#17], he did not respond to Defendant’s argument, distinguish Stewart,
14
or make a good faith argument for a change of law in this Circuit—he copy-pasted the
exact same paragraph of argument from his Opening Brief [#11]. 9
The Court rejects Plaintiff’s argument, as the “credit-as-true” doctrine is not the law
in this Circuit. “As the Commissioner argues, the Tenth Circuit has explicitly declined to
adopt [the credit-as-true] rule.” J.E. v. Comm’r, Soc. Sec. Admin., 2023 WL 3910576, at
*25 (citing Stewart, 640 F. App’x at 779 n.1 (10th Cir. 2016); 82 Fed. Reg. 5844-01 at
5858, 2017 WL 168819 (Jan. 18, 2017)). As the Social Security Administration has
explained, “our intent in these rules is to make it clear that it is never appropriate under
our rules to ‘credit-as-true’ any medical opinion.” Revisions to Rules, 82 Fed. Reg. 584401 at 5858. Accordingly, the Court declines to adopt the “credit-as-true” doctrine here.
Thus, for the foregoing reasons, the Court finds that the record contains substantial
evidence from which the ALJ concluded that Plaintiff is not entitled to benefits under the
Act during the time relevant to this case. The ALJ’s decision was based upon substantial
evidence and is free of reversible legal error.
IV. Conclusion
Based on the foregoing,
While the Court understands that counsel might cite out-of-circuit authority in an initial brief,
especially if she is located in that circuit (here, Plaintiff’s counsel is located in the Ninth Circuit,
see Brief [#11] at 1)—but the Court expected that Defendant’s response, supported by Tenth
Circuit authority which explicitly declined to adopt the Ninth Circuit’s “credit-as-true” doctrine,
would have prompted Plaintiff to reflect, discuss the topic further, distinguish the case law, or
perhaps even make a good faith public policy argument in his Reply [#17]. He did none of this.
Moreover, one week before Plaintiff filed his Reply [#17], Magistrate Judge Hegarty had rejected
the same argument made by the same counsel with the same copy-paste reply tactic. J.E. v.
Comm’r, Soc. Sec. Admin., No. 22-cv-01871-MEH, 2023 WL 3910576, at *25 (D. Colo. June 7,
2023) (“Plaintiff cites to non-binding case law and claims that under the ‘credit-as-true doctrine,’
the ALJ must provide ‘specific, clear and convincing reasons for’ rejecting . . . Plaintiff’s testimony
regarding the severity of her symptoms . . . Notably, Plaintiff copied and pasted this same
argument in replying to the Commissioner’s opposition.”); Reply [#17] (filed June 14, 2023). The
Court cautions counsel against copy-pasting arguments rather than addressing responses,
especially after learning that she has misstated the law in this Circuit.
9
15
IT IS HEREBY ORDERED that the Commissioner’s decision in this case is
AFFIRMED.
IT IS FURTHER ORDERED that each party shall bear its own costs and attorney's
fees.
IT IS FURTHER ORDERED that the Clerk of Court shall enter judgment in favor
of Defendant and close this case.
Dated: March 25, 2024
BY THE COURT:
Kathryn A. Starnella
United States Magistrate Judge
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