Colby v. Commissioner, Social Security Administration
Filing
20
OPINION AND ORDER. The decision of the Commissioner is AFFIRMED. Judgment shall enter accordingly. By Magistrate Judge Susan Prose on 09/26/2024. (sjeff)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 1:22-cv-03346-SBP
M.M.C.,
Plaintiff,
v.
MARTIN J. O’MALLEY,1 Commissioner of Social Security,
Defendant.
OPINION AND ORDER
Susan Prose, United States Magistrate Judge
This civil action is before the court pursuant to Title II, 42 U.S.C. §§ 401, et. seq., and
Title XVI, 42 U.S.C. § 1381, et seq., of the Social Security Act (the “Act”), for review of the
final decision of the Commissioner of the Social Security Administration (the “Commissioner”)
denying Plaintiff2 M.M.C.’s applications for disability insurance benefits (“DIB”) and
supplemental security income (“SSI”). After consideration of the briefs and the administrative
record, and for the reasons set forth in this order, the Commissioner’s decision is AFFIRMED as
follows.
BACKGROUND
Plaintiff seeks judicial review of the Commissioner’s final decision denying her DIB and
1
Martin J. O’Malley is now the Commissioner of Social Security and is automatically
substituted as a party pursuant to Fed. R. Civ. P. 25(d). See 42 U.S.C. § 405(g) (an action
survives regardless of any change in the person occupying the office of the Commissioner of
Social Security).
2
This Opinion and Order identifies Plaintiff by initials only per D.C.COLO.LAPR 5.2(b).
SSI applications filed on August 13, 2019. Plaintiff’s claims were denied initially on September
29, 2020, and upon reconsideration on March 2, 2021. ECF No. 10-2 at 16.3 An Administrative
Law Judge (“ALJ”) held an evidentiary hearing on March 8, 2022, id. at 37-72, during which
Plaintiff amended her disability onset date to June 20, 2019. Id. at 16. The ALJ thereafter issued
a ruling on May 31, 2022, denying Plaintiff’s DIB and SSI applications. Id. at 16-29. The SSA
Appeals Council subsequently denied Plaintiff’s administrative request for review of the ALJ’s
decision, rendering it final on October 31, 2022. Id. at 8-13. Plaintiff timely filed her complaint
with this court seeking review of the Commissioner’s final decision. EFC No. 1. All parties
consented to the jurisdiction of a magistrate judge, ECF No. 11, and jurisdiction is proper
pursuant to 42 U.S.C. § 405(g) and § 1383(c)(3).
FACTUAL BACKGROUND
Plaintiff was a few days shy of 48 years old on her amended disability onset date (June
20, 2019), and she was 51 years old on the date of the ALJ’s decision (May 31, 2022). ECF No.
10-2 at 27 (noting Plaintiff’s birthday in 1971). She completed high school. Id. Plaintiff asserted
that she was disabled due to several mental and physical impairments. As relevant here, she
alleged physical impairments of carpal tunnel syndrome; left cubital tunnel syndrome; mild hand
arthritis; degenerative disc disease of the spine; obesity; peripheral neuropathy; fibromyalgia;4
3
When citing to the Administrative Record, the court utilizes the docket number assigned by the
court’s Case Management/Electronic Case Files (“CM/ECF”) system and the page number
associated with the Administrative Record, found in the bottom right-hand corner of the page.
For all other documents, the court cites to the document and page number generated by the
CM/ECF system.
4
Fibromyalgia “is a complex medical condition characterized primarily by widespread pain in
the joints, muscles, tendons, or nearby soft tissues that has persisted for at least 3 months. FM is
a common syndrome.” Social Security Ruling 12-2p, 2012 WL 3104869, at *2 (July 25, 2012)
(“SSR 12-2p”) (footnote omitted). For ease of reference, when referring to this publication, the
2
and chronic obstructive pulmonary disease (“COPD”). Id. at 19.
ALJ’s DECISION
In her final decision, the ALJ applied the five-step sequential process for determining
whether an individual is disabled outlined in 20 C.F.R. § 404.1520(a) and § 416.920(a).5 At step
one, the ALJ found that Plaintiff had not engaged in substantial gainful activity since her
amended alleged onset date. ECF No. 10-2 at 19. At step two, the ALJ found that Plaintiff had
severe impairments as relevant here of carpal tunnel syndrome; left cubital tunnel syndrome;
mild hand arthritis; degenerative disc disease of the spine; obesity; peripheral neuropathy;
fibromyalgia; and COPD. Id. The ALJ concluded that Plaintiff did not have an impairment or a
combination of impairments that met or medically equaled one of the listed impairments in the
court uses the Westlaw pagination.
5
“The Commissioner has established a five-step sequential evaluation process for determining
whether a claimant is disabled:
1. The ALJ must first ascertain whether the claimant is engaged in substantial gainful
activity. A claimant who is working is not disabled regardless of the medical findings.
2. The ALJ must then determine whether the claimed impairment is ‘severe.’ A ‘severe
impairment’ must significantly limit the claimant’s physical or mental ability to do basic
work activities.
3. The ALJ must then determine if the impairment meets or equals in severity certain
impairments described in Appendix 1 of the regulations.
4. If the claimant’s impairment does not meet or equal a listed impairment, the ALJ must
determine whether the claimant can perform his past work despite any limitations.
5. If the claimant does not have the residual functional capacity to perform her past work,
the ALJ must decide whether the claimant can perform any other gainful and substantial
work in the economy. This determination is made on the basis of the claimant’s age,
education, work experience, and residual functional capacity.”
Wilson v. Astrue, No. 10-cv-00675-REB, 2011 WL 97234, at *2 (D. Colo. Jan. 12, 2011); see
also 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4) (setting forth five-step sequential evaluation
process).
3
disability regulations deemed to be so severe as to preclude substantial gainful employment at
step three. Id. at 19-22.
The ALJ next determined that Plaintiff had the residual functional capacity (the “RFC”)
to perform a reduced range of “light” work as defined in 20 C.F.R. § 404.1567(b) and
§ 416.967(b),6 with the following physical limitations:
The claimant can occasionally lift and carry 20 pounds and frequently lift and
carry 10 pounds. The claimant can stand and/or walk for 4 hours in an 8-hour
workday. She can sit for 6 hours in an 8-hour workday. The claimant should not
work on ladders, ropes, or scaffolds. The claimant can frequently climb ramps
and stairs. She can occasionally stoop. She can frequently finger with the right
upper extremity. She should not work on unprotected heights or around fastmoving machinery. She should have no more than very brief, incidental exposure
to fumes, odors, dusts, or gases.
Id. at 22. The ALJ then analyzed the medical evidence in the record, including the medical
source opinions, in support of finding this RFC. Id. at 22-27.
At step four, the ALJ found that Plaintiff had no past relevant work. Id. at 27. At step
five, the ALJ found that, considering Plaintiff’s age, education, work experience, and RFC, jobs
existed in significant numbers in the national economy that Plaintiff was capable of performing,
such as, router, office helper, and collator. Id. at 27-28. The ALJ therefore concluded at step five
that Plaintiff was not disabled, as defined by the Social Security Act, from her amended onset
6
The regulations define “light work” as that which “involves lifting no more than 20 pounds at a
time with frequent lifting or carrying of objects weighing up to 10 pounds. Even though the
weight lifted may be very little, a job is in this category when it requires a good deal of walking
or standing, or when it involves sitting most of the time with some pushing and pulling of arm or
leg controls. To be considered capable of performing a full or wide range of light work, you must
have the ability to do substantially all of these activities. If someone can do light work, we
determine that he or she can also do sedentary work, unless there are additional limiting factors
such as loss of fine dexterity or inability to sit for long periods of time.”
4
date of June 20, 2019, through the date of the ALJ’s decision on May 31, 2022. Id. at 29.
STANDARD OF REVIEW
In reviewing the final decision, this court “is limited to determining whether the
Commissioner applied the correct legal standards and whether the agency’s factual findings are
supported by substantial evidence.” Knight ex rel. P.K. v. Colvin, 756 F.3d 1171, 1175 (10th Cir.
2014). “The phrase ‘substantial evidence’ is a ‘term of art,’ used throughout administrative law
to describe how courts are to review agency factfinding.” Biestek v. Berryhill, 587 U.S. 97, 102
(2019) (quoting T-Mobile South, LLC v. City of Roswell, 574 U.S. 293, 301 (2015)). In applying
the substantial-evidence standard,
a court looks to an existing administrative record and asks whether it contains
sufficient evidence to support the agency’s factual determinations. And whatever
the meaning of ‘substantial’ in other contexts, the threshold for such evidentiary
sufficiency is not high. Substantial evidence, this Court has said, is more than a
mere scintilla. It means—and means only—such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.
Id. at 102-03 (cleaned up, emphasis added); see also Zoltanski v. F.A.A., 372 F.3d 1195, 1200
(10th Cir. 2004) (“Substantial evidence requires more than a scintilla but less than a
preponderance.”) (quoting U.S. Cellular Tel., L.L.C., v. City of Broken Arrow, 340 F.3d 1122,
1133 (10th Cir. 2003)). “The possibility of drawing two inconsistent conclusions from the
evidence does not prevent an administrative agency’s findings from being supported by
substantial evidence.” Zoltanski, 372 F.3d at 1200 (quoting U.S. Cellular, 340 F.3d at 1133).
This court “may neither reweigh the evidence nor substitute [its] judgment for that of the
agency.” Knight, 756 F.3d at 1175 (citation omitted); see also Zoltanski, 372 F.3d at 1200
(explaining that the court may not “displace the Commissioner’s choice between two fairly
conflicting views”).
5
ANALYSIS
On appeal, Plaintiff asserts one claim of error: that the ALJ erred by improperly
analyzing the medical opinions when determining her physical limitations on her ability to work.
Specifically, Plaintiff argues that the ALJ erred in finding persuasive the opinion of the State
agency medical consultant on reconsideration, Paul Barrett, Jr., M.D.––which found Plaintiff
able to do a reduced range of light work––instead of the opinions that were more favorable to
Plaintiff. Plaintiff points to the October 26, 2021 opinion of her treating physician Laura
Strickland, M.D. (ECF No. 10-11 at 1832-37, Ex. D19F); the July 31, 2020 opinion of the
consultative examiner, Stephen Creer, M.D. (ECF No. 10-8 at 1414-20, Ex. D10F), and the
September 28, 2020 opinion of the State agency medical consultant on initial review, Walter
Bell, M.D. ECF No. 10-3 at 188-203 (Ex. D6A). See ECF No. 12 (“Opening Brief”) at 13-24.
In assessing the medical opinion evidence, the ALJ first summarized Plaintiff’s
testimony, Plaintiff’s reports of activities of daily living (“ADLs”), and numerous treatment
records relating to Plaintiff’s physical impairments. ECF No. 10-2 at 23-24. The ALJ then
addressed the medical opinions, in chronological order.
The ALJ began with the opinion of Dr. Creer, the Commissioner’s consultative medical
examiner:
On July 31, 2020, Stephen Creer, M.D., performed a consultative physical
examination (D10F). Dr. Creer reported that the claimant had 18 of 18 positive
trigger points, that she had obvious tenderness and decreased range of motion in
the back and that she walked slowly and favored her left leg (pp. 5-6). The
claimant also had some lower extremity swelling and decreased sensation to light
touch in the lower legs and the right hand (p. 6). The claimant retained normal
“5/5” strength in the deltoids, biceps, quads, and hamstrings, and had “+4”
strength in the right and left triceps and hand grips (p. 6). The claimant had good
finger to nose and rapid hand coordination (p. 6). Dr. Creer did report, though,
that the claimant had difficulty using buttons (p. 7). Dr. Creer concluded that the
6
claimant can lift and carry less than 10 pounds (p. 7). Dr. Creer found the
claimant to be limited to sitting 4 hours in an 8-hour workday and limited to
standing and walking 4 hours in an 8-hour workday (p. 7). Dr. Creer stated that
the claimant “can bend, stoop and crouch, but this is very difficult for her” (p. 7).
Dr. Creer limited the claimant to frequent grasping and fingering due to carpal
tunnel syndrome (p. 7). Dr. Creer noted that the claimant “ambulates stairs
sideways one leg at a time holding onto the rail” (p. 7).
ECF No. 10-2 at 24.
Next, the ALJ summarized the opinion of Dr. Bell:
On September 28, 2020, State agency medical consultant Walter Bell, M.D.,
reviewed the evidence of record and evaluated the claimant’s physical RFC
(D6A, pp. 10-12). Dr. Bell found the claimant to be limited to a sedentary
exertional range of work, lifting 10 pounds occasionally and less than 10 pounds
frequently, sitting about 6 hours in an 8-hour workday, and standing and/or
walking 2 out of 8 hours (p. 10). Dr. Bell indicated that the claimant could never
climb ladders, ropes, or scaffolds (p. 11). Stooping was limited to occasional,
but no other postural limits were endorsed (p. 11). Dr. Bell did not find any
manipulative limits (p. 11). Dr. Bell recommended avoiding concentrated
exposure to fumes, odors, dusts, gases, or poor ventilation, but did not report any
other environmental limitations (p. 11).
Id. at 24-25.
The ALJ next summarized the opinion of Dr. Barrett:
On February 26, 2021, State agency medical consultant Paul Barrett, Jr., M.D.,
reviewed the record and performed an updated physical RFC evaluation (D12A).
Dr. Barrett found the claimant able to perform a range of light exertional level
work (pp. 17-26). Specifically, Dr. Barrett found that the claimant could lift
and/or carry 20 pounds occasionally and 10 pounds frequently, that she could
stand and/or walk for 4 hours in an 8-hour day, and that she could sit for more
than 6 hours in an 8-hour day (p. 17). Dr. Barrett indicated that the claimant
could never climb ladders, ropes, or scaffolds and that she could occasionally
stoop (pp. 17-18). No other postural limits were endorsed (pp. 17-18). Dr.
Barrett endorsed limitation to frequent fingering with the right upper extremity
due to carpal tunnel syndrome (p. 19). Dr. Barrett indicated that the claimant
should avoid concentrated exposure to fumes, odors, dusts, gases, and poor
7
ventilation (p. 20). Dr. Barrett also recommended avoiding even moderate
exposure to hazards such as machinery and heights (p. 20).
Id. at 25. The ALJ then stated why she found Dr. Barrett’s opinion more persuasive than Dr.
Creer’s and Dr. Bell’s:
The undersigned finds the opinion evidence from Dr. Barrett more persuasive
than the exam report from Dr. Creer or the evaluation from Dr. Bell. Dr.
Barrett’s assessment was performed months after Dr. Creer’s exam and Dr. Bell’s
evaluation, allowing Dr. Barrett to review updated evidence. Dr. Barrett
provided a detailed assessment citing to often mild physical exam findings
supporting his conclusions.
Further, while Dr. Creer’s assessment and Dr. Bell’s opinion could be
said to be at least partially supported by his exam findings of widespread
tenderness, a slowed gait, and difficulty manipulating buttons, other aspects
do not support some of the limitations endorsed. For example, the largely
normal strength findings do not support the limitation to lifting and
carrying no more than 10 pounds. Further, durational consideration is
given; while the claimant might have experienced a period of reduced
ability, the evidence supports improvement. As a result, Dr. Barrett’s
assessment is more consistent with the record as a whole.
As noted above, the claimant’s physical exams in treatment records show
some deficits but also generally show normal strength findings, intact
coordination, normal range of motion, and a normal gait. The claimant also had
improvement in hand symptoms after a carpal tunnel operation. This evidence
is more consistent with an ability to perform a range of light exertional level work
with some limitations as outlined by Dr. Barrett than with the more significant
limitations outlined by Dr. Creer and Dr. Bell.
Id. at 25 (emphasis and paragraph breaks added).
And lastly, the ALJ addressed Dr. Strickland’s opinion and why she found it
unpersuasive:
The record also contains a physical RFC evaluation form from Laura Strickland,
M.D. (D19F). Dr. Strickland suggested that the claimant could not perform even
sedentary work activity on a fulltime basis, reporting limitations including
inability to sit even 2 hours in an 8-hour workday, inability to stand and/or walk
even 2 hours in an 8-hour workday, inability to lift any weight at all, inability to
8
use her hands for more than 10 percent of the workday, and a need to be absent
from work more than four days per month (pp. 4-5). In support of her findings,
Dr. Strickland cited “multiple tender points, occ[asional] wheezing, [and]
decreased sensation (p. 2).
This opinion is not persuasive. Dr. Strickland’s assessment is not
consistent with the evidence of record. The suggestion that the claimant cannot
lift any weight at all is markedly inconsistent with a record of numerous objective
exams demonstrating normal strength findings. Similarly, the evidence often
shows a normal gait, and while there is evidence of some shortness of breath with
exertion this more consistent with an accommodation limiting the claimant to 4
hours of standing and walking as outlined by Dr. Barrett than then more extreme
restrictions and indicated by Dr. Strickland. The severe limits in sitting
suggested by Dr. Strickland are not at all consistent with the record showing
minimal findings of degenerative changes in the back and unremarkable hip
imaging. The extreme limits in hand use are also inconsistent with a record
showing a history of carpal tunnel and cubital tunnel problems, but improvement
with surgery and a lack of treatment record findings of severe coordination or
grip strength deficits.
Id. at 25-26 (paragraph break and emphasis added).
Plaintiff argues that the ALJ erred in finding Dr. Barrett’s opinion more persuasive than
the opinions of Dr. Creer, Dr. Bell, and Dr. Strickland. For the reasons that follow, the court
respectfully disagrees.
For claims filed on or after March 27, 2017—as is the case here because Plaintiff filed
her applications in August of 2019—the ALJ will not defer or give any specific evidentiary
weight, including controlling weight, to any medical opinions or prior administrative medical
findings, including those from a claimant’s own medical sources. 20 C.F.R. §§ 404.1520c,
416.920c.7 Instead, under the applicable regulations, the ALJ will consider the persuasiveness of
7
By contrast, “for claims filed before March 27, 2017, the Commissioner ‘gives more weight to
medical opinions from claimants’ treating sources.” S.L. v. Comm’r, No. 20-cv-01953-RMR,
2022 WL 897104, at *8 (D. Colo. Mar. 28, 2022) (cleaned up) (citing 20 C.F.R.
§ 404.1527(c)(2)).
9
each medical source opinion using five factors: (1) supportability; (2) consistency; (3)
relationship with the claimant (which encompasses the length of treatment relationship, the
frequency of examinations, the purpose and extent of the treatment relationship, and the
examining relationship); (4) specialization; and (5) other factors tending to support or contradict
a medical opinion or prior administrative medical finding. 20 C.F.R. §§ 404.1520c(c)(1)-(c)(5),
416.920c(c)(1)-(c)(5). The most important factors in evaluating persuasiveness are supportability
and consistency. 20 C.F.R. §§ 404.1520c(b)(2), 416.920c(b)(2); Miles v. Saul, No. 20-cv-1456WJM, 2021 WL 3076846, at *2-3 (D. Colo. July 21, 2021).
For supportability, “[t]he more relevant the objective medical evidence and supporting
explanations presented by a medical source are to support his or her medical opinion(s) or prior
administrative medical finding(s), the more persuasive the medical opinions or prior
administrative medical finding(s) will be.” 20 C.F.R. § 404.1520c(c)(1). Thus, “the strength of a
medical opinion increases as the relevance of the objective medical evidence and explanations
presented by the medical source increase.” Miles, 2021 WL 3076846, at *2 (quoting Vellone v.
Saul, No. 20-cv-00261(RA)(KHP), 2021 WL 319354, at *6 (S.D.N.Y. Jan. 29, 2021), report and
recommendation adopted sub nom. Vellone on behalf of Vellone v. Saul, 2021 WL 2801138
(S.D.N.Y. July 6, 2021) (citing 20 C.F.R. §§ 404.1520c(c)(1), 416.920c(c)(1)); see also Lenoble
v. Kijakazi, No. 22-cv-00094-MEH, 2022 WL 16855693, at *7 (D. Colo. Nov. 10, 2022)
(“supportability” is the extent to which the medical source supports his or her opinion with
objective medical evidence and an explanation).
Consistency, on the other hand, means that “[t]he more consistent a medical opinion(s) or
prior administrative medical finding(s) is with the evidence from other medical sources and
nonmedical sources in the claim, the more persuasive the medical opinion(s) or prior
10
administrative medical finding(s) will be.” 20 C.F.R. § 404.1520c(c)(2). Consistency thus “is an
all-encompassing inquiry focused on how well a medical source is supported, or not supported,
by the entire record.” Miles, 2021 WL 3076846, at *2-3 (citing 20 C.F.R. §§ 416.920c(c)(2),
404.1520c(c)(2)); see also Lenoble, 2022 WL 16855693, at *7 (“consistency” is the extent to
which the evidence from the other medical and nonmedical sources is consistent with the
opinion).
The ALJ must explain his or her approach with respect to the supportability and
consistency factors when considering a medical opinion: “we will explain how we considered the
supportability and consistency factors for a medical source’s medical opinions or prior
administrative medical findings in your determination or decision.” 20 C.F.R. § 404.1520c(b)(2).
The ALJ “may, but [is] not required to, explain how we considered the factors in paragraphs
(c)(3) through (c)(5) of this section, as appropriate, when we articulate how we consider medical
opinions and prior administrative medical findings in your case record.” Id. The ALJ is not
required to expound on the remaining three factors unless two or more medical opinions or prior
administrative medical findings about the same issue are both equally well-supported and
consistent with the record, but not identical. Miles, 2021 WL 3076846, at *3 (citing
§§ 416.920c(b)(2)-(3), 404.1520c(b)(2)-(3)).
The court reviews the ALJ’s evaluation of the medical sources’ opinions to ascertain
whether the ALJ applied the correct legal standards and whether “substantial evidence supports
the ALJ’s decision” to find those opinions persuasive or unpersuasive, as the case may be.
Johnston v. Kijakazi, No. 20-cv-01366-PAB, 2022 WL 1439112, at *5 (D. Colo. May 6, 2022)
(reviewing ALJ decision that found some opinions of a medical source to be persuasive, and
others unpersuasive). See also L.A.M. v. Kijakazi, No. 21-cv-00983-NYW, 2022 WL 3139031, at
11
*11-12 (D. Colo. Aug. 4, 2022) (reviewing ALJ’s findings that two medical sources’ opinions
were unpersuasive and finding no reversible error because the findings were “supported by
substantial evidence”). Additionally, so long as the court can “trace the path of the adjudicator’s
reasoning,” the ALJ has met the articulation requirements. Nielsen v. Comm’r, SSA, No. 214136, 2022 WL 15570650, at *5 (10th Cir. Oct. 28, 2022)8 (quoting Revisions to Rules
Regarding the Evaluation of Medical Evidence, 82 Fed. Reg. 5844, 5858 (Jan. 18, 2017)).
Here, the ALJ applied the correct legal standards. The ALJ states that she considered the
medical opinions and prior administrative medical findings in accordance with the requirements
of 20 C.F.R. § 404.1520c and § 416.920c. ECF No. 10-2 at 22. The ALJ specified that she found
Dr. Barrett’s opinion more persuasive than the three other doctors’ opinions because Dr.
Barrett’s opinion was supported by his “detailed assessment citing to often mild physical exam
findings” in the “updated evidence” that was available in the record on reconsideration. Id. at 25.
The ALJ contrasted that with the lack of supportability she found in Dr. Creer’s, Dr. Bell’s, and
Dr. Strickland’s respective opinions. Id. at 25-26. She also found Dr. Barrett’s opinion more
persuasive because it was “more consistent with the record as a whole” than the other doctors’
opinions were, for the reasons she stated. Id. Accordingly, the ALJ applied the correct legal
standards of the regulations that govern how the ALJ assesses medical source opinions. See
8
While an unpublished opinion, this court sees no reason to disagree with the analysis in this
case and finds it persuasive. The court can rely on an unpublished Tenth Circuit opinion to the
extent that its reasoned analysis is persuasive in the case before it. United States v. Austin, 426
F.3d 1266, 1274 (10th Cir. 2005) (“In this circuit, unpublished orders are not binding precedent
and we have generally determined that citation to unpublished opinions is not favored. However,
if an unpublished opinion or order and judgment has persuasive value with respect to a material
issue in a case and would assist the court in its disposition, we allow a citation to that decision.”)
(cleaned up); see also 10th Cir. R. 32.1(A) (“Unpublished decisions are not precedential, but
may be cited for their persuasive value.”).
12
Miles, 2021 WL 3076846, at *3; see also P.T. v. Comm’r of Soc. Sec., No. 22-cv-02926-STV,
2023 WL 8108569, at *8 (D. Colo. Nov. 17, 2023) (ruling that the court was able to “follow the
[ALJ’s] reasoning in conducting [its] review [of the ALJ’s analysis of a medical opinion], and
can determine that correct legal standards have been applied”) (quoting Keyes-Zachary v. Astrue,
695 F.3d 1156, 1166 (10th Cir. 2012)).
The ALJ’s findings are also supported by substantial evidence. As noted above, the ALJ
expressly articulated why she found Dr. Barrett’s opinion––which found Plaintiff less restricted
in her ability to work than the other doctors found––was both better supported by Dr. Barrett’s
examination and more consistent with the overall objective evidence than the opinions of the
other doctors. Id. at 25-26. The ALJ noted that Dr. Barrett had the benefit of reviewing an
updated record of medical evidence (compared to Dr. Creer and Dr. Bell), conducted an updated
physical RFC evaluation (Ex. D12A), and unlike Dr. Strickland––who was Plaintiff’s treating
physician––was not limited in his review to only the Plaintiff’s treatment history with Dr.
Strickland. In rejecting Dr. Creer’s, Dr. Bell’s and Dr. Strickland’s opinions, the ALJ pointed to
multiple records reflecting objective medical findings of mild conditions and improvement of
Plaintiff’s hand/wrist condition after surgery. Id. at 23-24 (citing, e.g., treatment records from
February 26, 2018 through January 4, 2022: Exhibits D3F, p. 155; D7F, pp. 9, 11-12, 20, 31, 3637, 40-41; D11F; D12F, pp. 1-2; D14F, pp. 15, 19-20, 30, 33, 39, 48, 51, 54, 59-63, 82; D15F,
pp. 11, 19, 24, 34, 37, 43, 52, 55, 58; D18F, pp. 11, 29; D21F, pp. 2-4, 6-11; D23F, pp. 8, 19).9
9
The cited records are included in the Administrative Record, ECF No. 10-7 through 10-11.
While not all of these record citations pertain to impairments that are the subject of Plaintiff’s
appeal, they all nonetheless provide substantial evidence to support the ALJ’s finding that the
opinions of Dr. Creer, Dr. Bell, and Dr. Strickland—that greater restrictions for Plaintiff are
necessary—are not as consistent with the record as Dr. Barrett’s opinion that lesser restrictions
13
Plaintiff argues that the ALJ was impermissibly selective in choosing only the portions of
the evidence that supported her conclusion, and ignored the rest of the evidence. But the ALJ did
not have to cite every page of evidence that pertains to Plaintiff’s physical functioning and
limitations. While the medical records overall may contain conflicting evidence about the extent
to which Plaintiff suffered more pronounced physical functioning impairments than reflected in
Plaintiff’s RFC, this court is obliged to confine its review to the question of whether the evidence
on which the ALJ relied was such “evidence as a reasonable mind might accept as adequate to
support a conclusion.” Biestek, 587 U.S. at 103. Here, the court concludes that it was. The court
has reviewed the Administrative Record and finds that the ALJ did not engage in “impermissible
cherry-picking,” see, e.g., Bryant v. Comm’r, SSA, 753 F. App’x 637, 641 (10th Cir. 2018), of
the medical records. The ALJ instead reasonably resolved the conflicting evidence and explained
her reasoning.
Plaintiff also argues that the ALJ impermissibly relied on objective evidence with respect
to Plaintiff’s fibromyalgia. Plaintiff cites cases discussing that this condition is, by its nature,
subjective. Opening Brief at 16-17, ECF No. 16 (“Reply Brief”) at 2 (both citing Gilbert v.
Astrue, 231 F. App’x 778, 783 (10th Cir. 2007); Sarchet v. Chater, 78 F.3d 305, 306-07 (7th Cir.
1996)). But as the Commissioner points out, the Tenth Circuit has found no error in the
are appropriate.
For instance, Plaintiff does not challenge the ALJ’s findings relating to Plaintiff’s
pulmonary and breathing conditions. While Dr. Strickland’s opinion mentions Plaintiff’s
“shortness of breath,” wheezing, and “COPD exacerbation” among the reasons that Dr.
Strickland would find greater functional restrictions, ECF No. 10-11 at 1832-34, the ALJ notes
that Plaintiff’s “latest respiratory exams in the record show the claimant’s lungs to be clear to
auscultation with good air movement and no wheezes despite ongoing cigarette and marijuana
smoking (D23F, p. 8).” ECF No. 10-2 at 24 (citing ECF No. 10-11 at 1983, a treatment record
dated November 12, 2021).
14
Commissioner’s reliance on objective evidence in determining the work limitations that a
claimant experienced from her fibromyalgia impairment. ECF No. 15 (“Response Brief”) at 1, 14
(citing Tarpley v. Colvin, 601 F. App’x 641, 643 (10th Cir. 2015)). “[A]lthough the existence or
severity of fibromyalgia may not be determinable by objective medical tests, this court has
suggested that the physical limitations imposed by the condition’s symptoms can be objectively
analyzed.” Tarpley, 601 F. App’x at 643. In Tarpley, the court found no error where the ALJ
looked to the objective medical evidence to determine the claimant’s limitations from
fibromyalgia, and found the claimant was less restricted than two physicians had opined. Id. at
643.
Much as in Tarpley, the ALJ in this case cited several objective medical records and
findings––including from Dr. Creer’s exam––showing that although Plaintiff had tenderness and
decreased range of motion in her back, walked slowly, and had some lower extremity swelling,
she also “retained normal ‘5/5’ strength in the deltoids, biceps, quads, and hamstrings, and had
‘+4’ strength in the right and left triceps and hand grips.” ECF No. 10-2 at 24. In addition:
Despite the claimant’s complaints of widespread pain and diagnosis of
fibromyalgia, her physical exams have largely shown mild findings, with
tenderness and some intermittent findings of leg swelling, but normal “5/5”
motor strength, intact coordination, normal range of motion, and a normal gait
(D7F, p. 11; D14F, pp. 15, 30, 33, 39, 48, 51, 54; D15F, pp. 11, 19, 34, 43, 52,
55, 58; D18F, pp. 11, 29; D23F, pp. 8, 19). Despite hip and back complaints,
hip imaging has been “unremarkable” and lumbar spine imaging showed only
mild degenerative disc disease (D3F, p. 155; D12F, p. 2). Cervical spine imaging
has also shown mild degenerative changes without high-grade central canal
stenosis or neural foraminal narrowing (D14F, pp. 59-63, 82).
Id. at 23.
In addition, the cases on which Plaintiff relies predate SSR 12-2p. This Social Security
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Ruling governs how the ALJ is to “evaluate fibromyalgia in disability claims.” 2012 WL
3104869, at *1. Under SSR 12-2p, the ALJ cannot find fibromyalgia is a medically determinable
impairment (“MDI”) solely on the basis of a doctor’s diagnosis; the ALJ must consider whether
the doctor examined the claimant and made objective findings, or whether the record overall
reflects objective criteria. 2012 WL 3104869, at *2-3. After an MDI is established,
[w]e then evaluate the intensity and persistence of the person’s pain or any other
symptoms and determine the extent to which the symptoms limit the person’s
capacity for work. If objective medical evidence does not substantiate the
person’s statements about the intensity, persistence, and functionally
limiting effects of symptoms, we consider all of the evidence in the case
record, including the person’s daily activities, medications or other treatments
the person uses, or has used, to alleviate symptoms; the nature and frequency of
the person’s attempts to obtain medical treatment for symptoms; and statements
by other people about the person’s symptoms. As we explain in SSR 96-7p, we
will make a finding about the credibility of the person’s statements regarding the
effects of his or her symptoms on functioning. We will make every reasonable
effort to obtain available information that could help us assess the credibility of
the person’s statements.
Id. at *5 (Section IV.B, emphasis added). Here, the ALJ did as SSR 12-2p requires: she looked at
the objective medical evidence, and not finding substantiation of Plaintiff’s complaints of
symptoms, looked at all of the evidence in the record. ECF No. 10-2 at 23, 27 (reciting that the
ALJ considered the claimant’s activities of daily living, previous work activity, medical records,
the medical opinions, and Plaintiff’s subjective complaints and hearing testimony). The ALJ’s
finding that Plaintiff was less restricted than Dr. Creer, Dr. Bell, and Dr. Strickland opined was
supported by this substantial evidence, and therefore the ALJ did not err.
Plaintiff also takes issue with the ALJ’s articulation because the ALJ did not specify why
she found each specific opinion (or, more accurately, sub-opinions) of Dr. Creer, Dr. Bell, and
Dr. Strickland unpersuasive. But the ALJ was not required to specifically address the
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supportability or consistency of each of the doctors’ opinions:
[W]hen a medical source provides multiple medical opinion(s) or prior
administrative medical finding(s), we will articulate how we considered the
medical opinions or prior administrative medical findings from that medical
source together in a single analysis using the factors listed in paragraphs (c)(1)
through (c)(5) of this section, as appropriate. We are not required to articulate
how we considered each medical opinion or prior administrative medical finding
from one medical source individually.
20 C.F.R. § 404.1520c(b)(1). Importantly, the court is able to follow the ALJ’s reasoning with
respect to each of the doctors’ opinions. And to the extent Plaintiff argues the ALJ had to
specifically compare the multiple medical opinions (Reply at 3), the ALJ did so expressly in this
case. ECF No. 10-2 at 25-26.
In sum, because substantial evidence supports the ALJ’s finding that Dr. Barrett’s
opinion was more persuasive than the opinions of Dr. Creer, Dr. Bell, and Dr. Strickland, the
court finds no reversible error.
CONCLUSION
For the reasons set forth above, it is ORDERED that the decision of the Commissioner is
AFFIRMED. Judgment shall enter accordingly.
Dated: September 26, 2024.
BY THE COURT:
Susan Prose
United States Magistrate Judge
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