Bisson v. Hartford et al
ORDER: The City Defendants' Motion 60 for Summary Judgment is GRANTED in part and DENIED in part; the Officer Defendants' Motion 61 for Summary Judgment is GRANTED in part and DENIED in part. The Clerk is directed to dismiss Defendant Daryl Roberts from this action. Signed by Judge Janet Bond Arterton on 6/4/2013. (Bonneau, J)
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
CITY OF HARTFORD, DARYL ROBERTS, JAMES
CAMPBELL, and GEORGE WATSON,
Civil No. 3:10cv1341 (JBA)
June 4, 2013
RULING ON DEFENDANTS’ MOTIONS FOR SUMMARY JUDGMENT
Plaintiff Joshua Bisson filed this action against Detectives James Campbell and
George Watson (collectively, the “Officer Defendants”), and Police Chief Daryl Roberts
and the City of Hartford (collectively, the “City Defendants”) for violations of his federal
and state constitutional rights arising out of his arrest by the Officer Defendants. Plaintiff
brings claims against the Officer Defendants for false arrest, false imprisonment,
malicious prosecution, excessive force, failure to intervene, and violations of the Fifth and
Fourteenth Amendments (Count One), and for negligence, recklessness, negligent
infliction of emotional distress (“NIED”), and intentional infliction of emotional distress
(“IIED”) (Count Two). Plaintiff also brings a Monell claim against the City Defendants
and a supervisory liability claim against Defendant Roberts (Count Three), in addition to
a claim for municipal liability against Defendant City of Hartford (the “City”) pursuant to
Conn. Gen. Stat. §§ 52-557n and 7-465 (Count Four). The Officer Defendants move
[Doc. # 61] for partial summary judgment on Counts One and Two, and the City
Defendants move [Doc. # 60] for summary judgment on Counts Three and Four. The
Court presumes the parties’ familiarity with the facts as presented by Plaintiff.
On May 31, 2013, the Court held oral argument on the pending motions, and
issued a partial bench ruling. The Court granted the Officer Defendants’ motion for
summary judgment with respect to Plaintiff’s false arrest, false imprisonment, malicious
prosecution, Fourteenth Amendment, and Fifth Amendment claims, and Plaintiff’s state
constitutional claims based on those theories, and denied the motion with respect to
Plaintiff’s state constitutional claim for excessive force and his negligence, recklessness,
IIED, and NIED claims related to the use of unreasonable force. The City Defendants’
motion for summary judgment was granted with respect to the supervisory liability claim
in Count Three, and denied with respect to Count Four. The Court took the City
Defendants’ motion for summary judgment as to Plaintiff’s Monell claim against the City
under advisement. For the reasons below, the Court grants summary judgment on the
remaining claim in Count Three.
In Count Three, Plaintiff claims that the City of Hartford’s actions in failing to
properly screen, train and supervise the Officer Defendants constitute a de facto policy or
custom to violate the Fourth Amendment rights of its citizens. In Monell, municipal
liability was premised on the municipality’s affirmative conduct, but municipal
nonfeasance can also qualify as a policy or practice that renders a municipality liable:
“Summary judgment is appropriate where, “resolv[ing] all ambiguities and
draw[ing] all permissible factual inferences in favor of the party against whom summary
judgment is sought,” Holcomb v. Iona Coll., 521 F.3d 130, 137 (2d Cir. 2008), “the movant
shows that there is no genuine dispute as to any material fact and the movant is entitled
to judgment as a matter of law.” Fed. R. Civ. P. 56(a). “A dispute regarding a material fact
is genuine if the evidence is such that a reasonable jury could return a verdict for the
nonmoving party.” Williams v. Utica Coll. of Syracuse Univ., 453 F.3d 112, 116 (2d Cir.
2006) (quotation marks omitted). “The substantive law governing the case will identify
those facts that are material, and ‘[o]nly disputes over facts that might affect the outcome
of the suit under the governing law will properly preclude the entry of summary
judgment.’” Bouboulis v. Transp. Workers Union of Am., 442 F.3d 55, 59 (2d Cir. 2006)
(quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)). When considering a
motion for summary judgment, the Court may consider depositions, documents,
affidavits, interrogatory answers, and other exhibits in the record. Fed. R. Civ. P. 56(c).
“Monell’s policy or custom requirement is satisfied where a local government is faced
with a pattern of misconduct and does nothing, compelling the conclusion that the local
government has acquiesced in or tacitly authorized its subordinates’ unlawful
actions.” Reynolds v. Giuliani, 506 F.3d 183, 192 (2d Cir. 2007) (citing Jett v. Dallas Indep.
Sch. Dist., 491 U.S. 701, 737 (1989)).
Under either a failure-to-train or failure-to-supervise theory, a municipality is
liable only where the inadequate training or supervision amounts to “deliberate
indifference to the rights of person with whom the [officials] come into contact.” City of
Canton v. Harris, 489 U.S. 378, 388 (1989); see Reynolds, 506 F.3d at 192 (“Although City
of Canton addressed a claim of a failure to train, the stringent causation and culpability
requirements set out in that case have been applied to a broad range of supervisory
liability claims [including failure to supervise].”).
From this deliberate-indifference
standard, the Second Circuit has established three requirements: (1) “the plaintiff must
show that a policymaker knows to a moral certainty that her employees will confront a
given situation,” (2) “the plaintiff must show that the situation either presents the
employee with a difficult choice of the sort that training or supervision will make less
difficult or that there is a history of employees mishandling the situation,” and (3) “the
plaintiff must show that the wrong choice by the city employee will frequently cause the
deprivation of a citizen’s constitutional rights.” Walker v. City of New York, 974 F.2d 293,
297–98 (2d Cir.1992); see also Reynolds, 506 F.3d at 193. “In addition, at the summary
judgment stage, plaintiffs must ‘identify a specific deficiency in the city’s training
program and establish that that deficiency is closely related to the ultimate injury, such
that it actually caused the constitutional deprivation.’” Jenkins v. City of New York, 478
F.3d 76, 94 (2d Cir. 2007) (quoting Green v. City of New York, 465 F.3d 65, 81 (2d Cir.
Similarly, “a plaintiff seeking to establish municipal liability on [a failure-toscreen theory] must demonstrate that the municipal action was taken with ‘deliberate
indifference’ as to its known or obvious consequences.” Bd. of Cty. Comm’rs of Bryan
Cty., Okla. v. Brown, 520 U.S. 397, 407 (1997). Thus, “[o]nly where adequate scrutiny of
an applicant’s background would lead a reasonable policymaker to conclude that the
plainly obvious consequence of the decision to hire the applicant would be the
deprivation of a third party’s federally protected right can the official’s failure to
adequately scrutinize the applicant’s background constitute ‘deliberate indifference.’” Id.
at 412. Liability only may be imposed “on a finding that this officer was highly likely to
inflict the particular injury suffered by the plaintiff.” Id. (emphases in original). “The fact
that inadequate scrutiny of an applicant’s background would make a violation of rights
more likely cannot alone give rise to an inference that a policymaker’s failure to scrutinize
the record of a particular applicant produced a specific constitutional violation.” Id. at
410–11 (emphasis in original).
The City Defendants argue that Plaintiff has failed to put forth sufficient evidence
to establish a de facto policy or custom to condone the use of excessive force in effecting
warrantless arrests. The City Defendants offer unrebutted evidence that both detectives
were trained and supervised in the use of force (see Wiebusch Aff., Ex. A to City Defs.’
Loc. R. 56(a)1 Stmt [Doc. # 60-2], ¶¶ 7, 9), that the officers were screened prior to
employment (see id. ¶ 8), and that the City of Hartford provides training to officers both
before and after their swearing-in, in accordance with the requirements of Connecticut’s
Police Officer Standards Training Council (see id. ¶¶ 5–7). The City Defendants also
offer evidence that there is a civilian complaint procedure in place for the Hartford Police
Department, and that this procedure was followed in investigating Plaintiff’s complaint
against the Officer Defendants. (Id. ¶¶ 10–12.) The City Defendants argue that based on
this evidence, Plaintiff cannot point to a specific deficiency in the screening, training or
supervision of Hartford police officers that caused the violation of his constitutional
In support of his Monell claim, Plaintiff relies on Turpin v. Mailet, 619 F.2d 196,
201 (2d Cir. 1980) for the proposition that “a single, unusually brutal or egregious beating
administered by a group of municipal employees may be sufficiently out of the ordinary
to warrant an inference that it was attributable to inadequate training or supervision
amounting to deliberate indifference or ‘gross negligence’ on the part of officials in
charge.”2 However, in Turpin, the Second Circuit concluded that evidence that the
plaintiff had been previously assaulted and arrested by the police, that the arresting officer
was not disciplined, and that the plaintiff subsequently was arrested a second time, was
Plaintiff also cited another civilian complaint against Detective Watson for
excessive force in support of his Monell claim. (See Rogoz Compl., Ex. A to City Defs.’
Reply [Doc. # 76], ¶¶ 18–22.) However, Plaintiff conceded at oral argument that this
complaint was irrelevant as evidence of a City policy to condone the use of unreasonable
force because Mr. Rogoz was arrested and filed his complaint after Plaintiff’s arrest. Thus
the City would not have had notice of the Rogoz incident in time to avoid the violation of
Plaintiff’s rights. Furthermore, the Second Circuit has explained that “a pattern of
misconduct, while perhaps suggestive of inadequate training, is not enough to create a
triable issue of fact on a failure-to-train theory. The plaintiff must offer evidence to
support the conclusion that the training program was inadequate, not [t]hat a particular
officer may be unsatisfactorily trained or that an otherwise sound program has
occasionally been negligently administered, and that a hypothetically well-trained officer
would have avoided the constitutional violation.” Okin v. Village of Cornwall–On–
Hudson Police Dept., 577 F.3d 415, 440–41 (2d Cir. 2009) (internal quotation marks and
citations omitted). At most, the Rogoz incident could be indicative of Detective Watson’s
inadequate training, but not a failure of the City’s entire training program.
inadequate as a matter of law to establish the municipality’s deliberate indifference
toward the violation of the plaintiff’s rights. See id. at 202–04. By contrast, in Owens v.
Haas, 601 F.2d 1242 (1979), the Second Circuit found that the brutal beating of an inmate
by seven correctional officers, including at least one high-ranking officer and several
newly hired officers, could be sufficient to support an inference of failure to supervise or
See id. at 1246–47 (permitting limited discovery to pursue this theory).
Similarly, in Amnesty America v. Town of West Hartford, 361 F.3d 113 (2d Cir. 2004), the
Second Circuit found that the plaintiffs’ failure to supervise theory presented a triable
issue of fact on the basis of one egregious incident. In that case, multiple officers
responding to an abortion protest used enough force while arresting the passively
resisting protesters such that their screams of pain could be heard throughout the clinic
and several of the demonstrators blacked out from the pain. See id. at 118–19. However,
in Amnesty America, the Chief of Police was present during the protest, but failed to
intervene, and also participated in the use of force at a subsequent protest. Id. at 119–20.
While the plaintiffs’ failure-to-supervise claim survived summary judgment based on
these facts, the Second Circuit concluded that their failure-to-train theory failed as matter
of law because the plaintiffs offered no specific evidence regarding the training program.
See id. at 130.
Unlike the circumstances of Owens and Amnesty America, Plaintiff’s arrest
involved only two officers, neither of whom held a supervisory role. Thus, an inference
that the municipality acquiesced in the conduct of Detectives Watson and Campbell is
much more attenuated than in those cases, because there was no opportunity for a
supervising officer to intervene, and there is no evidence that multiple officers across the
department were involved. Furthermore, Plaintiff does not point to any specific flaw in
the training, supervision, or screening of the Officer Defendants that would show how the
City’s failure to properly administer those programs caused the detectives to use
unreasonable force during Plaintiff’s arrest. Plaintiff has offered no evidence to rebut
Defendants’ evidence that the detectives were screened, trained in the use of force, and
Absent evidence of supervisory or broad department involvement in
Plaintiff’s arrest, or of a pattern of similar violations, Plaintiff’s Monell claim fails as a
matter of law. See Turpin, 619 F.2d at 202 (“Absent more evidence of supervisory
indifference, such as acquiescence in a prior pattern of conduct, a policy could not
ordinarily be inferred from a single incident of illegality such as a first arrest without
probable cause or with excessive use of force.”) Therefore, the City Defendants’ motion
for summary judgment as to the remainder of Count Three is granted.
For the reasons stated above and in the Court’s May 31, 2013 bench ruling, the
Officer Defendants’ Motion [Doc. # 61] for Summary Judgment is GRANTED with
respect to Plaintiff’s false arrest, false imprisonment, malicious prosecution, Fourteenth
Amendment, and Fifth Amendment claims, and Plaintiff’s state constitutional claims
based on those theories, and DENIED with respect to his state constitutional claim for
excessive force, and his negligence, recklessness, IIED, and NIED claims related to the use
of unreasonable force. The City Defendants’ Motion [Doc. # 60] for Summary Judgment
is GRANTED with respect to Count Three, and DENIED with respect to Count Four.
The Clerk is directed to dismiss Defendant Roberts from this action.
IT IS SO ORDERED.
Janet Bond Arterton, U.S.D.J.
Dated at New Haven, Connecticut this 4th day of June, 2013.
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