Fletcher v. New Haven et al
Filing
33
RULING granting Defendants' Motion to Dismiss (Doc. No. 11 ). Signed by Judge Alvin W. Thompson on 03/27/2012. (Giering, A)
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
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JEFFREY FLETCHER,
:
:
Plaintiff,
:
:
v.
:
:
CITY OF NEW HAVEN and
:
CIVIL SERVICE COMMISSION
:
OF THE CITY OF NEW HAVEN,
:
:
Defendants.
:
:
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Case No. 3:11-cv-00708-AWT
RULING ON MOTION TO DISMISS
Plaintiff New Haven Police Department (“NHPD”) officer
Jeremy Fletcher (“Fletcher”) brings this action against
defendants City of New Haven and the Civil Service Commission of
the City of New Haven (collectively, the “City”)1.
The plaintiff
brings claims pursuant to 42 U.S.C. § 1983 for violation of his
rights to procedural and substantive due process under the
Fourteenth Amendment of the United States Constitution.
The
plaintiff also brings state law claims for breach of contract,
breach of the implied covenant of good faith and fair dealing,
and violation of the plaintiff’s rights to procedural and
substantive due process under the Connecticut Constitution.
defendants have moved to dismiss all claims.
1
The
For the reasons set
The plaintiff has named the “Civil Service Commission of the City of
New Haven” as a defendant, but several exhibits submitted by the parties refer
to the “Civil Service Board.” Neither side has addressed the relationship
between the two entities, but the defendants refer to the City of New Haven
and the Civil Service Commission of the City of New Haven collectively as the
“City.” Therefore, the court does also for purposes of the instant motion.
forth below, the defendants’ motion is being granted.
I.
FACTUAL ALLEGATIONS
Fletcher is a patrol officer with the NHPD.
In 2008,
Fletcher decided to take the 2009 promotional examination for
promotion to the rank of sergeant.
Fletcher spent considerable
time and expense preparing for the promotional examination.
The City established an open bidding process to select a
private third party to establish, administer and score the
promotional examination.
Resource Management Associates (“RMA”)
won the bid, and on November 25, 2008, the City entered into a
contract with RMA for the administration of the promotional
examination.
The expiration date for the contract was April 13,
2009.2
RMA administered the promotional exam in two parts: a
written examination and an oral examination.
The plaintiff
alleges that RMA administered the written examination on April 8,
2009, and administered the oral examination on April 18, 2009,
five days after the date on which the contract expired.
Fletcher
took both parts of the promotional examination.
On April 14, 2009, a “Special Civil Service Meeting” was
2
As an exhibit in support of their motion to dismiss, the defendants
have submitted a contract purporting to extend the deadline for administering
the promotional examination from April 13, 2009 to June 30, 2009. Because
this contract is not attached as an exhibit or incorporated by reference in a
pleading, and is not a document of which the court can take judicial notice,
the court does not consider it for purposes of the instant motion.
2
held.
(Objection and Mem. of Law in Opp’n to Mot. to Dismiss,
Ex. D (Doc. No. 16-4)).
At the meeting, the City considered
appeals from candidates who had missed certain deadlines and
consequently had been denied entrance to the oral examination.
The City granted these candidates’ appeals and allowed them to
sit for the oral examination on April 18, 2009.
The meeting was
held without notice to the public or to the other candidates for
promotion, including Fletcher.
On July 14, 2009, the City informed Fletcher that he had not
passed the promotional examination.
Fletcher claims that the
defendants forced him to compete against people who were
ineligible to take the oral examination, causing him loss of
income, promotional benefits, emotional distress and humiliation.
II.
LEGAL STANDARD
When deciding a motion to dismiss under Rule 12(b)(6), the
court must accept as true all factual allegations in the
complaint and must draw inferences in a light most favorable to
the plaintiff.
Scheuer v. Rhodes, 416 U.S. 232, 236 (1974).
Although a complaint “does not need detailed factual allegations,
. . . , a plaintiff’s obligation to provide the ‘grounds’ of his
‘entitle[ment] to relief’ requires more than labels and
conclusions, and a formulaic recitation of the elements of a
cause of action will not do.”
Bell Atl. Corp. v. Twombly, 550
U.S. 545, 555 (2007), citing Papasan v. Allain, 478 U.S. 265, 286
3
(1986) (on a motion to dismiss, courts “are not bound to accept
as true a legal conclusion couched as a factual allegation.”).
“Nor does a complaint suffice if it tenders ‘naked assertion[s]’
devoid of ‘further factual enhancement.’ ”
Ashcroft v. Iqbal,
129 S. Ct. 1937, 1949 (2009) (quoting Twombly, 550 U.S. at 557).
“Factual allegations must be enough to raise a right to relief
above the speculative level, on the assumption that all
allegations in the complaint are true (even if doubtful in
fact).”
Id. (citations omitted).
However, the plaintiff must
plead “only enough facts to state a claim to relief that is
plausible on its face.”
Twombly, 550 U.S. at 570.
“The function
of a motion to dismiss is ‘merely to assess the legal feasibility
of the complaint, not to assay the weight of the evidence which
might be offered in support thereof.’ ”
Mytych v. May Dep’t
Store Co., 34 F. Supp. 2d 130, 131 (D. Conn. 1999) (quoting Ryder
Energy Distrib. v. Merrill Lynch Commodities, Inc., 748 F.2d 774,
779 (2d Cir. 1984)).
“The issue is not whether plaintiff will
prevail, but whether he is entitled to offer evidence to support
his claims.”
United States v. Yale New Haven Hosp., 727 F. Supp.
784, 786 (D. Conn. 1990) (citing Scheuer, 416 U.S. at 232).
In its review of a motion to dismiss for failure to state a
claim, the court may consider “only the facts alleged in the
pleadings, documents attached as exhibits or incorporated by
reference in the pleadings and matters of which judicial notice
4
may be taken.”
Samuels v. Air Transp. Local 504, 992 F.2d 12, 15
(2d Cir. 1993).
III. DISCUSSION
Fletcher brings federal procedural and substantive due
process claims pursuant to 42 U.S.C. § 1983.
Fletcher also
brings procedural and substantive due process claims under the
Connecticut Constitution and common law claims for breach of
contract and breach of the implied covenant of good faith and
fair dealing.
A.
Section 1983 Procedural Due Process Claim (Count III)
Fletcher claims that the City deliberately implemented a
void contract by allowing RMA to hold the oral examination after
the expiration of the contract, and deliberately expanded the
class of candidates eligible for the oral examination by granting
the appeal of candidates who were originally denied admission to
the oral examination.
Fletcher further alleges that these
actions by the City violated his right to procedural due process
in violation of 42 U.S.C. § 1983.3
Fletcher claims that as a direct and proximate consequence
of this violation, he was unable to protect his rights, and was
forced to compete against other persons outside the class of
proper candidates for the oral examination, which resulted in a
3
Although the plaintiff cited 42 U.S.C. § 1985 in his Complaint, in his
Objection and Mem. of Law in Opp’n to Mot. to Dismiss (Doc. No. 16) he makes
it clear that his claims for violation of his rights to procedural and
substantive due process of law are brought pursuant to 42 U.S.C. § 1983.
5
loss of income, promotional benefits, emotional distress and
humiliation.
In order to sustain a claim for deprivation of procedural
due process under the Fourteenth Amendment–-that is, a lack of
adequate notice and a meaningful opportunity to be heard--a
plaintiff must “first identify a property right, second show that
the state has deprived him of that right, and third show that the
deprivation was effected without due process.”
905 F.2d 595, 598 (2d Cir. 1990).
Mehta v. Surles,
Therefore, the court must
first determine whether Fletcher has identified a protectable
property interest.
Property interests that are protected by the Due Process
Clause of the Fourteenth Amendment are defined by “existing rules
or understandings that stem from an independent source such as
state law.”
Bd. Of Regents v. Roth, 408 U.S. 564, 577 (1972).
“To have a property interest in a benefit, a person clearly must
have more than an abstract need or desire for it.
He must have
more than a unilateral expectation of it.
He must, instead, have
a legitimate claim of entitlement to it.”
Id.
While state law defines the underlying property interest,
“federal constitutional law determines whether that interest
rises to the level of a ‘legitimate claim of entitlement’
protected by the Due Process Clause.”
Memphis Light, Gas & Water
Div. v. Craft, 436 U.S. 1, 9 (1978) (quoting Roth, 408 U.S. at
6
577).
In particular, not every contractual benefit rises to the
level of a constitutionally protected property interest.
“It is
neither workable nor within the intent of section 1983 to convert
every breach of contract claim against a state [actor] into a
federal claim.”
San Bernardino Physicians' Servs. Med. Grp. v.
Cnty. of San Bernardino, 825 F.2d 1404, 1408 (9th Cir. 1987).
See also Costello v. Town of Fairfield, 811 F.2d 782, 784 (2d
Cir. 1987) (a simple contract dispute does not give rise to a
cause of action under § 1983); Brown v. Brienen, 722 F.2d 360,
364 (7th Cir. 1983) (“[T]here is no rule that every breach of a
public employment contract is a deprivation of property within
the meaning of the due process clause.”).
Generally, there is no legitimate claim of entitlement to a
promotion, and therefore no protectable property interest in a
promotional opportunity or examination.
See McMenemy v. City of
Rochester, 241 F.3d 279, 286-88 (2d Cir. 2001) (Rochester
firefighter did not have property interest in promotion,
competitive examination, or being considered for promotion);
Bridgeport Firebird Soc’y v. City of Bridgeport, 686 F. Supp. 53,
58 (D. Conn. 1983) (firefighters on Bridgeport’s promotion
eligibility list for the rank of Lieutenant had “only . . . a
mere expectation of promotion, which does not rise to the level
of a legally protected interest, . . . .”).
See also Burns v.
Sullivan, 619 F.2d 99, 104-05 (1st Cir.), cert. denied, 499 U.S.
7
893 (1980) (plaintiff’s claim that state promotion procedures
were not followed does not constitute a due process claim where
there was no property interest in the promotion); Kielczynski v.
Village of LaGrange, 19 F. Supp. 2d 877 (N.D. Ill. 1998) (police
officer has no protectable property or liberty interest in her
promotional opportunities and cannot allege a due process
violation when barred from competing for sergeant’s position).
The Second Circuit has only recognized a protected property
interest in a promotion under extraordinary circumstances.
In
Ezekwo v. N.Y. City Health & Hosps. Corp., 940 F.2d 775, 782-83
(2d Cir. 1991), the Second Circuit concluded that a physician had
a protected property interest in the position of Chief Resident
where the hospital had an established policy and practice of
awarding the position to all third-year residents on a rotating
basis.
Also, the hospital had verbally advised the plaintiff
that she would become Chief Resident and receive a salary
differential.
The court concluded that the hospital’s “course of
conduct, coupled with Ezekwo’s reasonable reliance thereon,
created a contractual right that rose to the level of a
significant property interest that would be protected under state
law.”
Id. at 783.
No special circumstances are present here.
Fletcher has not
alleged any facts suggesting that the defendants’ communications,
policies, or past practices created a contractual right to a
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promotion.
Although Fletcher invested time and resources
preparing for the promotional examination, and may have desired
or even expected a promotion to Sergeant, “[t]o have a property
interest in a benefit, a person clearly must have more than an
abstract need or desire for it.”
U.S. 564, 577 (1972).
Bd. Of Regents v. Roth, 408
See Davenport v. Univ. of Arkansas Bd. Of
Trs., 553 F.3d 1110, 1114 (8th Cir. 2009) (“A property interest
in a promotion cannot arise from unilateral expectations, but
instead, an individual must have a legitimate claim of
entitlement to the promotion.”).
Fletcher attempts to distinguish his case from Bridgeport
Firebird and other cases holding that there is no
constitutionally protected property interest in a promotion by
arguing that he is not seeking to challenge the results of the
examination, but rather its administration.
However, the Second
Circuit has held that when a plaintiff has no property interest
in a promotion, the procedures used to award or deny that
promotion “are immaterial to his due process claim.”
McMenemy v.
City of Rochester, 241 F.3d 279, 287 (2d Cir. 2001).
See also
Schwartz v. Mayor’s Comm. on the Judiciary, 816 F.2d 54, 57 (2d
Cir. 1987) (holding that procedures requiring notice and
opportunity to be heard with respect to a decision on whether to
reappoint a family court judge did not create a property interest
where there was no underlying property interest in the job).
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Here the examination was not an end in itself but only had value
because it could lead to something valuable.
See McMenemy, 241
F.3d at 287 (“Although New York State law clearly requires a
‘competitive’ examination, the law does not create a cognizable
property interest in a competitive examination.
An examination
is not an end in itself; it has value only because it may lead to
something valuable.”).
Because Fletcher has no cognizable
property interest in a promotion to Sergeant, he also lacks a
property interest in a competitive examination for that
promotion.
On a procedural due process claim, “[t]he threshold issue is
always whether the plaintiff has a property or liberty interest
protected by the Constitution.”
Narumanchi v. Bd. of Trs. of
Conn. Stat. Univ., 850 F.2d 70, 72 (2d Cir. 1988).
Because
Fletcher has failed to allege deprivation of a constitutionallyprotected property interest, he has not stated a procedural due
process claim.
B.
Section 1983 Substantive Due Process Claim (Count III)
Fletcher also alleges violation of his substantive due
process rights.
State action violates substantive due process
rights when it is “ ‘so egregious, so outrageous, that it may
fairly be said to shock the contemporary conscience.’ ” Okin v.
Village of Cornwall-On-Hudson Police Dep’t, 577 F.3d 415, 431 (2d
Cir. 2009) (quoting Cnty. of Sacramento v. Lewis, 523 U.S. 833,
10
847 n. 8 (1998)).
The Supreme Court has held that “[w]here a
particular Amendment ‘provides an explicit textual source of
constitutional protection’ against a particular sort of
government behavior, ‘that Amendment, not the more generalized
notion of ‘substantive due process,’ must be the guide for
analyzing’ such a claim.”
Albright v. Oliver, 510 U.S. 266, 273
(1994) (plurality opinion of Rehnquist, C.J.) (quoting Graham v.
Connor, 490 U.S. 386, 395 (1989)).
In this case, Fletcher’s substantive due process claim is
based on the same allegations that give rise to his Fourteenth
Amendment procedural due process claim, so the substantive due
process claim should be dismissed.
See Velez v. Levy, 274 F.
Supp. 2d 444, 454 (S.D.N.Y. 2003), aff’d in part, 401 F.3d 75 (2d
Cir. 2005) (“[T]o the extent that the plaintiff’s substantive due
process claim is based on the same allegations that give rise to
the plaintiff’s Fourteenth Amendment procedural due process
claims, the underlying allegations must be analyzed under the
relevant standards for a procedural due process claim, . . .
rather than standards that govern a claim for substantive due
process.”).
C.
State Law Claims (Counts I, II and IV)
Having dismissed Fletcher’s federal-law claims, the court
declines to exercise supplemental jurisdiction over his state-law
claims in the interests of judicial economy, convenience,
11
fairness, and comity.
Under 28 U.S.C. § 1367(c)(3), “[t]he
district courts may decline to exercise supplemental jurisdiction
over a [state law] claim . . . if . . . the district court has
dismissed all claims over which it has original jurisdiction.”
When federal claims are dismissed before trial, the basis for
retaining jurisdiction is weak.
See United Mine Workers of Am.
v. Gibbs, 383 U.S. 715, 726 (1966) (“Certainly, if the federal
claims are dismissed before trial, even though not insubstantial
in a jurisdictional sense, the state claims should be dismissed
as well.”); Valencia ex rel. Franco v. Lee, 316 F.3d 299, 305 (2d
Cir. 2003) (“[I]n the usual case in which all federal-law claims
are eliminated before trial, the balance of factors to be
considered under the pendent jurisdiction doctrine--judicial
economy, convenience, fairness, and comity--will point toward
declining to exercise jurisdiction over the remaining state-law
claims.”) (quoting Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343,
350 n. 7 (1988)).
Here all of the factors to be considered point
toward declining jurisdiction over Fletcher’s claims for breach
of contract, breach of the implied covenant of good faith and
fair dealing, and violation of his rights to procedural and
substantive due process under the Connecticut State Constitution.
IV.
CONCLUSION
For the reasons set forth above, Defs.’ Mot. to Dismiss
(Doc. No. 11) is hereby GRANTED.
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The plaintiff’s § 1983 claims
are dismissed, and the court declines to exercise supplemental
jurisdiction over the plaintiff’s state law claims.
The Clerk shall enter judgment accordingly and close this
case.
It is so ordered.
Dated this 27th day of March 2012 at Hartford, Connecticut.
/s/
Alvin W. Thompson
United States District Judge
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