Strauch et al v. Computer Sciences Corp
Filing
476
ORDER: For the reasons set forth in the attached Order, Defendant's Renewed Motion for Judgment as a Matter of Law 446 is DENIED and Defendant's Third Motion to Decertify 447 is DENIED. Signed by Judge Janet Bond Arterton on 9/21/2018. (Kolker, J.)
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
JOSEPH STRAUCH and TIMOTHY COLBY,
individually and on behalf of all others similarly Civil No. 3:14-CV-956 (JBA)
situated,
Plaintiffs,
September 21, 2018
v.
COMPUTER SCIENCES CORPORATION,
Defendant.
RULING ON POST-TRIAL MOTIONS
In this action, a 9-member jury found Defendant Computer Sciences Corporation (“CSC”)
liable for overtime exemption misclassification of Plaintiffs, who are current and former Associate
Professional and Professional System Administrators (collectively, “SAs”) employed by Defendant.
Defendant now moves [Doc. # 446] for judgment as a matter of law and to decertify the certified
Rule 23 California and Connecticut classes and Fair Labor Standards Act (“FLSA”) collective. Both
parties have also briefed a number of legal disputes on the legal and equitable remedies to which
Plaintiffs are entitled, which the Court will address in a subsequent ruling.
I.
Background
The Court assumes the parties’ familiarity with the procedural history of this action. In
brief, Plaintiffs Joseph Strauch, Timothy Colby, Charles Turner, and Vernon Carre, current and
former SAs at Defendant CSC, brought this overtime misclassification action under the FLSA and
the state laws of California, Connecticut, and North Carolina, claiming that CSC wrongly classified
them and fellow employees with the same job titles as exempt. On June 9, 2015, the Court granted
[Doc. # 168] conditional certification of a FLSA collective action for a collective consisting of all
SAs with the titles “Associate Professional System Administrator,” “Professional System
Administrator,” or “Senior Professional System Administrator” (the bottom three tiers of CSC’s
five-tier system administrator hierarchy) who earned less than $100,000 annually. Then, following
oral argument held on May 10, 2017, [Doc. ## 326, 329], the Court granted in part and denied in
part Plaintiffs’ Motion [Doc. # 323] for Class Certification, certifying Connecticut and California
Rule 23 subclasses of Professional and Associate Professional System Administrators. See Strauch
v. Computer Scis. Corp., No. 3:14-CV-956 (JBA), 2017 WL 2829652, at *1 (D. Conn. June 30, 2017).
On July 14, 2017, Defendant sought to appeal this class certification to the Second Circuit
Court of Appeals, pursuant to Fed. R. Civ. P. 23(f). (Petition for Permission to Appeal Pursuant to
Fed. R. Civ. P. 23(f) at 1, Strauch et al. v. Computer Sciences Corporation, No. 17-2185 (2d Cir. July
14, 2017).) Defendant asked the Court of Appeals to determine “[w]hether the District Court erred
in certifying a class under Rule 23 by placing improper weight on the company’s uniform job titling
program where the record evidence clearly demonstrated wide variation among individuals in the
actual job qualifications, characteristics, and duties.” (Id.) On November 21, 2017, the Court of
Appeals denied Defendant's Rule 23(f) petition, finding that “an immediate appeal is
unwarranted.” (Mandate Granting Mot. to File Reply and Denying Rule 23(f) Petition [Doc. #
410].)
During the pendency of the petition for interlocutory review, Defendant moved to decertify
the California class of Associate Professional and Professional System Administrators due to the
purported inadequacy of Mr. Strauch as a class representative. (Mot. Decertification California
Subclass [Doc. # 343].) The Court denied that Motion on October 18, 2017, leaving the California
class intact. See Strauch v. Computer Scis. Corp., No. 3:14-CV-956 (JBA), 2017 WL 4683993, at *1
(D. Conn. Oct. 18, 2017). On October 27, 2017, Defendant filed their Second Motion to Decertify
[Doc. # 373], arguing that the California and Connecticut classes should both be decertified due to
2
a legally deficient trial plan put forward by Plaintiffs. The Court denied [Doc. # 412] that Motion
on November 30, 2017. See Strauch v. Computer Scis. Corp., No. 3:14-CV-956 (JBA), 2017 WL
5972886, at *1 (D. Conn. Nov. 30, 2017).
A 10-person jury was selected on December 5, 2017, and trial commenced on December 7,
2017. One juror was excused on the first day of trial. Defendant moved for a directed verdict at the
close of Plaintiffs’ evidence [Doc. # 424], and renewed the motion at the close of all evidence
[Doc. # 435], which the Court denied without prejudice. ([Doc. # 438].) On December 20, 2017,
the jury returned a verdict in Plaintiffs’ favor on liability on Plaintiffs’ claims under the FLSA and
Connecticut and California wage and hour law, also finding that Defendant acted willfully in
classifying Plaintiffs as exempt. ([Doc. # 442].) The jury found in CSC’s favor on a third question,
involving the application of the flexible work-week methodology of calculating overtime pay.
([Doc. # 442-1].) These Motions for Judgment as a Matter of Law and to Decertify—which the
Court now considers—followed the verdict.
II.
Discussion
1. Defendant’s Renewed Motion for Judgment as a Matter of Law
Defendant renews its Motion for Judgment as a Matter of Law, contending that Plaintiffs
(including the class and the collective) are exempt under one or more exemptions, and that a
reasonable jury lacked a legally sufficient evidentiary basis to find in Plaintiffs’ favor on liability.
(Mem. Law. Supp. Def.’s Renewed JMOL [Doc. # 446-1] at 1.) Additionally, Defendant contends
that “to the extent” any SAs “are non-exempt, liquidated damages and a three-year statute of
limitations are inappropriate because CSC established that it acted in good faith as a matter of law.”
(Id.)
3
“To succeed on a Rule 50 motion, a movant must show that, after full hearing on an issue
at trial, ‘there is no legally sufficient evidentiary basis for a reasonable jury’ to resolve the issue in
favor of the non-moving party. Cross v. New York City Transit Auth., 417 F.3d 241, 247–48 (2d
Cir. 2005) (quoting Fed. R. Civ. P. 50(a)(1)). “In reviewing a Rule 50 motion, a court may consider
all the record evidence, but in doing so it ‘must draw all reasonable inferences in favor of the
nonmoving party, and it may not make credibility determinations or weigh the evidence.’ ” Id.
(quoting Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150 (2000)) (other citations
omitted).
“A movant’s burden in securing Rule 50 relief is particularly heavy after the jury has
deliberated in the case and actually returned its verdict. Under such circumstances, the district
court may set aside the verdict only where there is such a complete absence of evidence supporting
the verdict that the jury’s findings could only have been the result of sheer surmise and conjecture,
or . . . [there is] such an overwhelming amount of evidence in favor of the movant that reasonable
and fair minded men could not arrive at a verdict against him.” Id. at 248 (internal quotation marks
and citations omitted) (alterations in original). “In other words, a Rule 50 motion must be denied
unless the evidence is such that, without weighing the credibility of the witnesses or otherwise
considering the weight of the evidence, there can be but one conclusion as to the verdict that
reasonable men could have reached.” Id. (internal quotation marks and citations omitted).
a. The Computer Employee Exemption
Defendant argues that the evidence at trial showed conclusively that Defendant carried its
burden of establishing that SAs were properly classified as exempt computer employees under the
FLSA. The parties agreed at trial that Plaintiffs met the salary threshold for this exemption; in
dispute were two other requirements. First, the exemption only applies to “[c]omputer systems
4
analysts, computer programmers, software engineers or other similarly skilled workers in the
computer field.” 29 C.F.R. § 541.400. And second, the exemption only applies to computer
employees whose primary duty consists of:
(1) The application of systems analysis techniques and procedures, including
consulting with users, to determine hardware, software or system functional
specifications;
(2) The design, development, documentation, analysis, creation, testing or
modification of computer systems or programs, including prototypes, based on and
related to user or system design specifications;
(3) The design, documentation, testing, creation or modification of computer
programs related to machine operating systems; or
(4) A combination of the aforementioned duties, the performance of which requires
the same level of skills.
Id.
In its Motion for Judgment as a Matter of Law, Defendant lists trial testimony and
documentary evidence that Defendant claims shows that Plaintiffs’ actual job duties included the
exempt work of (1) applying systems analysis techniques and procedures to determine hardware,
software, or system functional specifications and (2) the design, development, documentation,
analysis, creation, testing or modification of computer systems or programs, based on and related
to user or system design specification. Defendant does not, however, direct the Court to any
dispositive evidence that Plaintiffs’ primary duty consisted of these categories of exempt work. It
is not enough, in the context of a Rule 50 motion, for Defendants to merely point to the parts of
the record that might have supported a factual finding that some of Plaintiffs’ actual job duties
involved exempt work. And as Plaintiffs demonstrate in opposition, there was ample evidence in
the trial record from which the jury could reasonably have concluded that Plaintiffs’ primary duty
5
consisted of non-exempt work. For example, even putting aside illustrative class member
testimony, Plaintiffs relied on testimony from CSC supervisors who testified that SAs “aren’t
configuring” or “designing” systems from the ground up and are “not responsible for custom
application code[,]” (see infra at 10), in addition to testimony from CSC manager Mr. McKellar
regarding the extent to which SA actual job duties matched SA job descriptions, (see infra at 29),
and testimony from two supervisors describing the processes of change control, root cause
analysis, and escalation, (see infra at 30).
Defendant also attempts unconvincingly to re-characterize some of Plaintiffs’ job duties as
exempt work, but a reasonable jury could have concluded that those duties in fact constituted nonexempt work. For example, Defendant contends that Plaintiffs are responsible for the application
of systems analysis techniques and procedures to determine hardware, software, or system
functional specifications, and references class member Stephanie Saunders as a prime example,
comparing her to the plaintiff in Clarke v. JP Morgan Chase Bank, N.A., No. 08 Civ. 2400
(CM)(DCF), 2010 WL 1379778 (S.D.N.Y. Mar. 26, 2010). But while both Saunders and the plaintiff
in Clarke worked on backup functionality, Saunders’ actual testimony shows that the similarity
stops there. In Clarke, the court found that one of the plaintiffs was an exempt computer employee
where, “[a]s the employee responsible for capacity management in the Northeast region—about
fifty to sixty physical servers and 1,500 virtual servers affecting more than 10,000 users—[he]
analyzed computer systems based on and related to user or system specifications[,]” and “regularly
consulted with [JP Morgan’s separate business units] about the impact that implementing a
particular capacity remediation plan would have on the business.” Id. at 17. In effect, the plaintiff
in Clarke worked as a high-level technical advisor to his employer, with a significant degree of
operational responsibility, and the responsibility of tailoring backup solutions to the needs of large
6
and complex individual business units at JP Morgan. By contrast, Saunders testified that while she
spends “about four hours a day revamping the backup and recovery process for the PDC[,]”1 what
this actually means is just that she maintains the existing system, “[s]o if there were too many
servers scheduled at one time for backups, I would change the schedule to make them run
smoother.” (Trial Joint Ex. 2, Ex. G to Def.’s Renewed JMOL [Doc. # 446-8] at 49.) Similarly,
Saunders testified that the backup team of 12-15 people working on the Raytheon account, on
which she served, was primarily responsible for ensuring the “maintenance and health of the
backup systems and software.” (Id. at 17.) This maintenance work took up the majority of her time
on the job. (Id. at 25.) While Saunders participated in teleconferences with Raytheon to discuss
Raytheon’s technical needs, she would do so together with other team members from CSC, and
would herself only interact directly with Raytheon employees on those calls to provide them with
“a yes or a no answer” on occasions on which they asked her whether “something is technically
possible.” (Id. at 23-24.) Accordingly, the jury could have reasonably concluded that Saunders’
primary duty consisted of routine maintenance work, and that rather than “consulting with users[]
to determine hardware, software or system functional specifications[,]” 29 C.F.R. § 541.400(b)(1),
Saunders ‘consulted’ with users only to answer their technical questions. (Ex. G to Def.’s Renewed
JMOL [Doc. # 446-8] at 35.)
Defendant also compares the plaintiff in Clark to Charles Turner and Derrick Rosborough.
Turner testified that at one point in time, he was the “only remaining member” of his team “that
had a detailed knowledge of message routing,” and that as a result he “did most of the investiture
1
As Saunders explained earlier in her testimony, “PDC stands for primary data center.”
(Trial Joint Ex. 2, Ex. G to Def.’s Renewed JMOL [Doc. # 446-8] at 39.)
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projects.” (Trial Tr., Ex. A to Def.’s Renewed JMOL [Doc. # 446-2] at 731.) Rosborough testified
that he “was kind of coming in as a subject matter expert for Citrix.” (Ex. H to Def.’s Renewed
JMOL [Doc. # 446-9] at 18.) Defendant urges that Turner and Rosborough are analogous to the
plaintiff in Clark because both were the “go-to” person for particular issues, but does not explain
why their work in these areas was in fact exempt work. The mere fact that a technical employee is
the “go-to person” for a given task does not answer the question of whether completing that task
constitutes exempt work. Electricians, mechanics, and operating engineers, for example, might be
considered the “go-to person[s]” for a wide range of technical work that is non-exempt. Cf. 29
C.F.R. § 541.3(a) (“blue-collar” non-management employees are not exempt from the FLSA’s
overtime pay requirements). The same is true for employees in non-technical fields. See Morgan v.
Zieger Health Care Corp., No. 13-14809, 2015 WL 4040465, at *16 (E.D. Mich. June 5, 2015)
(denying defendant’s motion for summary judgment in FLSA case, noting that plaintiff “had some
25 years of experience in the field of pension plans” and “was the ‘go-to’ person for any question
relating to the terms of the” employer’s pension plans but that her “knowledge of the Plan
provisions and her ability to answer her superiors’ questions regarding these Plans does not ipso
facto transform her ‘advice’ into an act of discretion or independent judgment.”)
Finally, Defendant cites trial witness Norman Thatch as an example of an SA who applied
systems analysis techniques and procedures to determine hardware, software, or system functional
specifications. Thatch testified that he “moved into . . . building servers” as part of “the build
team[]” but had no role in designing the host storage systems that he was building. (Trial Tr., Ex.
A to Def.’s Renewed JMOL [Doc. # 446-2] at 622.) He testified that he worked on both “standard”
builds and “nonstandard” builds, and that for the latter, he completed the work by following
instructions provided to him by a Boeing system integrator, on direction of his manager. (Id. at
8
641.) So while Thatch worked with Boeing to determine how to create the nonstandard build, (id.
at 641-42), he was “always given tickets with full information.” (Trial Tr., Ex. P to Pls.’ Opp’n to
Def.’s Renewed JMOL [Doc. # 457-16] at 621.) Thatch testified that “[t]hey had like a project
manager who is responsible for speaking to the system integrator or the customer and working out
the details as far as how the server should be upgraded, what should be upgraded on the server or
. . . how the server should be installed.” (Id.) From the evidence, a reasonable jury could have found
that Thatch himself did not apply systems analysis techniques and procedures to determine
hardware, software, or system functional specifications, instead relying on the project manager,
system integrator, and the customer to determine these specifications.
Next, Defendant contends that “[t]he SAs testified consistently that they were responsible
for the second and third categories of job duties contemplated by the computer employee
exemption.”2 (Mem. Law. Supp. Def.’s Renewed JMOL at 9.) Defendant argues that Plaintiffs’ job
duties are consistent with those of the plaintiff in Bobadilla v. MDRC, No. 03 Civ. 9217, 2005 WL
2044938 (S.D.N.Y. Aug. 24, 2005), where the court found that the plaintiff was an exempt
computer employee as a matter of law because that plaintiff “consistently made decisions regarding
2
Under C.F.R. § 541.400, the exemption also applies to computer employees whose
primary duty consists of:
(2) The design, development, documentation, analysis, creation, testing or
modification of computer systems or programs, including prototypes, based on and
related to user or system design specifications;
(3) The design, documentation, testing, creation or modification of computer
programs related to machine operating systems[.]
Id.
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network modification and design,” personally “redesigned and supplemented an enterprise-wide
strategy to ensure that information housed in critical [employer] servers was backed-up
properly[,]” and “provided training to the rest of the Network Administrators on how to maintain
the system that he had independently designed.” Id. at 8-9. Defendant also argues that Plaintiffs’
job duties are consistent with those of the plaintiff in Olorode v. Streamingedge, Inc., No. 11 Civ.
6934 (GBD)(AJP), 2014 WL 1689039 (S.D.N.Y. Apr. 29, 2014), report and recommendation
adopted, No. 11 Civ. 6934 (GBD)(AJP), 2014 WL 3974581 (S.D.N.Y. Aug. 13, 2014). Olorode
involved a plaintiff whose job duties included, among other things, “designing and maintaining the
proper operation of the trading platform used by Streamingedge’s investment brokers[,]” and
“help[ing] brokers tailor the operating system to meet their particular needs . . . .” Id. at 22 (internal
quotation marks and citations omitted) (emphasis added).
While Defendant highlights some testimony from SAs that according to Defendant shows
that SAs were engaged in work comparable to Bobadilla and Olorode, Defendant addresses none
of the extensive countervailing evidence in the trial record referenced in Plaintiffs’ opposition brief.
(See Pls.’ Opp’n to Def.’s Renewed JMOL at 13-17.) For example, Defendant does not explain why
the jury could not have credited the testimony of CSC supervisors Evan Milewski, who testified
that SAs “aren’t configuring” or “designing” systems from the ground up, (Ex. P to id. at 899), or
Mitchell Favreau, who testified that SAs are “not responsible for custom application code[,]” (id.
at 933). And in the context of a Rule 50 motion, the question is not whether there was some
evidence in the record from which a reasonable jury could have reached a different conclusion, but
instead whether a reasonable jury lacked “a legally sufficient evidentiary basis to” make the finding
that it did. See Fed. R. Civ. P. 50(a)(1). Similarly, while Defendant argues that Plaintiffs’
characterization of their work does not change the “fact” that they performed exempt job duties,
10
Defendant fails to explain why a reasonable jury would be required to credit some job
characterization testimony over other job characterization testimony, especially where, as here,
there was evidence that Plaintiffs performed some exempt work but a key question that the jury
had to determine was whether that exempt work constituted Plaintiffs’ primary duty or not. The
trial record contains ample evidence from which reasonable jurors could conclude that Plaintiffs’
primary duty did not consist of the type of exempt work that Bobadilla and Olorode performed,
so Defendant’s Motion for Judgment as a Matter of Law cannot be granted on this basis.
As Defendant notes, “California law provides a similar exemption for computer
employees” with a higher salary threshold and a primary duty test that explicitly requires that
employees spend at least half of their time performing exempt work. (Mem. Law. Supp. Def.’s
Renewed JMOL at 15 (citing Cal. Lab. Code § 515; Cal. Wage Order 4-2001).) But just as Defendant
fails to establish that a reasonable jury would be compelled to find that Plaintiffs’ primary duty
consisted of exempt work under the FLSA, so too Defendant fails to direct the Court to any part of
the trial record that would compel a reasonable jury to find that California class members spent at
least half of their time performing exempt work. Accordingly, Defendant’s Motion for Judgment
as a Matter of Law as to the California class fails on this basis as well.3
b. The Administrative Exemption
Next, Defendant argues that it is entitled to judgment as a matter of law because SAs are
exempt administrative employees under the FLSA. In dispute at trial were two prongs of the
3
Moreover, as Plaintiffs note in opposition, Defendant fails to address any evidence in the
record supporting an additional requirement of the California computer employee exemption,
namely that Plaintiffs are primarily engaged in work that requires the exercise of discretion and
independent judgment. (See Pls.’ Opp’n to Def.’s Renewed JMOL at 17 (citing Cal. Wage Order 42001(1)(A)(3)(h)(i)); see also Tr. Jury Instructions [Doc. # 441] at 21-22.)
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exemption, both of which Defendant was required to establish: first, that Plaintiffs’ “primary duty
is the performance of office or non-manual work directly related to the management or general
business operations of the employer or the employer’s customers” and second, that their “primary
duty includes the exercise of discretion and independent judgment with respect to matters of
significance.” 29 C.F.R. § 541.200.
“The phrase ‘directly related to the management or general business operations’ refers to
the type of work performed by the employee.” 29 C.F.R. § 541.201(a). “To meet this requirement,
an employee must perform work directly related to assisting with the running or servicing of the
business, as distinguished, for example, from working on a manufacturing production line or
selling a product in a retail or service establishment.” Id. This work “includes, but is not limited to,
work in functional areas such as tax; finance; accounting; budgeting; auditing; insurance; quality
control; purchasing; procurement; advertising; marketing; research; safety and health; personnel
management; human resources; employee benefits; labor relations; public relations, government
relations; computer network, internet and database administration; legal and regulatory
compliance; and similar activities.” Id. § 541.201(b). “Some of these activities may be performed
by employees who also would qualify for another exemption.” Id.
“An employee may qualify for the administrative exemption if the employee’s primary duty
is the performance of work directly related to the management or general business operations of
the employer’s customers.” Id. § 541.201(c) (emphasis added). “Thus, for example, employees
acting as advisers or consultants to their employer’s clients or customers (as tax experts or financial
consultants, for example) may be exempt.” Id.
“In general, the exercise of discretion and independent judgment involves the comparison
and the evaluation of possible courses of conduct, and acting or making a decision after the various
12
possibilities have been considered.” Id. § 541.202(a). “The term ‘matters of significance’ refers to
the level of importance or consequence of the work performed.” Id. “Factors to consider when
determining whether an employee exercises discretion and independent judgment with respect to
matters of significance include, but are not limited to:”
whether the employee has authority to formulate, affect, interpret, or implement
management policies or operating practices; whether the employee carries out
major assignments in conducting the operations of the business; whether the
employee performs work that affects business operations to a substantial degree,
even if the employee’s assignments are related to operation of a particular segment
of the business; whether the employee has authority to commit the employer in
matters that have significant financial impact; whether the employee has authority
to waive or deviate from established policies and procedures without prior
approval; whether the employee has authority to negotiate and bind the company
on significant matters; whether the employee provides consultation or expert
advice to management; whether the employee is involved in planning long- or
short-term business objectives; whether the employee investigates and resolves
matters of significance on behalf of management; and whether the employee
represents the company in handling complaints, arbitrating disputes or resolving
grievances.
Id. § 541.202(b). “The exercise of discretion and independent judgment implies that the employee
has authority to make an independent choice, free from immediate direction or supervision.” Id.
§ 541.202(c). “However, employees can exercise discretion and independent judgment even if their
decisions or recommendations are reviewed at a higher level.” Id.
“The exercise of discretion and independent judgment must be more than the use of skill
in applying well-established techniques, procedures or specific standards described in manuals or
other sources.” Id. § 541.202(e). “The exercise of discretion and independent judgment also does
not include clerical or secretarial work, recording or tabulating data, or performing other
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mechanical, repetitive, recurrent or routine work.” Id. “An employee who simply tabulates data is
not exempt, even if labeled as a ‘statistician.’” Id.
With respect to the use of manuals,
The use of manuals, guidelines or other established procedures containing or
relating to highly technical, scientific, legal, financial or other similarly complex
matters that can be understood or interpreted only by those with advanced or
specialized knowledge or skills does not preclude exemption under section 13(a)(1)
of the Act or the regulations in this part. Such manuals and procedures provide
guidance in addressing difficult or novel circumstances and thus use of such
reference material would not affect an employee's exempt status. The section
13(a)(1) exemptions are not available, however, for employees who simply apply
well-established techniques or procedures described in manuals or other sources
within closely prescribed limits to determine the correct response to an inquiry or
set of circumstances.
Id. § 541.704.
Finally, with respect to the term “matters of significance,”
An employee does not exercise discretion and independent judgment with respect
to matters of significance merely because the employer will experience financial
losses if the employee fails to perform the job properly. For example, a messenger
who is entrusted with carrying large sums of money does not exercise discretion
and independent judgment with respect to matters of significance even though
serious consequences may flow from the employee's neglect. Similarly, an employee
who operates very expensive equipment does not exercise discretion and
independent judgment with respect to matters of significance merely because
improper performance of the employee’s duties may cause serious financial loss to
the employer.
Id. § 541.202(f).
Defendant argues that a reasonable jury would have been compelled to find both that
Plaintiffs’ primary duty was the performance of office or non-manual work directly related to the
management or general business operations of the employer or the employer’s customer and that
Plaintiffs’ primary duty included the exercise of discretion and independent judgment with respect
14
to matters of significance. At trial, Defendant bore the burden of proving both of these elements
of the exemption by a preponderance of the evidence.
Here, the Court need not reach the question of whether a reasonable jury could have found
that Plaintiffs’ primary duty was the performance of office or non-manual work directly related to
the management or general business operations of the employer or the employer’s customer,
because the jury’s finding for Plaintiffs on this exemption was amply supported by evidence that
Plaintiffs’ primary duty did not include the exercise of discretion and independent judgment with
respect to matters of significance.
While Defendant correctly notes that the trial record includes evidence that Plaintiffs
exercised some level of discretion and independent judgment, Defendant fails to address the
substantial evidence presented to the jury that Plaintiffs’ primary duty involved following
checklists, step-by-step instructions, troubleshooting policies, patch approval processes, the
instructions of system integrators, and existing documentation, inter alia. (See Pls.’ Opp’n to Def.’s
Renewed JMOL at 20-21 (citing the trial testimony of Plaintiffs and class and collective members
Colby, Glanovsky, DeLira, Carre, Atkinson, Strauch, Clay, Thatch, Marsh, Turner, Saunders,
Smith, and Rosborough).)
The jury was instructed that “[t]he exercise of discretion and independent judgment means
more than using skill in applying well-established techniques, procedures, or specific standards
described in manuals or other sources, although using established procedures in a manual or
guidelines does not preclude an employee’s use of discretion and independent judgment.” (Tr. Jury
Instructions at 15.) The jury was similarly instructed that “[e]mployees who simply apply wellestablished techniques or procedures described in manuals or other sources within closely
prescribed limits to determine the correct response to an inquiry or set of circumstances are not
15
performing exempt work.” (Id. at 11.) While Defendant identifies all of the evidence that a
reasonable jury could have weighed against class members’ testimony on the role of manuals and
guidelines in their work, it does not explain why a reasonable jury would have been obligated to
discount or ignore class members’ testimony on this topic or to weigh the evidence differently.
Accordingly, Defendant’s Motion for Judgment as a Matter of Law cannot be granted on this
ground.
Defendant further argues that the evidence at trial established that the SAs were exempt
administrative employees under Connecticut law, maintaining that “the Connecticut
Administrative Exemption is far easier to meet than is the FLSA administrative exemption”
because, in principal part, “there is no ‘matters of significance’ requirement under Connecticut
law.” (Mem. Law. Supp. Def.’s Renewed JMOL at 24.) The Court rejected this argument at trial,
instructing the jury to use the instructions provided for the FLSA administrative exemption in
determining whether Defendant had met its burden of proof that Plaintiffs in the Connecticut
Class fell under the Connecticut administrative exemption. But whether the Connecticut
administrative exemption contains a “matters of significance” requirement or not, the state law
exemption clearly requires an employer to prove that employees “customarily and regularly
exercise[] discretion and independent judgment[.]” Conn. Agencies Regs. 31-60-15. For the same
reasons that a reasonable jury had a sufficient basis for finding in Plaintiffs’ favor on the question
of the FLSA administrative exemption, a reasonable jury could have determined that Defendant
failed to meet its burden on this element of the Connecticut exemption.
Finally, Defendant argues that the evidence at trial established that the SAs were exempt
administrative employees under California law. Although the California administrative exemption
requires a defendant to prove slightly different elements than the federal and Connecticut
16
administrative exemptions, Defendant contends that “the California exemption is satisfied for the
same reasons as the federal and Connecticut exemptions[.]” (Mem. Law. Supp. Def.’s Renewed
JMOL at 26.) For the same reasons related to the FLSA administrative exemption, and including
Mr. Thatch’s testimony in the context of the computer professional exemption, Defendant’s
Motion for Judgment as a Matter of Law fails as to the California administrative exemption as well.
c. The Learned Professional Exemption
Defendant also contends that the evidence at trial showed that SAs are exempt under the
FLSA learned professional exemption. This exemption applies to those employees whose primary
duty satisfies three enumerated elements:
(1) The employee must perform work requiring advanced knowledge;
(2) The advanced knowledge must be in a field of science or learning; and
(3) The advanced knowledge must be customarily acquired by a prolonged course
of specialized intellectual instruction.
29 C.F.R. § 541.301(a). “The phrase ‘work requiring advanced knowledge’ means”
work which is predominantly intellectual in character, and which includes work
requiring the consistent exercise of discretion and judgment, as distinguished from
performance of routine mental, manual, mechanical or physical work. An employee
who performs work requiring advanced knowledge generally uses the advanced
knowledge to analyze, interpret or make deductions from varying facts or
circumstances. Advanced knowledge cannot be attained at the high school level.
Id. § 541.301(b). “The phrase ‘field of science or learning’ includes”
the traditional professions of law, medicine, theology, accounting, actuarial
computation, engineering, architecture, teaching, various types of physical,
chemical and biological sciences, pharmacy and other similar occupations that have
a recognized professional status as distinguished from the mechanical arts or skilled
trades where in some instances the knowledge is of a fairly advanced type, but is not
in a field of science or learning.
17
Id. § 541.301(c). And “[t]he phrase ‘customarily acquired by a prolonged course of specialized
intellectual instruction’ restricts the exemption to”
professions where specialized academic training is a standard prerequisite for
entrance into the profession. The best prima facie evidence that an employee meets
this requirement is possession of the appropriate academic degree. However, the
word “customarily” means that the exemption is also available to employees in such
professions who have substantially the same knowledge level and perform
substantially the same work as the degreed employees, but who attained the
advanced knowledge through a combination of work experience and intellectual
instruction. Thus, for example, the learned professional exemption is available to
the occasional lawyer who has not gone to law school, or the occasional chemist
who is not the possessor of a degree in chemistry. However, the learned professional
exemption is not available for occupations that customarily may be performed with
only the general knowledge acquired by an academic degree in any field, with
knowledge acquired through an apprenticeship, or with training in the
performance of routine mental, manual, mechanical or physical processes. The
learned professional exemption also does not apply to occupations in which most
employees have acquired their skill by experience rather than by advanced
specialized intellectual instruction.
Id. § 541.301(d).
In support of its argument that Plaintiffs fall into the FLSA’s learned professional
exemption, Defendant relies, as it has throughout this litigation, on Pippins v. KPMG, LLP, 759
F.3d 235, 252 (2d Cir. 2014) (holding that KPMG “Audit Associates, while early in their careers,
are precisely the types of professionals the regulations seek to exempt from FLSA—wellcompensated professionals at a top national accountancy practice, performing core accountancy
tasks.”). In the Court’s view, Defendant’s reliance upon Pippins is unwarranted. That case involved
a misclassification claim made by junior-level accountants at a Big Four accounting firm, who “are
generally required to be either eligible or nearly eligible to become licensed as Certified Public
Accountants (‘CPAs’)” and where “in actual fact the vast majority of Audit Associates had
18
accounting degrees and were eligible to take the CPA exam[.]” 759 F.3d at 250. Accounting is
specifically recognized as one of the traditional learned professions exempted from the FLSA’s
overtime requirement. The plaintiffs in Pippin bear scant resemblance to the SAs here and if
anything, perhaps better resemble recent law graduates, who similarly hold specialized degrees and
are eligible to apply for an exam that will permit them to become licensed to work in a traditional
“learned profession.” It is for this reason, among others, that even junior attorneys who are paid
on an hourly basis are exempt from the FLSA’s overtime requirement. See Jackson Cty. Assistant
Prosecutors Ass’n v. Cty. of Jackson, No. Civ. A. 90-CV-70409DT, 1991 WL 438282, at *5 (E.D.
Mich. Jan. 30, 1991) (finding that “assistant county prosecutors . . . are exempt [professional
employees] notwithstanding the allegation that these employees were not paid on a salaried
basis.”). SAs, by contrast, are not trainees seeking entry into a licensed profession, but experienced
workers in their own right, in a job that does not require a specialized degree or licensing as a
matter of course. See 29 C.F.R. § 541.301(d) (“the learned professional exemption is not available
for occupations that customarily may be performed with only the general knowledge acquired by
an academic degree in any field, with knowledge acquired through an apprenticeship, or with
training in the performance of routine mental, manual, mechanical or physical processes. The
learned professional exemption also does not apply to occupations in which most employees have
acquired their skill by experience rather than by advanced specialized intellectual instruction.”)
Defendant argues that “[w]ith advanced degrees in computer science, training courses
geared towards their specific sub-specialties, and advanced knowledge gained from years of
relevant experience, CSC demonstrated that the SAs satisfy the learned professional exemption
under the FLSA.” But for substantially the reasons described above, a reasonable jury could have
determined that Plaintiffs’ work did not “requir[e] the consistent exercise of discretion and
19
judgment, as distinguished from performance of routine mental, manual, mechanical or physical
work.” 29 C.F.R. § 541.301(b). Nor has Defendant demonstrated that Plaintiffs’ work falls into a
“field of science or learning . . . as distinguished from the mechanical arts or skilled trades where
in some instances the knowledge is of a fairly advanced type, but is not in a field of science or
learning.” Id. § 541.301(c). Finally, while Defendant correctly notes that some Plaintiffs held
degrees in computer science or comparable credentials for the purpose of the exemption,
Defendant has not shown why the evidence at trial would compel a reasonable jury to conclude
that Plaintiffs are engaged in a profession “where specialized academic training is a standard
prerequisite for entrance into the profession.” Id. § 541.301(d) (emphasis added). Similarly,
Defendant has not shown that a reasonable jury could not have concluded that Plaintiffs’
occupation “customarily may be performed with only the general knowledge acquired by an
academic degree in any field, with knowledge acquired through an apprenticeship, or with training
in the performance of routine mental, manual, mechanical or physical processes[,]” or that “most
employees [in Plaintiffs’ occupation] have acquired their skill by experience rather than by
advanced specialized intellectual instruction.” Id. For all of the foregoing reasons, Defendant is not
entitled to judgment as a matter of law on this basis. Because Defendant advances no separate
arguments as to the applicability of the state law professional exemptions and rests on its
arguments made in the context of the FLSA, Defendant’s Motion will be similarly denied as to the
California and Connecticut classes.
d. The Combination Exemption
Finally, Defendant contends that to the extent Plaintiffs are not exempt under the computer
employee, administrative, or professional exemptions, Plaintiffs are exempt under the
“combination” exemption. The jury was instructed, based on 29 C.F.R. § 541.708, that
20
[i]f you find that CSC failed to prove Plaintiffs’ primary duties satisfied the test for
the administrative exemption, or the computer professional employee exemption,
or the learned professional exemption, but you find that CSC has proved that
Plaintiffs’ primary duty was some combination of those exemptions and that CSC
has proved that the other requirements of those exemptions apply, then you may
find that CSC has met its burden of proving Plaintiffs were exempt employees and
were not entitled to overtime.
Where the responsibilities of an employee do not satisfy any of the separate primary
duty tests for the administrative, computer professional, or learned professional
exemptions, but the employee does perform some exempt duties in two or more of
those categories, then the employee may be exempt under the combination
exemption if and only if the combination of exempt duties, when tacked together,
satisfy the primary duty test as being the main, major, or most important duties of
the employee. An employee does not fall under this exemption where their primary
duty consists of non-exempt duties.
(Jury Instr. at 19.)
Following this instruction, with which Defendant does not take issue, Defendant argues
that even if Plaintiffs’ primary duty may not have consisted of work that satisfied any single one of
the three claimed exemptions, Plaintiffs’ primary duty consisted of different job duties that each
individually satisfied one of the three claimed exemptions, such that in combination, Plaintiffs’
primary duty consisted of some type of exempt work. Defendant also claims that SAs are exempt
as a matter of California law under the state analog to the FLSA’s combination exemption. (There
is no combination exemption under Connecticut law). Defendant advances no additional
argument in support of the combination exemption beyond what it argued in the context of the
three individual exemptions. However, even if Defendant proved that Plaintiffs, as a matter of law,
performed some exempt work under all three claimed exemptions, the jury could reasonably
conclude that Plaintiffs’ primary duty did not consist of exempt work under any of the three
21
exemptions, individually or in combination, and Defendant has failed to show entitlement to
judgment as a matter of law on the combination exemption.
Defendant also urges that its Renewed Motion for Judgment as a Matter of Law must be
granted because after the jury returned its verdict in this case, the Supreme Court overruled longstanding precedent that FLSA exemptions should be narrowly construed. Compare Encino
Motorcars, LLC v. Navarro, 138 S. Ct. 1134, 1142 (2018) (“Because the FLSA gives no ‘textual
indication’ that its exemptions should be construed narrowly, ‘there is no reason to give [them]
anything other than a fair (rather than a ‘narrow’) interpretation.’ ” (quoting A. Scalia & B. Garner,
Reading Law 363 (2012))) with Arnold v. Ben Kanowsky, Inc., 361 U.S. 388, 392 (1960) (“We have
held that these exemptions are to be narrowly construed against the employers seeking to assert
them and their application limited to those establishments plainly and unmistakably within their
terms and spirit.” (citation omitted)). While the jury here was instructed in a single sentence that
the exemptions were “narrow” ones, the jury was also repeatedly and thoroughly instructed that
Defendant bore only the burden of proving the exemptions by a preponderance of the evidence.
(See Tr. Jury Instructions at 5, 6, 10, 17, 21, 24, 25.) Defendant does not explain how this post-trial
change in law would likely have changed the verdict outcome if the “narrow” instruction had not
been given. Defendant does not ask for a new trial on this basis, but instead just states that “[n]ow
that the Supreme Court has definitively ruled that the exemptions to the FLSA should not be
narrowly construed, the law is even more in favor of finding that CSC has proven that SAs are
exempt employees under all of CSC’s exemption defenses[.]” (Not. Supp. Auth. Supp. Def.’s
Renewed JMOL and Mot. Decertify [Doc. # 470] at 2 (emphasis in original).) While Encino
represents a change in the law as to whether exemptions under the FLSA should be construed
narrowly, Defendant raises only one substantive argument explaining why this change in law
22
requires the granting of its JMOL, that is, its argument that the Supreme Court’s application of a
disjunctive reading of an FLSA exemption applies to the exemptions at issue in this case, and
contention that the computer professional exemption must be read disjunctively as applied to the
SAs. Defendant’s argument is perplexing, however, because the Court did instruct the jury on this
exemption in a manner that made clear the disjunctive reading, pre-Encino, at Defendant’s
insistence. (Jury Instr. at 16-17.) So the basis for Defendant’s argument that Encino requires
granting the JMOL lacks merit.
e. Willfulness
Defendant also seeks to set aside the jury’s finding on willfulness. At trial, the jury was
directed first to determine whether Defendant proved any of the exemptions that it claimed under
federal and state law. (Jury Verdict Form [Doc. # 442].) The jury was then instructed that if and
only if it found in Plaintiffs’ favor on all four claimed federal exemptions, it was then to determine
whether Plaintiffs proved that Defendant acted “willfully” in classifying Plaintiffs as exempt
employees and denying them overtime pay. (Id. at 2-3; Jury Instr. at 23.) The jury was instructed
that it would be “Plaintiffs’ burden to prove by a preponderance of the evidence that CSC acted
willfully in improperly classifying them as exempt.” (Jury Instr. at 23.) The jury was further
instructed that
[a]n employer acts willfully if it knew or showed reckless disregard for the question
of whether its conduct was prohibited by the FLSA. An employer acts with reckless
disregard when it acts, or fails to act, with a conscious lack of concern for the
consequences. You may find that CSC showed “reckless disregard” if you find that
it failed to make an adequate inquiry into whether its conduct was in compliance
with the FLSA.
23
Id. The jury found in Plaintiffs’ favor on this question as well, which entitles Plaintiffs to a threeyear statute of limitations on their federal claims, instead of the usual two-year statute of
limitations.4
Defendant argues first that because it “exhibited good faith when it classified the SA
positions at issue as exempt” its actions were not willful “by definition[.]”5 In substance, Defendant
argues primarily that the jury could not properly have found willfulness in light of the evidence
that Defendant consulted with “experienced outside counsel to evaluate its internal conclusions.”
(Mem. Law. Supp. Def.’s Renewed JMOL at 31.) After Defendant’s own exemption determination
for SAs, its outside counsel Timothy Bartl analyzed three levels of SAs—SA I (who are not part of
the class or collective action), SA II (now the Associate Professional SAs) and SA III (now the
Professional SAs). Bartl told Defendant that SA I workers should have been classified as nonexempt, a change that Defendant made. (Id. at 32.) Bartl told Defendant that SA III workers were
in fact exempt and that Defendant “had a good faith argument” that SA II workers were
exempt. (Id.) Defendant further argues that it “memorialized its determination in separate FLSA
4
Actions for unpaid overtime compensation under the FLSA “may be commenced within
two years after the cause of action accrued . . . except that a cause of action arising out of a willful
violation may be commenced within three years after the cause of action accrued[.]”
29 U.S.C. § 255. A violation of the FLSA is “willful” where “the employer either knew or showed
reckless disregard for the matter of whether its conduct was prohibited by the statute[.]”
McLaughlin v. Richland Shoe Co., 486 U.S. 128, 133 (1988).
5
The Court will address Defendant’s good faith claim in the remedies ruling that will be
filed at a later date, but notes that while the concepts of good faith and willfulness are interrelated,
they are not identical. See Herman v. RSR Sec. Servs. Ltd., 172 F.3d 132, 141-43 (2d Cir. 1999)
(considering separately whether plaintiff proved willfulness for the purpose of applying a threeyear statute of limitations and whether defendant proved good faith for the purpose of determining
whether liquidated damages would be assessed), holding modified on other grounds by Zheng v.
Liberty Apparel Co. Inc., 355 F.3d 61 (2d Cir. 2003).
24
exemption analyses” and “created and used an ‘FLSA Duties Test Assessment Form’ to further
evaluate whether the positions at issue qualified for any of the exemptions[,]” and that “these
efforts constitute a good faith attempt to comply with the law[.]” (Id.)
Defendant takes issue with what it characterizes as the three pieces of evidence upon which
Plaintiffs relied at trial on the question of willfulness. First, Defendant disputes the import that the
jury could attach to the fact that after review by outside counsel, Defendant added the term
“matters of significance” to the job description of the class members. (Id. at 33.) Defendant argues
that Heidi Josephson’s testimony established that “this was done to explain to managers the level
of work that was expected of SAs[]” and that “Plaintiffs offered no evidence to the contrary.”
Defendant also argues that because this phrase was added after Defendant received the advice of
its outside counsel, there is “[l]ogically” no way in which the addition of this phrase to the job
description supports a conclusion of willfulness. (Id.)
Second, Defendant argues that no significance should be attached to the fact, brought out
at trial, that while Defendant’s outside counsel Mr. Bartl determined that SA IIIs were exempt
workers, he determined only that Defendant would have a “good faith argument” that SA IIs were
also exempt. (Id.) Third, Defendant takes issue with Plaintiffs’ reliance on Exhibit 992—in which
a manager states that he believed that it would save Defendant money if it promoted Darell Frazier
Jr. into an exempt SA position—insofar as it does not speak to any class-wide issues. (Id.)
In opposition, Plaintiffs argue that the trial record supports the jury’s finding, because the
“jury could have reasonably concluded . . . that CSC engaged in a pro forma review of its exemption
decisions that was designed largely to confirm the status quo ante, rather than to comply with the
law[.]” (Pls.’ Opp’n to Def.’s Renewed JMOL at 34.) Plaintiffs contend that the trial record showed
that Defendant was “on notice of potential FLSA violations and conducted an inadequate
25
inquiry[,]” and the mere fact of “soliciting advice from outside counsel does not preclude a
willfulness finding, if the investigation is inadequate.” (Id. at 33-34 (citing Cook v. Carestar, Inc.,
No. 2:11-CV-00691, 2013 WL 5477148, at *13 (S.D. Ohio Sept. 16, 2013), Mumby v. Pure Energy
Servs. (USA), Inc., 636 F.3d 1266, 1270 (10th Cir. 2011)).) Defendant provides no contrary
authority holding that an employer’s violation of the FLSA cannot be willful as a matter of law if
the employer consults with outside counsel.
Plaintiffs reference evidence presented to the jury that in 2004 CSC had been under
investigation by the U.S. Department of Labor for misclassifying technical workers, and that
during the same period, CSC was a defendant in three class actions challenging its overtime
practices. (See Pls.’ Opp’n to Def.’s Renewed JMOL at 34.) To audit its own classification decisions,
CSC hired outside counsel: Mr. Bartl. Plaintiffs note Bartl’s testimony that his work at the
McGuiness Williams Norris law firm was split between lobbying and providing legal advice and
counsel. (Trial Tr., Ex. P to Pls.’ Opp’n to Def.’s Renewed JMOL at 274-75.) He testified that his
law firm provided legal counsel to and helped “run and manage” the HR Policy Association, a trade
organization. (Id. at 275.) While he was there, Bartl testified that he lobbied on Capitol Hill on
behalf of members of the trade association, who consisted of “management at big companies,” to
change federal overtime laws. (Id. at 275-76.) Defendant was a member of this trade organization,
which is how Bartl “first bec[a]me acquainted” with the company, which then retained Bartl’s
services to review exemption classification decisions. (Id. at 277-78.)
Plaintiffs point to Bartl’s testimony that in an exemption audit, it is important to look
beyond an employer’s job description to understand the actual job duties that employees perform,
“[b]ecause oftentimes the job duties as described in a document and those being performed by
employees can differ.” (Trial Tr., Ex. P to Pls.’ Opp’n to Def.’s Renewed JMOL at 301.) Plaintiffs
26
cite Bartl’s testimony that with respect to the job that became the Associate Professional SA, Bartl
spoke with four supervisors about the job duties but spoke to no current SAs and reviewed no
employee survey about their job duties. (Pls.’ Opp’n to Def.’s Renewed JMOL at 35.) And with
respect to the job that became the Professional SA, Bartl testified that he did not speak with any
supervisors or SAs to determine the actual job duties performed by employees in that role. (Trial
Tr., Ex. P to Pls.’ Opp’n to Def.’s Renewed JMOL at 317-18.)
In sum, Plaintiffs contend that the trial record showed that “Bartl’s only basis for
concluding that Professional SAs were exempt was a review of their job description[,]” and that
“[w]hile he conducted some additional inquiry into the Associate Professional title, the jury could
have concluded that the supervisors he spoke to likely had little knowledge of what SAs did day in
and day out . . . and even then, he was unable to say unequivocally that they were exempt.” (Pls.’
Opp’n to Def.’s Renewed JMOL at 36.)
Defendant accurately notes that Heidi Josephson testified that the phrase “matters of
significance” was added to SA job descriptions in order to explain to managers the level of work
that was expected of the SAs. Both parties agree that the phrase was added after Bartl made his
determination that the Professional SAs were exempt and that Defendant had a good faith basis
for concluding that the Associate Professional SAs were as well. Defendant argues that based on
this timing, as a matter of logic, “the addition of ‘matters of significance’ in no way supports a
conclusion of willfulness.” (Mem. Law. Supp. Def.’s Renewed JMOL at 33.) But this argument fails
to take into account the inference that a reasonable jury could draw from the timing of this addition
in light of the other evidence. Plaintiffs also offered evidence that Defendant knew of the risk of
misclassifying technical workers from the previous DOL investigation and then sought an opinion
letter from an industry advocate who based his conclusions primarily on job descriptions and
27
conversations with a few supervisors. Therefore, a reasonable jury could conclude that Defendant,
having obtained an opinion letter rubber-stamping its exemption determinations as to class
members, sought to protect itself from liability for misclassification by changing the job
description to more closely parrot the exemption regulations. While close, this evidence
sufficiently supports the jury’s determination that more likely than not Defendant acted willfully
in misclassifying Plaintiffs. See Sikiotis v. Vitesse Worldwide Chaufeeured Servs., Inc., 147 F. Supp.
3d 39, 47 (D. Conn. 2015) (“Reckless disregard . . . involves actual knowledge of a legal
requirement, and deliberate disregard of the risk that one is in violation.” (internal quotations and
citations omitted)).
2. Defendant’s Third Motion to Decertify
Defendant also moves to decertify the certified Rule 23 California and Connecticut classes
and FLSA collective. (Mot. Decertify [Doc. # 447].) Defendant argues that “[w]ith evidence closed,
it is clearer than ever before that the members of the conditionally certified FLSA class are not
similarly situated and that the state law class members do not meet the Rule 23(a) requirements of
commonality or the Rule 23(b) requirements of superiority and predominance.” (Mem. Supp.
Def.’s Mot. Decertify [Doc. # 447-1] at 29.) Under Rule 23, “[a]n order that grants or denies class
certification may be altered or amended before final judgment.” Fed. R. Civ. P. 23(c)(1)(3). This
Court “has the affirmative duty of monitoring its class decisions in light of the evidentiary
development of the case.” Mazzei v. Money Store, 829 F.3d 260, 266 (2d Cir. 2016).
This Motion to Decertify marks the fourth time the Court has considered substantially
similar legal arguments by Defendant against class certification in this case. The majority of
Defendant’s Motion to Decertify reprises legal arguments that the Court has already considered
28
and rejected; Defendant offers no persuasive authority in its Motion warranting a change.6
Accordingly, the Court focuses its analysis in this ruling on the new grounds for decertification
raised by Defendant, particularly the claimed grounds for decertification that relate specifically to
the evidence introduced at trial.
First, Defendant contends that decertification is warranted because Plaintiffs falsely
represented to the Court in their trial plan that they would primarily rely on direct, common
evidence regarding class members’ actual job duties, with class member testimony serving not as a
statistically representative sample, but simply as illustrative of the common evidence. But as
Plaintiffs recount, their evidence at trial included both illustrative class member testimony as well
as evidence drawn from “CSC’s own corporate documents and witnesses[.]” (See Pls.’ Mem. Law
Opp’n to Def.’s Mot. Decertify [Doc. # 461] at 8-9 (citing CSC Catalyst Overview (Pls.’ Tr. Ex. 7);
Global Jobs and Roles Policy (Def.’s Tr. Ex. 948); Job Classification Training for Managers (Def.’s
Tr. Ex. 975); Job Description Summary Report (Def.’s Tr. Ex. 961); testimony of Heidi Josephson
that job descriptions indicate the “general nature and level of work” (Trial Tr., Ex. P to Pls.’ Opp’n
to Def.’s Renewed JMOL at 201-02); testimony of CSC manager Mr. McKellar that some of the
activities in the Associate Professional SA job description were performed by Associate
Professional SAs and that the Professional SA job description generally described the job duties of
Professional SAs (Ex. E to Pls.’ Mem. Law Opp’n to Def.’s Mot. Decertify [Doc. # 461-6] at 767-
6
See Strauch v. Computer Scis. Corp., No. 3:14-CV-956 (JBA), 2017 WL 2829652 (D. Conn.
June 30, 2017) (certifying class over Defendant’s objections); Strauch v. Computer Scis. Corp., No.
3:14-CV-956 (JBA), 2017 WL 4683993 (D. Conn. Oct. 18, 2017) (denying Defendant’s Motion to
Decertify on the basis of Mr. Strauch’s purported inadequacy as a class representative”); Strauch v.
Computer Scis. Corp., No. 3:14-CV-956 (JBA), 2017 WL 5972886 (D. Conn. Nov. 30, 2017)
(denying Motion to Decertify on the basis of Plaintiffs’ purportedly legally deficient trial plan).
29
68); testimony of McKellar describing change control (id. at 771-73); testimony of CSC supervisor
Milewski describing change control, root cause analysis, and escalation (id. at 886-87)).) Defendant
offers no argument as to why such common evidence was insufficient to sustain the class that was
certified, instead focusing on the red herring that Plaintiffs failed to present testimony from a
statistically-significant sample of class members—an argument that the Court has previously
considered and rejected.
Second, Defendant faults Plaintiffs for cherry-picking class members to testify who would
bolster Plaintiffs’ case, arguing that “[t]he use of highly varied and statistically defective
representative testimony to impose liability in this case would deny CSC due process.” (Id. at 31.)
But if, as Defendant claims, Plaintiffs’ chosen selection of class witnesses was in fact unduly
unrepresentative—a claim Plaintiffs vigorously dispute—Defendant had full opportunity to rebut
Plaintiffs’ evidence with its own presentation of countervailing class member live and deposition
testimony. Defendant chose, for the most part, not to do so. Defendant contends that it cannot be
faulted for not calling class member witnesses whom the Court precluded it from calling, (see Def.’s
Reply Supp. Mot. Decertify [Doc. # 465]), but in support of this proposition cites only the Court’s
order that “Defendant may not compel the live testimony at trial of opt-in Plaintiffs [i.e. FLSA
collective members] who are beyond Rule 45’s subpoena power[.]” ([Doc. # 411].) As Plaintiffs
note, the Court’s pretrial order on this question left Defendant free to subpoena any of the
hundreds of class members who presumably reside within the range of Rule 45’s reach and free to
designate deposition testimony from class members outside of Rule 45’s reach. Generally speaking,
parties lack standing to complain of alleged violations of Constitutional rights where the harm is
self-inflicted. See, e.g., Clapper v. Amnesty Int’l USA, 568 U.S. 398, 418 (2013) (“respondents’ self-
30
inflicted injuries are not fairly traceable to the Government’s purported activities . . . and their
subjective fear of surveillance does not give rise to standing.”).
Third, Defendant argues that California class representative and Named Plaintiff Joseph
“Strauch was not an adequate or typical class representative, because he had no independent
knowledge of his job title change and only knew that he was a Professional SA in the class because
his lawyers told him.” (Mem. Supp. Def.’s Mot. Decertify at 39.) Previously, the Court considered
and rejected similar arguments by Defendant, finding that Strauch satisfied both the adequacy and
typicality requirements, that Strauch’s “actual job duties as a Professional SA . . . largely fit the job
functions inferable from the Professional SA job description[,]” and that Defendant identified no
“actual or potential conflicts of interests that may prevent Mr. Strauch from adequately
representing the class.” Strauch v. Computer Scis. Corp., No. 3:14-CV-956 (JBA), 2017 WL
4683993, at *4-6 (D. Conn. Oct. 18, 2017). The only new claim in the instant Motion to Decertify
is that Strauch is inadequate or non-typical because of his lack of personal knowledge of his job
title as a Professional SA. Defendant fails, however, to cite any case, statute, regulation, rule of
procedure, or committee advisory note indicating that a lack of personal knowledge of one’s job
title, as opposed to job duties, defeats a class representative’s adequacy or typicality. According,
Defendant’s argument on this ground is unavailing.
Finally, Defendant argues in its Reply that Plaintiffs’ post-trial submissions “leave no room
for doubt that this case is not (and was never) appropriate for certification under the FLSA or Rule
23.” (Def.’s Reply Supp. Mot. Decertify at 1, 4-9.) Defendant contends that in its damages briefing,
Plaintiffs have gone back on their pre-trial stipulation that damages would be calculated
mechanically on the basis of Defendant’s timekeeping data, raising questions of individualized
damage calculations that change the predominance inquiry. This concern is unwarranted, because
31
Plaintiffs are bound by the stipulation and will not be permitted to litigate individualized damages
questions in any way that would contradict the parties’ stipulation on the methodology for
calculation of damages.
Next, Defendant contends that Plaintiffs’ post-trial briefings “underscore the lack of
ascertainability that has plagued this purported ‘class’ from the start[.]” (Def.’s Reply Supp. Mot.
Decertify at 7.) Specifically, according to Defendant, Plaintiffs seek now to “add” “individuals who
were not part of the collective . . . by tolling the statute of limitations[,]” while “[t]here are other
individuals whom Plaintiffs are not even sure ever held a position that qualifies them to be included
in this lawsuit.” (Id.) Without endorsing Defendant’s characterization of this pending dispute
between the parties, the Court notes that Defendant’s concerns that Plaintiffs seek to expand the
class post-trial are moot, because the Court agrees with Defendant that Plaintiffs cannot expand
the class now.7
For all of the foregoing reasons, Defendant’s Third Motion to Decertify is denied as to both
the Rule 23 classes and the FLSA collective. The Court has considered Defendant’s other
arguments and finds them unconvincing.
7
Moreover, Defendant’s ascertainability arguments fail to engage with binding Second
Circuit precedent defining the proper scope of the ascertainability inquiry, authority that is
particularly relevant in light of the nature of Defendant’s argument. See In re Petrobras Sec., 862
F.3d 250, 264 (2d Cir. 2017) (rejecting argument for “‘heightened’ ascertainability requirement
under which any proposed class must be ‘administratively feasible,’ over and above the evident
requirements that a class be ‘definite’ and ‘defined by objective criteria,’ and separate from Rule
23(b)(3)’s requirements of predominance and superiority.”).
32
III.
Conclusion
For the reasons set forth above, the Court DENIES Defendant’s Renewed Motion for
Judgment as a Matter of Law and DENIES Defendant’s Third Motion to Decertify.
IT IS SO ORDERED.
/s/
Janet Bond Arterton, U.S.D.J.
Dated at New Haven, Connecticut this 21st day of September 2018.
33
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