Bispham v. Hartford Hospital
Filing
37
ORDER granting Defendant's 24 Motion for Summary Judgment. Signed by Judge Victor A. Bolden on 9/23/2016. (Chen, C.)
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
MARGARETA BISPHAM,
Plaintiff,
v.
No. 14-cv-1126 (VAB)
HARTFORD HOSPITAL,
Defendant.
RULING ON MOTION FOR SUMMARY JUDGMENT
Plaintiff, Margareta Bispham, brought this action in Connecticut Superior Court against
Hartford Hospital, her former employer, asserting claims under the Age Discrimination in
Employment Act (“ADEA”), Title VII of the Civil Rights Act (“Title VII”), the Connecticut Fair
Employment Practices Act (“CFEPA”), and negligent infliction of emotional distress and
intentional infliction of emotional distress under Connecticut state law. ECF No. 1-1.
Defendant, Hartford Hospital, removed the case to this Court, ECF No. 1, and now moves for
summary judgment on all counts of the Plaintiff’s complaint. ECF No. 24.
For the reasons discussed below, the Court GRANTS summary judgment in favor of
Hartford Hospital on all of Ms. Bispham’s federal claims. The Court declines to exercise
supplemental jurisdiction over her remaining state law claims, and therefore REMANDS those
claims to the Connecticut Superior Court.
I.
STATEMENT OF FACTS
Ms. Bispham was hired by Hartford Hospital on July 24, 1995 for a 24 hour per week
Patient Care Associate (“PCA”) position on the general surgery floor. Def.’s Local Rule
1
56(a)(1) Statement ¶ 1, ECF No. 26.1 As of the date this lawsuit was filed in 2014, Ms. Bispham
was 52 years old. Compl. ¶ 4, ECF No. 1-1. Ms. Bispham became a full-time 40 hour per week
PCA on the general surgery floor on August 27, 1995. Def.’s Local Rule 56(a)(1) Statement ¶ 2.
On May 27, 2001, she applied for and received a transfer to a full-time PCA position on the
Neuro/Trauma Intensive Care Unit (“ICU”) at Hartford Hospital. Id. ¶ 3. Ms. Bispham worked
the 11:00 PM to 7:00 AM shift (“night shift”) in the ICU. Id. ¶ 5. Ms. Bispham was notified of
her termination during a meeting on November 16, 2012. Ruszczyk Decl. ¶ 35, ECF No. 26-3.
In 2011 and 2012, Kathryn Ruszczyk was the Nurse Manager assigned to the ICU.
Def.’s Local Rule 56(a)(1) Statement ¶ 7. Ms. Ruszczyk was responsible for evaluating Ms.
Bispham’s job performance during the period from 2010 to 2012. Id. ¶¶ 8-10. Ms. Ruszczyk
was 45 years old in November 2012. Ruszczyk Decl. ¶ 34.
On February 8, 2013, Ms. Bispham filed a complaint with the Connecticut Commission
on Human Rights and Opportunities (“CHRO”) regarding the age and sex discrimination
allegations in this case. Compl. ¶ 4. On April 23, 2014, the CHRO released jurisdiction. Id.
The EEOC released jurisdiction on May 21, 2014. Id. Ms. Bispham filed the complaint in this
case on July 16, 2014 in Connecticut Superior Court, and Defendants removed the case to this
Court on August 4, 2014. Notice of Removal, ECF No. 1.
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The Court notes that Plaintiff’s Local Rule 56(a)(2) statement does not contain any citations to the record and does
not comply with the requirement that any denials of facts in a nonmovant’s Local Rule 56(a)(2) statement “be
followed by a specific citation to (1) the affidavit of a witness competent to testify as to the facts at trial and/or (2)
evidence that would be admissible at trial.” Local Rule 56(a)(3). In the absence of such citations, the Court may
“deem[] certain facts that are supported by the evidence admitted.” Local Rule 56(a)(3); see Dolan v. Select
Portfolio Servicing, No. 03-CV-3285, 2016 WL 3512196, at *1 n. 4 (E.D.N.Y. June 22, 2016) (“Where a party
either (i) admits or (ii) denies without citing to admissible evidence facts alleged in the opposing party's Local Rule
56.1 Statement, the Court shall deem such facts undisputed.”); see also Cashman v. Ricigliano, No. Civ.
3:02CV1423(MRK), 2004 WL 1920798, at *1 n.2 (D. Conn. Aug. 25, 2004) (deeming facts in a Local Rule 56(a)(1)
Statement admitted because the opposing party did not file a Local Rule 56(a)(2) Statement); August v. Dep’t of
Corrections, 424 F. Supp. 2d 363, 365 n.2 (D. Conn. 2006) (same); see also Vt. Teddy Bear Co. v. 1-800
BEARGRAM Co., 373 F.3d 241, 244 (2d Cir. 2004) (in adjudicating summary judgment, courts “must be satisfied
that the citation to evidence in the record supports the assertion”). Accordingly, the Court deems the facts in the
Defendant’s Local Rule 56(a)(1) statement admitted, to the extent that the facts are supported by the record.
2
A.
Plaintiff’s Sexual Harassment Allegations
During the period that Ms. Bispham worked night shift in the ICU, there was only one
male PCA, J. King, who regularly worked the same shift in the ICU. Def.’s Local Rule 56(a)(1)
Statement ¶ 54. Ms. Ruszczyk was manager to both Mr. King and Ms. Bispham. Id. ¶ 55.
Hartford Hospital has a Sexual Harassment and Misconduct Policy. Sexual Harassment Policy,
Nowakowski Dec. Ex. 1, ECF No. 26-1.
In July 2010, Ms. Bispham spoke to Ms. Ruszczyk and alleged that Mr. King was
sexually harassing her. Def.’s Local Rule 56(a)(1) Statement ¶ 56. Ms. Bispham had several
meetings with Ms. Ruszczyk and with William Bell, the Human Resources Consultant then
assigned to the ICU, regarding her allegations against Mr. King. Id. ¶ 60-63; Bispham Dep.
32:13-20, ECF No. 26-2. Mr. Bell and Ms. Ruszczyk also met with Mr. King to discuss the
allegations, and Mr. King “became visibly and emotionally upset,” “assured [them] that he never
harassed Ms. Bispham,” and “swore to [them] on the life of his still living mother that he would
never do anything of that sort.” Ruszczyk Decl. ¶¶ 45-46.
When Ms. Bispham first spoke to Ms. Ruszczyk to allege that Mr. King was sexually
harassing her, Ms. Ruszczyk thought Ms. Bispham’s report “was very general” and that she
failed to “provide any special details, names of witnesses, or other evidence to support her
allegations.” Ruszczyk Decl. ¶ 40. Ms. Ruszczyk had never before received complaints from
any other ICU staff member alleging that Mr. King had sexually harassed or behaved
inappropriately towards them. Id. ¶ 41. In Ms. Ruszczyk’s experience, the ICU’s female staff
“uniformly regarded” him as an “appropriately collegial and hardworking PCA who was a
collaborative and helpful [team] member.” Id. ¶ 42. As part of her investigation, Ms. Ruszczyk
spoke to other members of the ICU staff, and “none of them supported Ms. Bispham’s
3
allegation,” and one employee even “reported that Ms. Bispham would regularly swear and use
other inappropriate language in the department.” Id. ¶ 47. Thus, Mr. Bell and Ms. Ruszczyk
concluded that they could not substantiate Ms. Bispham’s sexual harassment complaint. Id. ¶ 48.
Despite being unable to substantiate Ms. Bispham’s allegations, Mr. Bell and Ms.
Ruszczyk suggested that Mr. King “apologize to Ms. Bispham for having done anything that
might have made her feel uncomfortable,” in an effort to resolve the situation. Ruszczyk Decl. ¶
49. Ms. Ruszczyk also told Ms. Bispham that Human Resources (“HR”) had spoken to Mr. King
regarding her allegations, but that the discussion between Mr. King and HR “was a confidential
personnel matter” between Mr. King and HR. Id. ¶ 50. Finally, Ms. Ruszczyk also told Ms.
Bispham to address any further complaints or concerns to Mr. Bell. Id. ¶ 51.
Between the period when Ms. Bispham raised her sexual harassment complaints in July
2010 and the date when Mr. King retired on May 27, 2011, Ms. Bispham did not make any
additional sexual harassment complaints. Def.’s Local Rule 56(a)(1) Statement ¶ 72. During this
period, Ms. Ruszczyk also did not receive complaints from any other staff member alleging that
Mr. King sexually harassed or behaved inappropriately towards them. Id. ¶ 73.
B.
Plaintiff’s Other Allegations
Ms. Bispham has testified that her age discrimination claim is based on two incidents
where she was denied time off to facilitate her attendance at the co-worker’s funeral and the ICU
department picnic. Bispham Dep. 81:7-16. In addition to these incidents, Ms. Bispham also
alleges that her termination was based on her age because she was “one of the oldest PCAs on
the unit.” Id. 81:17-22.
In June 2011, Ms. Bispham requested time off to attend a co-worker’s funeral. Def.’s
Local Rule 56(a)(1) Statement ¶ 75. The funeral was not, however, scheduled to occur during
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Ms. Bispham’s 11:00 P.M. to 7:00 A.M. shift. Id. ¶ 77. Ms. Bispham’s testimony acknowledges
that the scheduled time for the funeral did not overlap with her shift. Bispham Dep. 85:21-86:6.
Ms. Bispham’s request for time off to attend the funeral was denied. Id. ¶ 76.
In August 2011, Ms. Bispham requested time off to attend the ICU department’s picnic.
Def.’s Local Rule 56(a)(1) Statement ¶ 78. The picnic was not, however, scheduled to occur
during Ms. Bispham’s 11:00 P.M. to 7:00 A.M. shift. Id. ¶ 79. Although there was no
scheduling conflict between Ms. Bispham’s shift and the picnic, Ms. Bispham testified that after
working the night shift the previous night and attending the picnic the next day, she would be
“too tired to come back in and do the night shift.” Bispham Dep. 83:16-22. Ms. Bispham’s
request for time off to attend the picnic was denied. Def.’s Local Rule 56(a)(1) Statement ¶ 80.
C.
Plaintiff’s Performance Evaluations
Ms. Ruszczyk conducted Ms. Bispham’s performance review for 2010 to 2011 and gave
her several ratings of “below expectations.” Ruszczyk Decl. ¶ 5. These “below expectations”
ratings gave Ms. Bispham some indication that, based on feedback from the other ICU nurses,
Ms. Ruszczyk had concerns about Ms. Bispham’s “interactions with the [other] nurses” and her
being “difficult” with regards to “task completion and assistance with patient care.” Bispham
Dep. 51:11-23. In February 2012, Ms. Ruszczyk gave Ms. Bispham verbal counseling based on
complaints from other ICU nurses regarding Ms. Bispham’s job performance. Ruszczyk Decl. ¶
6. Ms. Bispham recalls that, during this meeting, Ms. Ruszczyk discussed “continuing concerns
about [her] refusing to assist team members with patient care when asked” and gave Ms.
Bispham a verbal warning about these concerns. Bispham Dep. 52:9-19.
On July 2, 2012, Ms. Ruszczyk issued Ms. Bispham a written warning. Def.’s Local
Rule 56(a)(1) Statement ¶ 10; Written Warning, Ruszczyk Decl. Ex. 1. The written warning
5
indicated that Ms. Bispham demonstrated several ongoing insubordinate behaviors including a
“[f]ailure to complete delegated tasks as requested” by other nurses, 2 “[f]ailure to
communicate/appropriately acknowledge team members when asked to assist with patient care
task(s),” and a “failure to report work related injury to Resource Nurse and Nurse Manager at
time of injury.” Written Warning, Ruszczyk Decl. Ex. 1. The written warning notes that Ms.
Bispham had been counseled multiple times with regards to these problems, most recently with
the verbal counseling and warning in February 2012 and that, since then, Ms. Bispham
“continue[d] to fail to assist her team members when asked to complete tasks appropriate and
expected of her role.” Id. Ms. Bispham testifies that the complaints from the other nurses were
inaccurate and that the other nurses were lying. Bispham Dep. 56:12-15.
After Ms. Bispham received the written warning, Ms. Ruszczyk decided to move Ms.
Bispham to an earlier shift so that Ms. Ruszczyk could provide more oversight and support to
her. Def.’s Local Rule 56(a)(1) Statement ¶ 13. The written warning gave Ms. Bispham 30 days
notice of her “[r]emoval from the [n]ight shift.” Written Warning, Ruszczyk Decl. Ex. 1. Ms.
Ruszczyk originally asked Ms. Bispham to transfer to the 7:00 A.M. to 3:00 P.M. shift (the “day
shift”), Ms. Ruszczyk’s shift. Def.’s Local Rule 56(a)(1) Statement ¶ 15. Ms. Bispham told Ms.
Ruszczyk that she could not work the day shift because she had another job that conflicted with
it. Bispham Dep. 59:8-14. Instead, Ms. Ruszczyk agreed to transfer Ms. Bispham to the 3:00
P.M. to 11:00 P.M. shift (the “second shift”) instead, beginning the week of August 5, 2012.
Def.’s Local Rule 56(a)(1) Statement ¶ 17; Bispham Dep. 59:15-19. Ms. Ruszczyk informed
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The written warning listed several specific examples of these failures: (1) “[r]efusing to assist with agitated patient
to maintain patient safety when asked,” (2) “[r]efusing to assist with transferring patient out of unit,” (3) “[r]efusing
to assist with patient care if not ‘on her side of the unit,’” (4) “[r]efusing to assist own role team members with
patient care when asked,” and (5) “[r]efusing to change suction canisters, empty Foleys, assist with patient turns
when asked.”
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Ms. Bispham by email that this “transition [was] based on her sustained performance which
[would] be re-evaluated periodically over the next 6 months.” Email, Ruszczyk Decl. Ex. 2.
After receiving the written warning, Ms. Bispham met with Cherly Ficara, the Vice
President of Patient Care Services at Hartford Hospital, to discuss the warning, her disagreement
with it, and the other nurses’ complaints. Def.’s Local Rule 56(a)(1) Statement ¶ 19; Bispham
Dep. 62:3-23. In 2012, Ms. Ficara was age 51. Def.’s Local Rule 56(a)(1) Statement ¶ 21.
On July 30, 2012, Ms. Bispham met with Beverly Sherbondy, the Director of Human
Resources at Hartford Hospital at that time. Def.’s Local Rule 56(a)(1) Statement ¶ 22. During
the meeting, Ms. Bispham discussed her disagreement with the written warning and the other
nurses’ complaints. Bispham Dep. 66:7-11. Ms. Bispham requested an opportunity to meet with
Ms. Ruszczyk, the nurses who had complained to Ms. Ruszczyk, and Ms. Sherbondy to discuss
the written warning and the complaints. Id. 66:12-15. Ms. Sherbondy later told Ms. Bispham
that she discussed this possible meeting with Ms. Ruszczyk, but Ms. Ruszczyk had explained
that the meeting was unnecessary because she already had “all the paperwork to substantiate
what was said,” so no such meeting occurred. Id. 66:20-24. In 2012, Ms. Sherbondy was age
59. Def.’s Local Rule 56(a)(1) Statement ¶ 23.
In September 2012, Ms. Bispham met with Peter Fraser, the Vice President of Human
Resources at Hartford Hospital, again to discuss the written warning. Def.’s Local Rule 56(a)(1)
Statement ¶ 26. During the meeting, Mr. Fraser showed Ms. Bispham redacted copies of some
of the other nurses’ complaints, which were contained in emails to Ms. Ruszczyk. Bispham Dep.
43:16-19. In 2012, Mr. Fraser was age 56. Def.’s Local Rule 56(a)(1) Statement ¶ 27.
Subsequently, Ms. Ruszczyk issued Ms. Bispham’s performance review for 2011 to
2012. Ruszczyk Decl. ¶ 18. As with the previous performance review, Ms. Ruszczyk gave Ms.
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Bispham “below expectations” ratings in several categories. Id. ¶¶ 19-20. Ms. Ruszczyk also
gave Ms. Bispham an overall performance review of “below expectations” based on the
continuing problems with Ms. Bispham’s job performance. Id. ¶¶ 19-20.
D.
Plaintiff’s Termination
In 2012, Hartford Hospital went through a staff reduction. Nowakowsky Decl. ¶ 13. The
hospital had a Reorganization and Staff Reduction Policy (the “Staff Reduction Policy”) that
governed the staff reduction process. Id. ¶ 14. In relevant part, the policy dictated that “[w]hen it
becomes necessary to reduce the number of employed staff members within a department,” the
manager and a Human Resources Consultant will “conduct an analysis of functions performed
by the department and identify those functions that can be reduced or eliminated.
Reorganization Policy at 2, Nowakowsky Decl. Ex. 1, ECF No. 26-1.
After functions that are to be reduced are identified “by role number within a cost
center,” the manager and Human Resources Consultant develop an implementation plan that
includes: (1) removing “[v]acant positions within the identified cost center;” and (2) in the case
that “a single incumbent occupies a position identified for reduction,” the manager notifies that
employee “that his/her position is being eliminated;” and (3) in the case that a position identified
for reduction has multiple incumbents, the employees that will be terminated are “identified
primarily on the basis of their past performance in the position,” but if such performance is
“equivalent,” than each employee’s years of service will also be considered. Id.
Under the policy for when a position identified for reduction has multiple incumbents,
any employees “at Step 2 (i.e., Formal Improvement Documentation/Written Warning) or higher
of the Performance Improvement Process and those who received an overall rating of Below
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Expectations on their most recent performance appraisal will be laid off first and will not be
eligible to be considered for another role.” Id. at 2-3.
Hartford Hospital retained an independent third party, Huron Consulting Group
(“Huron”), to assess the different departments at the hospital and identify the functions
performed by each department as well as which functions and cost centers could be reduced or
eliminated. Def.’s Local Rule 56(a)(1) Statement ¶ 33. Huron’s report for the ICU indicated
that it was over-budget in the PCA role and that the PCA function needed to be reduced by 2.6
Full-Time Equivalent (“FTE”) hours. Ruszczyk Decl. ¶ 22. Maria Tackett, the Director of the
ICU, therefore instructed Ms. Ruszczyk to reduce the department’s PCA positions by 2.6 FTE
hours. Id. ¶ 23.
On October 25, 2012, another 1.0 FTE PCA, L.B., who worked in the ICU gave her
resignation notice, indicating that she would leave her position on November 8, 2012 to attend
graduate school. Ruszczyk Decl. ¶ 24. The elimination of L.B.’s position accounted for 1.0 of
the 2.6 FTE hours that needed to be reduced in Ms. Bispham’s department, leaving 1.6 FTE to
reduce. Id. ¶ 25-26. Around this time, there was also an open 24 hour per week (0.6 FTE) PCA
position in the ICU that had been posted, but not yet filled. Id. ¶ 27. This position was
eliminated, accounting for another 0.6 of the remaining 1.6 FTE hours that needed to be
eliminated, leaving 1.0 FTE to reduce. Id. ¶ 28.
At the time of the 2012 staff reduction, Ms. Bispham was the only PCA in the ICU who
had a written warning or reached step 2 of the performance improvement process, which
occurred when she receiving the written warning. Ruszczyk Decl. ¶ 30. Ms. Bispham had also
been been given an overall performance review rating of “below expectations” in the most recent
performance reviews. Id. ¶ 31. Thus, under the Staff Reduction Policy, Ms. Bispham was the
9
first person in line for the elimination of her 1.0 FTE PCA position. Id. ¶ 32-33. With her
termination, the ICU reduced its PCA positions by the required 2.6 FTE hours. Id.
Margaret Nowakowski, a Human Resources Consultant at Hartford Hospital, and Ms.
Ruszczyk met with Ms. Bispham on November 16, 2012 to inform Ms. Bispham that her
position was being eliminated. Nowakowski Decl. ¶¶ 1,18; Ruszczyk Decl. ¶ 35. During the
meeting, Ms. Nowakowski informed Ms. Bispham that she would receive two weeks’ salary in
lieu of notice, as permitted under the Reduction Policy. Nowakowski Decl. ¶ 20. In accordance
with the hospital’s Severance Policy for employees affected by a reduction in force, Ms.
Nowakowski also presented Ms. Bispham with a separation agreement that would have given her
24 weeks of severance pay in exchange for a full release of claims, which Ms. Bispham refused
to sign. Id. ¶¶ 21-23.
II.
STANDARD OF REVIEW
The Court will grant a motion for summary judgment if it determines that there is no
genuine dispute of material fact and the movant is entitled to judgment as a matter of law. Fed.
R. Civ. P. 56(c). The moving party bears the burden of showing that no genuine dispute of
material fact exists. Carlton v. Mystic Transp., Inc., 202 F.3d 129, 133 (2d Cir. 2000). Once the
moving party has satisfied that burden, the nonmoving party “must set forth specific facts
demonstrating that there is a genuine issue for trial” in order to defeat the motion for summary
judgment. Wright v. Goord, 554 F.3d 255, 266 (2d Cir. 2009) (internal quotation marks
omitted).
“A dispute regarding a material fact is genuine if the evidence is such that a reasonable
jury could return a verdict for the nonmoving party.” Williams v. Utica Coll. Of Syracuse Univ.,
453 F.3d 112, 116 (2d Cir. 2006) (quoting Stuart v. Am. Cyanamic Co., 158 F.3d 622, 626 (2d
10
Cir. 1998)). The substantive law governing the case identifies which facts are material, and
“only disputes over facts that might affect the outcome of the suit under the governing law will
properly preclude the entry of summary judgment.” Boubolis v. Transp. Workers Union of Am.,
442 F.3d 55, 59 (2d Cir. 2006) (citing Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
(1986)).
On summary judgment, the Court’s task is “carefully limited to discerning whether there
are any genuine issues of material fact to be tried, not to deciding them.” Gallo v. Prudential
Residential Servs., Ltd. P'ship, 22 F.3d 1219, 1224 (2d Cir. 1994). When reviewing the record
on a motion for summary judgment, the Court must “assess the record in the light most favorable
to the non-movant” and “draw all reasonable inferences in the non-movant’s favor.” Weinstock v.
Columbia Univ., 224 F.3d 33, 41 (2d Cir. 2000) (internal quotation marks omitted). Inferences
drawn in favor of the nonmovant must, however, be supported by evidence, and the “mere
existence of a scintilla of evidence in support of the [nonmovant’s] position” is insufficient to
defeat summary judgment. Liberty Lobby, 477 U.S. at 252. “Conclusory allegations, conjecture,
and speculation” are insufficient to create genuine issues of material fact. Kerzer v. Kingly Mfg.,
156 F.3d 396, 400 (2d Cir. 1998) (internal quotation marks omitted). If no reasonable jury
“could find in favor of the [nonmovant] because the evidence to support its case is so slight,
there is no genuine issue of material fact,” then a grant of summary judgment is proper. Gallo,
22 F.3d at 1224.
III.
DISCUSSION
Plaintiff’s complaint bring claims under five counts. ECF No. 1-1. Count One alleges
that, through the entire course of events surrounding Plaintiff’s sexual harassment claims and her
termination, Defendant discriminated against Plaintiff on the basis of her age in violation of the
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ADEA, CFEPA, and Connecticut common law. Compl. at 5, ECF No. 1-1. Count Two alleges
that, through the entire course of events surrounding Plaintiff’s sexual harassment claims and her
termination, Defendant discriminated against Plaintiff on the basis of her sex in violation of Title
VII, the CFEPA, and Connecticut common law. Id. at 6. Count Three alleges that Defendant
retaliated against Plaintiff “due to her age, sex, and complaint of harassment” in violation of
Title VII, the CFEPA, and Connecticut common law. Id. Count Four alleges that, by failing to
take measures to alleviate the alleged sexual harassment of Plaintiff, the Defendant is liable for
negligent infliction of emotional distress under Connecticut common law. Id. Count Five
alleges that, by its conduct relating to both Plaintiff’s sexual harassment claims and her
termination, the Defendant is liable for intentional infliction of emotional distress under
Connecticut common law. Id. at 7.
For the reasons discussed below, the Court GRANTS summary judgment in favor of
Hartford Hospital on all of Ms. Bispham’s federal claims. The Court declines to exercise
supplemental jurisdiction over her remaining state law claims and REMANDS those claims to
the Connecticut Superior Court.
A.
Time-Barred Claims
1.
Denial of Time Off
The ADEA provides that “[n]o civil action may be commenced . . . under [the ADEA]
until 60 days after a charge alleging unlawful discrimination has been filed” with the EEOC. 29
U.S.C. § 626(d)(1). Charges must be filed “within 300 days after the alleged unlawful practice
occurred.” 29 U.S.C. § 626(d)(1)(B). ADEA claims are therefore time-barred if the underlying
alleged unlawful employment practice occurred more than 300 days before the plaintiff filed a
discrimination charge with the state agency or EEOC. See Kassner v. 2nd Ave. Delicatessen
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Inc., 496 F.3d 229, 237-39 (2d Cir. 2007) (affirming district court’s finding that ADEA claims
based on certain discrete acts occurring several years before complaint was filed were timebarred). “[D]iscrete discriminatory acts are not actionable if time-barred, even when they are
related to acts alleged in timely filed charges,” and “each discrete discriminatory act starts a new
clock for filing charges alleging that act.” Nat'l R.R. Passenger Corp. v. Morgan, 536 U.S. 101,
113 (2002) (discussing time-barred complaints in context of Title VII). Charges must, therefore,
be filed within the 300 day period “after the discrete discriminatory act occurred.” Id. “A
discrete retaliatory or discriminatory act occurred on the day that it happened” and any
“completed act . . . is not of a continuing nature,” but is, instead, discrete. Kassner, 496 F.3d at
239 (quoting Morgan, 536 U.S. at 110).
Ms. Bispham testifies that her age discrimination claim is based on two incidents, in June
and August of 2011, when she was denied time off to facilitate her attendance at a co-worker’s
funeral and the ICU department picnic, respectively. Bispham Dep. 81:7-16. Each of these
denials is a discrete act. Ms. Bispham did not file her complaint with the CHRO and EEOC until
February 8, 2013, more than a year after either event. Compl. ¶ 4. Because both of these denials
therefore occurred more than 300 days before she filed her age discrimination complaint with the
CHRO and EEOC, Ms. Bispham’s age discrimination claims as to those denials are time-barred.
2.
Sexual Harassment Allegations
Before a plaintiff can bring a Title VII claim, she must first file a charge with the EEOC
or an equivalent “[s]tate or local agency” within 300 days “after the alleged unlawful
employment practice occurred.” 42 U.S.C. § 2000e-5(e)(1); see Vega v. Hempstead Union Free
Sch. Dist., 801 F.3d 72, 78-79 (2d Cir. 2015) (“Title VII requires that individuals aggrieved by
acts of discrimination file a charge with the EEOC within 180 or, in states like New York that
13
have local administrative mechanisms for pursuing discrimination claims, 300 days after the
alleged unlawful employment practice occurred.”) (internal quotation marks omitted). Plaintiffs
may allege that a series of discrete acts of sexual harassment create a “hostile environment” that
is a “continuing violation” of Title VII. Rutkowski v. Sears Roebuck Corp., 210 F.3d 355 (2d
Cir. 2000) (unpublished opinion). A “continuing violation may be found where . . . specific and
related instances of discrimination are permitted by the employer to continue unremedied for so
long as to amount to a discriminatory policy or practice.” Id. When there is a continuing
violation, “the plaintiff is entitled to bring suit challenging all conduct that was a part of that
violation, even conduct that occurred outside the limitations period.” Id.
The evidence in the record pertaining to Ms. Bispham’s allegations that Mr. King
sexually harassed her at work establishes only the following relevant details: (1) that Ms.
Bispham reported these allegations to Ms. Ruszczyk on one occasion in July 2010; (2) that Ms.
Ruszczyk found that Ms. Bispham’s report did not provide details, witness names, or anything
else to support the allegations; (3) that Ms. Bispham attended several subsequent meetings with
Ms. Ruszczyk and Mr. Bell to discuss the allegations; (4) that Ms. Ruszczyk investigated Ms.
Bispham’s claims and found that no other ICU staff member had ever alleged that Mr. King
sexually harassed them and that no other ICU staff member could substantiate the allegations; (5)
that Ms. Ruszczyk and Mr. Bell concluded that the allegations were baseless; (6) that Ms.
Ruszczyk and Mr. Bell nonetheless suggested that Mr. King apologize to Ms. Bispham for
anything that he might have done to make her feel uncomfortable in order the resolve the
situation; and (7) that between the period when Ms. Bispham made the allegations in July 2010
and when Mr. King retired in May 2011, neither Ms. Bispham nor anyone else made any
additional sexual harassment complaints against him.
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Ms. Bispham alleges that Mr. King continued to harass her, with various incidents
occurring between July 2010 and April 2011, but she cites no evidence in the record to support
any of these additional allegations. Pl.’s Br. at 4-6, ECF No. 30. Even if she had provided and
cited to evidence sufficient to support these allegations, Ms. Bispham did not file her age
discrimination complaint with the CHRO and EEOC until February 8, 2013, more than a full
year after Mr. King’s retirement on May 27, 2011. Thus, hostile work environment or other Title
VII claims based solely on Mr. King’s alleged harassment of Ms. Bispham are time-barred.
B.
ADEA Claim Based on Plaintiff’s Termination
Under the ADEA, it is “unlawful for an employer ... to discharge any individual . . .
because of such individual's age.” 29 U.S.C. § 623(a). The ADEA protects individuals “who are
at least 40 years of age.” 29 U.S.C. § 631(a). ADEA disparate treatment claims are analyzed
under the framework outlined in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973), as
modified by Gross v. FBL Financial Services, Inc., 557 U.S. 167 (2009). See Delaney v. Bank of
Am. Corp., 766 F.3d 163, 167-68 (2d Cir. 2014) (explaining the Second Circuit’s standard);
Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 105-07 (2d Cir. 2010) (same). Under the
McDonnell Douglas framework, a plaintiff “bears the initial burden of establishing a prima facie
case for discrimination.” Gorzynski, 596 F.3d at 106 (internal quotation marks omitted). To
establish a prima facie case of age discrimination, a plaintiff must show that she was “(1) that she
was within the protected age group, (2) that she was qualified for the position, (3) that she
experienced adverse employment action, and (4) that such action occurred under circumstances
giving rise to an inference of discrimination.” Id. at 107 (quoting Carlton v. Mystic Transp.,
Inc., 202 F.3d 129, 134 (2d Cir. 2000)). The plaintiff’s burden at this stage is “minimal.”
Carlton, 202 F.3d at 134.
15
Once a plaintiff has made out her prima facie case, the defendant must “articulate some
legitimate, nondiscriminatory reason for its action.” Delaney, 766 F.3d at 168 (internal quotation
marks omitted). If the defendant does so, the plaintiff “can no longer rely on [her] prima facie
case, but must prove that the employer’s proffered reason was a pretext for discrimination.” Id.
(internal quotation marks omitted). In Gross, the Supreme Court established that “a plaintiff
bringing a disparate treatment claim pursuant to the ADEA must prove, by a preponderance of
the evidence, that age was the ‘but for’ cause of the challenged adverse employment action,”
“not just a contributing or motivating factor.” Gorzynski, 596 F.3d at 106 (quoting Gross, 557
U.S. at 180). To find pretext at the summary judgment stage, the Court should look at the record
and determine “whether [plaintiff] has raised sufficient evidence upon which a reasonable jury
could conclude by a preponderance of the evidence that her age was a ‘but for’ cause of
[defendant’s] decision to fire [him].” Id. at 107. In other words, the record must allow a
reasonable jury to conclude that “the adverse employment action would not have occurred
without” plaintiff’s age. Delaney, 766 F.3d at 168-69 (internal quotation marks omitted).
The parties dispute whether Ms. Bispham can make out the final prong of her prima facie
case by showing that her termination occurred under circumstances giving rise to an inference of
age discrimination. Def.’s Br. at 11, ECF No. 25. Defendant correctly argues that it is
undisputed that Ms. Bispham has not been replaced by anyone, much less a younger employee,
and that there is no statistical evidence of age discrimination in the record. Id. Ms. Bispham
points only to the fact that, being aged 52 as of the date this suit was filed, she was the “oldest or
among the oldest of the PCAs” when she was terminated. Compl. ¶ 6. There is no evidence,
however, of the ages of her PCA colleagues in the ICU.
16
Although the Court agrees that there is no other evidence in the record to support an
inference of age discrimination besides Ms. Bispham’s age and the fact that she was terminated,
her burden to make out a prima facie case is a “minimal” one. Carlton, 202 F.3d at 134. As a
result, the Court assumes, without deciding, that Ms. Bispham has made out her prima facie case
of disparate treatment under the ADEA.
Defendant argues that Ms. Bispham’s position was eliminated in accordance with its
neutral policy governing hospital-wide layoffs or reductions in force. Where, as here, an
employer terminated a plaintiff as part of a company-wide reduction in force on the basis of
documentation of the plaintiff’s poor job performance, the employer’s burden to “articulate a
legitimate nondiscriminatory reason” for the termination is satisfied. Delaney, 766 F.3d at 168
(agreeing that evidence of defendant’s company-wide reduction in force in combination with
evidence of plaintiff’s poor job performance was sufficient). The record shows that Defendant
terminated Ms. Bispham’s position as part of a hospital-wide staff reduction and that Defendant
followed its Staff Reduction Policy and used Ms. Bispham’s July 2012 written warning and her
overall performance rating of “below expectations” for the 2011 through 2012 period as a basis
for eliminating Ms. Bispham’s position. Defendant has therefore established a legitimate,
nondiscriminatory reason for Ms. Bispham’s termination, and she must show that her age was a
“but for” cause of her termination in order for her ADEA claim to survive summary judgment.
There is no evidence in the record that is sufficient to support a reasonable finding that
Ms. Bispham’s age was a “but for” cause of her termination. “Without a nexus between her age
and termination, [plaintiff’s] evidence cannot surmount the requisite ‘but for’ hurdle.” Rubinow
v. Boehringer Ingelheim Pharm., Inc., 496 F. App'x 117, 119 (2d Cir. 2012) (summary order).
She points to nothing but the fact that she was terminated and her age as a basis for her claim.
17
There is no evidence of any other employee at Hartford Hospital ever making any disparaging
comments regarding her age or that she was replaced by a younger employee. There is also no
evidence of the ages of her colleagues and, therefore, no basis for analyzing whether she was
treated differently from younger colleagues.
While Ms. Bispham disputes the truth of the other nurses’ complaints that led Ms.
Ruszczyk to issue her the July 2012 written warning and give her an overall performance rating
of “below expectations,” she does not point to any evidence to support her disagreement with
these criticisms. In any event, “an employee’s disagreement with [her] employer’s evaluation of
[her] performance is insufficient to establish discriminatory intent.” Ricks v. Conde Nast
Publications, Inc., 6 Fed.Appx. 74, 78 (2d Cir. 2001) (summary order) (finding that defendant’s
termination of plaintiff for inadequate performance was well supported in the record despite
plaintiff’s disagreement).
Furthermore, all of the Hartford Hospital employees involved with her evaluations and
termination are older than 40 and within the class protected by the ADEA.3 “An inference
against age discrimination can be drawn ‘where the person who participated in the allegedly
adverse decision is also a member of the same protected class.’” McKinstry v. Sheriden Woods
Health Care Ctr., Inc., No. 13CV200 AWT, 2015 WL 1004340, at *7 (D. Conn. Mar. 6, 2015)
(quoting Drummond v. IPC Intern., Inc., 400 F.Supp.2d 521, 532 (E.D.N.Y. 2005)).
The Court concludes that no jury could reasonably find that Ms. Bispham can establish
that age was a “but for” cause of her termination by a preponderance of the evidence. Summary
judgment is therefore granted in favor of Defendant on Ms. Bispham’s ADEA claim.
3
In 2012, the year when Defendant was issued the written warning and terminated, Ms. Ruszczyk was 45, Ms.Ficara
was 51, Ms. Sherbondy was 59, and Mr. Fraser was 56.
18
C.
Title VII Claims Based on Plaintiff’s Termination
Ms. Bispham’s complaint does not clearly articulate whether her Title VII claims include
a disparate treatment claim based on her termination in addition to a retaliation claim.4 While
Ms. Bispham’s brief alleges that Hartford Hospital “treated [her] differently and less favorably”
than a male employee, this claim refers only to Defendant’s treatment of her in the context of its
investigation of her sexual harassment allegations. Pl.’s Br. at 13. As explained above, any
claim of disparate treatment based on Ms. Bispham’s sexual harassment complaints and the
subsequent investigation are time-barred. Nonetheless, in an abundance of caution, the Court
will construe Ms. Bispham’s complaint as bringing both Title VII disparate treatment and
retaliation claims, though the Court considers only events that are not time-barred when
analyzing Ms. Bispham’s disparate treatment claim.
1.
Title VII Retaliation
Title VII prohibits an employer from discriminating “against any of his employees...
because [the employee] has opposed any practice made an unlawful employment practice by this
subchapter.” 42 U.S.C. § 2000e-3(a). Retaliation claims under Title VII are analyzed under the
McDonnell Douglas framework. To make out a prima facie case for a retaliation claim, a
plaintiff must show “(1) participation in a protected activity; (2) that the defendant knew of the
protected activity; (3) an adverse employment action; and (4) a causal connection between the
protected activity and the adverse employment action.” Littlejohn v. City of New York, 795 F.3d
297, 316 (2d Cir. 2015) (quoting Hicks v. Baines, 593 F.3d 159, 164 (2d Cir. 2010)).
4
Defendant’s brief notes that, during her deposition, Ms. Bispham testified that “I don’t think sex had anything to
do with [my termination],” suggesting that her Title VII claim is solely based on the investigation of her sexual
harassment allegation, but this page of the deposition was not filed with the record. Def.’s Br. at 17.
19
Once the plaintiff meets this burden, the defendant must “articulate a legitimate, nonretaliatory reason for the adverse employment action.” Hicks, 593 F.3d at 164. The burden then
“shifts back to [plaintiff] to demonstrate that the proffered reason is pretext for retaliation and
that, more generally, [plaintiffs'] protected activity was a but-for cause of the alleged adverse
action by the employer.” Sanderson v. N.Y. State Elec. & Gas Corp., 560 Fed.Appx. 88, 93-94
(2d Cir. 2014) (summary order) (internal quotation marks omitted); see Univ. of Tex. Sw. Med.
Ctr. v. Nassar, 133 S. Ct. 2517, 2533 (2013) (Title VII retaliation claims “must be proved
according to traditional principles of but-for causation”).
In determining whether the plaintiff has shown a causal connection between an adverse
employment action and a protected activity under Title VII as part of her prima facie case, the
“relevant inquiry . . . must focus on the retaliation [plaintiff] suffered for complaining about the
harassment, not on the initial harassment itself” and “[plaintiff] must show that the defendants
took an adverse employment action against her in response to her complaints.” Schiano v.
Quality Payroll Sys., Inc., 445 F.3d 597, 609 (2d Cir. 2006) (emphasis added). To show a causal
connection between the protected activity and the alleged retaliatory action, “[t]he temporal
proximity of events may give rise to an inference of retaliation for the purposes of establishing a
prima facie case of retaliation under Title VII, but without more, such temporal proximity is
insufficient to satisfy [plaintiff’s] burden.” El Sayed v. Hilton Hotels Corp., 627 F.3d 931, 933
(2d Cir. 2010) (per curiam). “[C]ases that accept mere temporal proximity between an
employer’s knowledge of protected activity and an adverse employment action as sufficient
evidence of causality to establish a prima face case uniformly hold that the temporal proximity
must be ‘very close,’ such that “[a]ction taken . . . 20 months later suggests, by itself, no
causality at all.” Clark Cty. Sch. Dist. v. Breeden, 532 U.S. 268, 273-74 (2001). Accordingly,
20
the Second Circuit has found that a gap of “several months” between a protected activity and an
adverse employment action “is insufficient to support the necessary causal connection” for a
prima facie case of retaliation. Harrison v. U.S. Postal Serv., 450 F. App'x 38, 41 (2d Cir. 2011)
(summary order).
The parties dispute whether Ms. Bispham can make out the fourth element of a prima
facie case and demonstrate a causal connection between her sexual harassment complaint and her
termination. Defendant does not dispute that Ms. Bispham’s sexual harassment complaint to Ms.
Ruszczyk was a protected activity under Title VII, regardless of whether the alleged sexual
harassment actually occurred. See Kotcher v. Rosa & Sullivan Appliance Ctr., Inc., 957 F.2d 59,
65 (2d Cir. 1992) (explaining that internal sexual harassment complains are a “protected activity
within the policies of Title VII”); see also Galdieri-Ambrosini v. Nat'l Realty & Dev. Corp., 136
F.3d 276, 292 (2d Cir. 1998) (“[T]he plaintiff need not establish that the conduct she opposed
was actually a violation of Title VII, but only that she possessed a good faith, reasonable belief
that the underlying employment practice was unlawful under that statute.” (internal quotation
marks omitted)).
Ms. Bispham’s sexual harassment claim and her termination, however, do not have the
temporal proximity required to support an inference that there is a causal connection between
them. The evidence in the record establishes only that Ms. Bispham once alleged that Mr. King
had sexually harassed her in July 2010. According to the record, she made no further complaints
after July 2010, despite her allegation that she continued to make complaints until April 2011.
See Vt. Teddy Bear, 373 F.3d at 244 (explaining that on summary judgment, courts “must be
satisfied that the citation to evidence in the record supports the assertion”). Ms. Bispham
received warnings regarding her job performance in February and July 2012 and then, as part of
21
a hospital-wide reduction in force, she was notified of her termination in November 2012, more
than two years after Ms. Bispham’s July 2010 complaint. Because even a 20 month gap between
the protected activity and the adverse employment action is too long to find a causal relationship,
Clark Cty., 532 U.S. at 273-74, Ms. Bispham cannot show that a causal relationship exists and
has failed to make out a prima facie case.
2.
Title VII Disparate Treatment
Title VII disparate treatment claims are analyzed under the burden-shifting analysis set
forth in McDonnell Douglas. Under this framework, a plaintiff must first establish a prima facie
case of intentional discrimination by showing that “(1) [she] is a member of a protected class; (2)
[she] was qualified for the position [she] held; (3) [she] suffered an adverse employment action;
and (4) the adverse action took place under circumstances giving rise to an inference of
discrimination.” Reynolds v. Barrett, 685 F.3d 193, 202 (2d Cir. 2012) (internal quotation marks
omitted). The plaintiff’s burden to establish a prima facie case is “not onerous.” Walsh v. New
York City Hous. Auth., 828 F.3d 70, 75 (2d Cir. 2016).
Once the plaintiff makes out her prima facie case, “the burden shifts to the employer to
come forward with a legitimate, nondiscriminatory reason for the adverse employment action.”
Reynolds, 685 F.3d at 202. If the employer makes that showing, the plaintiff must then show,
with “admissible evidence,” “circumstances that would be sufficient to permit a rational finder of
fact to infer that the defendant's employment decision was more likely than not based in whole or
in part on discrimination.” Walsh, 828 F.3d at 75 (discussing standard for sex discrimination
claims under Title VII and New York state law).
Ms. Bispham is unable to make out the fourth prong of her prima facie case of sex
discrimination because she cannot show that she was terminated “under circumstances giving
22
rise to an inference of discrimination.” Reynolds, 685 F.3d at 202. Although a plaintiff’s burden
at this stage is “minimal,” Walsh, 828 F.3d at 75, she must still point to some kind of evidence
that would support an inference of discrimination, such as a supervisor’s invidious comments
about those in plaintiff’s protected class, suspicious circumstances leading up to the adverse
employment action, plaintiff’s replacement by someone outside the protected class, or evidence
that a similarly situated man was treated differently. See Sassaman v. Gamache, 566 F.3d 307,
312 (2d Cir. 2009) (stating that “invidious comments about others in the employee’s protected
group” or “the sequence of events leading to the plaintiff’s discharge” can support inference of
discrimination); Zimmermann v. Associates First Capital Corp., 251 F.3d 376, 381 (2d Cir.
2001) (explaining that replacement of plaintiff by someone outside the protected class is
sufficient for a prima facie case); Shumway v. United Parcel Serv., Inc., 118 F.3d 60, 63 (2d Cir.
1997) (“This last element of a prima facie case may be proven by showing that a man similarly
situated was treated differently.”). While this is not an exhaustive list of the types of evidence
that could support an inference of discrimination, it is clear that some evidence supporting an
inference of discrimination is necessary for a plaintiff to make out a prima facie case.
There is no evidence in the record that would allow a rational jury to find that Ms.
Bispham was terminated under circumstances giving rise to an inference of sex discrimination.
The only evidence in the record that is potentially relevant to disparate treatment based on sex is:
(1) that Ms. Bispham is a woman; (2) that she was terminated; and (3) that she once made a
sexual harassment complaint in July 2010, which her manager and HR concluded was
unsubstantiated after an investigation, more than two years before her termination in November
2012, which, as discussed above, is too long a temporal gap to support an inference that the
complaint was causally related to the termination. Clark Cty., 532 U.S. at 273-74. Based on the
23
record, Ms. Bispham was not replaced by anyone after her termination, much less a male
employee. Mr. King was the only male PCA who regularly worked the night shift in the ICU
during Ms. Bispham’s employment in that department. Def.’s Rule 56(a)(1) Statement ¶ 54.
This supports an inference that Ms. Bispham’s other PCA colleagues in the ICU were women,
and because she was the only ICU PCA involuntarily terminated as part of the reduction in force,
it follows that at least some of the ICU PCAs remaining after the reduction in force are women.
Thus, no reasonable jury could find that Ms. Bispham can make out her prima facie case of
disparate treatment based on race. Summary judgment is therefore granted in favor of Hartford
Hospital as to Ms. Bispham’s Title VII disparate treatment claim.
D.
State Law Claims
Ms. Bispham also brings claims under Connecticut state law, including multiple age and
sex discrimination claims under the CFEPA in addition to negligent supervision and intentional
infliction of emotional distress claims under Connecticut common law. As explained above, the
Court grants summary judgment in favor of Hartford Hospital on all of Ms. Bispham’s federal
claims. The Court declines to exercise supplemental jurisdiction over her state law claims. See
28 U.S.C. § 1367(c) (“The district courts may decline to exercise supplemental jurisdiction over
a claim . . . if . . . (3) the district court has dismissed all claims over which it has original
jurisdiction.”); Kolari v. New York–Presbyterian Hosp., 455 F.3d 118, 122 (2d Cir.2006) (“[I]n
the usual case in which all federal-law claims are eliminated before trial, the balance of factors . .
. will point toward declining to exercise jurisdiction over the remaining state-law claims.”). The
Court therefore remands the remaining claims to the Connecticut Superior Court.
24
IV.
CONCLUSION
For all of the foregoing reasons, Defendants’ Motion for Summary Judgment is
GRANTED as to all of Plaintiff’s claims under federal law. The Court declines to exercise
supplemental jurisdiction over the remaining state law claims, and REMANDS those claims to
the Connecticut Superior Court. The Clerk is directed to enter judgment for the Defendants
accordingly and close this case.
SO ORDERED at Bridgeport, Connecticut, this 23rd day of September, 2016.
/s/ Victor A. Bolden
Victor A. Bolden
United States District Judge
25
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