GEOMC Co, Ltd. v. Competitive Technologies, Inc.

Filing 168

ORDER granting in part and denying in part 164 Motion to Compel. Signed by Judge Victor A. Bolden on 5/25/2017. (Williams, C)

UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT

GEOMC CO., LTD.,
Plaintiff,

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v.
CALMARE THERAPEUTICS,
INCORPORATED,
Defendant.

CIVIL ACTION NO.
3:14-CV-01222 (VAB)

RULING ON MOTION TO COMPEL
On April 28, 2017, the Court held a post-discovery telephonic status conference with the
parties in this case, GEOMC Co., Ltd. (“GEOMC” or “Plaintiff”) and Calmare Therapeutics,
Incorporated (“CTI” or “Defendant”). In advance of this conference, the parties filed
submissions in connection with a disagreement regarding whether GEOMC should be required to
produce its Chief Executive Officer (“CEO”), Young H. Lim, for a deposition. On May 12,
2017, CTI filed a motion to compel Ms. Lim’s deposition, and GEOMC filed its opposition on
May 19, 2017. For the reasons outlined below, CTI’s motion to compel is GRANTED IN
PART AND DENIED IN PART, and CTI’s motion for sanctions is DENIED.
I.

FACTUAL AND PROCEDURAL BACKGROUND
According to the filings submitted by the parties, CTI initially noticed both Ms. Lim,

GEOMC’s CEO, and Seung B. Oh, GEOMC’s Executive Vice President, as corporate designees
for GEOMC under Rule 30(b)(6) of the Federal Rules of Civil Procedure. Lim 30(b)(6) Not.,
Def. Ex. A, ECF No. 164-1; Oh 30(b)(6) Not., Def. Ex. G, ECF No. 164-7. Both 30(b)(6)
deposition notices were dated November 20, 2015. GEOMC claims that it objected to Ms. Lim’s
30(b)(6) deposition as “duplicative and burdensome” and offered to “consider making Ms. Lim

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available to address additional topics” in the event that Mr. Oh’s 30(b)(6) deposition was
insufficient. Pl. Mem. in Opp. at 2, ECF No. 166.
In a separate deposition notice dated March 23, 2017, CTI sought to depose Ms. Lim
individually, not as a Rule 30(b)(6) corporate designee. Lim Dep. Not., Def. Ex. B, ECF No.
164-2. Although the Court’s Scheduling Order specified that discovery should close by April 14,
2017, see Scheduling Order, ECF No. 151, CTI arranged for the deposition of Ms. Lim to take
place on April 26, 2017. On April 24, 2017, GEOMC informed CTI that it would not produce
Ms. Lim. CTI Notice, ECF No. 154.
II.

STANDARD OF REVIEW
Under Rule 26 of the Federal Rules of Civil Procedure, “the court must limit the

frequency or extent of discovery otherwise allowed by these rules or by local rule if it determines
that: (i) the discovery sought is unreasonably cumulative or duplicative….” Fed. R. Civ. P.
26(b)(2)(C). Furthermore, under Rule 26(c)(1), “[t]he court may, for good cause, issue an order
to protect a party or person from annoyance, embarrassment, oppression, or undue burden or
expense, including… (A) forbidding the disclosure or discovery; [or] (B) specifying terms,
including time and place or the allocation of expenses, for the disclosure or discovery….” Fed.
R. Civ. P. 26(c)(1). “[R]edundant depositions should be avoided, and senior executives should
be deposed only if they possess unique personal knowledge related to the relevant issues in the
case.” Diesel Props S.r.L. v. Greystone Bus. Credit II LLC, No. 07 CIV. 9580 (HB), 2008 WL
5099957, at *1 (S.D.N.Y. Dec. 3, 2008) (citing Consol. Rail Corp. v. Primary Indus. Corp., 1993
WL 364471, at *1 (S.D.N.Y. Sep. 10, 1993)).

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III.

DISCUSSION
CTI seeks an order compelling the in-person deposition of Ms. Lim in the United States,

as well as the imposition of sanctions on GEOMC for their failure to produce Ms. Lim. CTI
insists that Ms. Lim, as CEO of GEOMC, has relevant information that has not already been
provided by the Rule 30(b)(6) deposition of Mr. Oh. CTI further argues that GEOMC has
waived its right to object to the deposition of Ms. Lim because it failed to file a motion for
protective order after receiving notice of Ms. Lim’s deposition. GEOMC, on the other hand,
objects to the deposition of Ms. Lim, arguing that Ms. Lim’s testimony is duplicative of Mr.
Oh’s testimony.
a. Duplicative Testimony
CTI initially sought to depose Ms. Lim as an additional 30(b)(6) witness, see Def. Ex. A,
but later adjusted the deposition notice to depose her as an individual employee of the company,
see Def. Ex. B. “‘The testimony provided by a corporate representative at a [Rule] 30(b)(6)
deposition binds the corporation. This is quite unlike a deposition of an employee of the
corporation, which is little more than that individual employee's view of the case and is not
binding on the corporation.’” Cipriani v. Dick's Sporting Goods, Inc., No. 3:12-CV-910 (JBA),
2012 WL 5869818, at *2 (D. Conn. Nov. 19, 2012) (quoting New Jersey v. Sprint Corp., No. 03–
2071–JWL, 2010 WL 610671, at *1 (D. Kan. Feb. 19, 2010)).
GEOMC argues that CTI has already obtained all of the necessary information through
its Rule 30(b)(6) deposition of Mr. Oh, claiming that CTI cannot identify any relevant areas
about which Ms. Lim has unique personal knowledge. However, CTI points out that, unlike the
deposition of Mr. Oh, the deposition of Ms. Lim would not be a Rule 30(b)(6) deposition, thus
the deposition of Ms. Lim could result in additional relevant information not discussed with Mr.

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Oh. See id. Accordingly, the Court is not convinced that Ms. Lim’s testimony would be entirely
duplicative of Mr. Oh’s testimony, and Ms. Lim’s deposition should not be precluded on this
basis.
CTI’s motion to compel is granted in part. GEOMC is ordered to work with CTI to
arrange the deposition of Ms. Lim within twenty (20) days of the date of this Order.
b. Location of Deposition
“[D]iscovery should be limited if … ‘the burden or expense of the proposed discovery
outweighs its likely benefit’ taking into consideration the needs of the case, the amount in
controversy, other methods of obtaining the information, the importance of the issues to the
litigation, and the importance of this particular discovery tool in resolving the issues.”
Commodity Futures Trading Comm'n v. Commodity Inv. Grp., Inc., No. 05 CIV. 5741 (HB),
2005 WL 3030816, at *1 (S.D.N.Y. Nov. 10, 2005) (quoting Fed. R. Civ. P. 26(b)(2)). CTI
insists that the deposition of Ms. Lim take place in person, within the United States, while
GEOMC argues that the deposition of Ms. Lim anywhere would be unduly burdensome. Ms.
Lim resides in South Korea.
The Court declines to require Ms. Lim to travel from South Korea to the United States for
this late deposition.1 In order to minimize the potential burden to GEOMC, the deposition of
Ms. Lim may be taken remotely, by videoconference. See Fed. R. Civ. P. 26(c)(1) (allowing the
Court to “specify[] terms, including time and place or the allocation of expenses, for the
disclosure or discovery”); Brockway v. Veterans Admin. Healthcare Sys., No. 3:10-CV-719,
2011 WL 1459592, at *8 (D. Conn. Apr. 15, 2011) (requiring depositions to be taken at the

In the Court’s February 6, 2017 Scheduling Order, the close of discovery was scheduled for April 14, 2017.
Scheduling Order, ECF No. 151. Ms. Lim’s deposition was not scheduled to take place until April 26, 2017, nearly
two weeks after the close of discovery in this matter. Neither CTI nor GEOMC sought an extension of the discovery
deadlines in this case.
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United States Attorneys’ Office in New Haven, Connecticut based on “[a]nalyses of cost,
convenience, and litigation efficiency”); see also Thompson v. Sun Oil Co., 523 F.2d 647, 648
(8th Cir. 1975) (“It is well settled that the district court has great discretion in designating the
location of taking a deposition”). A deposition by video should enable CTI to effectively
question Ms. Lim about any necessary topics while also allowing for the parties to arrange
translation services as needed.2
CTI’s motion to compel is denied as to the specific location of Ms. Lim’s deposition.
This denial is without prejudice to renewal in the event that a deposition by videoconference
proves unable to accomplish the goals of this deposition.
c. Sanctions
Finally, CTI seeks an order sanctioning GEOMC for its failure to produce Ms. Lim on
the date of the scheduled deposition. See Fed. R. Civ. P. 30(d)(2) (“[T]he court may impose an
appropriate sanction—including the reasonable expenses and attorney’s fees incurred by any
party—on a person who impedes, delay, or frustrates the fair examination of the deponent.”).
While CTI correctly notes that GEOMC failed to request a discovery conference on this
matter or file a motion for protective order before the formal close of discovery, the Court also
notes that CTI, too, failed to request an early discovery conference regarding this dispute, despite
having notice of GEOMC’s opposition to Ms. Lim’s deposition. Accordingly, the Court
determines that sanctions against GEOMC would be inappropriate at this time, and CTI’s motion
for sanctions is denied.

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If the parties agree to an in-person deposition, Ms. Lim may also be deposed in the United States.

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IV.

CONCLUSION
CTI’s motion to compel is GRANTED IN PART AND DENIED IN PART. GEOMC

is hereby ordered to produce Young H. Lim for an individual deposition by no later than twenty
(20) days following the date of this Order. The deposition may take place via videoconference,
and in the event that the deposition of Ms. Lim by videoconference proves ineffective, CTI may
renew their motion to depose Ms. Lim in the United States. CTI’s motion for sanctions is
DENIED.
SO ORDERED this 25th day of May, 2017 at Bridgeport, Connecticut.
/s/ Victor A. Bolden
VICTOR A. BOLDEN
UNITED STATES DISTRICT JUDGE

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