Chapco, Inc. et al v. Woodway USA, Inc.
Filing
144
RULING granting in part and denying in part 88 Motion for Summary Judgment and 94 Motion for Summary Judgment ; denying 89 Motion to Strike and 102 Motion to Strike as they are improper to submit in conjunction with summary judgment motions. Signed by Judge Janet C. Hall on 9/26/2017. (Anastasio, F.)
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
CHAPCO, INC. and SAMSARA
FITNESS, LLC,
Plaintiffs,
v.
WOODWAY USA, INC.,
Defendant.
:
:
:
:
:
:
:
:
CIVIL CASE NO.
3:15-CV-1665 (JCH)
SEPTEMBER 26, 2017
RULING RE: CHAPCO AND SAMARA’S MOTION FOR SUMMARY JUDGMENT
(DOC. NO. 88), WOODWAY’S MOTION FOR SUMMARY JUDGMENT (DOC. NO. 94),
WOODWAY’S MOTION TO STRIKE PORTIONS OF THE OPENING EXPERT
REPORT OF DR. ROBERT GIACHETTI (DOC. NO 89), AND WOODWAY’S MOTION
TO STRIKE PORTIONS OF THE DECLARATION OF ROBERT GIACHETTI (DOC.
NO. 102)
TABLE OF CONTENTS
I.
INTRODUCTION............................................................................................. 2
II.
FACTS ............................................................................................................ 3
III.
LEGAL STANDARD ........................................................................................ 4
IV.
DISCUSSION .................................................................................................. 5
A.
Infringement by Chapco .................................................................................. 6
1.
Direct Infringement .................................................................................. 6
2.
Indirect Infringement ................................................................................ 8
3.
Alter-Ego Theory ................................................................................... 10
B.
Infringement of the ‘580 Patent ..................................................................... 13
C.
Non-Infringement of the ‘169 Patent ............................................................. 19
D.
Invalidity of the ‘169 and ‘580 Patents........................................................... 22
1.
2.
Motion to Strike Portions of Dr. Giachetti’s Declaration ......................... 30
3.
Obviousness.......................................................................................... 35
4.
Anticipation ............................................................................................ 39
5.
E.
Motion to Strike Portions of Dr. Giachetti’s Opening Expert Report ...... 22
Indefiniteness, Written Description, and Enablement ............................ 40
Non-Infringement of the ‘866 Patent ............................................................. 41
1
F.
Lanham Act and CUTPA Violation ................................................................ 43
V.
I.
CONCLUSION .............................................................................................. 43
INTRODUCTION
Plaintiffs Chapco, Inc. (“Chapco”) and Samsara Fitness, LLC (“Samsara”),
(collectively, “plaintiffs”) brought this action seeking a declaratory judgment against
defendant Woodway USA, Inc. (“Woodway”). The plaintiffs ask the court to declare that
the plaintiffs’ “TrueForm Runner” treadmill products do not infringe Woodway’s U.S.
Patent Nos. 8,986,169 and 9,039,580 and to declare that those two patents are invalid.
See Am. Compl. (Doc. No. 27). Woodway counterclaimed, alleging infringement of the
two patents at issue, as well as infringement of U.S. Design Patent Nos. D736,866 and
D753,776.1 See Answer to Am. Compl. and Countercls. (Doc. No. 54). Plaintiffs filed
their Answer to Woodway’s counterclaims. See Pls.’ Answer (Doc. No. 58).
After briefing and oral argument, the court issued its Claim Construction Ruling
on December 8, 2016. See Claim Construction Ruling (Doc. No. 76). The court then
permitted Woodway to supplement its counterclaims with an additional claim of
Copyright Infringement. See Order granting Mot. for Leave to File (Doc. No. 84);
Woodway’s Supplemental Counterclaims (“Woodway’s Suppl. Countcls.”) (Doc. No. 85);
Pls.’ Answer to Def.’s Suppl. Counterclaims (Doc. No. 87).
The parties have now both filed cross Motions for Summary Judgment. See Mot.
for Summ. J. on Counts I, II, III, IV, VI, and VII of Woodway’s Counterclaims (“Pls.’
1
Woodway originally moved to dismiss this action in favor of a pending case it had filed in the
Eastern District of Wisconsin. The Wisconsin court, however, dismissed that action for lack of personal
jurisdiction. Woodway then counterclaimed in this case. Thus this action became the primary venue for
the dispute between these parties. See Woodway’s Mot. to Withdraw (Doc. No. 46).
2
MFSJ”) (Doc. No. 88); Mot. for Summ. J. of Infringement of U.S. patent No. 9,039,580
and Partial Summ. J. of No Invalidity of U.S. Patent Nos. 8,986,169 and 9,039,580
(“Woodway’s MFSJ”) (Doc. No. 94). Additionally, Woodway has moved to strike
portions of both the opening expert report and the declaration of the plaintiffs’ expert,
Dr. Robert Giachetti (“Dr. Giachetti”). See Mot. to Strike Portions of the Opening Expert
Report of Dr. Robert Giachetti (“Mot. to Strike Report”) (Doc. No. 88); Mot. to Strike
Portions of the Declaration of Robert Giachetti (“Mot. to Strike Decl.”) (Doc. No. 89).
Woodway, in footnote 12 of its Response to the plaintiffs’ Motion for Summary
Judgment, has withdrawn its allegations of infringement of the D753,776 Patent (Count
IV of Woodway’s Counterclaims), which the court so orders. See Woodway’s Mem. in
Resp. to Pls.’ Mot. for Summ. J. on Counts I, II, III, IV, VI, and VII of Woodway’s Suppl.
Countercls. (“Woodway’s MFSJ Resp.”) (Doc. No. 112) at 19 n.12.
II.
FACTS
The facts below are drawn from the parties’ undisputed statements of fact, as
presented in their Rule 56 statements.2
U.S. Patent No. 8,986,169 (the “‘169 Patent”), entitled “Manual Treadmill and
Methods of Operating the Same,” was issued on March 24, 2015. See Pls.’ L.R. 56(a)2
Statement (“Pls.’ L.R. 56(a)2 Stmt.”) (Doc. No. 101) at ¶ 1. U.S. Patent No. 9,039,580
(the “‘580 Patent”), entitled “Manual Treadmill and Methods of Operating the Same,”
was issued on May 26, 2015. See id. at ¶ 2. Both patents are assigned to Woodway.
See id. at ¶¶ 5–6. U.S. Design Patent No. D736,866 (the “‘866 Patent”) issued on
2 Woodway’s submission of a “Supplemental Statement of Material Facts” in connection with its
Reply is not authorized by the Local Rules and as such was disregarded. See Doc. No. 118.
3
August 18, 2015. See Woodway’s L.R. 56(a)2 Statement of Facts in Resp. to Pls.’ Mot.
for Summ. J. (“Woodway’s L.R. 56(a)2 Stmt.”) (Doc. No. 108) at ¶ 32. Woodway
asserts that the plaintiffs infringe multiple claims of both utility patents (the “Asserted
Claims”), as well as the single claim of the ‘866 patent. See Am. Countercls. at ¶¶ 14,
23, 32.
Samsara sells three models of the TrueForm Runner Treadmill: the Low Rider,
the Enduro and the Performance (the “Accused Products”). See Pls.’ L.R. 56(a)2 Stmt.
at ¶ 9. Chapco makes and sources at least some of the components of the Accused
Products for Samsara. See Woodway’s L.R. 56(a)2 Stmt. at ¶ 18. The original base of
the TrueForm Runner included a one-way bearing safety mechanism on the rear shaft
of the treadmill (the “Original TrueForm Runner”). See Pls.’ L.R. 56(a)2 Stmt. at ¶ 11.
After plaintiffs were informed of the issuance of the ‘169 patent, the safety mechanism
on the TrueForm Runner was moved to the front shaft of the treadmill (the “Redesigned
TrueForm Runner”). See id. at ¶ 12. This product is still offered for sale by Samsara.
See id. at ¶ 13.
III.
LEGAL STANDARD
On a motion for summary judgment, “[t]he moving party bears the burden of
establishing the absence of any genuine issue of material fact.” Zalaski v. City of
Bridgeport Police Dep't, 613 F.3d 336, 340 (2d Cir. 2010). If the moving party satisfies
that burden, “the party opposing summary judgment . . . must set forth ‘specific facts’
demonstrating that there is ‘a genuine issue for trial.’” Wright v. Goord, 554 F.3d 255,
266 (2d Cir. 2009) (quoting Fed. R. Civ. P. 56(e)). “For summary judgment purposes, a
‘genuine issue’ exists where the evidence is such that a reasonable jury could decide in
the non-moving party's favor.” Cambridge Realty Co., LLC v. St. Paul Fire & Marine Ins.
4
Co., 421 F. App'x 52, 53 (2d Cir.2011); see also Rojas v. Roman Catholic Diocese of
Rochester, 660 F.3d 98, 104 (2d Cir. 2011) (citing Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 252, (1986)) (holding that the non-moving party must demonstrate more than
a mere “scintilla” of evidence in its favor). “[U]nsupported allegations do not create a
material issue of fact.” Weinstock v. Columbia Univ., 224 F.3d 33, 41 (2d Cir. 2000).
The court’s role in resolving motions for summary judgment “is to determine
whether genuine issues of material fact exist for trial, not to make findings of fact.”
O’Hara v. Nat. Union Fire Ins. Co. of Pittsburgh, 642 F.3d 110, 116 (2d Cir. 2011). In
making this determination, the court must resolve all ambiguities and draw all inferences
in favor of the party against whom summary judgment is sought. See Garcia v. Hartford
Police Dep't, 706 F.3d 120, 127 (2d Cir. 2013).
IV.
DISCUSSION
The court will proceed to discuss the issues raised by the parties in the following
order: first, the court will consider the plaintiffs’ argument that Chapco does not commit
any infringing acts. Then the court will proceed to consider whether to grant either
parties’ Motion for Summary Judgment as to infringement of the claims of the ‘580
Patent. Next, the court turns to the plaintiffs’ Motion for Summary Judgment of
noninfringement of the ‘169 Patent. The court then will proceed to consider the parties’
Motions for Summary Judgment as to validity or invalidity of the utility patents, as well
as consider the Motions to Strike in that context. The court will then turn to the plaintiffs’
Motion for non-infringement of the ‘866 Patent. This Ruling concludes by addressing
Woodway’s withdrawal of its Counterclaims VI and VII under the Lanham Act and
Connecticut Unfair Trade Practices Act (CUTPA).
5
A.
Infringement by Chapco
1.
Direct Infringement
The plaintiffs have moved for summary judgment of non-infringement by Chapco
because they claim that there is no evidence that Chapco, “without authority makes,
uses, offers to sell, or sells any patented invention . . . .” 35 U.S.C. § 271(a). In order to
prove direct infringement, Woodway must establish by a preponderance of the evidence
that the Accused Products practice each limitation contained in one or more claims of
the asserted patents. See Cross Medical Products, Inc. v. Medtronic Sofamor Danek,
Inc., 424 F.3d 1293, 1310 (Fed. Cir. 2005). Direct infringement occurs where all of the
infringing acts “are performed by or attributable to a single entity.” See Akamai Techs.,
Inc. v. Limelight Networks, Inc., 797 F.3d 1020, 1022 (Fed. Cir. 2015) (discussing
infringing acts in the context of a methods patent.
The plaintiffs argue that Chapco does not make, use, offer to sell, or sell any of
the Accused Products, and therefore it is not a direct infringer. See Pls.’ Mem. in Supp.
of Mot. for Summ. J. (“Pls.’ MFSJ Mem.”) (Doc. No. 88-1) at 4–8. Citing to the Affidavit
of Brian Weinstein (“Weinstein”), the President of Chapco, the plaintiffs argue that
Chapco has never made or assembled the Accused Products, but rather machines and
sources some components of the Accused Products, as well as leasing Chapco
employees to Samsara, who then assembles the components into the Accused
Products. See id. at 5. Additionally, the plaintiffs argue that there is no evidence that
Chapco has ever used, offered for sale, sold, or imported any Accused Product, but
instead that any customer looking to purchase the Accused Product would do so from
Samsara. See id. at 6; Woodway’s L.R. 56(a)2 Stmt. at ¶ 22 (admitting that Chapco has
never sold or offered for sale any Accused Product).
6
Woodway responds by pointing out that Weinstein testified that Chapco did, at
one point, assemble the Accused Products. See Woodway’s L.R. 56(a)2 Stmt. at ¶ 17
(citing Weinstein Dep. (Doc. No. 106-29) at 182:30–183:12). This statement alone,
however, cannot prove that Chapco makes the Accused Products, because at the time
that Chapco employees assembled the products in 2014, the patents had not yet
issued. See id. at ¶¶ 28, 30, 32 (indicating that all remaining patents-in-suit issued in
2015).
Woodway also argues that it is Chapco employees who assemble the final
product, even if they are leased to Samsara for the purpose of assembling the final
products. See Woodway’s Mem. of Law in Resp. to Pls.’ Mot. for Summ. J
(“Woodway’s MFSJ Resp.”) (Doc. No. 112) at 13 (citing Chapco’s 30(b)(6) Dep. (Doc.
No. 106-20) at 37:6–20). Woodway claims that a Chapco employee sources every
component not made by Chapco. See id. Weinstein, as Chapco’s 30(b)(6) designee,
testified that a Chapco employee sources the components that Chapco does not make
on behalf of Samsara. See Chapco’s 30(b)(6) Dep. at 133:9–134:24.
Woodway’s final argument that Chapco directly infringes the Accused Products
rests on the deposition testimony of Jeremiah Rabe, a Chapco engineer who testified
that he has worked on the design of the control board display, the pulley’s attachment to
the shaft, and the one-way bearing. See Woodway’s MFSJ Resp. at 14. Rabe testified
that he had spent a week on redesigning the control board, and about four hours
redesigning the pulley attachment. See Dep. of Rabe (Doc. No. 106-1) at 27:16-29:20.
Chapco admits that its employees assemble the Accused Products, but argues
that those are not Chapco employees acting on behalf of Chapco, but rather are
7
Chapco employees leased to Samsara in an arm’s length transaction wherein Samsara
is charged by Chapco for its employee’s labor. See Pls.’ MFSJ Mem. at 5. However,
this arrangement does not insulate Chapco from a claim that its employees infringe the
patents-in-suit while making the Accused Products on behalf of Samsara, because
there is a genuine issue of material fact as to whether Chapco, whose employees are
being used to assemble the Accused Products, is making those products by leasing its
employees to Samsara, designing the Accused Products, and sourcing the components
not made by Chapco itself.
Woodway has come forward with sufficient evidence to create a genuine issue of
material fact as to whether Chapco makes the Accused Products, and therefore
Chapco’s Motion for Summary Judgment as to Woodway’s Counterclaims I–III is
DENIED insofar as Woodway advances a theory of direct infringement.
2.
Indirect Infringement
Woodway’s Counterclaims also allege indirect infringement. See Am.
Counterclaims at ¶¶15, 24. These counterclaims allege that “Chapco and Samsara
induced and continue to actively induce the direct infringement of [the Asserted Claims]
by aiding, abetting, and encouraging their customers’ use of the TrueForm Runner. . .
with knowledge of the infringement [of the asserted patents] and with the intent to cause
such infringement.” Id. The plaintiffs argue that Woodway has provided no evidence to
support its allegation of indirect infringement by Chapco as to its customer, Samsara.
Pls.’ MFSJ Mem. at 7–8.
Before considering the merits of the indirect infringement arguments, the court
must address the plaintiffs’ argument regarding the deficiency in Woodway’s
infringement disclosures. Just as Woodway argued that the plaintiffs failed to include all
8
of their theories of invalidity in their invalidity contentions, the plaintiffs argue that
Woodway’s infringement contentions do not disclose any indirect infringement theory.
See Woodway’s Mem. in Supp. of Mot. to Strike Expert Report (“Mot. to Strike Report
Mem.”) (Doc. No. 91) at 4–5; Pls.’ MFSJ Mem. at 7–8. A review of the infringement
contentions confirms that Woodway failed to include any argument that Chapco induced
Samsara to infringe. 3 See Woodway’s Suppl. Infringement Contentions (Doc. No. 907). Woodway cannot claim to be prejudiced by an undisclosed theory of invalidity and,
at the same time argue that it should not be held to the same standard with regards to
its infringement theories. Compare Mot. to Strike Report Mem. at 4, with Woodway’s
L.R. 56(a)(2) Stmt. at ¶ 39. The purpose of the infringement and invalidity contentions
was to narrow the scope of discovery and issues for trial, a purpose only served by
timely disclosure of the parties’ various theories. See infra at sections IV.D.1-2; see
also, Logic Devices, Inc. v. Apple, Inc., No. 13-02943 WHA, 2014 WL 491605, at *3
(N.D. Cal. Feb. 4, 2014) (holding that, under the California patent rules, claims of
indirect infringement were properly dismissed when not disclosed in the plaintiff’s
infringement contentions). Where a party fails to include its theories of indirect
infringement in its infringement contentions, the court may properly conclude that that
party is precluded from pursuing that theory. See Holmberg v. Stealth Cam, LLC, Civil
3 Nor does Woodway sufficiently raise an issue of indirect infringement in its pleadings. In
Woodway’s Answer and Supplemental Counterclaims, Woodway does cite section 271(b) of title 35 of the
United States Code. See Woodway’s Answer to Amended Complaint (Doc. No. 54) at ¶¶ 14, 23, 32, 41;
Woodway’s Suppl. Countercls. at ¶¶ 15, 24, 33, 42. However, in doing so, Woodway does not claim that
Chapco induced Samsara’s infringement, but rather that “Chapco and Samsara induced and continue to
actively induce the direct infringement of [the respective patents] by aiding, abetting, and encouraging
their customers’ use of the TrueForm Runner Original Design and Redesigned manual treadmills.” See,
e.g., Woodway’s Suppl. Countercls. at ¶ 24. This is distinct from the indirect infringement argument they
now seek to raise against Chapco.
9
No. 11-248 (DWF/LIB), 2014 WL 1584484, at * 6 (D. Minn. Apr. 18, 2014) (dismissing
indirect infringement theories where they were not disclosed beyond the conclusory
allegations in the pleadings).
Woodway failed to provide notice of its claims of induced infringement under
271(b), beyond the conclusory allegations in its counterclaims, and a similarly
conclusory interrogatory response that merely restated that it was pursuing claims of
induced infringement of claims 11-16 of the ‘169 patent and claims 1, 4–6, 10–14, 18–
20, and 25 of the ‘580 patent. See Woodway’s Resp. and Obj. to Pls.’ First Interrogs.
(Doc. No. 95-8) at 9. Woodway’s failure to provide notice of its indirect infringement
theory in its infringement contentions results in Woodway being precluded from now
pursuing a theory of indirect or induced infringement. See Holmberg, 2014 WL
1584484, at *6.
For the preceding reasons, the plaintiffs’ Motion for Summary Judgment as to
Woodway’s Counterclaims I–III is GRANTED insofar as Woodway purported to advance
a theory of indirect infringement against Chapco.
3.
Alter-Ego Theory
Finally, Woodway argues that both Chapco and Samsara are the alter-ego of
Brian Weinstein. In determining whether to pierce corporate formalities because two
entities are alter egos of each other, the court must apply the law of the state of
incorporation, in this case Connecticut. See Taurus IP, LLC v. DaimlerChrysler Corp.,
726 F.3d 1306, 1336 (Fed. Cir. 2013) (citing Restatement (Second) of Conflict of Laws
§ 309 (1971)). Connecticut law establishes two circumstances which would permit the
court to pass the liability of one business entity to another: the instrumentality rule, in
which one entity is merely an instrumentality of the other; and the identity rule, in which
10
the two entities have such a unity of interest and ownership that their independence
from each other had ceased or never begun. See Naples v. Keystone Bldg. and Dev.
Corp., 295 Conn. 214, 232 (2010).
To avoid summary judgment on this claim, Woodway must come forward with
evidence upon which a reasonable jury could find three elements: (1) control, though
not mere complete stock control “but complete domination, not only of finances but of
policy and business practice in respect to the transaction attacked so that the corporate
entity as to this transaction had at the time no separate mind, will or existence”; (2) that
the control was used to commit the wrong in contravention of Woodway’s rights; and (3)
that the control caused the injury complained of. Id. Similarly, the identity rule requires
evidence that “there was such a unity of interest and ownership that the independence
of the corporations had in effect ceased or never begun,” such that “adherence to the
fiction of separate identity would only serve to defeat justice.” Id.
Thus, under both tests, the primary question is whether an entity is completely
dominated by another. Courts looking to determine the degree of domination or control
have looked to the following non-exclusive factors: (1) absence of corporate formalities;
(2) inadequate capitalization; (3) whether funds are used for personal rather than
corporate purposes; (4) overlapping ownership and management; (5) common office
spaces, addresses and phones; (6) the amount of discretion by the allegedly dominated
corporation; (7) whether the corporations dealt with each other at arm’s length; (8)
whether they are treated as independent profit centers; (9) payment or guarantee of
debts of the dominated corporation; and (10) whether the corporation in question had
property that was used by the other entities as if it were its own. See id. at 233–34
11
(citing Litchfield Asset Mgmt. Corp. v. Howell, 70 Conn. App. 133, 152–53 (2002)).
“Ordinarily the corporate veil is pierced only under exceptional circumstances, for
example, whether the corporation is a mere shell, serving no legitimate purpose, and
used primarily as an intermediary to perpetuate fraud or promote injustice.” Angelo
Tomasso, Inc. v. Armor Constr. & Paving, Inc., 187 Conn. 544, 557 (1982).
Applying these factors to this case, there is a genuine issue of fact as to whether
Chapco and Samsara are both alter-egos of Weinstein. Weinstein is the President of
Chapco and the managing member of Samsara. See Chapco 30(b)(6) Dep. at 22:1517; 48:24-49:2. On the record before the court, Woodway argues that: (1) Weinstein
has personally guaranteed debts of both Chapco and Samsara; (2) Samsara had a
year-to-date loss of approximately $340,000 as of December 2016; and (3) Samsara
owes Chapco $800,000 with no current payment plan. Woodway’s MFSJ Resp. at 17–
18. Additionally, Samsara has no employees of its own; instead it leases employees
from Chapco as needed. See id. at 18. These pieces of evidence are sufficient to
create a genuine issue of fact as to the relationship of independence that Samsara and
Chapco exhibited from each other and from their management, Weinstein. As such the
court will not preclude alter-ego arguments from being advanced.
In sum, the plaintiff’s Motion for Summary Judgment as to Woodway’s
Counterclaims I–III is GRANTED to the extent that Woodway advances a theory of
indirect infringement against Chapco. The plaintiff’s Motion for Summary Judgment on
the same counts is DENIED to the extent that Woodway advances a theory of direct
infringement or alter ego.
12
B.
Infringement of the ‘580 Patent
The court now turns to the heart of the litigation—the parties’ cross motions for
summary judgment of infringement or non-infringement of the asserted patents. See
Pls.’ MFSJ Mem. at 8–17; Woodway’s Mem. of Law in Supp of Mot. for Summ. J.
(“Woodway’s MFSJ Mem.”) (Doc. No. 97) at 11–28. “Summary judgment is as available
in patent cases as in other areas of litigation.” Tokai Corp. v. Easton Enters, Inc., 632
F.3d 1358, 136 (Fed. Cir. 2011) (citations omitted). The court may enter judgment of
infringement if there is no factual dispute that the Accused Products contain every
element in an asserted claim. See Revolution Eyewear, Inc. v. Aspex Eyewear, Inc.,
563 F.3d 1358, 1369 (Fed Cir. 2009). By contrast, if the court finds that there is an
absence of evidence to support Woodway’s theory of infringement, it may enter
judgment of non-infringement. See Exigent Tech., Inc. v. Atrana Solutions, Inc., 442
F.3d 1301, 1308 (Fed. Cir. 2006).
The court conducts a two-step analysis when determining infringement: first, the
court determines the proper scope and meaning of any ambiguous claims asserted, and
next it determines whether the accused devices practice every limitation contained
within those properly construed claims. Cybor Corp. v. FAS Techs., Inc., 138 F.3d
1448, 1454 (Fed. Cir. 1998) (en banc). The court has already addressed the first step
of this process. See Claim Construction Ruling (Doc. No. 76). “A district court’s
Markman order is an explanation to the parties of the reasoning behind its claim
construction[,]” and, thus it is the ultimate constructions which are controlling, not the
analysis itself. See MercExchange, LLC v. eBay, Inc., 401 F.3d 1323, 1329 (Fed Cir.
2005), vacated on other grounds, eBay, Inc. v. MercExchange LLC, 547 U.S. 388
(2006) (discussing how the court’s Markman order need not be provided to the jury). It
13
is uncontested that Samsara sells the Accused Products, and so the only question is
whether the Accused Products literally infringe the ‘580 Patent. See Pls.’ L.R. 56(a)2
Stmt. at ¶ 13.
As a preliminary matter, Woodway has moved for summary judgment of literal
infringement of Claims 1, 6, 19, and 20 of the ‘580 patent. See Woodway’s MFSJ Mem.
at 20-28. Its brief contains sections addressed to each element of those claims. See id.
The plaintiffs respond by principally contesting only two elements: the bearing rail and
the frame, both having been construed earlier by the court during claim construction.4
See Pls.’ Opp. to Woodway’s Mot. for Summ. J (“Pls.’ MFSJ Opp.”) (Doc. No. 100) at 815.
Woodway has offered admissible evidence to support its claim of infringement of
every other element of the listed claims, which the plaintiffs have only refuted in their
Rule 56(a)2 statement, largely as the other limitations relate to the bearing rail and
frame limitations. See, e.g., Pls.’ L.R. 56(a)2 Stmt. at ¶ 50; D. Conn. L. Civ. R. 56(a)2
(“A party shall be deemed to have waived any argument in support of an objection that
such party does not include in its memorandum of law.”). The plaintiffs confusingly
dispute whether the safety device on the Accused Products is a regular clutch assembly
with transmits torque in one direction and allows free overrun in the other, see Pls.’ L.R.
56(a)2 Stmt. at ¶¶ 56, 58, but then admit that the safety device in the redesigned
product is structured to prevent rotation of the front shaft in a first direction while
The plaintiffs also argue that the “frame” limitation is not in direct contact to the front shaft and
rear shaft as required by claim 11 of the ‘580 patent. See Pls.’ MFSJ Opp. at 15. Whether or not this is
true is not relevant to resolution of Woodway’s MFSJ, as Woodway did not move for summary judgment
as to claim 11. See Woodway’s MFSJ Mem. at 20.
4
14
permitting rotation in the second direction. See id. at 57. Otherwise, their chief
complaint is that Woodway cited to Blair’s entire infringement report instead of
specifically citing the pages, as required by the District’s Local Rules. See id.; D. Conn.
L. Civ. R. 56(a)3.
Although the plaintiffs are correct that Woodway has failed to file its
statement in accordance with Local Rule 56(a)3, see Pls.’ MFSJ Opp. at 4, and so
Woodway’s 56(a)1 Statement was largely unhelpful in the infringement analysis, the
court was able to determine the basis for Woodway’s statements in its Local Rule
56(a)1 Statement. Having done so, the court concludes that the evidence supports a
finding that, if the components identified by Woodway to be the “frame” and “bearing
rail” satisfy the limitations as defined in the court’s Claim Construction Ruling, then a
judgment of infringement as to the Accused Products should enter. See Pls.’ L.R.
56(a)2 Stmt. at ¶ 26 (admitting that each of the Asserted Claims includes the limitations
“frame” and “bearing rail”).
The court has already construed the two limitations still at issue: the term “frame”
was not further construed, as the court found its plain and ordinary meaning would be
clear to a person of ordinary skill, see Claim Construction Ruling at 5–7, and the term
“bearing rail” was construed as “a rail with bearings whose top profile corresponds to
the shape of the running surface.” See id. at 8–13. Having construed the terms, the
only analysis left to be done is a comparison between the terms, as construed, and the
Accused Products. See Cybor, 138 F.3d at 1454.
The plaintiffs’ main argument is that the Accused Products lack a bearing rail, or
a rail with bearing whose top profile corresponds to the shape of the running surface.
See Pls.’ MFSJ Mem. at 11–16. Plaintiffs’ expert, Giachetti, removed the handrails,
15
side covers, and the side assembly that Woodway argues is the frame, and yet the
treadmill retains its shape, even if weight is applied. See id. at 12. The plaintiffs argue
that, because the part identified as the bearing rail appears to also give the treadmill
shape and structure, it must be a frame, and therefore cannot be a bearing rail. See id.
This argument is not supported by the court’s prior Claim Construction Ruling.
In order to satisfy the bearing rail limitation, the Accused Product must have a
component that is “a rail with bearings whose top profile corresponds to the shape of
the running surface.” See Claim Construction Ruling at 13. The part indicated by a
number 1 (labelled “inner frame rail curved”) in the plaintiffs’ treadmill assembly stage 1
drawing is a rail, curved to correspond to the curved shape of the running surface,
which has bearings attached to it. See Chapco Treadmill Assembly Stage 1 (Doc. No.
90-9) at 3. Plaintiffs offer no arguments that the device is not a rail with bearings whose
top profile corresponds to the shape of the running surface. Instead, they contend that
this component cannot be a bearing rail because it bears the user’s weight and helps
provide support and structure to the treadmill. See Pls.’ MFSJ Mem. at 11–12; Pls.’
MFSJ Opp. at 15. Plaintiffs’ arguments about which component of the product bears
the user’s weight do not respond to the court’s Claim Construction Ruling.
The court construed the term “bearing rail” to mean a rail with bearings whose
top profile corresponds to the shape of the running surface. The plaintiffs are correct
that the court considered the ambiguity inherent in the word bearing, but they are
incorrect in understanding the court’s Claim Construction Ruling to mean that the
bearing rail cannot bear the user’s weight. See Pls.’ MFSJ Mem. at 11-12. The court
addressed whether the bearing rail necessarily bore the user’s weight, not whether it
16
could bear the user’s weight.5 See Claim Construction Ruling at 12. The court’s final
construction of the term does not include any reference to the weight bearing
construction that the plaintiffs’ improperly argue now, many months after the court
issued its Claim Construction Ruling. As such, the portion of the plaintiffs’ expert report
which is directed to demonstrating that the rails with bearings whose top profile
corresponds to the running surface also can support the weight of the user is irrelevant
to the question before the court. The plaintiffs cite no relevant evidence that could
create a genuine issue of fact as to the presence of a bearing rail in the Accused
Products consistent with the court’s Claim Construction Ruling.
Next, the court must consider whether there exists an element that could satisfy
the “frame” limitation. Woodway directs the court to the parts labelled 1 in the following
image:
Although the Claim Construction Ruling states, “both parties acknowledged at oral argument
that the term bearing rail referred to a rail with bearings, not a rail that bears weight,” this statement
indicates that a rail must have bearings to be a bearing rail, but does not have to bear weight to do so.
See Claim Construction Ruling at 13. Not requiring the rail to bear weight does not, however, mean that
a bearing rail cannot bear weight, as omitting that element from the definition should broaden rather than
narrow it. By analogy, the court did not specify in the definition of the bearing rail that it must be black,
but that does not mean that a rail with bearings ceases to be a bearing rail merely because it is black.
5
17
Woodway’s MFSJ Mem. at 20-21. The plaintiffs counter that this portion of the Accused
Products is not a “frame” because it can be removed and the treadmill still maintains its
shape. See Pls.’ MFSJ Mem. at 15; Pls.’ MFSJ Opp. at 13-14. To further prove this
point, Giachetti removed this piece of the Accused Products, and added feet directly to
the part that the court has identified as the bearing rail, and found that the treadmill
remains optional. See Pls.’ MFSJ Resp. at 14. The plaintiffs argue that, because the
treadmill is usable when the alleged frame is replaced with another part, that component
cannot be a frame. Again, plaintiffs’ argument imports language from the court’s Claim
Construction Ruling’s analysis while ignoring the plain language and meaning of its
conclusion. See Pls.’ MFSJ Resp. at 8-9.
The court determined that the term frame required no additional construction
because its meaning was unambiguous to a person of ordinary skill in the art. See
Claim Construction Ruling at 5-8. Plaintiffs look beyond the court’s Ruling to its
analysis, wherein the court cited to a dictionary definition of the word frame, and then
they take that analysis even further to suggest that the “frame” at issue in the patent
must be the only component which gives the treadmill structure shape or support. See
Pls.’ MFSJ Resp. at 15 (inventing new claim constructions to “require a ‘bearing rail’ that
does not bear weight, and is a component separate from a ‘frame,’ which bears weight
and provides structure and support.”). Plaintiffs’ attempt to prove that the Accused
Products do not infringe the patents by deconstructing the treadmills, adding new
components, and then demonstrating that the treadmills can operate in a new
configuration is nothing more than a distraction. See Pls.’ MFSJ Mem. at 12. The
question is not whether the product, assembled in some different fashion might not
18
infringe, but whether the product as currently assembled and sold does infringe. See
Hilgraeve Corp. v. Symantec Corp., 265 F.3d 1336, 1343 (Fed. Cir. 2001) (“We agree
that tests of an accused device under unusual conditions are not necessarily relevant to
an infringement analysis.”). Further, nothing in the court’s Claim Construction Ruling or
the patents require that the frame be the only component to provide support and
structure: it just requires that there is a frame as that term is normally understood. The
plaintiffs’ expert offers no evidence that would undermine a finding that the part
identified as the frame by Woodway is in fact a frame, other than the irrelevant
deconstruction and redesign. Therefore, no reasonable jury could conclude that the
parts identified as the “frame” by Woodway do not satisfy the “frame” element.
Because there is no genuine issue of material fact as to whether the Accused
Products contain every element in claims 1, 6, 19, and 20, Woodway’s Motion for
Summary Judgment of infringement of the ‘580 patent, under Woodway’s Counterclaim
II, is GRANTED against Samsara.6 The plaintiffs’ Motion for Summary Judgment as to
Woodway’s Counterclaim II is accordingly DENIED.
C.
Non-Infringement of the ‘169 Patent
Plaintiffs next argue that they are entitled to summary judgment of noninfringement of the ‘169 Patent because they redesigned the original TrueForm Runner
immediately after the ‘169 Patent issued. See Pls.’ MFSJ Mem. at 16-17. The ‘169
Patent issued on March 24, 2015, to Woodway and on the same day, Woodway’s
President called Weinstein and asked for a meeting. See Woodway’s L.R. 56(a)2 Stmt.
6
Woodway only moved for summary judgment on Count II against Samsara, not against Chapco.
19
at ¶ 75. Weinstein testified that, within one day of this meeting, he told two Chapco
employees to move the one-way bearing to the front shaft. See Chapco 30(b)6 Dep. at
177. Because independent Claim 11 requires the safety device to be adjoined to the
rear shaft and Claims 12–16 depend on Claim 11, the plaintiffs argue that the
immediate redesign means there is no evidence that Woodway is able to present that
either Samsara or Chapco made, offered for sale, or sold any Accused Product with the
safety device adjoined to the rear shaft after the ‘169 Patent issued. See Pls.’ MFSJ
Mem. at 17.
Woodway responds that there is a material dispute regarding the timing of the
redesign. See Woodway’s MSFJ Resp. at 10–13. Woodway complains that it was
unable to determine the precise date from depositions or documentary evidence, and
cites to two pieces of evidence which it argues undermines the plaintiffs’ claim that the
redesign was immediate. See id. at 11–12. Although this evidence is not
overwhelming, in order to survive the Motion for Summary Judgment, it need only
create a genuine issue of material fact on which a reasonable jury could disagree.
First, Woodway cites to email correspondence on April 21, 2015, wherein a
Chapco employee emailed Weinstein and another Samsara stakeholder a summary of
a discussion they had around that time. See Woodway’s MFSJ Mem. at 12 (citing to
email from Aristi to Vernon and Weinstein (“Aristi Email”) (Doc. No. 106-51) at 2–3).
The Aristi Email is formatted as nested bullet points. See Aristi Email. The email
contains a description of three orders, one on April 22, one on April 24 or April 27, and
one on May 1, 2015. See Id. Immediately following the third order, the email states
“one way bearing at front[.]” See Id. Woodway argues that this final annotation is “[i]n
20
connection with th[e] third shipment.” See Woodway’s MFSJ Resp. at 12. The court
acknowledges that one possible reading of the email would be to interpret “one way
bearing at front” to refer to all three shipments because that final annotation is at the
same level of indentation as the bullets specifying the three shipment orders. In that
case, the Aristi Email would not support a claim of infringement. However, another
possible reading of the email is to interpret, as Woodway does, that the annotation
refers only to the shipment closest in proximity to the annotation, in which case the first
two orders shipped infringing treadmills. A reasonable jury could disagree as to the
interpretation of the email and, combined with the second piece of evidence below, the
email creates a genuine issue of material fact.
As a second piece of evidence Woodway cites to the testimony of Jeremiah
Rabe (“Rabe”), a Chapco engineer who testified that the plaintiffs did not modify the
location of the safety device on any already-existing-original TrueForm Runner units
that had already been produced. See Woodway’s MFSJ Resp. at 12 (citing Rabe Dep.
(Doc. 106-1) at 47:8-24). Rabe first testified that, at the time of the redesign, “we only
built a treadmill at a time then, so there were not treadmills assembled ready to leave.”
Rabe Dep. at 47:16-18. He then qualified that statement in response to Woodway’s
further questioning by stating, “If there were [any treadmills in inventory], it was a very
low quantity.” See Rabe Dep. at 47:23-24. This statement allows for the possibility that
some infringing treadmills already existed in the inventory at the time the patent was
issued. This evidence, in conjunction with the Aristi Email, creates a genuine issue of
material fact as to whether the plaintiffs have made, sold, or offered to sell products
which infringe the ‘169 Patent after it issued.
21
As such, the Plaintiffs’ Motion for Summary Judgment of non-infringement of the
‘169 patent (the plaintiffs’ Count I and Woodway’s Counterclaim I) is DENIED.
D.
Invalidity of the ‘169 and ‘580 Patents
The plaintiffs and Woodway cross-move for Summary Judgment as to the issue
of the validity of the utility patents. See Pls.’ MFSJ Mem. at 21–37; Woodway’s MFSJ
Mem. at 30-39. The plaintiffs assert that the Asserted Claims of both patents are invalid
because they are rendered obvious by Socwell combined with Chickering, Magid and/or
Schmidt. See Pls.’ MFSJ Mem. at 27-35. Woodway moves for summary judgment of
validity, arguing, inter alia, that: (1) Claim 11-13 of the ‘169 Patent and all Asserted
Claims of the ‘580 Patent are not anticipated by Socwell, see Woodway’s MFSJ Mem.
at 28-32; (2) all Asserted Claims are not anticipated by Schmidt, see id. at 32-36; (3)
plaintiffs do not have sufficient evidence to support their obviousness theories, see id. at
36-37; and (4) the plaintiffs have no evidence to support a claim of indefiniteness, lack
of written description, or lack of enablement, see id. at 37-39. Before the court can
address the underlying invalidity arguments, the court must first address Woodway’s
two Motions to Strike, both of which concern expert opinions related to the plaintiffs’
invalidity theories and proof.
1.
Motion to Strike Portions of Dr. Giachetti’s Opening Expert Report
Woodway has moved to strike portions of Dr. Giachetti’s Opening Expert Report
(“Dr. Giachetti’s Report”) on two bases: Woodway first argues that Dr. Giachetti’s
Report disclosed new invalidity theories for the first time, and next argues that certain of
his opinions are unsupported and therefore inadmissible. See Mot. to Strike Report
Mem. Courts in this District have held that, in the summary judgment context, a
separate motion to strike is unnecessary—where a party believes that asserted facts
22
are not supported by the evidence, or wishes to object that a fact cannot be presented
in a form that would be admissible in evidence, the party should make those arguments
in its summary judgment briefing, not as motions to strike. See Tzanetis v. Weinstein &
Riley, P.S., No. 3:09-CV-413(DJS), 2010 WL 3925250, at *2 (D. Conn. Sept 28, 2010).
Indeed, this idea is specifically stated in the notes to Rule 56, and such motions are
prohibited by the District of Connecticut’s Local Rules, as amended after the filing of
Woodway’s Motion. See Fed. R. Civ. P. 56 Advisory Committee’s Note (“[T]here is no
need to make a separate motion to strike. If the case goes to trial, failure to challenge
admissibility at the summary-judgment stage does not forfeit the right to challenge
admissibility at trial.”); D. Conn. L. Civ. R. 56(a)4 (May 4, 2017) (“Motions to strike (a)
statements made in a Rule 56(a) statement or (b) the supporting evidence are
prohibited.”). Because Woodway’s Motion to Strike the Opening Expert Report of Dr.
Robert Giachetti re: Invalidity is procedurally improper, it is DENIED.
However, to the extent that the Motion to Strike contains arguments regarding
the admissibility of the plaintiffs’ evidence incorporated by reference in Woodway’s
Motion for Summary Judgment and its Response to the Plaintiffs’ Motion for Summary
Judgment, the court will consider the arguments presented therein. See Woodway’s
MFSJ Resp. at 25.
a.
Dr. Giachetti’s Schmidt Opinions
The court is persuaded to not consider Dr. Giachetti’s opinions regarding
Schmidt in deciding the Motions for Summary Judgment. Rule 37 provides the court
with instruction on what it should do when a party fails to provide information as
required by a court order: in that circumstance “the party is not allowed to use that
information or witness to supply evidence on a motion, at a hearing, or at a trial unless
23
the failure was substantially justified or is harmless.” Fed. R. Civ. P. 37(c)(1). Courts
considering whether to exclude testimony have looked to the following factors: (1) the
party’s explanation for its failure to comply with the discovery order; (2) the importance
of the testimony of the witness to be excluded; (3) the prejudice suffered by the
opposing party as a result of having to prepare to meet the new testimony; and (4) the
possibility of a continuance. See Outley v. City of New York, 837 F.2d 587, 590 (2d Cir.
1988); Softel, Inc. v. Dragon Medical and Scientific Comm’ns, Inc., 118 F.3d 955, 961
(2d Cir. 1997) (utilizing the Outley factors to review a district court’s decision to exclude
expert testimony).
On June 22, 2016, the court modified the Scheduling Order such that the
plaintiffs’ supplemental preliminary invalidity disclosures were due on August 8, 2016.
See Minute Entry, June 22, 2016 (Doc. No. 51). Additionally, the court set December
30 as the close of fact discovery, with expert disclosures due by March 2, 2017. It was
in this March disclosure that the plaintiffs, in Dr. Giachetti’s Report, first disclosed its
invalidity theories regarding U.S. Patent No. 1,211,765 (“Schmidt”), either alone or in
combination with U.S. Patent No. 3,637,206 (“Chickering”), U.S. Patent No. 5,538,489
(“Magid”), or U.S. Patent No. 641,424 (“Ziebell”) as to the ‘169 Patent, or the
combination of Schmidt with Ziebell for the ‘580 Patent. See Mot. to Strike Report Mem.
at 4. Woodway argues that these new invalidity theories are untimely. Id.
The plaintiffs respond that Dr. Giachetti’s Report was served on March 2, and
therefore was in compliance with the court’s Amended Scheduling Order. See Pls.’s
Opp. to Def.’s Mot. to Strike Portions of the Opening Expert Report (“Mot. to Strike
Report Opp.”) (Doc. No. 99) at 3. This argument misunderstands the purpose of the
24
invalidity contentions. Although invalidity defenses based on prior art must be asserted
in detail at least thirty days before trial, 35 U.S.C. § 282, some courts order invalidity
contentions to be disclosed at an earlier date. See Convolve, Inc. v. Compaq Computer
Corp., 643 F. Supp. 2d 336, 340 (S.D.N.Y. 2008) (explaining that, although leave to
amend discovery disclosures is normally freely given, “a more conservative approach
must be applied in patent cases to prevent the shifting sands approach . . . .”) (internal
quotations omitted). Invalidity contentions “require parties to crystallize their theories of
the case early in the litigation so as to prevent the ‘shifting sands approach to claim
construction.” See O2 Micro Intern. Ltd. v. Monolithic Power Sys., Inc., 467 F.3d 1355,
1364 (Fed. Cir. 2006) (discussing invalidity and infringement contentions under the local
patent rules of the Northern District of California) (internal quotations omitted). Even
though this District does not have a specific local patent rule, the court’s Scheduling
Order clearly required the use of infringement and invalidity contentions, see Scheduling
Order (Doc. No. 40); Order Modifying Scheduling Order (Doc. No. 51), and the attempt
to use new theories, absent a request to amend, violates the court’s Order.
Here, the plaintiffs have offered no explanation for why they failed to move to
amend their invalidity contentions, arguing instead that the expert disclosures and the
invalidity contentions were separate deliverables, and as such Dr. Giachetti’s expert
testimony should not be limited to the contentions served earlier in the trial. See Mot. to
Strike Report Opp. at 4. The fact that the expert report was due on a different due date
than the invalidity contentions does not render them independent from each other, as
plaintiffs assert. Instead, the invalidity contentions offer the patent holder a preview of
the theories that may be brought against the patent, while the expert report offers the
25
proof and evidence to support those theories. See Fenner Investments, Ltd. v. HewlettPackard Co., Civ. No. 6:09-CV-273, 2010 WL 786606, at *2 (E.D. Tex. Feb. 26, 2010)
(explaining in the related context of infringement contentions that the contentions
provide notice without needing to disclose specific evidence, whereas the expert reports
must include the basis and data which supports the opinions contained therein).
Plaintiffs’ argument boils down to the idea that the plaintiffs were unaware of what
opinions their expert would have regarding the validity of the patents-in-suit until they
received his report on March 2, 2017, and therefore a motion to amend their invalidity
contentions would have been unnecessary and cumulative. See Mot. to Strike Report
Opp. at 4. The idea that the plaintiffs were absolutely without notice as to the opinion of
their own expert prior to the date his report was due strains credulity and undermines
the spirit of discovery. See O2 Micro, 467 F.3d at 1365 (describing the dual purposes
of discovery as allowing parties to develop facts to support their theories while also
allowing the parties to pin down their opposition’s theories). Other courts have found
expert reports that include opinions beyond the scope of the invalidity contentions to
violate local rules and scheduling orders because, “[a]lthough an expert’s report must
offer evidence and proof not necessarily disclosed in a party’s invalidity contentions, it
may not present theories premised on combinations of prior art or references within the
prior art not previously disclosed.” Changzhou Kaidi Elec. Co., Ltd. v. Okin America,
Inc., 112 F. Supp. 3d 330, 335 (D. Md. 2015). Thus, the first Outley factor cuts against
the plaintiffs, whose unpersuasive argument boils down to an assertion that they were
permitted to file their expert report later than the invalidity contentions, and thus have
done nothing wrong.
26
The second Outley factor, the importance of the testimony, favors the plaintiffs,
as Dr. Giachetti’s testimony is the primary route by which the plaintiffs can introduce
their theories of invalidity based on these references. Specifically, throughout their
Motion for Summary Judgment, the plaintiffs reference Dr. Giachetti’s Declaration
(discussed in greater detail below), which in turn must be supported by his Rule 26
Report. See Pls.’ MFSJ Mem. at 32 (utilizing Dr. Giachetti’s Declaration to show that
Schmidt discloses the bearing rail limitation). Thus, Dr. Giachetti’s Report is important
for the plaintiffs to be able to offer evidence in support of these theories of invalidity, and
therefore the second Outley factor favors the plaintiffs. It is important to note, however,
that the improperly disclosed references are not the only references that the plaintiffs
offer in support of their invalidity arguments and, as such, the court does not mean to
overstate the importance of the specific portion of the challenged evidence, which only
relates to some of Dr. Giachetti’s opinions.
Next, the court considers the prejudice suffered by the party opposing the
testimony—as a result of having to meet the testimony—points in favor of Woodway.
Although the plaintiffs correctly point out that Woodway was able to depose Dr.
Giachetti, and their expert, Dr. Kim Blair (“Dr. Blair”), was able to offer a rebuttal report
that discussed the improperly disclosed opinions, this does not end the court’s analysis
under this factor. See Mot. to Strike Report Opp. at 5. Dr. Blair’s ability to write a
rebuttal report does not speak to the cogency of that report, and whether he could have
prepared a more thorough analysis if he had been aware of the plaintiffs’ theories at an
earlier point. See Woodway’s Reply in Supp. of its Mot. to Strike Portions of the
Opening Expert Report at 3; see also, Changzhou, 112 F. Supp. 3d at 337 (“[S]ome
27
courts have concluded that the capacity of an opposing party’s expert to respond to
novel invalidity contentions is not sufficient to save those theories from exclusion.”)
(internal citations omitted). And Woodway’s awareness of the existence of the Schmidt
reference outside of the plaintiffs’ invalidity theories is beside the point—it is of no
moment that Woodway knew that Schmidt existed when it was unaware that plaintiffs
planned to use it as part of their invalidity argument, and therefore unable to take full
discovery regarding the plaintiffs’ Schmidt theories. See Mot. to Strike Report Opp. at
5. All in all, it appears there has been prejudice to Woodway.
The plaintiffs also argue that Woodway has not suffered prejudice as evidenced
by the fact that the Motion to Strike is the first they heard Woodway complain of the
timeliness of the disclosure. See Mot. to Strike Report Opp. at 5. This argument makes
little sense. The fact that Woodway did not let the plaintiffs’ eleventh hour submission
dissuade them from filing the best rebuttal report they could or deposing the plaintiffs’
expert does not excuse the plaintiffs’ behavior. Indeed, considering the expert report
and dispositive motions deadlines, Woodway’s Motion to Strike, which was filed
alongside their dispositive motion and only two months after the untimely disclosure of
the plaintiffs’ new invalidity theories, constitutes a timely complaint.
Finally, the court must consider the availability of a continuance. Although this
case has not been set for trial, discovery has closed and dispositive motions have been
filed. This case is nearly two years old. Reopening discovery now would serve to
unjustly postpone resolution of this matter. The court concludes that this factor points in
favor of Woodway, because the question, for the purposes of this Ruling, is whether the
court should consider the materials in connection with the cross Motions for Summary
28
Judgment. The court could not feasibly order a continuance as to the matter at hand
without requiring a new round of briefing. Additionally, although it might be feasible to
reopen discovery, it would lead to increased costs to both parties and come after the
court had ruled on the dispositive motions, unnecessarily complicating the parties’
scheduling and the presentation of issues at trial. Considering the effort that has clearly
gone into the briefing on both sides and the court’s consideration of that briefing, the
court is unwilling to do that.
On the whole, the court is persuaded that the new Schmidt theories should not
be considered in connection with the summary judgment motions, largely because of
the lack of reasonable excuse for their late addition to plaintiffs’ case. Here, it is clear
plaintiffs were aware of the Schmidt patent, as they cited it in their Markman brief. See
Pls.’ Opening and Responsive Claim Construction Br. (Doc. No. 59) at 4–6, 27–30.
Indeed, the plaintiffs were aware that Schmidt had been reviewed by the patent
examiner, who had at least once rejected the application based on Schmidt. See id. at
5. Plaintiffs’ unexplained failure to disclose a known piece of prior art as a basis for
invalidity should not cause additional costs to Woodway, nor delay the resolution of this
matter. Therefore, the court will not consider Dr. Giachetti’s untimely arguments
regarding Schmidt.
b.
Dr. Giachetti’s Obviousness Opinions
Woodway also argues that Dr. Giachetti’s opinions regarding obviousness should
be excluded because they are based on a mistaken understanding of the relevant
factors. See Mot. to Strike Report Mem. at 10-12. This portion of Woodway’s argument
is unpersuasive: it does not argue that Dr. Giachetti’s Report was untimely, or otherwise
is not based on proper techniques, but rather just that Woodway is unpersuaded by the
29
section of Dr. Giachetti’s report that addresses motivations to combine. See id. at 1112. As noted above, motions to strike are generally disfavored in connection with
motions for summary judgment, because arguments like this do not assist the court in
making its determination as to summary judgment. To the extent that the Motion directs
the court not to consider arguments by Dr. Giachetti regarding motivation to combine,
the court notes that, as is required by Rule 56, it will consider his report as evidence to
the extent it is admissible. See Fed. R. Civ. P. 56(c)(2); O’Brien v. Wisniewski, Civ. No.
10-CV-120(CSH), 2012 WL 1118076, at *4 (D. Conn. Apr. 3, 2012) (“Courts within this
District have explicitly denied motions to strike as unnecessary because courts review
and rely only upon admissible evidence on summary judgment.”).
2.
Motion to Strike Portions of Dr. Giachetti’s Declaration
Woodway also filed a Motion to Strike Portions of the Declaration of Dr. Giachetti
on June 1, 2017. See Mot. to Strike Portions of the Decl. of Giachetti (Doc. No. 102).
This Motion was filed after the change to the Local Rules which prohibited motions to
strike in connection with summary judgment evidence, and therefore the procedural
arguments raised by plaintiffs as to both Motions applies with greater force to this
Motion. See supra at section IV.D.1. Woodway’s argument that the Local Rule only
applies to statements made in the Rule 56(a) statement or the supporting evidence
ignores the cases in this District that have denied motions to strike affidavits and other
supporting evidence as improper in the context of motions for summary judgment. See,
e.g., Tzanetis v. Weinstein & Riley, P.S., 3:09CV413(DJS), 2010 WL 392520 (D. Conn.
Sept. 28, 2010). Thus, Woodway’s Motion to Strike Portions of the Declaration of Dr.
Giachetti is DENIED for the same reason as it does the Motion to Strike his earlier
report.
30
Still, the court will consider the arguments raised therein in connection with
whether or not the evidence contained within the expert’s Declaration would be
admissible, and thus properly considered in the context of a Rule 56 motion. See Fed.
R. Civ. P. 56(c)(2) (“A party may object that the material cited to support or dispute a
fact cannot be presented in a form that would be admissible in evidence”); id. at (c)(4)
(“An affidavit or declaration used to support or oppose a motion must be made on
personal knowledge, set out facts that would be admissible in evidence, and show that
the affiant or declarant is competent to testify on the matters stated.”). Much as before,
Woodway incorporates its Motion to Strike Portions of the Declaration of Dr. Giachetti
into its briefing in opposition to the plaintiffs’ Motions for Summary Judgment, and so the
court will consider the arguments raised therein to determine whether or not the court
may rely on the evidence complained of. See Woodway’s MFSJ Resp. at 33.
Woodway argues that Giachetti’s Declaration contains new opinions and new
theories which were previously not included in Dr. Giachetti’s Report, and as such are
not now admissible under Rule 26(a). See Woodway’s Mem. in Supp. of its Mot. to
Strike Portions of the Decl. of Giachetti (“Mot. to Strike Decl. Mem.”) (Doc. No. 103).
Federal Rule of Civil Procedure 26(a)(2)(B)(i) requires an expert to disclose, in a written
report, “a complete statement of all opinions the witness will express and the basis and
reasons for them.” An expert is permitted to supplement his report, but only if he learns
that the disclosure or response is incomplete or incorrect. Fed R. Civ. P. 26(e)(1)(A).
Failure to provide information as required by Rule 26(a) and (e) will result in the party
being disallowed from using that “information or witness to supply evidence on a motion,
at a hearing, or at trial, unless the failure was substantially justified or is harmless.”
31
Fed. R. Civ. P. 37(c)(1). “[E]xperts are not free to continually bolster, strength, or
improve their reports by endlessly researching the issue they already opined upon, or to
continually supplement their opinions.” Cedar Petrochemicals, Inc. v. Dongbu Hannong
Chem. Co., 769 F. Supp. 2d 269, 278 (S.D.N.Y. 2011). The concern over untimely
supplementation is particularly strong here, where the alleged new matters were only
disclosed in connection with the plaintiffs’ dispositive motion, after Dr. Giachetti had
been deposed. See Mot. to Strike Decl. Mem. at 6.
The first question that Woodway’s Motion raises is whether the materials
disclosed in Dr. Giachetti’s Declaration are new. Woodway argues that, of the 77
paragraphs in the Declaration, 24 are completely new and were not previously
disclosed, and another 16 paragraphs contain some material not otherwise disclosed
previously. See Mot. to Strike Decl. Mem. at 6. The plaintiffs respond that Dr.
Giachetti’s Report was timely and included citations to all of the same references as the
Declaration. See Pls.’ Opp. to Def.’s Mot. to Strike Portions of the Decl. of Giachetti
(“Mot. to Strike Decl. Opp.”) (Doc. No. 121) at 5-9. This argument misunderstands the
expert disclosure rule: it does not call for merely a broad indication of the sources that
the expert has reviewed, but rather must include “a complete statement of all opinions
the witness will express. . . .” Fed. R. Civ. P. 26(a)(2)(B)(i) (emphasis added). That Dr.
Giachetti disclosed the evidence underlying the opinions contained in his Declaration
provides no shelter from the argument that he did not disclose the opinions themselves.
The plaintiffs argue that Dr. Giachetti’s Declaration’s “Motivation to Combine”
section is properly supported because the theories contained therein were made clear
at Giachetti’s deposition, and can otherwise be understood if the report is “read as a
32
whole.” See Mot. to Strike Decl. Opp. at 9. That Dr. Giachetti disclosed new theories
during his deposition does not remedy his failure to provide a written report that
contains all of his opinions. See Fed. R. Civ. P. 26(a)(2)(B). Similarly, Dr. Giachetti’s
disclosure that there would be a motivation to combine generally does not support the
specific and novel justifications for that motivation found within his Declaration.
Compare Giachetti’s Report (Doc. No. 103-3) at ¶¶ 145-148 (containing explicit theories
to combine in order to combat friction and explaining that the use of a flywheel to
maintain the directional movement of the belt has certain manufacturing downsides)
with Decl. of Robert Giachetti (Doc. No. 88-2) at ¶¶ 73-77 (explaining that each piece of
prior art referenced the concern of the belt moving in two directions and stating explicitly
that a person of ordinary skill would want to combine the references to solve this
problem, using a ratchet and pawl mechanism).
The court has reviewed the paragraphs which Woodway asserts contain new
information and concludes that Dr. Giachetti’s Declaration does include some new and
previously undisclosed information, but substantially less than Woodway argues.
Specifically, the court finds that only paragraphs 8.a, 8.c, 28, 30, 31, 32, 33, 34, the last
sentence of paragraph 56, the last two sentences of paragraph 61, 72, 73, 74, 75, 76,
and 77 are unsupported by Dr. Giachetti’s Report. The rest of the paragraphs that
Woodway alleges are new have support in the Report, including the instances where
the Declaration makes more specific citations to the same materials as cited in the
Report. See, e.g., Highlighted Decl. of Giachetti (Doc. 103-2) at ¶ 23 (arguing that the
citation to Chickering, Col. 1, ll. 26-34 is improper).
33
Having determined that Dr. Giachetti’s Declaration includes some new matters,
the court must next determine whether exclusion is the proper sanction. Again, the
Outley factors guide the court’s decision. See Softel, Inc. v. Dragon Medical and
Scientific Comm’ns, Inc., 118 F.3d 955, 961 (2d Cir. 1997). The first factor, the party’s
excuse for failure to comply with the discovery order, clearly cuts against the plaintiffs,
who provide no excuse for including new theories in the Declaration. See Mot. to Strike
Decl. Opp. at 11 (arguing that the disclosure does not violate the discovery order
because it was filed alongside the summary judgment motion, which was filed on time).
The second factor, the importance of the testimony of the precluded witness, cuts in
favor of the plaintiffs, because it is clear that Dr. Giachetti’s testimony is important to the
plaintiffs’ invalidity theories, although again, the court is only excluding some of his
statements. The third factor, whether Woodway is prejudiced by the plaintiffs’ late
disclosure, cuts in favor of exclusion because the Declaration was offered after the
deposition of Dr. Giachetti and rebuttal reports were due, and as such Woodway had no
opportunity to meaningfully reply. That Woodway did not complain in the way that the
plaintiffs would have preferred, see Mot. to Strike Decl. Opp. at 12, is not important—
Woodway was not offered the opportunity to meaningfully rebut Dr. Giachetti’s new
opinions within the confines of the court’s original Order. Finally, the fourth factor, the
possibility of a continuance, also weighs against the plaintiffs, because a continuance at
this point would unnecessarily prolong the summary judgment process and require an
additional round of briefing. The Outley factors favor exclusion, and thus, the court will
not consider the paragraphs containing new information in connection with the Motions
for Summary Judgment. See Fed. R. Civ. P. 56(c)(2).
34
Having resolved the admissibility issues raised by the Motions to Strike, the court
now turns to the substantive arguments raised by the parties regarding the validity of
the patents in suit. The court will take up each argument in turn.
3.
Obviousness
The court first takes up the obviousness arguments raised by both parties.
Woodway argues that, because the court should strike Dr. Giachetti’s opinion, the
plaintiffs have not offered sufficient evidence on which a jury could find that the
combinations of Schmidt and Chickering, Schmidt and Magid, or Schmidt and Ziebell
render the asserted patents obvious by clear and convincing evidence. See Woodway’s
MFSJ Mem. at 36–37.
The plaintiffs argue that the patents are invalid because they are obvious in light
of various combinations of prior art patents. See Pls.’ MFSJ Mem. at 21–36. A patent
is invalid if “the differences between the subject matter sought to be patented and the
prior art are such that the subject matter as a whole would have been obvious at the
time the invention was made to a person having ordinary skill in the art.” 35 U.S.C. §
103(a). Patents, once granted, are presumed valid and, as such, can only be found to
be invalid by clear and convincing evidence. See TriMed, Inc. v. Stryker Corp., 608
F.3d 1333, 1340 (Fed. Cir. 2010). “The ultimate judgment of obviousness is a legal
determination[,]” such that when “the content of the prior art, the scope of the patent
claim, and the level of ordinary skill in the art are not in material dispute, and the
obviousness of the claim is apparent in light of these factors, summary judgment is
appropriate.” KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 427 (2000). Additionally, the
court must also consider objective evidence of nonobviousness in order to avoid
slipping into using impermissible hindsight. Plantronics, Inc. v. Aliph, Inc., 724 F.3d
35
1343, 1354-55 (Fed. Cir. 2013). The court must consider “whether a skilled artisan
would be motivated to combine certain prior art references, an issue that focuses
heavily on the first and third [obviousness] factors.” Id. at 1353.
The plaintiffs argue that all of the Asserted Claims are obvious in light of Socwell,
combined with Chickering, Magid, and/or Schmidt. See Pls.’ MFSJ Mem. at 27-36. It
argues that a person having ordinary skill in the art would have been motivated to
combine these references because the problem of curved manual treadmills running
belts moving was well known, and placing a safety device was an obvious solution to
that problem. See id. at 36-37. They argue that this solution does not require expert
testimony because the motivation to combine may simply be a matter of common
sense. See id. at 36 (citing Wyers v. Master Lock Co., 616 F.3d 1231, 1239-40 (Fed.
Cir. 2010)).
Woodway argues that the plaintiffs have not articulated sufficient motivations to
combine, because the plaintiffs only cite to the portions of Dr. Giachetti’s Declaration
that contain previously undisclosed motivation to combine opinions. See Woodway’s
MFSJ Resp. at 33. Because the court has determined that these opinions were not
disclosed in Dr. Giachetti’s Report, the court will not consider the arguments based on
Dr. Giachetti’s Declaration. See supra at section IV.D.2.
The plaintiffs otherwise rely on statements made by the inventors regarding their
assessment of the risk of unexpected motion of the running belt and their solution of
adding a one-way bearing. See Pls.’ MFSJ Mem. at 36–37 (citing to Pls.’ Rule 56(a)1
Statement (“Pls.’ L.R. 56(a)1 Stmt.”) (Doc. No. 90) at 123-133). These citations cannot
establish that the problem was obvious—of course the inventors knew of the problem
36
and determined a solution, but considering the inventors’ actions as evidence of
obviousness would improperly use hindsight to inform the analysis. See Insite Vision
Inc. v. Sandoz, Inc., 783 F.3d 853, 859 (Fed. Cir. 2015) (“Defining the problem in terms
of its solution reveals improper hindsight in the selection of the prior art relevant to
obviousness.”) (citing Monarch Knitting Mach. Corp. v. Sulzer Morat GmbH, 139 F.3d
877, 881 (Fed. Cir. 1998)). Thus, the court cannot conclude that the plaintiffs have
shown, by clear and convincing evidence, that the patents were obvious in light of the
prior art because they have not demonstrated that a person having ordinary skill in the
art would be properly motivated to combine the disparate references.
However, the court cannot grant Woodway’s Motion for Summary Judgment as
to obviousness either. Dr. Giachetti’s Report does disclose a theory for a motivation to
combine and, even without it, a reasonable jury could reasonably infer that the prior art
disclosed a known problem, which could be solved by other prior art references with
only the use of common sense guiding their combination. See Perfect Web Techs., Inc.
v. InfoUSA, Inc., 587 F.3d 1324, 1328–29 (Fed. Cir. 2009) (explaining that common
sense may “inform the analysis of obviousness if explained with sufficient reasoning,”
and “does not require a specific hint or suggestion in a particular reference[.]”). Indeed,
expert opinions are often unnecessary “because the technology will be easily
understandable without the need for expert explanatory testimony.” Id. at 1329.
The court also cannot make a determination of the validity of the patents where
there exists a material dispute as to who qualifies as a person of ordinary skill in the art.
See KSR, 550 U.S. at 427. Plaintiffs describe the person of ordinary skill in the art to be
“a mechanical engineer with at least one year of machine design experience related to
37
power transmission equipment and a demonstrated understanding of the biomechanics
of exercise, including knowledge in the field of anthropometry.” Giachetti Decl. at ¶ 11.
Woodway, by comparison, argues that a person of ordinary skill is a “person with a
bachelor degree in mechanical engineering or at least two years of experience in the
treadmill industry, including experience and knowledge of the design, construction,
testing, and operation of the manual treadmill.” See Rebuttal Expert Report of Blair
(Doc. No. 96-15) at ¶ 31. The parties provide no justification for the court to adopt one
of these views over the other. Thus, there exists a genuine dispute as to the person of
ordinary skill, a dispute whose resolution is best left to the fact finder. See Graham v.
John Deer Co., 383 U.S. 1, 17 (1966) (discussing that, while patent validity is a question
of law, it relies on factual inquires including “the level of ordinary skill in the pertinent
art[.]”)
Finally, the court must address Woodway’s argument that the plaintiffs are
without clear and convincing evidence as to the plaintiffs’ obviousness theories as to the
previously undisclosed Schmidt disclosures. See Woodway’s MFSJ Mem. at 36-37.
Because the court has determined that the plaintiffs’ failure to properly identify its
theories of obviousness results in the court not considering its expert’s report regarding
those theories, the plaintiffs have not produced sufficient evidence to allow a reasonable
jury to find by clear and convincing evidence that the patent is obvious in light of
Schmidt and Chickering, Schmidt and Magid, or Schmidt and ZIebell. See supra at
section IV.D.1. Thus, Woodway’s Motion for Summary Judgment on the plaintiffs’
invalidity claims (Counts II and IV of their Amended Complaint) is GRANTED insofar as
plaintiffs advance a theory of obviousness based on these combinations.
38
For the foregoing reasons, the plaintiffs’ Motion for Summary Judgment as to
their Counts II and IV under a theory of obviousness is DENIED. Woodway’s Motion for
Summary Judgment as to the same counts is GRANTED to the extent that plaintiffs
allege a theory of obviousness based on the combinations of Schmidt and Chickering,
Schmidt and Magid, or Schmidt and ZIebell is granted.
4.
Anticipation
Woodway also moves for summary judgment on the plaintiffs’ invalidity claims
(Counts II and IV of the plaintiffs’ Amended Complaint) on the basis that the patents-insuit are not anticipated by Socwell or Schmidt. See Woodway’s MFSJ Mem. at 28–26.
A claim is anticipated when each element of that claim is disclosed in a single prior art
reference, and the claimed arrangement of those elements is also disclosed in the same
reference. See Therasense, Inc. v. Becton, Dickinson and Co., 593 F.3d 1325, 1332-33
(Fed. Cir. 2010).
a.
Socwell
Woodway argues that Dr. Giachetti never provided a disclosure of a safety
device in Socwell and, therefore, plaintiffs cannot show by clear and convincing
evidence that Socwell anticipates the Asserted Claims because they have no evidence
that it contains every element of the Asserted Claims. See Woodway’s MFSJ Mem. at
29. Woodway points out that Dr. Giachetti’s Report discloses that there is a safety
device conclusorily, without referencing a component or a portion of the patent that
corresponds to that component. See id.
Having reviewed the Report, the court concludes that Woodway is correct. Dr.
Giachetti disclosed no device he believed was a safety device, and his supplemental
statements at his deposition and in Dr. Giachetti’s Declaration cited by the plaintiffs
39
cannot alone remedy the deficient written expert report. See supra at section IV.D.1.
Because the plaintiffs have failed to timely provide disclosure of their anticipation
theories under Socwell, Woodway’s Motion for Summary Judgment of the plaintiffs’
Counts II and IV is GRANTED to the extent that plaintiffs advance a theory of
anticipation by Socwell.
b.
Schmidt
Woodway also argues that the plaintiffs cannot offer clear and convincing
evidence that Schmidt anticipates the Asserted Claims. See Woodway’s MFSJ Mem. at
33-36. Because the court has determined that the plaintiffs’ untimely disclosure of their
theories of invalidity based on Schmidt should lead to the court not considering that
portion of Dr. Giachetti’s Report, the plaintiffs are left without clear and convincing
evidence that Schmidt discloses all elements of the Asserted Claims. See supra at
section IV.D.1. Thus, Woodway’s Motion for Summary Judgment on the plaintiffs’
Counts II and IV is GRANTED to the extent that those counts rely on a theory of
anticipation by Schmidt.
5.
Indefiniteness, Written Description, and Enablement
Woodway moves for summary judgment as to theories of invalidity under section
112 of title 35 of the United States Code. See Woodway’s MFSJ Mem. at 37-38.
Specifically, Woodway argues that the plaintiffs do not include any details or evidence of
their theory of invalidity under section 112 in their contentions or interrogatory
responses, nor did Dr. Giachetti discuss section 112 as applied to the patents in his
expert report. See id. The plaintiffs’ responsive brief does not argue otherwise. See
Pls.’ MFSJ Opp. The court understands the plaintiffs’ failure to respond to Woodway’s
argument to mean that the plaintiffs have abandoned their arguments under section
40
112. See Jackson v. Fed. Express, 766 F.3d 189, 198 (2d Cir. 2014). Therefore, the
court grants Woodway’s Motion for Summary Judgment on the plaintiffs’ Counts II and
IV is GRANTED as to theories under section 112.
E.
Non-Infringement of the ‘866 Patent
The plaintiffs also allege that Woodway cannot show infringement of Woodway’s
‘866 design patent, which covers the side covers of the treadmill. See Pls.’ MFSJ Mem.
at 17-19; Woodway’s MFSJ Opp. at 19–22. The sole test for determining whether a
design patent has been infringed is the “ordinary observer” test. Egyptian goddess, Inc.
v. Swisa, Inc., 543 F.3d 665, 678 (Fed. Cir. 2008) (en banc). This test requires an
analysis of whether, “in the eye of an ordinary observer, giving such attention as a
purchaser usually gives . . . the resemblance is such as to deceive such an observer,
inducing him to purchase one supposing it to be the other.” Ethicon Endo-Surgery, Inc.
v. Covidien, Inc., 796 F.3d 1312, 1335 (Fed. Cir. 2015) (quoting Egyptian Goddess, 543
F.3d at 670). The infringement analysis looks to determine whether “the deception that
arises is a result of the similarities in the overall design, not of similarities in ornamental
features in isolation.” Richardson v. Stanley Works, Inc., 597 F.3d 1288, 1295 (Fed.
Cir. 2010) (citing Amini Innov. Ocrp. V. Anthony Cal., Inc., 439 F.3d 1365, 1372 (Fed
Cir. 2006)).
Looking to the Accused Products, and comparing them to the claimed design, the
court cannot say that, as a matter of law, no ordinary observer could confuse the
Accused Products for the patented design. The ‘866 patent covers ornamental side
covers on a treadmill, which the Accused Products unquestionably have:
41
Woodway’s MFSJ Resp. at 21.
The plaintiffs argue that the patented design has a 90 degree mounting point
which is not present in the Accused Products:7
Pls.’ MFSJ Mem. at 19. Looking to the design as a whole, the court cannot say that this
difference alone would prevent the ordinary user from being deceived.
Plaintiffs also argue that, to the extent the side covers look similar, it is driven by
utility, not design, because side covers are safety devices. See id. That the side covers
have utility is not the same as saying that the design of the side covers has utility. The
7 The court notes that the original document of the Ruling in color shows two red circles at the
base of the structure, which refer to the location of the 90 degree mounting points.
42
plaintiffs offer no argument that the side covers’ design itself has utility, and so the court
cannot say that the similarities are due to the utility of the design.
For the reasons stated above, the plaintiffs’ Motion for Summary Judgment of
non-infringement of the ‘899 patent (as to Woodway’s Counterclaim III) is DENIED.
F.
Lanham Act and CUTPA Violation
Finally, the plaintiffs move for summary judgment on Woodway’s claims under
the Lanham Act (Woodway’s Counterclaim VI) and CUTPA (Woodway’s Counterclaim
VII). See Pls.’ MFSJ Mem. at 37. Woodway indicated in its Response to the plaintiffs’
Motion for Summary Judgment that it was willing to withdraw Counnterclaims VI and VII
if the plaintiffs removed the offending video from their websites and took the necessary
steps to remove it from Youtube. See Woodway’s MFSJ Resp. at 39. Woodway
advised the court on September 25, 2017, that plaintiffs had removed the video and that
it was accordingly withdrawing its Lanham Act and CUTPA claims, which the court so
orders. See Letter from Kadie Jelenchick (Doc. No. 139).
V.
CONCLUSION
For the foregoing reasons, the Plaintiffs’ Motion for Summary Judgment (Doc.
No. 88) is GRANTED IN PART and DENIED IN PART. Specifically, the court grants
the plaintiffs’ Motion as to Woodway’s Counterclaims I–III insofar as Woodway claims
indirect infringement by Chapco. The plaintiffs’ Motion is denied in all other respects.
Woodway’s Motion for Summary Judgment (Doc. No. 94) is GRANTED IN PART and
DENIED IN PART. Specifically, regarding Woodway’s Counterclaim II, the Motion is
granted against Samsara as to infringement of Claims 1, 6, 19, and 20 of the ‘580
patent by the Accused Products. Regarding the plaintiffs’ Counts II and IV for invalidity,
the Motion is granted as to theories of obviousness based on the combinations of
43
Schmidt previously undisclosed and theories of anticipation based on Socwell and
based on Schmidt, and denied as to other theories of obviousness. Woodway has
withdrawn Counterclaim VI, alleging infringement of the ‘866 Patent, which the court SO
ORDERS. Finally, both of Woodway’s Motions to Strike are DENIED, as they are
improper to submit in conjunction with summary judgment motions.
SO ORDERED.
Dated at New Haven, Connecticut, this 26th of September, 2017.
/s/ Janet C. Hall
Janet C. Hall
United States District Judge
44
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?