Toussaint v. Guadarama et al
Filing
8
INITIAL REVIEW ORDER. For the reasons set forth in the attached ruling, the Court issues the following orders. (1) The claim seeking monetary damages from defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe in their official capacities for violations of the plaintiff's federal constitutional rights and the claim seeking monetary damages from defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright , Correctional Officer John Doe, and Correctional Officer Jane Doe in their official capacities for intentional infliction of emotional address are DISMISSED pursuant to 28 U.S.C. § 1915A(b)(2). All federal and state law claims asserted against Correctional Officer of Operation; the claim seeking declaratory relief from defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe in their official capacities for v iolations of the plaintiff's federal constitutional rights; the First, Fourth, and Fourteenth Amendment claims asserted against defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Off icer Jane Doe in their individual and official capacities; and the state law claim seeking injunctive relief from defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe in th eir official capacities for intentional infliction of emotional address are DISMISSED pursuant to 28 U.S.C. § 1915A(b)(1). Thus, all claims asserted against Correctional Officer of Operation have been DISMISSED.The followi ng federal constitutional claims will proceed against the defendants in their individual capacities for damages and in their official capacities to the extent that the plaintiff seeks injunctive relief: (A) The Eighth Amendment claim of delibe rate indifference to a serious risk of harm to the plaintiff's health by placing him in C-Block with other inmates who had exhibited symptoms or who had contracted COVID-19 as asserted against defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe; (B) The Eighth Amendment claim of failure to protect the plaintiff from a serious risk of harm to his health by failing to move him to another housing unit and ar ranging for medical treatment and testing when he exhibited symptoms of COVID-19 as asserted against defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, and Wright; (C) The Eighth Amendment deliberate indifference to health claim pertain ing to protective and preventative COVID-19 measures as asserted against defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe; and (D) The Eighth Amendment claim of deliberate indifference to health and/or need for sanitary conditions of confinement related to the plaintiff's ten-day confinement in the segregation unit without hygiene items or the opportunity to shower as asserted against defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe. The Court will exercise supplemental jurisdiction over the state law claim of intentional infliction of emotional distress to th e extent that it is asserted against defendants Quiros, Guadarama Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe in their individual capacities. (2) Within twenty-one (21 ) days of this Order, the Clerk shall prepare a summons form and send an official capacity service packet to the U.S. Marshals Service. The U.S. Marshals Service shall serve the summons, a copy of the complaint, and a copy of this order on Warden Guadarama, Deputy Warden Vasquez, Commissioner Quiros, Unit Manager Gammardella, Dr. Fury, and Dr. Wright in their official capacities by delivering the necessary documents in person to the Office of the Attorney General, 165 Capitol Avenue, Hartfor d, CT 06160. (3) Within twenty-one (21) days of this Order, the Clerk shall verify the current work addresses of: Warden Guadarama, Deputy Warden Vasquez, Commissioner Quiros, Unit Manager Gammardella, Dr. Fury, and Dr. Wright and mail a copy of the complaint, this order, and a waiver of service of process request packet to each defendant in his or her individual capacity at his or her confirmed address. On the thirty-fifth (35th) day after mailing, the Cler k shall report to the Court on the status of each request. If any defendant fails to return the waiver request, the Clerk shall make arrangements for in-person service by the U.S. Marshals Service and that defendant shall be required to pay the cost s of such service in accordance with Federal Rule of Civil Procedure 4(d). The Court informs the plaintiff that the Clerk cannot serve the complaint on Correctional Officer John Doe, who worked in the Operation Room, or Corr ectional Officer Jane Doe, who worked in the Operation Room, because he has not provided the first or last name of either defendant. The plaintiff will have ninety (90) days from the date of this order to conduct discovery and file a notice identify ing Correctional Officer John Doe by his first and last name and Correctional Officer Jane Doe by her first and last name. The Court will dismiss the claims against any Doe defendant for whom the plaintiff does not provide a first and last name with in the time specified. (4) Defendants Quiros, Guadarama Vasquez, Gammardella, Fury, and Wright shall file their response to the complaint, either an answer or motion to dismiss, within sixty (60) days from the date t he notice of lawsuit and waiver of service of summons forms are mailed to them. If the defendants choose to file an answer, they shall admit or deny the allegations and respond to the cognizable claims recited above. They may also include any and a ll additional defenses permitted by the Federal Rules. (5) Discovery, pursuant to Federal Rules of Civil Procedure 26 through 37, shall be completed within six months (180 days) from the date of this order. Discovery req uests need not be filed with the Court. (6) All motions for summary judgment shall be filed within seven months (210 days) from the date of this order. (7) If the plaintiff changes his address at a ny time during the litigation of this case, Local Court Rule 83.1(c)2 provides that he MUST notify the Court. Failure to do so can result in the dismissal of the case. The plaintiff must write PLEASE NOTE MY NEW ADDRESS on the notice. If the plain tiff has more than one pending case, he should indicate all case numbers in the notification of change of address. The plaintiff should also inform the attorney for the defendants of his new address. (8) The plaintiff shall u tilize the Prisoner Efiling Program when filing documents with the Court. The plaintiff is advised that the Program may be used only to file documents with the Court. Local Court Rule 5(f) provides that discovery requests are not to be filed with t he Court. Therefore, discovery requests must be served on defendants' counsel by regular mail. (9) The Clerk shall send a courtesy copy of the complaint and this order to the Connecticut Attorney General and to the DOC Le gal Affairs Unit. (10) The parties must comply with the District of Connecticut "Standing Order Re: Initial Discovery Disclosures" which will be sent to the parties by the Clerk. The order also can be found at http://ctd.uscourts.gov/district-connecticut-public-standing-orders. Signed by Judge Michael P. Shea on 4/27/2021. (Super, John)
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
ROBERT TOUSSAINT,
Plaintiff,
v.
WARDEN GUADARAMA, ET AL.,
Defendants.
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Case No. 3:21cv32 (MPS)
INITIAL REVIEW ORDER
The plaintiff, Robert Toussaint, is currently confined at Osborn Correctional Institution
in Somers, Connecticut (“Osborn”). He files this civil rights action pursuant to 42 U.S.C. § 1983
against Warden Guadarama, Deputy Warden Vasquez, Commissioner Quiros, Unit Manager
Gammardella, Dr. Fury, Dr. Wright, Correctional Officer John Doe, Correctional Officer Jane
Doe, and Correctional Officer of Operation. ECF No. 1. The allegations arise from the
plaintiff’s confinement as a sentenced prisoner 1 at Osborn from September 4, 2020 to November
2, 2020. For the reasons set forth below, the Court will allow only some of the claims to
proceed.
I.
Standard of Review
Pursuant to 28 U.S.C. § 1915A(b), the Court must review prisoner civil complaints
against governmental actors and “dismiss ... any portion of [a] complaint [that] is frivolous,
malicious, or fails to state a claim upon which relief may be granted,” or that “seeks monetary
relief from a defendant who is immune from such relief.” Id. In undertaking this review, the
Court is obligated to “construe” complaints “liberally and interpret[] [them] to raise the strongest
1
State of Connecticut Department of Correction records reflect that the plaintiff is serving an eight-year
sentence imposed on June 1, 2018. See http://www.ctinmateinfo.state.ct.us/detailsupv.asp?id_inmt_num=421690.
The Court may “take judicial notice of relevant matters of public record.” Giraldo v. Kessler, 694 F.3d 161, 164 (2d
Cir. 2012).
arguments that they suggest.” Sykes v. Bank of Am., 723 F.3d 399, 403 (2d Cir. 2013)
(internal quotation marks and citation omitted).
Although detailed allegations are not required under Rule 8(a) of the Federal Rules of
Civil Procedure, “a complaint must contain sufficient factual matter, accepted as true, to ‘state a
claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
(quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “A claim has facial plausibility
when a plaintiff pleads factual content that allows the court to draw the reasonable inference that
the defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556). A
complaint that includes only “‘labels and conclusions,’ ‘a formulaic recitation of the elements of
a cause of action’ or ‘naked assertion[s]’ devoid of ‘further factual enhancement,’” does not meet
the facial plausibility standard. Id. (quoting Twombly, 550 U.S. at 555, 557).
II.
Factual Allegations
On September 4, 2020, prison officials at Garner Correctional Institution (“Garner”)
transferred the plaintiff to Osborn. See Compl., ECF No. 1, ¶ 13. At that time, the plaintiff was
sixty-four years old and suffered from high blood pressure and diabetes. Id. ¶ 11. He received
insulin four times a day and blood pressure medication once a day. Id. At Garner, the plaintiff
had tested negative for COVID-19. Id. ¶ 16.
Correctional Officers Jane Doe and John Doe, who worked in the Operation Room at
Osborn, placed the plaintiff in a cell in C-Block. Id. at 3 ¶¶ 8-9; at 5 ¶ 14. Inmates in C-Block
“were constantly catching Covid” or “had symptoms of Covid.” Id. ¶ 15. The plaintiff asked
Unit Manager Gammardella to arrange for him to be re-tested for COVID-19 and to transfer him
to another housing unit. Id. ¶¶ 15-16. Unit Manager Gammardella directed the plaintiff to
2
contact the medical department regarding his request to be re-tested for COVID-19. Id. ¶ 16.
The plaintiff sent requests to the medical department and to Drs. Fury and Wright asking that he
be re-tested for COVID-19. Id. Neither the medical department, nor Dr. Fury, nor Dr. Wright
responded to the requests for re-testing. Id.
On September 12, 2020, the plaintiff began to experience “light headaches” that lasted
for days. Id. ¶ 17. During his visits to get his insulin shots, the plaintiff informed medical staff
members that he was not feeling well. Id. In response to the plaintiff’s complaints, staff
members directed him to sign up for sick call. Id. The plaintiff signed up for sick call but was
not summoned to the medical department. Id.
On September 17, 2020, the plaintiff submitted multiple requests to the medical
department because he was sweating and experiencing headaches and a cough. Id. ¶ 18. In each
request, the plaintiff explained that he suffered from high blood pressure and diabetes. Id.
At some point between September 17, 2020 to October 2, 2020, the plaintiff spoke to
Warden Guadarama and Deputy Warden Vasquez. Id. ¶ 9. The plaintiff stated that he suffered
from high blood pressure and diabetes and should not be housed in C-Block; he was
experiencing headaches, a cough, and body aches; and he had sent requests to be re-tested for
COVID-19 and to be treated for his symptoms to the medical department but had received no
responses to his requests. Id. Warden Guadarama and Deputy Warden Vasquez ignored the
plaintiff’s complaints and did not contact the medical department regarding his symptoms. Id.
On October 7, 2020, the plaintiff believed that he was very sick because his symptoms
had become worse. Id. ¶ 20. He informed a block officer that he needed to be examined by a
medical staff member. Id. The officer instructed the plaintiff to send a written request to the
3
medical department. Id. The plaintiff sent a request to the medical department. Id.
On October 9, 2020, the plaintiff experienced shortness of breath and tightness in his
chest. Id. at 7 ¶ 21. A block officer permitted the plaintiff to go to the medical department. Id.
Upon his arrival at the medical department, a nurse tested the plaintiff for COVID-19 and
informed the plaintiff that if he had symptoms of COVID-19, he would be placed in the punitive
segregation unit. Id. ¶ 22; at 18, 20. Drs. Fury and Wright authorized the plaintiff’s placement
in the segregation unit due to his symptoms of COVID-19. Id. ¶ 22. On October 10, 2020,
medical staff members transferred the plaintiff to the quarantine unit at Osborn, B-Block. Id. ¶
23. The plaintiff remained in the quarantine unit for three days. Id.
On October 12, 2020, the plaintiff learned that he had tested positive for COVID-19. Id.
at 18, 20-21. On October 13, 2020, medical staff members transferred the plaintiff to
MacDougall-Walker Correctional Institution to be treated for COVID-19. Id. ¶ 24. The plaintiff
remained at MacDougall-Walker for two weeks. Id. On October 23, 2020, medical staff
members at MacDougall-Walker transferred the plaintiff back to Osborn. Id. ¶ 25. Upon his
arrival at Osborn, the defendants placed the plaintiff in the punitive segregation unit for ten days
instead of placing him in the quarantine unit. Id. at 7-8 ¶ 25.
The defendants failed to provide him with any hygiene items, including a face cloth,
soap, a toothbrush, and hot water. Id. at 8-9 ¶¶ 25, 27. The defendants and medical staff
members instructed the block officers in the segregation unit not to permit the plaintiff to
shower. Id. at 8 ¶ 25. The plaintiff submitted requests to Warden Guadarama, Deputy Warden
Vasquez, and Commissioner Quiros regarding the inadequate and discriminatory treatment that
he received during this confinement in the segregation unit but received no responses to his
4
requests. Id. at 8-9 ¶¶ 25, 27. He also filed grievances complaining about the conduct of all
defendants. Id. at 9 ¶¶ 27-28.
On November 2, 2020, block officers in the segregation unit informed the plaintiff that he
could return to general population “if [they did not”] get any more complaints out of [him].” Id.
at 8 ¶ 26. The plaintiff agreed to stop making complaints and the Officers escorted the plaintiff
back to his cell in C-Block. Id. The officers instructed the plaintiff not to say anything about
their request that he stop complaining. Id.
III.
Discussion
The complaint includes five counts. Id. at 12-15. In the second count, the plaintiff
claims that Commissioner Quiros, Warden Guadarama, Deputy Warden Vasquez, Unit Manager
Gammardella, and Drs. Fury and Wright failed to protect him from harm in violation of the First,
Fourth, Eighth, and Fourteenth Amendments. In the first, third and fourth counts, the plaintiff
claims that Commissioner Quiros, Warden Guadarama, Deputy Warden Vasquez, Drs. Fury and
Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe were deliberately
indifferent to his health and subjected him to cruel and unusual punishment and hazardous
conditions of confinement in violation of the Fourth, Eighth, and Fourteenth Amendments. He
also asserts a state law claim of intentional infliction of emotional distress against all defendants.
He seeks monetary relief, a declaratory judgment, and an injunction directing the defendants to
maintain him on single cell status and “to act without further delay.” Id. at 16.
A.
Correctional Officer of Operation
The caption of the complaint includes the following two Doe defendants: “Correctional
Officer John Doe/Jane Doe” and “Correctional Officer of Operation.” Id. at 1. The only two Doe
5
defendants listed in the description of the parties are Correctional Officer John Doe and
Correctional Officer Jane Doe, both of whom worked in the Operation Room at Osborn from
September 4, 2020 to November 5, 2020. Id. at 3. The plaintiff asserts no facts against any other
individual who may have been employed as a correctional officer in the Operation Room.
Because the plaintiff has included no facts regarding the conduct of defendant Correctional
Officer of Operation, he has not alleged that Correctional Officer of Operation violated his
federal constitutional rights or his rights under state law. Accordingly, all federal and state law
claims asserted against defendant Correctional Officer of Operation are dismissed. See 28
U.S.C. § 1915A(b)(1).
B.
Official Capacity Claims for Monetary Damages and Declaratory Relief
The plaintiff sues the defendants in their individual and official capacities. To the extent
that he seeks damages from the defendants in their official capacities, those claims for relief are
barred by the Eleventh Amendment. See Kentucky v. Graham, 473 U.S. 159 (1985) (Eleventh
Amendment, which protects the state from suits for monetary relief, also protects state officials
sued for damages in their official capacity); Quern v. Jordan, 440 U.S. 332, 342 (1979) (Section
1983 does not override a state’s Eleventh Amendment immunity). The claims seeking monetary
damages from defendants Quiros, Guadarama, Vasquez, Gammardella, Dr. Fury, Dr. Wright,
Correctional Officer John Doe, and Correctional Officer Jane Doe in their official capacities for
violations of the plaintiff’s federal constitutional rights are dismissed pursuant to 28 U.S.C. §
1915A(b)(2).
The plaintiff requests that the Court declare that the defendants violated federal
constitutional rights. Compl. at 16. Under the doctrine of Ex parte Young, 209 U.S. 123 (1908),
6
a plaintiff may seek prospective injunctive and declaratory relief to address an ongoing or
continuing violation of federal law or a threat of a violation of federal law in the future. See In
re Deposit Ins. Agency, 482 F.3d 612, 618 (2d Cir. 2007); Ward v. Thomas, 207 F.3d 114, 120
(2d Cir. 2000). The plaintiff’s request for a declaration that the defendants violated his federal
constitutional rights in the past is barred by the Eleventh Amendment. See Puerto Rico Aqueduct
and Sewer Authority v. Metcalf & Eddy, Inc., 506 U.S. 139, 146 (1993) (the Eleventh
Amendment “does not permit judgments against state officers declaring that they violated federal
law in the past”); Green v. Mansour, 474 U.S. 64, 68 (1985) (“We have refused to extend the
reasoning of Young . . . to claims for retrospective relief”) (citations omitted). Accordingly, the
claim seeking declaratory relief from defendants Quiros, Guadarama, Vasquez, Gammardella,
Dr. Fury, Dr. Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe in their
official capacities is dismissed. See 28 U.S.C. § 1915A(b)(1).
C.
Eighth Amendment Claims
The first four counts of the complaint are titled “Unconstitutional Condition of
Confinement,” “Failure to Act,” “Deliberate Indifference,” and “Cruel and Unusual
Punishment.” Compl. at 12-14. The Court construes these counts as asserting claims of
deliberate indifference to the plaintiff’s health and safety and failure to protect him from harmful
conditions of confinement in violation of the Eighth Amendment.
Although a sentenced inmate may experience conditions that are “restrictive or even
harsh,” the Eighth Amendment prohibits the imposition of conditions that “involve the wanton
and unnecessary infliction of pain” or violate “contemporary standard[s] of decency.” See
Rhodes v. Chapman, 452 U.S. 337, 347 (1981) (citation omitted). To state a claim of deliberate
7
indifference to health or safety due to unconstitutional conditions of confinement, an inmate
must demonstrate both an objective and a subjective element. To meet the objective element, the
inmate must allege that he or she was incarcerated under a condition or a combination of
conditions that resulted in a “sufficiently serious” deprivation of a life necessity or a “human
need[]” or posed “a substantial risk of serious harm” to his or her health or safety. Farmer v.
Brennan, 511 U.S. 825, 834 (1994); Rhodes, 452 U.S. at 347. The Supreme Court has identified
the following basic human needs or life necessities of an inmate: food, clothing, shelter, medical
care, warmth, safety, sanitary living conditions, and exercise. See Wilson v. Seiter, 501 U.S. 294,
304; DeShaney v. Winnebago Cty. Dep't of Soc. Servs., 489 U.S. 189, 200 (1989); Rhodes, 452
U.S. at 348. To meet the subjective element, an inmate must allege that the defendants possessed
culpable intent; that is, the officials knew that he or she faced a substantial risk to his or her
health or safety and disregarded that risk by failing to take corrective action. See Farmer, 511
U.S. at 834, 837.
Courts within and without the Second Circuit have recognized that COVID-19 poses a
serious risk of harm to inmates. See Fernandez-Rodriguez, 470 F. Supp. 3d 323, 349-51
(S.D.N.Y. 2020) (collecting cases). Additionally, it is well-established in the Second Circuit that
“prison officials have an Eighth Amendment duty to protect inmates from exposure to
communicable disease.” Martinez-Brooks v. Easter, 459 F. Supp. 3d 411, 439 (D. Conn. 2020)
(citing Jolly v. Coughlin, 76 F.3d 468, 477 (2d Cir. 1996) (“[C]orrectional officials have an
affirmative obligation to protect inmates from infectious disease.”); Lareau v. Manson, 651 F.2d
96, 109 (2d Cir. 1981) (“[F]ailure to adequately screen newly arrived inmates for communicable
disease” represents an “(omission) sufficiently harmful to evidence deliberate indifference to
8
serious medical needs”; “[I]t is unnecessary to require evidence that an infectious disease has
actually spread in an overcrowded jail before issuing a remedy.”).
The plaintiff has plausibly alleged that the conditions that he endured in C-Block in
September and October 2020, involving exposure to other inmates who had exhibited COVID-19
symptoms, posed a serious risk of harm to his health, particularly given his age and his
underlying medical conditions, including diabetes. Thus, the objective component of the Eighth
Amendment standard has been met.
1.
Deliberate Indifference/Failure to Protect – Confinement in C-Block
The plaintiff alleges that at the time of his transfer to Osborn in early September 2020,
the defendants knew that C-Block housed inmates with COVID-19 symptoms or had housed
inmates who had tested positive for COVID-19. The plaintiff also suggests that the defendants
knew that he had tested negative for COVID-19 at Garner prior to his transfer to Osborn and that
he was sixty-four and suffered from high blood pressure and diabetes. The plaintiff contends
that despite this knowledge, the defendants either placed him in C-Block or refused to transfer
him from C-Block to a cell in another unit that housed inmates who had not exhibited COVID-19
symptoms and refused to arrange to have him re-tested or assessed by medical staff members
once he began to exhibit symptoms of COVID-19. The plaintiff has plausibly alleged that the
defendants were deliberately indifferent to the serious risk of harm posed by his confinement
with inmates who had exhibited symptoms or who had contracted COVID-19. The Court will
permit the Eighth Amendment claims of deliberate indifference to the plaintiff’s health and
failure to protect him from a risk of harm to his health, asserted in counts one and two, to
proceed against Commissioner Quiros, Warden Guadarama, Deputy Warden Vasquez, Unit
9
Manager Gammardella, Dr. Fury, Dr. Wright, Correctional Officer John Doe, who worked in the
Operation Room, and Correctional Officer Jane Doe, who worked in the Operation Room, in
their individual capacities and in their official capacities to the extent that the plaintiff seeks
injunctive relief.
2.
Deliberate Indifference – Protective or Preventative Measures
In count three, the plaintiff alleges that at the time of his placement in C-Block and
during his confinement in C-Block, the defendants ignored executive orders and the Center for
Disease Control’s protocols, including social distancing and the wearing of masks, to be
implemented to prevent the spread of COVID-19 in prisons. The plaintiff contends that the
defendants failed to take necessary precautions to protect him from contracting COVID-19 or to
prevent the spread of the virus within Osborn and C-Block. The plaintiff has plausibly alleged
that the defendants were aware of the potentially harmful and infectious nature of COVID-19 but
disregarded those risks to inmate health by “failing to take reasonable measures to abate [the
risks].” Farmer, 511 U.S. at 847. This Eighth Amendment deliberate indifference to health
claim will proceed against defendants Quiros, Guadarama Vasquez, Gammardella, Fury, Wright,
Correctional Officer John Doe, and Correctional Officer Jane Doe in their individual capacities
and in their official capacities to the extent that the plaintiff seeks injunctive relief.
3.
Deliberate Indifference - Conditions in Segregation Unit
The plaintiff alleges that on October 23, 2020, after he had contracted COVID-19 and
medical providers at MacDougall-Walker had treated him for that condition, he returned to
Osborn. The plaintiff alleges that instead of placing him in the quarantine unit, B-Block, the
defendants placed him in a cell in the segregation unit. During his ten-day confinement in the
10
segregation unit, the defendants allegedly failed to provide him with any hygiene items,
including a face cloth, soap, a toothbrush, and hot water, and instructed block officers not to
permit him to shower. Compl. at 8-9 ¶¶ 25, 27. The plaintiff also asserts that he wrote to
Commissioner Quiros and the Warden and about the conditions in the segregation unit.
The Eighth Amendment prohibits prison officials from interfering with an inmate’s need
to engage in personal hygiene practices or possess the necessary items to maintain personal
hygiene. See, e.g., Walker v. Schult, 717 F.3d 119, 127 (2d Cir. 2013) (citing cases for the
proposition that “the failure to provide prisoners with toiletries and other hygienic materials may
rise to the level of a constitutional violation”). Furthermore, there is no bright-line test for an
Eighth Amendment claim based on unsanitary conditions. See Willey v. Kirkpatrick, 801 F.3d
51, 68 (2d Cir. 2015) (reject[ing] . . . that there is any bright-line durational requirement for a
viable unsanitary-conditions claim”). Rather, “both the duration and the severity of the
exposure” are relevant considerations. Id. Although the plaintiff’s confinement in the
segregation unit was relatively short, ten days, the Court concludes that the deprivation of
showering privileges combined with the lack of a hygiene items necessary to wash himself in his
cell, and the importance of keeping himself clean due to the COVID 19 pandemic, constitutes a
condition or combination of conditions that deprived the plaintiff of the basic human need of
maintaining personal hygiene.
The plaintiff generally asserts that all defendants were responsible for exposing him to
the unconstitutional deprivations of hygiene items and showers during his ten-day confinement
in the segregation unit. This general assertion does not permit the Court to determine whether
any defendant was directly involved in or had knowledge of the potentially serious deprivations
11
of the plaintiff’s basic human need for hygiene items and showers to maintain his health. The
Court will permit this Eighth Amendment deliberate indifference to health claim to proceed
against defendants Quiros, Guadarama Vasquez, Gammardella, Fury, Wright, Correctional
Officer John Doe, and Correctional Officer Jane Doe in their individual capacities and in their
official capacities to the extent that the plaintiff seeks injunctive relief for further development of
the record.
C.
First, Fourth, and Fourteenth Amendment Claims
The first count of the complaint also includes claims that defendants Quiros, Guadarama,
Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer
Jane Doe violated the plaintiff’s Fourth and Fourteenth Amendment rights. The second count of
the complaint includes additional claims that defendants Quiros, Guadarama, Vasquez, Fury,
Gammardella, and Wright violated the plaintiff’s First, Fourth, and Fourteenth Amendment
rights by failing to exercise their authority to prevent his exposure to other inmates in C-Block
who had exhibited symptoms of COVID-19.
1.
First Amendment
The First Amendment provides: “Congress shall make no law respecting an
establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom
of speech, or of the press; or the right of the people peaceably to assemble, and to petition the
Government for a redress of grievances.” U.S. Const. amend. I. The plaintiff does not include
any facts to support a claim that defendants Quiros, Guadarama, Vasquez, Fury, and Wright
violated his First Amendment rights by failing to remove him from C-Block before he contracted
COVID-19. The First Amendment claim asserted against defendants Quiros, Guadarama,
12
Vasquez, Gammardella, Fury, and Wright is dismissed. 2 See 28 U.S.C. § 1915A(b)(1).
2.
Fourth Amendment
The Fourth Amendment provides:
The right of the people to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures, shall not be violated, and no Warrants
shall issue, but upon probable cause, supported by Oath or affirmation, and
particularly describing the place to be searched, and the persons or things to be
seized.
U.S. Const. amend. IV. The plaintiff asserts no facts to state a plausible claim against any
defendant under the Fourth Amendment. Accordingly, the claims asserted under the Fourth
Amendment are dismissed. See 28 U.S.C. § 1915A(b)(1).
3.
Fourteenth Amendment
The plaintiff does not articulate the basis of his allegation that the defendants violated his
Fourteenth Amendment rights by subjecting him to conditions of confinement that deprived him
of the basic human need for healthy living conditions. To the extent that the plaintiff is asserting
a claim under the Due Process Clause of the Fourteenth Amendment, the Supreme Court has
held that “[w]here a particular Amendment provides an explicit textual source of constitutional
protection against a particular sort of government behavior, that Amendment, not the more
generalized notion of substantive due process, must be the guide for analyzing these
claims.” Albright v. Oliver, 510 U.S. 266, 273 (1994) (internal quotation marks and citation
omitted). Because the Cruel and Unusual Punishment Clause of the Eighth Amendment
provides protection against inhumane conditions of confinement, the Court has analyzed the
plaintiff’s claims regarding the dangerous conditions of confinement to which the defendants
2
Although the plaintiff includes allegations that the block officers in the segregation unit may have
retaliated against him for making verbal complaints about his confinement in C-Block, he does not name any of
13
exposed him at Osborn in September, October, and November 2020 under the Eighth
Amendment rather than the Fourteenth Amendment’s Due Process Clause. See United States v.
Lanier, 520 U.S. 259, 272 n.7 (1997) (“If a constitutional claim is covered by a specific
constitutional provision, such as the Fourth or Eighth Amendment, the claim must be analyzed
under the standard appropriate to that specific provision, not under the rubric of substantive due
process.”). The claims that defendants Quiros, Guadarama Vasquez, Gammardella, Fury,
Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe violated the plaintiff’s
Fourteenth Amendment rights either by intentionally placing him in a unit that housed inmates
who had exhibited symptoms of COVID-19 or by failing to arrange his transfer to another
housing unit to prevent his exposure to COVID-19 and to reduce the possibility that he might
contract COVID-19 are dismissed.3 See 28 U.S.C. § 1915A(b)(1).
D.
State Law Claim - Intentional Infliction of Emotional Distress
The plaintiff alleges that the conduct of defendants Quiros, Guadarama Vasquez,
Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe
in placing him in C-Block in September and October 2020 and in placing him in the segregation
unit for ten days after he had received medical treatment for COVID-19 at MacDougall-Walker
constituted a callous disregard for his health and safety and caused him to experience severe
emotional distress. Under Connecticut law, in order to succeed on an intentional infliction of
emotional distress claim, a plaintiff must establish “(1) that the actor intended to inflict
emotional distress or that he knew or should have known that the emotional distress was a likely
these officers as defendants. Compl. at 8 ¶ 26.
3
The court notes that the plaintiff includes allegations suggesting that staff members who interacted with
him during his confinement in the segregation unit may have deprived him of hot water because of his national
origin, he does not name these staff members as defendants. Compl. at 9 ¶ 27.
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result of his conduct; (2) that the conduct was extreme and outrageous; (3) that the defendant's
conduct was the cause of the plaintiff's distress; and (4) that the distress suffered by the plaintiff
was severe.” Appleton v. Stonington Bd. Of Ed., 254 Conn. 205, 210 (2000) (citation omitted).
In addition, “[w]hether a defendant's conduct is sufficient to satisfy the requirement that it be
extreme and outrageous is initially a question for the court to determine. Only where reasonable
minds disagree does it become an issue for the jury.” Id. (citation omitted).
1.
Individual Capacities
The plaintiff has asserted facts to suggest that the defendants intentionally subjected him
to conditions that increased his exposure to other inmates who had exhibited symptoms of
COVID-19, a potentially deadly virus, and that he in fact contracted the virus. These allegations
are sufficient to meet the requirement that the defendants’ conduct be outrageous or egregious.
Other than describing the distress as “severe,” the facts regarding the severity of the emotional
distress that he experienced during his confinement in C-Block and in the segregation unit are
sparse. The Court will permit the intentional infliction of emotional distress claim to proceed for
further development. Accordingly, the Court will exercise supplemental jurisdiction over the
claim to the extent that it is asserted against defendants Quiros, Guadarama Vasquez,
Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe
in their individual capacities.
2.
Official Capacities
Requests seeking injunctive relief for violations of state law by state employees in their
official capacities are barred by the Eleventh Amendment. See Vega v. Semple, 963 F.3d 259,
283-84 (2d Cir. 2020) (holding plaintiff's claims for “prospective relief against Defendants in
15
their official capacity for violations of the Connecticut Constitution and state law ... are indeed
barred by the Eleventh Amendment under the Pennhurst doctrine.”) (internal quotation marks
omitted). Sovereign immunity also bars requests seeking monetary damages from state
employees in their official capacities for violations of state law. See C.R. Klewin Ne., LLC v.
Fleming, 284 Conn. 250, 258, 932 A.2d 1053, 1058 (2007) (“The principle that the state cannot
be sued without its consent, or sovereign immunity, is well established under our case law.”)
(citing Miller v. Egan, 265 Conn. 301, 313, 828 A.2d 549, 558 (2003) (“[A] suit against a state
officer concerning a matter in which the officer represents the state is, in effect, against the
state.”) (internal quotation marks and citation omitted)). Thus, to the extent that the plaintiff
asserts his claim of intentional infliction of emotional distress claim against defendants Quiros,
Guadarama Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and
Correctional Officer Jane Doe in their official capacities, the claim is dismissed. See 28 U.S.C. §
1915A(b)(1) and (2).
ORDERS
In accordance with the foregoing analysis, the Court enters the following orders:
(1)
The claim seeking monetary damages from defendants Quiros, Guadarama
Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer
Jane Doe in their official capacities for violations of the plaintiff’s federal constitutional rights
and the claim seeking monetary damages from defendants Quiros, Guadarama Vasquez,
Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe
in their official capacities for intentional infliction of emotional address are DISMISSED
pursuant to 28 U.S.C. § 1915A(b)(2). All federal and state law claims asserted against
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Correctional Officer of Operation; the claim seeking declaratory relief from defendants Quiros,
Guadarama Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and
Correctional Officer Jane Doe in their official capacities for violations of the plaintiff’s federal
constitutional rights; the First, Fourth, and Fourteenth Amendment claims asserted against
defendants Quiros, Guadarama Vasquez, Gammardella, Fury, Wright, Correctional Officer John
Doe, and Correctional Officer Jane Doe in their individual and official capacities; and the state
law claim seeking injunctive relief from defendants Quiros, Guadarama Vasquez, Gammardella,
Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe in their official
capacities for intentional infliction of emotional address are DISMISSED pursuant to 28 U.S.C.
§ 1915A(b)(1). Thus, all claims asserted against Correctional Officer of Operation have been
DISMISSED.
The following federal constitutional claims will proceed against the defendants in their
individual capacities for damages and in their official capacities to the extent that the plaintiff
seeks injunctive relief: (A) The Eighth Amendment claim of deliberate indifference to a serious
risk of harm to the plaintiff’s health by placing him in C-Block with other inmates who had
exhibited symptoms or who had contracted COVID-19 as asserted against defendants Quiros,
Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and
Correctional Officer Jane Doe; (B) The Eighth Amendment claim of failure to protect the
plaintiff from a serious risk of harm to his health by failing to move him to another housing unit
and arranging for medical treatment and testing when he exhibited symptoms of COVID-19 as
asserted against defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, and Wright; (C)
The Eighth Amendment deliberate indifference to health claim pertaining to protective and
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preventative COVID-19 measures as asserted against defendants Quiros, Guadarama, Vasquez,
Gammardella, Fury, Wright, Correctional Officer John Doe, and Correctional Officer Jane Doe;
and (D) The Eighth Amendment claim of deliberate indifference to health and/or need for
sanitary conditions of confinement related to the plaintiff’s ten-day confinement in the
segregation unit without hygiene items or the opportunity to shower as asserted against
defendants Quiros, Guadarama, Vasquez, Gammardella, Fury, Wright, Correctional Officer John
Doe, and Correctional Officer Jane Doe.
The Court will exercise supplemental jurisdiction over the state law claim of intentional
infliction of emotional distress to the extent that it is asserted against defendants Quiros,
Guadarama Vasquez, Gammardella, Fury, Wright, Correctional Officer John Doe, and
Correctional Officer Jane Doe in their individual capacities.
(2)
Within twenty-one (21) days of this Order, the Clerk shall prepare a summons
form and send an official capacity service packet to the U.S. Marshals Service. The U.S.
Marshals Service shall serve the summons, a copy of the complaint, and a copy of this order on
Warden Guadarama, Deputy Warden Vasquez, Commissioner Quiros, Unit Manager
Gammardella, Dr. Fury, and Dr. Wright in their official capacities by delivering the necessary
documents in person to the Office of the Attorney General, 165 Capitol Avenue, Hartford, CT
06160.
(3)
Within twenty-one (21) days of this Order, the Clerk shall verify the current work
addresses of: Warden Guadarama, Deputy Warden Vasquez, Commissioner Quiros, Unit
Manager Gammardella, Dr. Fury, and Dr. Wright and mail a copy of the complaint, this order,
and a waiver of service of process request packet to each defendant in his or her individual
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capacity at his or her confirmed address. On the thirty-fifth (35th) day after mailing, the Clerk
shall report to the Court on the status of each request. If any defendant fails to return the waiver
request, the Clerk shall make arrangements for in-person service by the U.S. Marshals Service
and that defendant shall be required to pay the costs of such service in accordance with Federal
Rule of Civil Procedure 4(d).
The Court informs the plaintiff that the Clerk cannot serve the complaint on
Correctional Officer John Doe, who worked in the Operation Room, or Correctional
Officer Jane Doe, who worked in the Operation Room, because he has not provided the
first or last name of either defendant. The plaintiff will have ninety (90) days from the date
of this order to conduct discovery and file a notice identifying Correctional Officer John
Doe by his first and last name and Correctional Officer Jane Doe by her first and last
name. The Court will dismiss the claims against any Doe defendant for whom the plaintiff
does not provide a first and last name within the time specified.
(4)
Defendants Quiros, Guadarama Vasquez, Gammardella, Fury, and Wright shall
file their response to the complaint, either an answer or motion to dismiss, within sixty (60) days
from the date the notice of lawsuit and waiver of service of summons forms are mailed to them.
If the defendants choose to file an answer, they shall admit or deny the allegations and respond to
the cognizable claims recited above. They may also include any and all additional defenses
permitted by the Federal Rules.
(5)
Discovery, pursuant to Federal Rules of Civil Procedure 26 through 37, shall be
completed within six months (180 days) from the date of this order. Discovery requests need not
be filed with the Court.
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(6)
All motions for summary judgment shall be filed within seven months (210 days)
from the date of this order.
(7)
If the plaintiff changes his address at any time during the litigation of this case,
Local Court Rule 83.1(c)2 provides that he MUST notify the Court. Failure to do so can result in
the dismissal of the case. The plaintiff must write PLEASE NOTE MY NEW ADDRESS on the
notice. If the plaintiff has more than one pending case, he should indicate all case numbers in the
notification of change of address. The plaintiff should also inform the attorney for the
defendants of his new address.
(8)
The plaintiff shall utilize the Prisoner Efiling Program when filing documents
with the Court. The plaintiff is advised that the Program may be used only to file documents
with the Court. Local Court Rule 5(f) provides that discovery requests are not to be filed with
the Court. Therefore, discovery requests must be served on defendants’ counsel by regular mail.
(9)
The Clerk shall send a courtesy copy of the complaint and this order to the
Connecticut Attorney General and to the DOC Legal Affairs Unit.
(10)
The parties must comply with the District of Connecticut “Standing Order Re:
Initial Discovery Disclosures” which will be sent to the parties by the Clerk. The order also can
be found at http://ctd.uscourts.gov/district-connecticut-public-standing-orders.
SO ORDERED at Hartford, Connecticut this 27th day of April, 2021.
________/s/_____________
Michael P. Shea
United States District Judge
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