Capolupo-Brooks v. O'Brien et al
Filing
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ORDER granting in part and denying in part 36 Motion for Summary Judgment. For the reasons described in the attached Ruling and Order, the motion for summary judgment is GRANTED in part and DENIED in part.Summary judgment is granted on C ounts One and Two, Plaintiff's Section 1983 claims. The Court dismisses Counts Three and Four, the state law negligence claims, without prejudice to their refiling in state court.The Clerk of Court is respectfully directed to enter Judgment in favor of Defendants on Counts One and Two, to dismiss Counts Three and Four without prejudice, and to close this case.Signed by Judge Victor A. Bolden on 5/9/24. (Chan, A.)
UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT
SHAWNA CAPOLUPO BROOKS,
Plaintiff,
v.
No. 3:21-cv-1688 (VAB)
TIMOTHY O’BRIEN, ET AL.
Defendants.
RULING AND ORDER ON MOTION FOR SUMMARY JUDGMENT
Shawna Capolupo Brooks (“Plaintiff”) has sued Timothy O’Brien, Conor Hogan,
Michael Campisano, David Wallace, the City of Bristol, and Ellen Zoppo-Sassu (collectively,
“Defendants”) for their alleged failure to properly investigate her domestic violence complaint.
Compl., ECF No. 1 (Dec. 20, 2021) (“Compl.”). Ms. Capolupo Brooks advances four claims: (1)
failure to investigate and denial of equal protection under 42 U.S.C. § 1983, (2) Monell claims
for failure to train and supervise under 42 U.S.C. § 1983, (3) negligent infliction of emotional
distress, and (4) negligence. Id.
Defendants have moved for summary judgment as to all of Ms. Capolupo Brooks’s
claims. Mot. for Summ. J., ECF No. 36 (Oct. 18, 2023) (“Mot.”).
For the following reasons, Defendants’ motion for summary judgment is GRANTED in
part and DENIED in part.
Summary judgment is granted on Counts One and Two, Plaintiff’s Section 1983 claims.
The Court dismisses Counts Three and Four, the state law negligence claims, without prejudice
to their refiling in state court.
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I.
FACTUAL AND PROCEDURAL BACKGROUND
A. Factual Background
1. The Parties
On August 24, 2021, Shawna Capolupo Brooks lived at 45 North Main Street, Apartment
K, in Bristol, CT, and had been living there for over two years. Defs.’ Local Rule 56(a)(1)
Statement ¶ 62, ECF No. 36-2 (Oct. 18, 2023) (“Defs. SMF”); Local Rule 56(a)(2) Statement of
Pl. in Opp’n to Summ. J. ¶ 62, ECF No. 42 (Dec. 28, 2023) (“Pl. SMF”). She lived in a studio
apartment located on the second floor of the building, Defs. SMF ¶ 63; Pl. SMF ¶ 63, one
accessible by key only—there were no buzzers or intercom systems. Defs. SMF ¶ 64; Pl. SMF ¶
63.
On August 24, 2021, Timothy O’Brien, Conor Hogan, and Michael Campisano were
officers with the Bristol Police Department (“BPD”). Defs. SMF ¶ 1; Pl. SMF ¶ 1.
Timothy O’Brien was a Sergeant with the BPD, and he was the supervisor on shift on the
evening of August 24, 2021. Aff. of Sgt. Timothy O’Brien ¶¶ 3–4, Ex. D. to Defs.’ Mot. for
Summ. J., ECF No. 36-6 (Oct. 18, 2023).
On August 24, 2021, David Wallace worked as a dispatcher with the City of Bristol.
Defs. SMF ¶ 2; Pl. SMF ¶ 2.
Ellen Zappo Sassu served as the Mayor of the City of Bristol from 2017 through 2021.
Defs. SMF ¶ 38; Pl. SMF ¶ 38.
2. The Events of August 24, 2021
On August 24, 2021, at approximately 2:30 a.m., a male known to Ms. Capolupo Brooks
arrived at her residence and she let him in. Defs. SMF ¶ 3; Pl. SMF ¶ 3.
Ms. Capolupo Brooks and the man were “casually romantic,” and she had known him for
a couple of months before the incident. Defs. SMF ¶¶ 85, 87; Pl. SMF ¶¶ 85, 87. On the night of
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the incident, she had seen him in person five times, and he had never been physical with her
before. Defs. SMF ¶¶ 85, 90; Pl. SMF ¶¶ 85, 90.
Within five minutes of him entering her apartment, the two began to argue over his
drunkenness and he started to assault her. Defs. SMF ¶¶ 77–78; Pl. SMF ¶¶ 77–78.
Ms. Capolupo went into the bathroom, the only enclosed space in the apartment, in order
to escape from him. Defs. SMF ¶¶ 75–76; Pl. SMF ¶¶ 75–76.
At some point, after he started hitting her, Ms. Capolupo-Brooks called 911. Defs. SMF ¶
66; Pl. SMF ¶ 66.
Later, after eight to ten minutes had passed without the police arriving, Ms. Capolupo
Brooks called 911 again. Defs. SMF ¶¶ 76, 79; Pl. SMF ¶¶ 76, 79. On that call, she was
“distraught” and “yelling” requested that the male be removed by the police. Defs. SMF ¶ 72; Pl.
SMF ¶¶ 24, 72.
While she was on the phone with 911, the man broke down the bathroom door and took
her phone. Defs. SMF ¶¶ 66, 74, 80; Pl. SMF ¶¶ 66, 74, 80.
Ms. Capolupo Brooks then called the non-emergency police line, which nobody
answered. Defs. SMF ¶ 81; Pl. SMF ¶ 81.
The man eventually left after 46 minutes. Defs. SMF ¶ 96; Pl. SMF ¶ 96.
After she heard him leave, Ms. Capolupo Brooks stayed in the bathroom for ten minutes,
and stayed in her apartment until she had to leave for an appointment at 1:00 p.m. Defs. SMF ¶
101; Pl. SMF ¶ 101.
As a result of the assault, Ms. Capolupo Brooks’s mouth nose, and eyes were “busted.”
Defs. SMF ¶ 106; Pl. SMF ¶ 106. Her “teeth went through [her] lip[,]” which was split and
bleeding. Defs. SMF ¶ 108; Pl. SMF ¶ 108. She had bruises on her arms, legs, and sides, and her
eyes were red and bloody. Defs. SMF ¶¶ 109–110; Pl. SMF ¶¶ 109–110. Two of her fingernails
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were ripped off during the assault, and her hair was pulled out. Defs. SMF ¶¶ 111–12; Pl. SMF
¶¶ 111–112.
Ms. Capolupo Brooks did not seek medical treatment for her injuries. Defs. SMF ¶ 115;
Pl. SMF ¶ 115. She is making claims based only on her emotional, not physical, injuries. Id.
3. The Police Response
On August 24, 2021, at approximately 2:49 a.m., Dispatcher Wallace received a 911 call
from a female complainant who gave an address of 45 North Main Street and then disconnected
the call. Defs. SMF ¶ 4; Pl. SMF ¶ 4.
Dispatcher Wallace called the complainant back at 2:50 a.m., and he was able to obtain
clarification that she was located in Unit K of 45 North Main Street. Defs. SMF ¶ 5; Pl. SMF ¶ 5.
The call was disconnected again. Id.
Dispatcher Wallace attempted to call the complainant back twice. Defs. SMF ¶ 6; Pl.
SMF ¶ 6. The first call went to voicemail and the second call rang repeatedly. Id.
While on the phone with the complainant, Dispatcher Wallace heard arguing between the
complainant and a male individual. Defs. SMF ¶ 7; Pl. SMF ¶ 7.
At 2:50 a.m., Dispatcher Wallace logged the call as follows: “CALLER GAVE
ADDRESS AND HUNG UP. ON CB MALE FEMAL [sic] ARGUING[.]” Defs. SMF ¶ 8; Pl.
SMF ¶ 8.
Police units were immediately sent to 45 North Main Street. Defs. SMF ¶ 9.
On August 24, 2021, at 2:51 a.m., Officers Campisano and Hogan were dispatched to
conduct a wellbeing check at 45 North Main Street, Apartment K. Defs. SMF ¶ 12. 1
Plaintiff denies this statement but has not clarified which part(s) she considers untrue. The exhibit cited in support
of her denial does not contradict this statement of fact. Accordingly, the Court deems it admitted. See Malick v. J.P.
Morgan Chase Bank, N.A., No. 3:13-CV-00669 (VLB), 2015 WL 5797008, at *1 n.1 (D. Conn. Sept. 30, 2015)
(“Where a party asserts a fact and the opposing party either fails to deny the assertion or, in issuing a denial, the
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Officer Campisano arrived at 45 North Main Street at approximately 2:52 a.m. Defs.
SMF ¶ 13; Pl. SMF ¶ 13. Officer Hogan arrived at approximately 2:54 a.m. Defs. SMF ¶ 14; Pl.
SMF ¶ 14.
Upon their arrival on the scene, both officers checked the common entry ground level
door and found it to be locked. Defs. SMF ¶ 16; Pl. SMF ¶ 16. The officers attempted to locate
an alternative entrance, an open window, or a doorbell or buzzer, but found none. Defs. SMF ¶¶
17–19; Pl. SMF ¶¶ 17–19.
The officers walked around the building and identified that no lights were on and there
were no relevant noises coming from the building. Defs. SMF ¶¶ 20–21; Pl. SMF ¶¶ 20–21.
Officer Hogan contacted dispatch and asked if there was a keycode that would allow him
to access the building, but he was told that they did not have a code for the building. Defs. SMF
¶ 23; Pl. SMF ¶ 23.
Officer Campisano asked dispatch to attempt to make contact with the complainant.
Dispatch advised him that they had called back and heard a male and female arguing. Defs. SMF
¶ 24; Pl. SMF ¶ 24.
Based on their investigation, neither Officer Campisano nor Officer Hogan believed that
exigency existed that would warrant a forced entry into the locked building. Defs. SMF ¶ 25; Pl.
SMF ¶ 25.
Officer Campisano called his supervisor, Sergeant O’Brien, and reported the results of his
investigation. Defs. SMF ¶ 27; Pl. SMF ¶ 27. Sergeant O’Brien had also heard the initial
dispatch to a wellbeing check. Defs. SMF ¶ 31; Pl. SMF ¶ 31. Sergeant O’Brien determined that
party does not cite to evidence disputing its accuracy, the Court deems such fact admitted.”); see also D. Conn. L.R.
Civ. P. 56(a)(1) (“Each material fact set forth in the Local Rule 56(a)(1) Statement and supported by the evidence
will be deemed admitted (solely for purposes of the motion) unless such fact is controverted by the Local Rule
56(a)(2) Statement required to be filed and served by the opposing party in accordance with this Local Rule[.]”).
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based on the circumstances, there was no exigency that would justify entry into the apartment.
Defs. SMF ¶ 32; Pl. SMF ¶ 32.
Officer Campisano cleared the call and entered a note at 3:01 a.m., which stated: “No
history at Unit K, locked and secure building. No buzzer to get in.” Defs. SMF ¶ 33; Pl. SMF ¶
33.
Officer Campisano and Officer Hogan left the scene. Id.
B. Procedural History
On December 20, 2021, Plaintiff filed the Complaint. Compl.
On May 19, 2022, Defendants filed an Answer with Affirmative Defenses. Answer, ECF
No. 26 (May 19, 2022).
On October 18, 2023, Defendants moved for summary judgment. Mot.; Mem. of L. in
Supp. of Mot. for Summ. J., ECF No. 36-1 (Oct. 18, 2023) (“Mem.”).
On December 28, 2023, Plaintiff filed a memorandum in opposition to the motion for
summary judgment. Pl.’s Mem. in Opp’n to Defs.’ Summ. J., ECF No. 41 (Dec. 28, 2023)
(“Opp’n”).
On February 12, 2024, Defendants filed a reply to the response to the motion for
summary judgment. Reply in Further Supp. of Mot. for Summ. J., ECF No. 46 (Feb. 12, 2024)
(“Reply”).
II.
STANDARD OF REVIEW
A court will grant a motion for summary judgment if the record shows no genuine issue
as to any material fact, and the movant is entitled to judgment as a matter of law. Fed. R. Civ. P.
56(a). The moving party bears the initial burden of establishing the absence of a genuine dispute
of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The non-moving party may
defeat the motion by producing sufficient evidence to establish that there is a genuine issue of
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material fact for trial. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). “[T]he mere
existence of some alleged factual dispute between the parties will not defeat an otherwise
properly supported motion for summary judgment; the requirement is that there be no genuine
issue of material fact.” Id. at 247–48 (emphasis in the original).
“[T]he substantive law will identify which facts are material.” Id. at 248. “Only disputes
over facts that might affect the outcome of the suit under the governing law will properly
preclude the entry of summary judgment.” Id.; see Graham v. Henderson, 89 F.3d 75, 79 (2d Cir.
1996) (“[M]ateriality runs to whether the dispute matters, i.e., whether it concerns facts that can
affect the outcome under the applicable substantive law.” (citing Anderson, 477 U.S. at 248)).
“The inquiry performed is the threshold inquiry of determining whether there is the need
for a trial—whether, in other words, there are any genuine factual issues that properly can be
resolved only by a finder of fact because they may reasonably be resolved in favor of either
party.” Anderson, 477 U.S. at 250. When a motion for summary judgment is supported by
documentary evidence and sworn affidavits and “demonstrates the absence of a genuine issue of
material fact,” the non-moving party must do more than vaguely assert the existence of some
unspecified disputed material facts or “rely on conclusory allegations or unsubstantiated
speculation.” Robinson v. Concentra Health Servs., Inc., 781 F.3d 42, 44 (2d Cir. 2015) (citation
omitted).
The party opposing the motion for summary judgment “must come forward with specific
evidence demonstrating the existence of a genuine dispute of material fact.” Id. “If the evidence
is merely colorable, or is not significantly probative, summary judgment may be granted.”
Anderson, 477 U.S. at 250 (citing Dombrowski v. Eastland, 387 U.S. 82, 87 (1967); First Nat’l
Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 290 (1968)).
A court must view any inferences drawn from the facts in the light most favorable to the
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party opposing the summary judgment motion. See Dufort v. City of N.Y., 874 F.3d 338, 343 (2d
Cir. 2017) (“On a motion for summary judgment, the court must ‘resolve all ambiguities and
draw all permissible factual inferences in favor of the party against whom summary judgment is
sought.’”). A court will not draw an inference of a genuine dispute of material fact from
conclusory allegations or denials, see Brown v. Eli Lilly & Co., 654 F.3d 347, 358 (2d Cir. 2011),
and will grant summary judgment only “if, under the governing law, there can be but one
reasonable conclusion as to the verdict[.]” Anderson, 477 U.S. at 250.
III.
DISCUSSION
Ms. Capolupo Brooks has brought both federal law claims, alleging constitutional
violations under Section 1983, and state law claims, alleging negligent infliction of emotional
distress and negligence. Compl.
Defendants have moved for summary judgment on all four of Plaintiff’s claims. Mot. at
1. They argue that: (1) Ms. Capolupo Brooks cannot establish that a constitutional violation
occurred; (2) her equal protection, substantive due process, and Monell claims fail as a matter of
law; (3) the individual Defendants are entitled to qualified immunity on all federal claims; and
(4) the individual Defendants are entitled to governmental immunity on all state law claims. Id.
at 1–2.
In response, Ms. Capolupo Brooks has abandoned her Section 1983 claims. Opp’n at 1
(“After a review of the relevant case law the plaintiff abandons her claims asserted in counts one
and two.”).
Because Ms. Capolupo Brooks has conceded her federal claims, the Court need not
address Defendants’ arguments regarding those claims. The Court therefore addresses only her
remaining state law negligence claims.
Although the parties have submitted briefing on the merits of Ms. Capolupo Brooks’s
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negligence claims, see Opp’n at 7–14; Reply at 2–10, because no federal claims remain, the
Court must first consider whether exercising supplemental jurisdiction over these claims is
appropriate.
“[I]n any civil action of which the district courts have original jurisdiction, the district
courts shall have supplemental jurisdiction over all other claims that are so related to claims in
the action within such original jurisdiction that they form part of the same case or controversy
under Article III of the United States Constitution.” 28 U.S.C. § 1367(a). “[D]istrict courts may
decline to exercise supplemental jurisdiction over a claim,” however, if “the district court has
dismissed all claims over which it has original jurisdiction.” Id. § 1367(c)(3). The exercise of
supplemental or pendant jurisdiction is a matter of discretion, not of right. See United Mine
Workers v. Gibbs, 383 U.S. 715, 726 (1966). “Once a district court’s discretion is triggered under
§ 1367(c)(3), it balances the traditional ‘values of judicial economy, convenience, fairness, and
comity’ in deciding whether to exercise jurisdiction.” Kolari v. N.Y.-Presbyterian Hosp., 455
F.3d 118, 122 (2d Cir. 2006) (quoting Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 350
(1988)).
“[I]n the usual case in which all federal-law claims are eliminated before trial, the
balance of factors . . . will point toward declining to exercise jurisdiction over the remaining
state-law claims.” Id. Yet, as the Second Circuit recently emphasized, “[t]he principle that the
elimination of federal-law claims prior to trial generally points to declining to exercise
supplemental jurisdiction ‘in the usual case’ clearly does not mean that the balance of the factors
always points that way.” Catzin v. Thank You & Good Luck Corp., 899 F.3d 77, 86 (2d Cir.
2018) (citation omitted). Thus, “[w]hen § 1367(c)(3) applies, the district court must still
meaningfully balance the supplemental jurisdiction factors” of judicial economy, convenience,
fairness, and comity before declining to exercise supplemental jurisdiction. Id.
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The Court is mindful that values of judicial economy and convenience may weigh in
favor of retaining pendent state law claims where extensive litigation has already occurred in
federal court. See, e.g., Nowak v. Ironworkers Local 6 Pension Fund, 81 F.3d 1182, 1192 (2d
Cir. 1996) (finding that the magistrate judge had “acted well within his discretion in exercising
supplemental jurisdiction” over the state causes of action, given that he had presided over the
case for over a year, including ruling on a dispositive motion, and that the federal claim was not
dismissed until nine days before trial); Rounseville v. Zahl, 13 F.3d 625, 631 (2d Cir. 1994)
(affirming the trial court’s determination that the “unique circumstances of this case,” including
“the completion of discovery, the determination of the third dispositive motion in this case, and
the readiness of the case for trial, all favored retaining jurisdiction”).
In this case, although discovery has concluded, Defendants’ motion for summary
judgment was the first motion filed on the docket. Moreover, there is no trial date currently
scheduled. Given this Court’s limited involvement in this case thus far, considerations of judicial
economy and convenience therefore do not favor litigating Plaintiff’s claims in federal court.
Most importantly, Ms. Capolupo Brooks’s remaining claims raise quintessential
questions of state law, regarding the viability of her negligence claims. The parties’ filings
engage with complex questions of governmental immunity, which depend on the ministerial or
discretionary nature of Defendants’ challenged actions and the applicability of the identifiable
person/imminent harm exception. See 28 U.S.C. § 1367(c)(1) (authorizing district courts to
decline to exercise supplemental jurisdiction where a claim “raises a novel or complex issue of
state law”). Given the specific facts and circumstances of this case, litigating these issues in state
court “will procure for the parties ‘a surer-footed reading of applicable law’” with respect to
these claims. Klein & Co. Futures v. Bd. of Trade of N.Y.C., 464 F.3d 255, 263 n.5 (2d Cir.
2006) (quoting Gibbs, 383 U.S. at 726).
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Accordingly, the Court will decline to exercise supplemental jurisdiction over Ms.
Capolupo Brooks’s remaining claims.
IV.
CONCLUSION
For the foregoing reasons, Defendants’ motion for summary judgment is GRANTED in
part and DENIED in part.
Summary judgment is granted on Counts One and Two, Plaintiff’s Section 1983 claims.
The Court dismisses Counts Three and Four, the state law negligence claims, without prejudice
to their refiling in state court.
The Clerk of Court is respectfully directed to enter Judgment in favor of Defendants on
Counts One and Two, to dismiss Counts Three and Four without prejudice, and to close this
case.
SO ORDERED at New Haven, Connecticut, this 10th day of May, 2024.
/s/ Victor A. Bolden
VICTOR A. BOLDEN
UNITED STATES DISTRICT JUDGE
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