Personalized User Model LLP v. Google Inc.

Filing 708

REDACTED VERSION of 701 Exhibit List by Personalized User Model LLP. (Murphy, Regina)

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
PERSONALIZED USER MODEL, L.L.P.,

)
)
Plaintiff,
)
)
v.
)
)
GOOGLE, INC.,
)
)
Defendant.
)
______________________________________ )
GOOGLE, INC.,
)
)
Counterclaimant,
)
)
v.
)
)
PERSONALIZED USER MODEL, L.L.P.
)
and YOCHAI KONIG,
)
)
Counterclaim-Defendants.
)

C.A. No. 09-525 (LPS)
REDACTED - PUBLIC VERSION

PARTIES’ JOINT LIST OF EXHIBITS ADMITTED INTO EVIDENCE AT TRIAL
MORRIS, NICHOLS, ARSHT & TUNNELL LLP
Karen Jacobs (#2881)
Jeremy A. Tigan (#5239)
Regina Murphy (#5648)
1201 N. Market Street
P.O. Box 1347
Wilmington, DE 19899-1347
[phone]
[e-mail]
[e-mail]
[e-mail]

POTTER ANDERSON & CORROON LLP
Richard L. Horwitz (#2246)
David E. Moore (#3983)
Bindu A. Palapura (#5370)
Hercules Plaza, 6th Floor
1313 N. Market Street
Wilmington, DE 19801
[phone]
[e-mail]
[e-mail]
[e-mail]

Attorneys for Personalized User Model, L.L.P. and
Yochai Konig

Attorneys for Defendant Google, Inc.

OF COUNSEL:

OF COUNSEL:

Marc S. Friedman
DENTONS US LLP
1221 Avenue of the Americas
New York, NY 10020-1089

Charles K. Verhoeven
David A. Perlson
Joshua Lee Sohn
Antonio R. Sistos
Margaret Pirnie Kammerud
QUINN EMANUEL URQUHART &
SULLIVAN, LLP
50 California Street
San Francisco, CA 94111

Mark C. Nelson
Richard D. Salgado
DENTONS US LLP
2000 McKinney Avenue, Suite 1900
Dallas, TX 75201

Andrea Pallios Roberts
QUINN EMANUEL URQUHART &
SULLIVAN, LLP
555 Twin Dolphin Drive, Suite 560
Redwood Shores, CA 94065

Jennifer D. Bennett
DENTONS US LLP
1530 Page Mill Road, Suite 200
Palo Alto, CA 94304-1125
Andrew M. Grodin
DENTONS US LLP
101 JFK Parkway
Short Hills, NJ 07078-2708

May 9, 2014 Original Filing Date
May 16, 2014 Redacted - Public Version

2

=====================================================================

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
Personalized User Model L.L.P. v. Google, Inc.
Case Number: 09-525 (LPS)
Parties’ Joint List of Exhibits Admitted Into Evidence at Trial
PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.

DTX
No.

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

Date
Offered

Admitted

Description of Exhibits and Witnesses

1

3/11/14

Yes

U.S. Patent No. 6,981,040, Konig et al.

2

3/11/14

Yes

U.S. Patent No. 7,685,276, Konig et al

6

3/12/14

Yes

Souped-up search engines PUM 0092080-083

11

3/12/14

Yes

Cookie-Based Personalized Search G-PUM-0000650-666

12

3/12/14

Yes

13

3/12/14

Yes

Goowiki, Main, Kansas GGL-PUM00000001-002

14

3/12/14

Yes

Web Doc. Entitled Google Developer handbook - Kansas GGLPUM00000205-207

15

3/12/14

Yes

Google Search Data, Data Available to Personalized Search GGLPUM00000115-117

16

3/12/14

Yes

17

3/12/14

Yes

Google Developer Guide Library - "Web Search Overview, or, The
Life of a Query" G-PUM-0071630-651

21

3/12/14

Yes

An Overview of Personalization Efforts at Google G-PUM0071479-491

22

3/12/14

Yes

Personalized Search G-PUM-0465340-369

24

3/12/14

Yes

Defendant Google Inc.'s Objections and Responses to Plaintiff's
Fourth Set of Interrogatories to Google No. 19-31, 34-36)

G-PUM-0000278-282

Developer's Guide GGL-PUM00009182-238

3

PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.
25

DTX
No.

Date
Offered

Admitted

3/12/14

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

Description of Exhibits and Witnesses

Yes

2009-05-19 GPUM-0464990-024

30

3/12/14

Yes

33

3/12/14

Defendant Google Inc.'s Supplemental Objections and Responses to
Plaintiff's Fourth Set of Interrogatories to Google (Nos. 24-26, 2829)

Yes

GGLPUM00119029-033

34

3/12/14

Yes
GGL-PUM00118990-009

35

3/12/14

Yes

Google's Supplemental Objections and Responses to Plaintiff
P.U.M.'s October 18, 2011 Amended Notice of Rule 30 (B)(6)
Deposition of Google Inc. (Topic 1)

37

3/12/14

Yes

E-mail regarding profiles G-PUM-0243477-485

38

3/12/14

Yes

PowerPoint - "Personalized Search" G-PUM-0465025-046

39

3/12/14

Yes

Declaration - no bates number

41

3/12/14

Yes

Twiddler Quick Start Guide GGL-PUM00012638-642

43

3/12/14

Yes

Official Google Blog: Personalized Search for everyone GGLPUM00113861-863

44

3/12/14

Yes

TwiddlerCatalog G-PUM-0074613-619

69

3/12/14

Yes

76

3/12/14

Yes

Restricted - Source Code GGL-PUM00100167-173

97

3/12/14

Yes

Restricted - Source Code GGL-PUM00099996-100012

98

3/12/14

Yes

110

3/12/14

Yes

Google AdRank GGL-PUM00005951

112

3/12/14

Yes

UBAQ in 15 minutes G-PUM-0424833-837

113

3/12/14

Yes

PowerPoint entitled "User-Based Ads Quality" G-PUM-0075603619

- Restricted - Source Code - GGLPUM00100140 -143

code GGL-PUM00100652-665

4

PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.

DTX
No.

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

Date
Offered

Admitted

Description of Exhibits and Witnesses

114

3/18/14

Yes

Google Resume G-PUM-0257622-626

115

3/12/14

Yes

Ads Quality: System And Team Overview GGL-PUM00008731

140

3/12/14

Yes

E-mail - re: UBAQ in Kansas 4/23/2011
G-PUM-0325400

200

3/12/14

Yes

Restricted - Source Code GGL-PUM00099915-981

202

3/12/14

Yes

Goowiki webpage - Text Classification in Personalized
Applications GGL-PUM00000775-781

213

3/12/14

Yes

Noogler Personalization Personalization Profiles, Exercises and
Tips G-PUM-0000109-114

220

3/12/14

Yes

PowerPoint entitled "ContentAds aka AdSense" G-PUM-0143302349

222

3/11/14

Yes

PowerPoint entitled "CTR Prediction in ContentAds (AdSense for
Content)" G-PUM-296873-899

223

3/12/14

Yes

CUBAQ Overview Launch Approval
0423902-924

226

3/12/14

Yes

Redacted letter dated July 20, 2011

275

3/13/14

Yes

E-mail 11/5/01 PUM 0092370-378

331

3/18/14

Yes

Google Announces Fourth Quarter and Fiscal Year 2010 Results
and Management Changes

334

3/18/14

Yes

E-mail Subject: Important and time critical: Kaltix acquisition GPUM-0501504-506

336

3/18/14

Yes

Article "The Search Engine of the Future" dated- 6/8/2007 G-PUM0295254-260

341

3/18/14

Yes

Article “iGoogle, Personalized Search and You” dated 5/1/2007
PUM 0068048-051

342

3/18/14

Yes

Searching for the personal touch CNET News PUM 0068313-317

356

3/12/14

Yes

Microsoft Computer Dictionary - Fourth Edition

357

3/12/14

Yes

Random House Webster's Unabridged Dictionary, Second Edition

5

G-PUM-

PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.

DTX
No.

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

Date
Offered

Admitted

Description of Exhibits and Witnesses

365

3/12/14

Yes

370

3/12/14

Yes

Personalized Search Primer - And Google's Approach GGLPUM00101660-662

372

3/12/14

Yes

Glossary G-PUM-0071750-776

373

3/12/14

Yes

in a Nutshell G-PUM-0001204-207

Data printout
GGL-PUM00114245-5822

375

3/12/14

Yes

Data printout

GGLPUM00115825-117673

376

3/12/14

Yes

378

3/12/14

Generic Components used in Psearch G-PUM-0000906-909

Yes

GPUM-0000892-902

379

3/12/14

Yes

Redacted letter dated June 13, 2011

382

3/12/14

Yes

E-mail re: thanks again for the meeting about SmartList eval. GPUM-0054618-619

385

3/13/14

Yes

Defendant Google Inc.'s Third Supplemental Objections and
Responses to Plaintiff's Fourth Set of Interrogatories to Google (No.
24)

395

3/12/14

Yes

How UBAQ and SmartAds Work Together (pre-FLOGs) GGLPUM00091949-957

397

3/12/14

Yes

User-Based Ads Quality G-PUM-0257629-646

398

3/12/14

Yes

399

3/12/14

Yes

400

3/13/14

Yes

1/22/09 - CUBAQ Overview Launch Approval
G-PUM-0290454-476

401

3/12/14

Yes

HighRoller: Large Auction Ad Targeting GGL-PUM00006518-532

402

3/12/14

Yes

Quality Smartads Overview, Ads Quality: SmartAds Models
Overview G-PUM-0076959-972

E-mail re [psearch-team]

G-PUM-0062633-634

SmartAds for Smarties, A Reference for the Rest of Us GGLPUM00008572-583

6

PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.

DTX
No.

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

Date
Offered

Admitted

Description of Exhibits and Witnesses

403

3/12/14

Yes

Google Inc.'s Response to Plaintiff's Second Set of Requests for
Admission (No. 6-29, 36-38)

404

3/12/14

Yes

AFC User Profile G-PUM-0437534

406

3/12/14

Yes

Test Ad Serving Privacy Policy and Cookie Opt-out GGLPUM00092864-872

407

3/12/14

Yes

Internal Google Experiment "CUBAQ core targeting," G-PUM0075368-372

408

3/12/14

Yes

Overview G-PUM-0424101-111

409

3/12/14

Yes

411

3/12/14

Yes

413

3/12/14

Yes

416

3/12/14

Yes

Audience/Interest Based Advertising, Kansas Use in
G-PUM-0075490-495
GGL-PUM00005598-601
CUBAQ Update G-PUM-0290425-445
E-mail

G-PUM0440481-482

433

3/12/14

Yes

A breadth-first look at Personalized Search G-PUM-0465275-306

436

3/13/14

Yes

Google Merchant Center, Categorize your products

437

3/13/14

Yes

Google AdWords, AdWords Help Center, "How are ads ranked?"
GGL-PUM00002212-214

498

3/11/14

Yes

Assignment LUMEN000139-140

499

3/11/14

Yes

Assignment LUMEN000610-613

501

3/11/14

Yes

Patent Assignment PUM 0069236-240

509

3/11/14

Yes

Provisional Patent Application of Konig and Twersky for Personal
WEB PUM 0091981-2031

513

3/13/14

Yes

UTOPY Newsletter #1 - 9/1/1999 PUM 0002015-016

532

3/13/14

Yes

Memo Personal WEB PUM 0091543-554

576

3/12/14

Yes

Gaia gdh Developer handbook
GGL-PUM00000256-260

7

PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.

DTX
No.

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

Date
Offered

Admitted

Description of Exhibits and Witnesses

632

3/12/14

Yes

729

3/12/14

Yes

730

3/12/14

Yes

Languages and Personalized Search
GGL-PUM00000340-343

736

3/12/14

Yes

Google Interest Based Ads or IBA G-PUM-0075038-039

770

3/12/14

Yes

869

3/12/14

Yes

Restricted - Source Code GGL-PUM00100473-478

942

3/12/14

Yes

Restricted - Source Code GGL-PUM00102361-386

1113

3/12/14

Yes

Google screenshot of "Adwords Beginners Guide"

1185

3/14/14

Yes

Google Video GGL-PUM113503

1268

3/11/14

Yes

Figures 1-49 from the Expert Report of Michael Pazzani

1312

3/12/14

Yes

Work in Progress: Migrating Ads and Search to use
G-PUM-0443504-509

1451

3/11/14

Yes

Dissertation of Yochai Konig "REMAP: Recursive Estimation and
Maximization of a Posteriori Probabilities"

1457

3/12/14

Yes

Restricted - Source code GGL-PUM00118938-966

1458

3/12/14

Yes

GGL-PUM00119150-151

1462

3/12/14

Yes

GGL-PUM00119158-159

6

3/18/14

Yes

Redacted E-mail re: Patent dated 12/26/2005

7

3/18/14

Yes

Utopy, Inc. Meeting of the Board of Directors Held on 3/3/2006

111

3/18/14

Yes

U.S. Patent No. 6,981,040 (Konig et al.) dated 12/27/2005

112

3/18/14

Yes

U.S. Patent No. 7,685,276 (Konig et al.) dated 3/23/2010

114

3/18/14

Yes

Transmittal Form re: Amendments to the Specification for Serial

Automated Profile Generation and Monitoring G-PUM-0000090092
Optimization for User Profile and Boostmap:
G-PUM-0012934-936

R1.13 (9/21/2006 15:54)
GGL-PUM00000992-1000

8

PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.

DTX
No.

Date
Offered

Admitted

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

Description of Exhibits and Witnesses
No. 09/597,975 In re Application entitled: Automatic, Personalized
Online Information and Product Services dated 9/4/2003

150

3/13/14

Yes

PUM’s 11th Suppl. Resp. to Google's 1st Set of Roggs (Nos. 1, 11)
dated 12/1/2010

151

3/13/14

Yes

Presentation entitled: Utopy Personal Web dated July 1999

157

3/13/14

Yes

E-mail from Y. Konig to Twersky et al. re: initial patent document
dated 8/30/1999

161

3/13/14

Yes

Utopy – Providing Your Personal Web, White Paper Draft #1 dated
May 1999

163

3/13/14

Yes

SRI Int'l Employment Agreement dated 4/8/1996

165

3/13/14

Yes

PUM's 13th Suppl. Resp. to Google's 1st Set of Roggs (No. 1) dated
2/8/2011

196

3/13/14

Yes

Presentation entitled: Utopy - Next Generation Personalization
Platform

221

3/18/14

Yes

Utopy.com web page screen shot

238

3/13/14

Yes

PUM's Second Supplemental Responses to Defendant Google's First
Set of Interrogatories (No. 1)

251

3/14/14

Yes

U.S. Patent No. 7,631,032

259

3/14/14

Yes

Joachims, T. et al (1997), WebWatcher: A Tour Guide for the
World Wide Web, In Proceedings of the Fifteenth International
Joint Conference on Artificial Intelligence

264

3/14/14

Yes

Mladenic, D. (1996), Personal WebWatcher: design and
implementation, Technical Report IJS-DP-7472

266

3/14/14

Yes

Montebello, M. et al. (1998), A Personal Evolvable Advisor for
WWW Knowledge-Based Systems, Proceedings of Workshop on
Reuse of Web information at the Seventh International World Wide
Web Conference

270

3/14/14

Yes

Wasfi, A. (1999), Collecting User Access Patterns for Building User
Profiles and Collaborative Filtering, IUI '99 Proceedings of the 4th
international conference on Intelligent user interfaces

9

PLAINTIFF’S
ATTORNEY:
Karen Jacobs
Marc Friedman
COURT REPORTER
Brian Gaffigan

PRESIDING JUDGE:
Judge Stark

TRIAL DATES:
March 10 - 14, 18 - 20 2014
PTX
No.

DEFENDANTS
ATTORNEY:
Richard Horwitz
Charles Verhoeven
COURTROOM DEPUTY
Ronald Golden

DTX
No.

Date
Offered

Admitted

Description of Exhibits and Witnesses

370

3/13/14

Yes

Plaintiff PUM's Fifth Supplemental Responses to Google's First Set
of Interrogatories (No. 1)

411

3/13/14

Yes

Google’s Amended Answer and Defenses to Personalized User
Model, LLP's First Amended Complaint for Patent Infringement and
Google Inc.'s Amended Counterclaims against Personalized User
Model, LLP and Yochai Konig

412

3/13/14

Yes

Purchase Agreement between Google and SRI Int'l dated 1/18/2011

10