Allen v. Prince et al
Filing
34
MEMORANDUM OPINION re 28 motion to dismiss. Signed by Judge Leonard P. Stark on 5/26/11. (ntl)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
VINCENT D. ALLEN,
Plaintiff,
Civ. No. 09-938-LPS
v.
AARON PRINCE, et al.,
Defendants.
Vincent D. Allen, Howard R. Young Correctional Institution, Wilmington, Delaware, Pro Se
Plaintiff.
Jennifer Danella Oliva, Deputy Attorney General, Delaware Department of Justice, Wilmington,
Delaware. Counsel for Defendants Dep. Warden Evans, Lt. Moffett, and Sgt. Hernandez.
MEMORANDUM OPINION
May 26,2011
Wilmington, Delaware
STARK, U.S. District Judge:
I.
INTRODUCTION
Plaintiff Vincent D. Allen ("Plaintiff'), an inmate at the Howard R. Young Correctional
Institution ("HRYCI") in Wilmington, Delaware, filed this civil rights action pursuant to 42
U.S.C. § 1983. 1 (D.I. 2) He has filed two amended complaints. (D.I. 21, 31) When the initial
Complaint was filed, Plaintiff was housed at the Central Violation of Probation Center
("CVOP") in Smyrna, Delaware. He appears pro se and has been granted leave to proceed in
forma pauperis. (D.I. 4) Following screening of the original Complaint, Plaintiffwas allowed to
proceed against Defendants Deputy Warden Evans ("Evans"), Lt. Moffett ("Moffett"), and Sgt.
Hernandez ("Hernandez") (collectively "Defendants") on equal protection/race discrimination
claims. (D.I. 10, II) Following screening of the Amended Complaints, Plaintiff was allowed to
further proceed against Defendants Aaron Prince ("Prince"), Evans, Bruce Williamson
("Williamson"), and Abdull Salaam ("Salaam,,).2 (D.I. 29, 30) All other claims and defendants
have been dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B) and § 1915A(b)(l) and 42 U.S.C.
§ I 997e(3). Presently before the Court is a Motion to Dismiss filed by Evans, Moffett, and
Hernandez. (D.I. 28) Plaintiff did not file a response to the motion. For the reasons that follow,
the Court will grant in part and deny in part the Motion to Dismiss.
1When bringing a § 1983 claim, a plaintiff must allege that some person has deprived him
of a federal right, and that the person who caused the deprivation acted under color of state law.
See West v. Atkins, 487 U.S. 42, 48 (1988).
2Following screening of the Amended Complaints, the Motion to Amend (D.l. 25) was
subsequently docketed as the Second Amended Complaint. (See D.L 31)
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II.
BACKGROUND
Plaintiff, who is black, alleges that he was treated differently from white inmates during
an investigation of wrongdoing at the institution, during a hearing, and in the imposition of
punishment. The Court determined that Plaintiff alleged what appear to be cognizable and nonfrivolous equal protection/race discrimination claims against Evans, Moffett, and Hernandez. 3
(D.1. 10 n.4)
Defendants move to dismiss the equal protection/race discrimination claims on the
grounds that the claims raised against them in their official capacities are barred by the doctrine
of sovereign immunity; the claims fail to state a claim upon which relief may be granted; they are
immune from liability under the doctrine of qualified immunity; and Plaintiff failed to timely
effectuate service of process.
III.
MOTION TO DISMISS
A.
Le2a1 Standards
Federal Rule of Civil Procedure 12(b)(6) provides that a court may dismiss a complaint
"for failure to state a claim upon which relief can be granted." "In deciding a motion to dismiss
all well-pleaded allegations of the complaint must be taken as true and interpreted in the light
most favorable to the plaintiffs, and all inferences must be drawn in favor of them." McTernan v.
City a/York, 577 F.3d 521,526 (3d Cir. 2009) (internal citation and quotation marks omitted). A
Rule 12(b)(6) motion to dismiss should be granted only if the plaintiff is unable to articulate
"enough facts to state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly,
3Plaintif:fs allegations are fully discussed in two Memorandum Opinions found at docket
item 10 and docket item 29.
2
550 U.S. 544, 570 (2007); see also Ashcroft v. Iqbal, _U.S. _, 129 S.Ct. 1937, 1949 (2009). A
plaintiffis required, by Fed. R. Civ. P. 8(a)(2), to provide the "grounds of his entitle[ment] to
relief [which] requires more than labels and conclusions, and a formulaic recitation of the
elements of a cause of action will not do." Twombly, 550 U.S. at 555 (internal citation and
quotation marks omitted). Because Plaintiff proceeds pro se, his pleading is liberally construed
and his Complaint, "however inartfully pleaded, must be held to less stringent standards than
formal pleadings drafted by lawyers." Erickson v. Pardus, 551 U.S. 89,94 (2007) (internal
quotation marks omitted).
B.
Eleventh Amendment Immunity
Defendants move for dismissal of the claims raised against them in their official
capacities. It is not clear from Plaintiff's pleadings ifhe sues Defendants in their individual or
official capacities.
The Eleventh Amendment guarantees that non-consenting states may not be sued by
private individuals in federal court unless Congress abrogates the states' immunity pursuant to a
valid exercise of its power. See Board ofTrustees ofthe Univ. ofAI. v. Garrett, 531 U.S. 356,
363 (2001). State officials acting in their official capacities have the same Eleventh Amendment
immunity from damage suits as the state itself. See Hafer v. Melo, 502 U.S. 21, 30 (I 991).
Hence, Evans, Moffett, and Hernandez, while acting in their official capacities, are immune from
suit under the Eleventh Amendment. See Idaho v. Coeur d'Alene Tribe ofIdaho, 521 U.S. 261,
268 (1997); Ali v. Howard, 353 F. App'x 667, 672 (3d Cir. Nov. 16,2009) (not published).
To the extent that Plaintiff sues Defendants in their official capacities, the Motion to
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Dismiss is well-taken. Therefore, the Court will grant the Motion to Dismiss the claims against
Defendants in their official capacities.
C.
Failure to State a Claim
Defendants argue that it is clear from the face of Plaintiffs Complaint that he has failed
to state a claim against Evans. Defendants state, "for reasons not evident" in the Court's June 21,
2010 memorandum decision, the Court did not dismiss the race discrimination claim against
Evans. Defendants go on to state that it seems Plaintiff named Evans as a defendant based upon
his supervisory authority over Moffett and Hernandez, but § 1983 does not provide for recovery
under a respondeat superior theory.
In its initial screening order, the Court - as it must -liberally construed the Complaint,
accepted all factual allegations as true, and took those factual allegations in the light most
favorable to Plaintiff. (0.1. 10) In its screening order, the Court stated, "Plaintiff has alleged
what appear to be cognizable and non-frivolous equal protection/race discrimination claims."
(0.1. 10 at 3 n.4) The standards applied during the initial screening of Plaintiffs prisoner
complaint are virtually identical to those of a Rule 12(b)(6) motion. See Tourscher v.
McCullough, 184 F.3d 236, 240 (3d Cir. 1999). Other than to amend the complaint to add new
claims, the equal protection/race discrimination claims have not changed since the initial
screening. 4 Nor does it appear that Evans was named as a defendant based upon his supervisory
position; rather the allegations concern his attendance at a disciplinary hearing.
4The Amended Complaint adds a retaliation claim against Evans. (See OJ. 29)
4
The Court reiterates its detennination that Plaintiff has alleged what appear to be
cognizable and non-frivolous equal protection/race discrimination claims.5 Therefore, the Court
will dismiss the Motion to Dismiss for failure to state a claim.
D.
Qualified Immunity
Defendants move for dismissal on the grounds of qualified immunity. They argue that
the allegations fail to establish they violated Plaintiffs constitutional rights and, even if they did,
no fact-specific case law exists to put them on notice that their acts violated Plaintiffs
constitutional rights.
When analyzing qualified immunity, the two-step test set forth in Saucier v. Katz, 533
U.S. 194 (2001), while not mandatory, is often appropriate. See Pearson v. Callahan, 555 U.S.
223,129 S.Ct. 808, 818 (2009). Pursuant to Saucier, the court first examines whether or not the
alleged conduct, taken in the light most favorable to Plaintiff, violated a constitutional right. See
Saucier, 533 U.S. at 201. "If no constitutional right would have been violated were the
allegations established, there is no necessity for further inquiries concerning qualified immunity."
ld. If the allegations amount to the violation of a constitutional right, the court proceeds to the
second inquiry and detennine if the right was "clearly established in the specific context of the
case." Brosseau v. Haugen, 543 U.S. 194, 198 (2004); see a/so Saucier, 533 U.S. at 202 (noting
that officer is entitled to qualified immunity unless "it would be clear to a reasonable officer that
his conduct was unlawful in the situation he confronted"). Courts have discretion to decide
5With respect to the claims against Moffett and Hernandez, Defendants argue that the
allegations lack factual content to plausibly support Plaintiffs claims. Given the standards
applicable to a motion to dismiss, the Court will not grant dismissal on this basis at this time.
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which of the two prongs of the qualified immunity analysis should be addressed first in light of
the circumstances in the particular case at hand. See Pearson, 129 S.Ct. at 818.
In the case at bar, it remains an issue as to whether Defendants violated Plaintiffs
constitutional rights. However, it is well-established that "[p ]risoners are protected under the
Equal Protection Clause of the Fourteenth Amendment from invidious discrimination based on
race." Wolffv. McDonnell, 418 U.S. 539, 556 (1974). The Motion to Dismiss based upon
qualified immunity is premature. Therefore, the Court will deny without prejudice to renew, the
Motion to Dismiss based upon qualified immunity.
E.
Service of Process
Because Defendants were not served until 128 days after the Court's June 21, 2010 Order,
Defendants move for dismissal for failure to timely effectuate service of process.
Federal Rule of Civil Procedure 4(m) provides that "[i]f service of the summons and
complaint is not made upon a defendant within 120 days after the filing of the complaint, the
court ... shall dismiss the action without prejudice." The rule goes on the state that "[u]pon a
showing of good cause for the failure to serve, the court must extend the time for service; [and]
the court can, at it discretion, extend the time for service even if plaintiff has not shown good
cause for the delay." Daniels v. Correctional Med. Services, 380 F. Supp. 2d 379,384 (D. Del.
2005); see also MCITelecomm. Corp. v. Teleconcepts, Inc., 71 F.3d 1086, 1098 (3d Cir. 1995).
As Defendants are aware, Plaintiff proceeds in forma pauperis and, therefore, must rely
upon the Court to issue a service order and the United States Marshals Service to effect proper
service of the summons and complaint. See 28 U.S.C. § 1915(d) (stating that where plaintiff is
proceeding informa pauperis, "the officers of the court shall issue and serve all process, and
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perform all duties in such cases"). Plaintiff had nothing to do with any delay in service. Indeed,
he timely complied with all court orders and deadlines. Dismissal for failure to timely serve is
not appropriate. Therefore, the Court will deny Defendants' Motion to Dismiss on the basis of
untimely service.
IV.
CONCLUSION
For the above reasons, the court will grant in part and deny in part the Motion to Dismiss.
(D.!.28)
An appropriate Order follows.
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