Hall v. Astrue
Filing
25
MEMORANDUM OPINION regarding summary judgment. An appropriate will follow. Signed by Judge Christopher J. Burke on 1/18/2012. (dlk)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRIC,T OF DELAWARE
SONDRA B. HALL,
Plaintiff,
V.
MICHAEL J. ASTRUE,
Commissioner of Social Security,
Defendant.
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Civ. Action No. 10-379-CJB
Gary L. Smith, Newark, Delaware, Attorney for Plaintiff.
Charles M. Oberly, III, United States Attorney, UNITED STATES ATTORNEY'S OFFICE FOR
THE DISTRICT OF DELAWARE, Wilmington, Delaware; Patricia A. Stewart, Special
Assistant United States Attorney; Eric P. Kressman, Regional Chief Counsel and Stephen M.
Ball, Assistant Regional Counsel, SOCIAL SECURITY ADMINISTRATION, Philadelphia,
Pennsylvania, Attorneys for Defendant.
MEMORANDUM OPINION
January 18, 2012
Wilmington, Delaware
~&·U-.
BURKE, U.S. Magistrate Judge
Plaintiff Sondra B. Hall ("Hall") appeals from a decision of Defendant Michael J. Astrue,
the Commissioner of Social Security ("the Commissioner"), denying her application for
disability insurance benefits ("DIB") under Title II of the Social Security Act, 42 U.S.C. §§
401-33. This Court has jurisdiction over the matter pursuant to 42 U.S.C. § 405(g).
Presently pending before the Court are cross-motions for summary judgment filed by Hall
and the Commissioner. (D.I. 15, 19) Hall asks the Court to remand this matter to the
Commissioner for payment of benefits to her. (D.I. 18 at 19) 1 The Commissioner opposes this
motion and requests that the Court affirm his decision. (D .I. 19 at 1) For the reasons set forth
below, Hall's motion for summary judgment will be DENIED and the Commissioner's motion
for summary judgment will be GRANTED.
I.
BACKGROUND
A.
Procedural History
Hall filed an application for DIB with the Social Security Administration on October 3,
2007, alleging disability beginning on September 1, 2005. (D .I. 12 (hereinafter "Tr. ") at 109,
114) Hall subsequently amended the onset of her disability to January 1, 2002. (Id. at 116) Her
claimed period of disability runs through December 31, 2006, the date she was last insured for
disability benefits. (D.I. 18 at 3)
Hall's application was denied initially on March 18, 2008, and was again denied on
Hall's Opening Brief, located at D .I. 18 on the Court's electronic docket, is
unpaginated. Citations to that document refer to the page numbers generated when accessing the
brief on the Court's docket.
1
reconsideration on August 20, 2008. (Tr. at 72, 77) Hall then submitted a request for an appeal
before an administrative law judge ("ALJ"). (!d. at 83-84) On May 28, 2009, ALJ Melvin D.
Benitz held a hearing on Hall's appeal. (Jd. at 27-67) Hall, who was represented by counsel,
testified at the hearing, as did a vocational expert. (Jd.) On September 8, 2009, the ALJ issued a
decision confirming the denial ofbenefits to Hall. (Jd. at 9-26) On March 12, 2010, the Appeals
Council denied Hall's request for review. (Id. at 1-3) Thus, the ALJ's decision denying DIB
became the final decision of the Commissioner. See 20 C.F.R. §§ 404.955, 404.981; see also
Sims v. Apfel, 530 U.S. 103, 107 (2000).
On May 6, 2010, Hall filed a Complaint seeking judicial review of the ALJ's decision of
September 8, 2009. (D.I. 2) On January 28, 2011, Hall moved for summary judgment. (D.I. 15)
The Commissioner opposed Hall's motion and filed a cross-motion for summary judgment on
March 16, 2011. (D.I. 19) The District Court then entered an Order on August 29, 2011,
referring this case to me to hear and resolve all pretrial matters. (D.I. 22) On September 21,
2011, the parties consented to my jurisdiction to conduct all proceedings in this case. (D .I. 24)
B.
Factual Background
At the time she filed her DIB application in 2007, Hall was fifty-seven years old. (Tr. at
109) She is a high school graduate and has past relevant work experience as a
bookkeeper, a retail sales clerk for a furniture store, and an automobile salesperson. (!d. at 31,
52, 146, 159, 199) Hall claims to have been disabled since January 1, 2002, roughly four months
before she left her position at the furniture store. (!d. at 159) Hall lives with her husband, who
works as a parts driver for a car dealership. (!d. at 30, 150) Since the mid-1970s, Hall has
smoked at least a pack of cigarettes per day. (!d. at 46, 221, 314, 469)
2
1.
Plaintiff's Medical History, Treatment, and Condition
On June 2, 2004,2 Hall underwent a total body scan. (Tr. at 221) The examining
physician, Dr. Richard Sindler, made a number of findings based upon the scan. (/d. at 221-22)
Dr. Sindler observed Barrett's tissue in the esophagus, numerous small cysts in the lungs which
were consistent with centrilobular emphysema, calcification in the left coronary artery region,
and a small hiatus hernia. (/d. at 221) Dr. Sindler found that Hall's heart was normal in size and
shape, and that there was no active disease in the lungs. (/d.) Dr. Sindler also observed
calcification in the iliac arteries and in the left femoral artery bilaterally in the groin. (/d. at 222)
The scan further showed degenerative disc disease at L5-S 1, and calcification in the lower
thoracic area. (/d.)
On January 31, 2005, Hall was seen by Prashant Shukla, M.D., at Bayside Internal
Medicine. (Tr. at 408-09) During her first examination by Dr. Shukla, Hall complained of chest
pain and difficulty walking, which she first noticed in May 2004 when walking to her daughter's
college graduation. (/d. at 394, 408) At that point, Hall's weight was 204 pounds. (/d.) Dr.
Shukla referred Hall to a cardiologist, Niteen Milak, M.D., F.A.C.C., ofMidAtlantic
Cardiovascular in Maryland. (/d. at 396)
On February 9, 2005, Dr. Milak treated Hall for chest pain, which Hall stated had been
affecting her for roughly one and a half years. (Tr. at 396-97) Hall noted that she lived in a
split-level home, and that when she walked up the steps, she experienced a heaviness and
2
Although the Transcript contains medical records from as early as 1992 (see, e.g.,
Tr. at 200-02), neither party has addressed Hall's medical records pre-dating June 2, 2004. (D.I.
18 at 3; D.I. 20 at 5) Similarly, neither party addresses Hall's medical records after December 5,
2006, (D.I. 18 at 8-9; D.I. 20 at 8), although the ALJ's decision does reference certain post-2006
medical evidence, which is discussed herein (Tr. 15-16).
3
squeezing sensation in her chest, radiating to her left arm. (Id. at 396) She also complained of
some shortness of breath on exertion, which Hall thought might be due to emphysema. (!d.) Dr.
Milak diagnosed her with unstable angina pectoris, and prescribed nitroglycerin and early cardiac
catheterization. (Id. at 397)
Two days later, on February 11, 2005, Hall was seen at St. Joseph Medical Center in
Towson, Maryland, by John Wang, M.D., and complained of chest pain. {Tr. at 224-25) She
had a positive stress test and underwent catheterization with stent placement in the left
circumflex coronary artery, which had a mid 80% narrowing. (Id.) Hall's left anterior
descending coronary artery was described as a very tortuous vessel that was diffusely diseased
with serial20-30% narrowing. (ld. at 224)
On March 9, 2005, Dr. Milak saw Hall for a follow-up on the catheterization procedure.
(Tr. at 394) Dr. Milak noted that Hall was doing "much better" after catheterization, and was no
longer having chest pain or shortness of breath. (Id.) Dr. Milak stated that Hall was scheduled to
have a vocal cord biopsy, which occurred in May 2005. (Id. at 278, 394)
On March 28, 2005, Hall had x-rays taken of her right hand, after complaining of pain.
No significant bony or articular abnormalities were observed, and a handwritten notation on the
imaging report indicates that the x-ray was normal. (Tr. at 311)
On August 30, 2005, Hall returned to Dr. Shukla, at Bayside Internal Medicine, and
complained of foot, knee, hip, and back pain. (Tr. at 405) Her weight was still at 204 pounds.
(ld.) Hall noted that she experienced general stiffness and ankle swelling in the morning,
although she further stated that this condition typically improved over the course of the day. (Id.)
On September 13, 2005, Hall had x-rays of the knees, pelvis, hips, wrists, feet, and ankles
4
due to complaints of pain. (Tr. at 426-30) The x-rays from the right knee, hips, left wrist, feet,
and ankles were all normal. (Id. at 426-27) The left knee x-rays showed possible trace
suprapatellar bursa effusion, but were otherwise negative, while the right wrist x-rays showed
traces of small suture scars in the soft tissues overlying the proximal metacarpals, but were
otherwise negative. (Id.) None of the x-rays showed evidence of fracture, dislocation, or a
foreign body. (!d.)
On September 19, 2005, Hall returned to Bayside Internal Medicine for a follow-up. Hall
stated that she was in constant pain in her hips, knees, and feet, which she described as feeling as
though her "bones are being crushed." (Tr. at 404) However, the musculoskeletal examination
was "normal" for all categories, including wrists, fingers, back, hips, and knees. (!d.) Hall's
weight was again 204 pounds at this visit. Hall was diagnosed with "generalized arthalgia." (!d.)
Two days later, on September 21, 2005, Hall was examined by John C. Gordon, M.D., at Eastern
Sports Medicine and Orthopaedic Center in Maryland. (Id. at 309) Hall made similar complaints
of pain to Dr. Gordon, who noted that Hall had "absolutely normal x-rays," a full range of motion
in her shoulders, wrist, elbows, and hips, "no problems with the knees," and a "negative straight
leg raising." (!d.) Dr. Gordon stated that "most of [Hall's] problem is generalized muscular
achiness." (/d.)
On October 13, 2005, Hall was seen by Jason Birnbaum, M.D., on referral from Dr.
Shulka for evaluation of shortness of breath and chronic obstructive pulmonary disease
("COPD"). (Tr. at 468-70) Dr. Birnbaum noted Hall's complaints of shortness ofbreath when
walking across a parking lot or climbing stairs, and chronic pain. (Id. at 468-69) Dr. Birnbaum
indicated that Hall's COPD was "moderate-to-severe," and prescribed Spiriva and Advair, which
5
he believed would cause a "significant improvement." (Id. at 470) On that same date, Dr.
Birnbaum ordered a series of pulmonary function tests, for which the results were generally
"within normal limits." (ld. at 472) Also on October 13, 2005, Hall underwent a chest x-ray,
which showed that the cardiomediastinal structures and pulmonary vasculature were within
normal limits, that the lungs were clear without infiltrate, pulmonary edema or mass, and that no
active disease was evident. Dr. Birnbaum's handwritten notes indicate that the chest x-ray
"look[ ed] good." (Id. at 31 0)
On February 9, 2006, Hall was seen by Mark D. Noar, M.D., for a follow-up regarding
her prior diagnosis of Barrett's esophagus. Dr. Noar observed that Hall was in "no acute
distress" and had "no chest pain, edema, orthopnea, [or] dyspnea." (Tr. at 314) He also noted a
"very minimal wheeze in her right lung base," during an otherwise clear lung examination. (!d.
at 315)
On March 16, 2006, Hall was seen at the Upper Chesapeake Medical Center Emergency
Room for back, hand, and foot pain. (Tr. at 344) Hall was examined and was later deemed
stable for discharge. (ld. at 346)
On April4, 2006, Dr. Birnbaum saw Hall for a follow-up regarding her COPD, which he
described as "moderate." (Tr. at 467) Hall said that she had "noticed some improvement" since
beginning to take Spiriva and Advair. (ld.)
Hall's chest pain necessitated a trip to the emergency room at Upper Chesapeake Medical
Center on June 25, 2006. Dr. Shukla referred Hall to the emergency room after Hall reported
having felt a squeezing pressure in her chest for an hour, which also caused a sensation of
squeezing in the lower part of her throat that was worse with exertion. (Tr. at 361, 364) This
6
episode of pain had apparently begun on the previous day when Hall was shopping; Hall
indicated that prior to that day, she had been well. (!d. at 364) Her blood pressure was elevated,
and after a positive enzyme test, Hall was "qualified to have myocardial infarction," more
commonly known as a heart attack. (!d. at 361) The emergency room admission records note
Hall's history of tobacco use, depression, hypertension, hyperlipidemia, and "possible COPD."
(!d.) After receiving nitroglycerin and morphine, Hall's pain essentially resolved, leading to only
a lingering level of pain of 1 on a scale of 10. (!d. at 364) Hall was referred for catheterization
on June 26, 2006.
On June 26, 2006, Hall was transferred to St. Joseph Medical Center, where cardiac
catheterization showed an 80% obstruction in the LAD coronary artery. (Tr. at 376) This
blockage was reduced to 0% with stenting. (ld. at 376, 383) During examination, Hall indicated
that she could walk one block, that she was able to walk around a supermarket leaning on the
cart, and that her exertional tolerance had been very slowly declining. (ld. at 378) Following
stenting, Hall suffered from recurrent chest pain and developed hematuria, hemoptysis, epistaxis,
and slowly accumulating large ecchymoses in both upper extremities. (ld. at 376) By June 29,
2006, her symptoms subsided, and her bleeding stopped. (ld.)
On September 11, 2006, Hall was seen by Jill S. Ratain, M.D., at Johns Hopkins
Medicine, on referral from Dr. Shukla for polyarthralgias with episodic redness and swelling in
multiple joints. (Tr. at 435) Hall noted that she has had discomfort at the base of her left thumb,
and intermittent swelling and redness with the pain. Hall reported that "the pain [was] not daily,
and she ha[d] no morning stiffness." (Jd.) On that day, she "rate[d] her pain at 2/10 with
discomfort at the left thumb," and noted that her last redness and swelling occurred roughly two
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and a half weeks prior to that visit. (!d.) She further reported that she "intermittently ... ha[ d]
difficulty turning the ignition in the car or even turning on a light switch," and that "[a]t times,
she ha[ d] difficulty curling her fingers." (Id.) Although it was noted that she fatigues easily,
Hall stated that "[h]er fatigue ha[ d] improved recently since being treated for coronary artery
disease in the last few months," and that she had lost about 20 pounds over the previous year.
(Id. at 436) Dr. Ratain determined that Hall's physical examination supported a diagnosis of
osteoarthritis over the knees and mild changes over the hands, noting that she had episodic
redness, pain, and swelling over her small joints of the hands and wrists. (Id.) Dr. Ratain
prescribed Trilisate, and discussed occupational and physical therapy for pain relief modalities to
the hands, as well as the potential benefits from a hot paraffin bath for use at home. (Id.)
On December 5, 2006, Dr. Ratain saw Hall for a follow-up visit "for symptoms of
polyarthritis that have not been well-characterized." (Tr. at 432) Hall rated her pain "at 2 out of
10." (Jd.) Hall noted that she had been experiencing severe knee pain which made it painful to
sit, some aching in her hip and pain over the wrists and in the base of her thumbs bilaterally.
(Id.) Although Hall described that day as a "good day," she reported that she had 3--4 days when
she could not move. (Id.) She reported no morning stiffness, and had been taking the prescribed
Trilisate only intermittently. (!d.) The most recent x-rays from Hall showed osteoarthritis in the
first carpometacarpal ("CMC") joint of the hand bilaterally. (!d.) Dr. Ratain performed a
musculoskeletal examination, and determined that her hands were tender, with very minimal
bony enlargement of the first CMC. (Id.) Her wrists showed good range of motion with no pain
or swelling; her shoulders, neck, spine, and hips were unremarkable except for some tenderness;
her knees showed good movement; and her ankles were unremarkable. (Id.) Dr. Ratain
8
diagnosed osteoarthritis of the hands and knees, with no evidence of inflammatory process,
psoriatic arthritis, or rheumatoid arthritis. (Id. at 433) Dr. Ratain had previously referred Hall to
occupational and physical therapy, but Hall chose not to go; Dr. Ratain again suggested this
therapy. (Id.)
On June 5, 2007, Dr. Birnbaum examined Hall. During this examination, Hall reported
that she continued to smoke a pack and a half of cigarettes per day, but that her symptoms were
stable, and that she was not experiencing any pain. (Tr. at 463) Upon examination, Dr.
Birnbaum found only mild COPD, which was clinically stable, which led him to discontinue
Advair, one of the medications that Hall had been taking. (Id. at 464)
On November 1, 2007, as part of the process for applying for DIB, Hall completed a
Function Report. (Tr. at 150-58) Hall described her daily activities as including watching
television, talking on the phone, fixing lunch, dusting and cleaning every other day, and taking
occasional walks to get the mail. (Id. at 150) She also reported that "there are more bad days
and nights than good," that it is more painful to sit or stand, than to lie down, and that her pain
makes it "almost impossible to sleep." (Id. at 151) Hall noted that she "[could not] use hands
and wrist due to joint pain and [could not] stand long enough [to prepare meals] due to back, hip,
and feet pain." (Id. at 153) She reported that she went shopping with her husband 2-3 times per
month, and that she was able to pay bills, count change, handle a savings account, and use a
checkbook/money orders. (!d. at 154)
On November 2, 2007, as part of the process for applying for DIB, Hall completed a Pain
Questionnaire. (Tr. at 194-95) In that document, Hall stated that she was in constant but
variable pain in her back, knees, hips, hands, wrist, feet, and neck, with aching and intermittent
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inflammation. (!d. at 194) She noted that she had gained weight due to inactivity and again
described how her pain had caused her to severely limit her activities and caused significant
difficulty with sleeping. (!d. at 195)
On January 29, 2008, Vinod K. Kataria, M.D., a state agency physician, completed a
Physical Residual Functional Capacity Assessment of Hall. (Tr. at 453-58) Dr. Kataria
determined that Hall could perform sedentary work with some postural and environmental
restrictions. (!d. at 454, 456-57) Dr. Kataria noted that there was a lack of significant findings
in the record, and that, in his view, Hall was partially credible. (!d. at 455)
On June 5, 2008, Hall underwent a dobutamine stress gated myocardial perfusion study. 3
(Tr. at 516-17) Hall had a "probably normal myocardial perfusion scan," and "[ s]mall reversible
defects which are limited to focal areas of the anterior and interior walls." (Id. at 517)
On November 4, 2008, William D. Hakkarinen, M.D., a state agency physician, reviewed
the record evidence. Dr. Hakkarinen opined that Hall could perform light work with some
postural and environmental restrictions. (Tr. at 491-98) 4
2.
The Administrative Hearing
At an administrative hearing on May 28, 2009, the ALJ heard the testimony of Hall and
V. Anthony ("Tony") Malansen, an impartial vocational expert. (Tr. at 27-67)
3
A dobutamine stress test is used in people who are unable to exercise, and
involves administering a drug to make the heart respond as though the person is exercising, so as
to assess how the heart responds to stress. See, e.g., http://www.webmd.com/heartdisease/guide/stress-test--(dupe), last visited Jan. 11, 2012.
4
In all, four state agency medical experts reviewed the record evidence. Among
those were two state agency psychologists, who reviewed the record during the relevant period,
and concluded that there was insufficient evidence to assess the severity of Hall's alleged
depression and anxiety. (Tr. at 452, 489)
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a.
Ms. Hall's Testimony
Hall testified that although she had health problems for the past 20 years, she identified
January 1, 2002, as the date on which she was first disabled because that was when she began
having arthritis pain affecting her everyday life. (Tr. at 31-32) Hall said that she had three
different types of arthritis: inflammatory arthritis, osteoarthritis, and arthritis related to psoriasis.
(!d. at 36) The arthritis affected her fingers, wrists, knees, hips, and back. (!d. at 48) The pain
in her wrist and fingers was also exacerbated by a prior surgery, which had caused difficulty in
gripping things, though Hall would 'just deal with it." (!d. at 50) She stated that by 2005, her
arthritis had worsened, and that she moved from a split-level home in Maryland to a single-level
home in Delaware in part because she reached a point where she could no longer ascend or
descend the stairs in her Maryland home. (!d. at 33)
Hall also testified that she experienced chest pain for several years, which produced a
squeezing feeling in her chest when she would go up steps or exert herself. (Tr. at 31) She
described her heart catheterization procedure from 2005, in which she received a stent. (!d. at
32-33) After she underwent one of her stenting procedures, Hall was prescribed Plavix, which
led to a number of adverse side effects, including vomiting, diarrhea, and flu-like symptoms. (!d.
at 33-34) Hall stated that she had two heart attacks in mid-2006, just before she moved to
Delaware. (!d.)
Hall further testified that at some point prior to 2007, she was having angina attacks "real
often, at least probably three times a week, four times a week, sometimes twice in one day. But
they kept saying that it was anxiety." (Tr. at 37) She took nitroglycerin tablets to combat these
attacks, which would help. (!d.) Whether due to the angina or her other ailments, Hall reiterated
11
that she would get a heavy feeling in her chest that affected her breathing. (!d. at 38) Hall
identified 1999 as the first time that she started noticing angina. (!d. at 45) She also noted that
she was diagnosed with emphysema and moderate to severe COPD. (!d. at 35)
Hall testified that she spent about half of every day between 8:00a.m. and 4:00p.m. lying
down, and the bulk of the remainder in a recliner with her legs elevated. (Tr. at 39) Hall stated
that she spent roughly one hour per day standing and that her joint pain produced a "crunching"
when she tried to bend her knees. (!d. at 40--41) She testified that she had great difficulty
sleeping, and that she was often up during the night with diarrhea and frequent urination. (!d.)
She had been taking more than a dozen medications since 2006. (!d. at 47)
Upon examination by the ALJ, Hall testified that she originally had filed for DIB in
Maryland in 2005, and then she filed again in Delaware in 2007. (Tr. at 42) She also described
her last job in furniture sales as one where she was usually standing and walking around the
showroom. (!d. at 44) She stated that prior to 2007, she could lift 10 pounds without strain. (!d.
at 47) She also said that prior to that year, she could stand for about a half hour at a time and
could walk about a half block at a time so long as she rested during the walk. (!d. at 48) Prior to
2007, she could sit for about an hour-and-a-half without having to get up and move around, so
long as she relocated in her seat. (!d. at 49)
b.
The Vocational Expert's Testimony
Vocational expert Tony Malansen testified in person at the hearing. He noted that Hall
had previously worked as a bookkeeper, which was sedentary work that was "skilled at SVP
12
six."5 (Tr. at 52) Malansen further indicated that Hall had worked two previous jobs (as a retail
sales clerk and in auto sales) that were light work, at SVP level five. (Id.) He explained that
there were many transferable skills Hall had obtained in these jobs that would be applicable to
other potential jobs. (Id. at 54)
The ALJ asked Malansen to consider the following hypothetical:
I'd like for you to take a hypothetical, if you would. A person who
is 52 years old on her alleged onset date of 111/02. She's now 59.
Date last insured is '06. And at 52 and she has a 12th grade
education[,] [a]nd the past relevant work as indicated ....
Suffering from some osteoarthritis, and/or inflammatory arthritis,
and/or psoriasis arthritis. But she does have some COPD. She still
smokes . . . . And she has some heart trouble and obesity. She
weighs 204 pounds. . . . But she did have some moderate pain and
discomfort in hands, knees, back, and hips. Shortness of breath on
over exertion. Some occasional chest pain, according to her
testimony, somewhat relieved by medication without significant
side [e]ffects. But she believed she had some lightheadedness and
drowsiness from one or a combination during the period. And if I
find, Mr. Malansen, that she needed to have jobs at, in the SVP
range of three, four, or five due, due to her pain and discomfort
during the period in question. And if I find that she can lift 10
pounds frequently, 20 on occasion. Sit for an hour, stand for an
hour consistently. And would have to avoid heights and hazardous
machinery due to drowsiness perhaps and temperature and
humidity extremes. But with those limitations would seem to be
able to have done sedentary, light work activities. Would she be
able to have done any of her past work with those limitations?
(Tr. at 54-56) Malansen testified that this hypothetical individual would be able to perform the
three jobs that Hall had previously held (as a bookkeeper and both positions as a salesperson).
(ld. at 56)
"SVP" stands for "specific vocational preparation," and is a measure of the
amount of a time required to learn the skills and satisfy the requirements to perform the type of
work under consideration. See, e.g., Kyle v. Comm 'r of Soc. Sec., 609 F.3d 847, 851 n.6 (6th Cir.
2010).
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In addition, the ALJ asked Malansen whether, if such an individual was found to be
unable to perform those previous jobs and could not perform continuous gross or fine
manipulation due to an arthritic condition, there were any other jobs classified as unskilled or
semi-skilled that the person could perform. (Tr. at 56) Malansen said that there were two such
unskilled jobs in the "light" work category. First, he said that the individual could be a general
office worker (SVP 4). (Id. at 57) He testified that there were approximately 2,800 of these
positions in the local region (defined as being within a 75-mile radius from Dover, Delaware),
and about 400,000 of these positions in the national economy. (ld.) The second such position
was that of light office helper (SVP 2). (ld.) Malansen testified that there are about 1,200 of
these positions locally, and about 140,000 nationally. (!d. at 58) These jobs would require very
little vocational adjustment in light of Hall's prior work. (!d.)
On cross-examination by Hall's attorney, Malansen testified that if a person could not
stand or walk for more than two hours per day, then she could not perform any of Hall's prior
jobs, but could perform the jobs of general office worker and light office helper. (Tr. at 58-60)
To perform these jobs, the person would generally need to be available for an eight-hour work
day (with breaks and lunch factored in). (ld. at 62-63) Malansen said that if the hypothetical
person had an angina attack once a week, which would require her to take a nitroglycerin pill and
rest for 15 to 20 minutes, this could affect whether an employer would retain her. (ld. at 64)
3.
The ALJ's Findings
On September 8, 2009, the ALJ issued the following eleven findings: 6
1. The claimant last met the insured status requirements of the Social Security Act on
6
See Tr. at 11-26.
14
December 31, 2006.
2. The claimant did not engage in substantial gainful activity during the period from her
alleged onset date of January 1, 2002 through her date last insured of December 31, 2006 (20
CFR 404.1571 et seq.).
3. Through the date last insured, the claimant had the following severe impairments:
chronic obstructive pulmonary disease, osteoarthritis, psoriatic arthritis, coronary artery disease
and obesity (20 CFR 404.1520(c)).
4. Through the date last insured, the claimant did not have an impairment or combination
of impairments that met or medically equaled one of the listed impairments in 20 CFR Part 404,
Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525 and 404.1526).
5. After careful consideration of the entire record, the undersigned finds that, through the
date last insured, the claimant had the residual functional capacity to perform light work as
defined in 20 CFR 404.1567(b) except that she could lift 20 pounds occasionally, 10 pounds
frequently, sit for one hour, stand for one hour consistently on an alternate basis 8 hours a day, 5
days a week for a 40 hour work week avoiding heights and hazardous machinery and temperature
and humidity extremes.
6. Through the date last insured, the claimant was unable to perform any past relevant
work (20 CFR 404.1565).
7. The claimant was born on December 2, 1949 and was 57 years old, which is defined as
an individual of advanced age, on the date last insured (20 CFR 404.1563).
8. The claimant has at least a high school education and is able to communicate in
English (20 CFR 404.1564).
15
9. The claimant has acquired work skills from past relevant work (20 CFR 404.1568).
10. Considering the claimant's age, education, work experience, and residual functional
capacity, the claimant had acquired work skills from past relevant work that were transferable to
other occupations with jobs existing in significant numbers in the national economy (20 CFR
404.1569, 404.1569(a) and 404.1568(d)).
11. The claimant was not under a disability, as defined in the Social Security Act, at any
time from January 1, 2002, the alleged onset date, through December 31, 2006, the date last
insured (20 CFR 404.1520(g)).
Hall's challenge to the ALJ's decision focuses largely on Finding No.5, where the ALJ
determined Hall's RFC.
II.
STANDARD OF REVIEW
A.
Motion for Summary Judgment
Both parties filed motions for summary judgment pursuant to Federal Rule of Civil
Procedure 56. In determining the appropriateness of summary judgment, the Court must "review
the record taken as a whole ... draw[ing] all reasonable inferences in favor of the nonmoving
party, and it may not make credibility determinations or weigh the evidence." Reeves v.
Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150 (2000) (citations and internal quotation
marks omitted). "The court shall grant summary judgment if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law."
Fed. R. Civ. P. 56( a); Hill v. City of Scranton, 411 F.3d 118, 125 (3d Cir. 2005).
B.
Review of ALJ Findings
The Court must uphold the Commissioner's factual decisions if they are supported by
16
"substantial evidence." See 42 U.S.C. §§ 405(g), 1383(c)(3); Monsour Med. Ctr. v. Heckler, 806
F.2d 1185, 1190 (3d Cir. 1986). "Substantial evidence" means less than a preponderance of the
evidence but more than a mere scintilla. Rutherford v. Barnhart, 399 F.3d 546, 552 (3d Cir.
2005). The United States Supreme Court has explained that substantial evidence "does not mean
a large or considerable amount of evidence, but rather such relevant evidence as a reasonable
mind might accept as adequate to support a conclusion." Pierce v. Underwood, 487 U.S. 552,
565 (1988) (citation and internal quotation marks omitted). The United States Court of Appeals
for the Third Circuit has also held that "[a] single piece of evidence will not satisfy the
substantiality test if the [Commissioner] ignores, or fails to resolve, a conflict created by
countervailing evidence." Kent v. Schweiker, 710 F.2d 110, 114 (3d Cir. 1983). "Nor is
evidence substantial if it is overwhelmed by other evidence-particularly certain types of
evidence (e.g., that offered by treating physicians)--or if it really constitutes not evidence but
mere conclusion." Id.
In analyzing whether substantial evidence supports the Commissioner's findings, the
Court may not undertake a de novo review of the Commissioner's decision and may not re-weigh
the evidence of record. Monsour, 806 F.2d at 1190-91. The Court's review is limited to the
evidence that was actually presented to the ALJ. Matthews v. Apfel, 239 F.3d 589, 593-95 (3d
Cir. 2001).
Thus, the Court's inquiry is not whether the Court would have made the same
determination as the Commissioner; instead, the question is whether the Commissioner's
conclusion is reasonable. Brown v. Bowen, 845 F.2d 1211, 1213 (3d Cir. 1983). Even if the
reviewing Court would have decided the case differently, it must defer to the ALJ and affirm the
17
Commissioner's decision if it is supported by substantial evidence. Monsour, 239 P.3d at
1190-91.
III.
DISCUSSION
A.
Disability Determination Process
Title II of the Social Security Act, 42 U.S.C. § 423(a), "provides for the payment of
insurance benefits to persons who have contributed to the program and who suffer from a
physical or mental disability." Bowen v. Yuckert, 482 U.S. 137, 140 (1987). In order to qualify
for DIB, the claimant must establish that she was disabled prior to the date she was last insured.
20 C.P.R.§ 404.131; Matullo v. Bowen, 926 P.2d 240,244 (3d Cir. 1990). A "disability" is
defined as the "inability to engage in any substantial gainful activity by reason of any medically
determinable physical or mental impairment which can be expected to result in death or which
has lasted or can be expected to last for a continuous period of not less than 12 months." 42
U.S.C. §§ 423(d)(l)(A), 1382c(a)(3)(A). A claimant is disabled "only if his physical or mental
impairment or impairments are of such severity that he is not only unable to do his previous work
but cannot, considering his age, education, and work experience, engage in any other kind of
substantial gainful work which exists in the national economy .... " Id. at§ 423(d)(2)(A);
Barnhart v. Thomas, 540 U.S. 20,21-22 (2003).
To determine whether a person is disabled, the Commissioner is required to perform a
five-step sequential analysis. 20 C.P.R. § 404.1520; Plummer v. Apfel, 186 P .3d 422, 427-28 (3d
Cir. 1999). If a finding of disability or non-disability can be made at any point in the sequential
process, the Commissioner will not review the claim further. 20 C.P.R.§ 404.1520(a)(4).
At step one, the Commissioner must determine whether the claimant is engaged in
18
substantial gainful activity. I d. at § 404.1520(a)(4)(i) (mandating a finding of non-disability
when claimant is engaged in substantial gainful activity). If the claimant is not engaged in
substantial gainful activity, step two requires the Commissioner to determine whether the
claimant is suffering from a severe impairment or a combination of impairments that is severe.
Jd. at§ 404.1520(a)(4)(ii) (mandating a finding of non-disability when claimant's impairments
are not severe). If the claimant's impairments are severe, then the Commissioner proceeds to
step three, and must compare the claimant's impairments to a list of impairments (the "listings")
that are "presumed severe enough to preclude any gainful work." Plummer, 186 F.3d at 428; 20
C.F.R. § 404.1520(a)(4)(iii). When a claimant's impairment or its equivalent matches an
impairment in the listing, the claimant is found to be disabled. I d. If a claimant's impairment,
either by itself or in combination, fails to meet or medically equal any listing, the Commissioner
should proceed to steps four and five. Id. at§ 404.1520(e).
At step four, the Commissioner determines whether the claimant retains the residual
functional capacity ("RFC") to perform her past relevant work. 20 C.F.R. § 404.1520(a)(4)(iv)
(stating claimant is not disabled if able to return to past relevant work); Plummer, 186 F.3d at
428. A claimant's RFC is "that which an individual is still able to do despite the limitations
caused by his or her impairment( s). " Johnson v. Comm 'r ofSoc. Sec., 529 F .3d 198, 201 (3d Cir.
2008) (citation and internal quotation marks omitted). "The claimant bears the burden of
demonstrating an inability to return to her past relevant work." Plummer, 186 F.3d at 428.
If the claimant is unable to return to her past relevant work, step five requires the
Commissioner to determine whether the claimant's impairments preclude her from adjusting to
any other available work. 20 C.F .R. § 404.1520(g) (mandating a finding of non-disability when
19
the claimant can adjust to other work); Plummer, 186 F.3d at 428. At this last step, the burden is
on the Commissioner to show that the claimant is capable of performing other available work
before denying disability benefits. I d. In other words, the Commissioner must prove that "there
are other jobs existing in significant numbers in the national economy which the claimant can
perform, consistent with her medical impairments, age, education, past work experience, and
[RFC]." I d. When making this determination, the ALJ must analyze the cumulative effect of all
of claimant's impairments. Id. At this step, the ALJ often seeks the assistance of a vocational
expert. Jd.
B.
Ms. Hall's Arguments On Appeal
On appeal, Hall presents two principal arguments: (1) the ALJ failed to properly evaluate
her subjective complaints of pain when assessing her RFC; and (2) the testimony of the
vocational expert was deficient. (D.I. 18 at 13-19) As is discussed below, the Court finds that
neither argument provides a reason to depart from the ALJ' s decision, given that substantial
evidence supports the ALJ's findings. In particular, the evidence of record indicates that the
ALJ's assessment of Hall's subjective complaints was reasonable, and that he made a credibility
determination supported by substantial evidence. His findings were then appropriately reflected
in his questioning of the vocational expert.
1.
Whether the ALJ Properly Evaluated Ms. Hall's Subjective
Complaints of Pain When Assessing Residual Functional Capacity
Hall challenges the ALJ's determination of her RFC, arguing that he failed to properly
evaluate her subjective complaints of pain and that, as a result, he improperly assessed her RFC.
(D.I. 18 at 13) Although Hall's challenge to the ALJ's finding is nominally directed to his RFC
20
determination, this argument is actually, in significant part, a challenge to the ALJ' s credibility
determination. In response, the Commissioner contends that the ALJ appropriately considered
Hall's subjective complaints of pain, and that he rightly concluded that Hall's statements
regarding the intensity, persistence, and limiting effect of her pain were not entirely credible.
(D.I. 20 at 13 (citing Tr. at 24-27))
a.
Legal Guidelines Regarding Evaluation of Ms. Hall's Pain
Social Security regulations establish a two-part process that an ALJ must follow when
assessing subjective symptoms. First, in evaluating a claimant's statements about pain, an ALJ
must identify "medical signs and laboratory findings which show that [a plaintiffhas] a medical
impairment(s) which could reasonably be expected to produce the pain ... alleged." 20 C.P.R.§
404.1529(a); Hartranft v. Apfel, 181 F.3d 358, 362 (3d Cir. 1999) ("Allegations of pain and other
subjective symptoms must be supported by objective medical evidence."). Conversely, a
claimant's "statements about [her] pain or other symptoms will not alone establish that [she is]
disabled." 20 C.P.R.§ 404.1529(a); see also id. at§ 404.1528(a) ("[The claimant's] statements
alone are not enough to establish that there is a physical or mental impairment."). Instead, while
a claimant's "statements about the intensity and persistence of [her] pain or other symptoms"
must be given serious consideration, those statements must also "reasonably be accepted as
consistent with the medical signs and laboratory findings." Id. at§ 404.1529(a).
Second, if the ALJ finds that there is objective medical evidence that could reasonably be
expected to produce the claimant's expressed pain symptoms, then the ALJ must evaluate the
nature and persistence of the subjective symptoms and the extent to which those symptoms affect
the claimant's ability to work. 20 C.P.R.§ 404.1529(c)(l); Johnson v. Astrue, Civil Action No.
21
09-023-LPS, 2011 WL 4498948, at *10 (D. Del. Sept. 27, 2011). When complaints of pain are
supported by medical evidence, "the complaints should then be given great weight and may not
be disregarded unless there exists contrary medical evidence." Mason v. Shalala, 994 F.2d 1058,
1067-68 (3d Cir. 1993) (citation and internal quotations omitted).
On the other hand, at this second stage, the ALJ need not unquestioningly accept the
claimant's assertions as to the nature and persistence of her pain. To the contrary, an ALJ may
reject the claimant's testimony in this regard if he does not find it credible, so long as the reasons
for the ALJ' s credibility finding are grounded in the evidence and articulated in his decision. See
Johnson, 2011 WL 4498948 at *10 (citing SSR 96-7p, 1996 WL 374186, at *4-5); Wimbley v.
Massanari, No. CIV. A. 99-616-GMS, 2001 WL 761210, at *6 (D. Del. Jun. 21, 2001) (noting
that an ALJ retains the discretion "to evaluate the credibility of a claimant and to arrive at an
independent judgment in light of the medical findings and other evidence regarding the true
extent of the pain alleged by the claimant") (citation and internal quotation marks omitted). This
necessarily requires the ALJ to decide the extent to which the claimant "is accurately stating the
degree of pain or the extent to which he or she is disabled by it." Hartranft, 181 F.3d at 362. In
making this determination, the ALJ can weigh such factors as the claimant's daily activities;
location, frequency, and intensity of the pain and other symptoms; precipitating or aggravating
factors; effectiveness and side effects of medication the claimant takes; and measures that the
claimant uses to relieve pain or other symptoms. See 20 C.P.R.§ 404.1529(c)(3). Evidence of a
claimant's failure to take medication or seek treatment may also be considered when assessing
the severity or extent of pain. Mason, 994 F.2d at 1068.
An ALJ's credibility determination is entitled to deference and should not be discarded
22
lightly, particularly given the ALJ's opportunity to observe an individual's demeanor. Reefer v.
Barnhart, 326 F.3d 376, 380 (3d Cir. 2003). "Credibility determinations are the province of the
ALJ and only should be disturbed if not supported by substantial evidence." Gonzalez v. Astrue,
537 F. Supp. 2d 644, 657 (D. Del. 2008) (citation and internal quotation marks omitted).
b.
The ALJ's Findings Regarding Ms. Hall's
Subjective Complaints of Pain and Their Resulting Impact on
the RFC Determination
The ALJ found that Hall suffered from five severe impairments: (1) chronic obstructive
pulmonary disease, (2) osteoarthritis, (3) psoriatic arthritis, and (4) coronary artery disease and
(5) obesity. (Tr. at 11, 19) The ALJ determined that "a number of[these] impairments could
reasonably cause some symptomatology." (Jd. at 19 (emphasis added)) However, he noted that
"the pivotal question [was] whether ... those symptoms occur with such frequency, duration or
severity as to reduce the claimant's [RFC] or to preclude all work activity on a continuing and
regular basis." (Id. (emphasis added))
As previously noted, Hall testified that she suffered from pain in her fingers, wrists,
knees, hips, and back, which affected her daily life, including her ability to grip objects and to
climb stairs. (Tr. at 33, 48-50) Hall also asserted that during the period of claimed disability,
she had chest pain that produced a squeezing feeling in her chest when she would go up steps or
exert herself. (Id. at 31) She further testified how, at some point prior to 2007, she would have
angina attacks three or four times a week that affected her breathing. (Jd. at 37-38) And she
noted that prior to 2007, she could lift only 10 pounds without strain, could stand for about a half
hour at a time, could walk about a half block at a time (with rest during the walk), and could sit
for about an hour-and-a-half at a time. (Id. at 4 7--49) In all, Hall claimed that her pain and
23
related physical limitations rendered her unable to work during the period of claimed disability.
The ALJ considered Hall's testimony in this regard, but ultimately concluded that it was
"not consistent with the medical record as a whole." (Tr. at 19) The ALJ determined that "the
record does not document sufficient objective medical evidence to substantiate the severity of the
pain and degree of functional limitations alleged by the claimant." (Id.) This conclusion
contributed to the ALJ's finding that through the date last insured, Hall "had the residual
functional capacity to perform light work as defined in 20 CFR 404.1567(b) except that she
could lift 20 pounds occasionally, 10 pounds frequently, sit for one hour, stand for one hour
consistently on an alternate basis 8 hours a day, 5 days a week for a 40 hour work week avoiding
heights and hazardous machinery and temperature and humidity extremes." (Id. at 18) Ms. Hall
objects to these findings on multiple bases, which the Court will consider in tum.
(1)
The ALJ's Analysis of Ms. Hall's Subjective
Complaints of Pain
Hall first makes a general argument against the ALJ's RFC determination, asserting that
"[s]ince pain is subjective no objective test or imag[ing] study can measure pain. It is simply
beyond the ability of anyone to be able to say a specific finding on a particular test amounts to a
specific level of pain." (D.I. 18 at 13) In support of this argument, Hall cites the Third Circuit's
opinion in Green v. Schweiker, 749 F.2d 1066 (3d Cir. 1984), for the proposition that a
claimant's complaints of pain must be "seriously considered" in the ALJ's evaluation process
and that they may bolster a disability claim when they are supported by the accompanying
medical evidence. (D .I. 18 at 13)
Hall's argument could be read to suggest that it is impossible for an ALJ to make any
24
clear link between a claimant's subjective complaints about the extent of pain and the objective
evidence, and that, as a result, any attempt by the ALJ to do so here was error. Such an argument
would contravene the law. As the Schweiker Court acknowledged, a plaintiff's subjective
complaints of pain will not "alone" establish that a plaintiff is disabled. Schweiker, 749 F.2d at
1069-70 (noting that subjective complaints of pain "do not in themselves constitute disability")
(emphasis in original). Instead, as explained above, the ALJ is required to attempt to identify
medical evidence in the record that could be reasonably expected to produce Hall's alleged pain
symptoms. See 20 C.F.R. § 404.1529(a). And if that connection is made (as the ALJ found it
was in this case), the ALJ must then evaluate the intensity and persistence of the claimant's pain,
by examining both objective medical evidence (such as evidence submitted by physicians,
laboratory results, and other medical records) and other evidence about the claimant (such as the
claimant's daily activities and her own statements). See id. at§ 404.1529(a), (c). Indeed, in
Schweiker, the Third Circuit upheld an ALJ's finding that a claimant's testimony about her pain
was not an "accurate index" of her condition because it was contradicted by the medical evidence
of record, and was therefore "not credible in regard to the severity, duration [or] frequency of
such symptoms." 749 F.2d at 1070.
In light of these legal requirements, any argument asserting that a claimant's complaints
of pain should be given essentially irrefutable status in the disability calculus is clearly at odds
with established law. See e.g., Wimbley, 2001 WL 761210 at *6. 7 At each stage of the
7
Hall also notes that a portion of the Commissioner's regulations state that in
examining a claimant's expressed pain symptoms, the Commissioner will not "reject [a
claimant's] statements about the intensity and persistence of [the] pain ... or about the effect [it]
[has] on [a claimant's] ability to work solely because the available objective medical evidence
does not substantiate [the claimant's] statements." (D.I. 18 at 14 (citing 20 C.F.R. §
25
evaluation process, the ALJ is required to closely examine such complaints in order to determine
whether a claimant "is accurately stating the degree of pain or the extent to which he or she is
disabled by it." Hartranft, 181 F.3d at 362. While this may be a difficult exercise, that difficulty
does not require that, at any stage, the ALJ must blindly accept the claimant's assertions.
Hall further generally asserts that in analyzing her arthritis, coronary artery disease, and
COPD (and related health problems), "the ALJ did not consider and rejected evidence from Ms.
Hall and her physicians regarding the intensity and persistence of her pain on the basis that
'objective test results and imaging studies do not correspond with her reported pain levels."'
(D.I. 18 at 14 (citing Tr. at 19)) To the contrary, the ALJ's decision indicates that he
appropriately and thoroughly analyzed both Hall's subjective complaints of pain and medical
reports from her physicians about that pain.
For example, the ALJ first considered the evidence relating to Hall's arthritic pain. He
noted that in her testimony, Hall claimed that by 2006, this pain had worsened to the point where
she could no longer ascend or descend the stairs in her home. (Tr. at 19; see also id. at 33) He
reviewed the "objective test results and imaging studies," Hall's self-reported levels of pain, and
the "good results" that she achieved after beginning treatment with Balacet in December 2006.
(/d. at 19) The ALJ further noted that twice in late 2006, Hall rated her pain at the relatively low
level of 2 out of 10, which supports his conclusion that Hall's pain was not as severe as she
404.1529(c)(2)) However, this portion of the regulations does not require that, in such a
situation, the ALJ must uncritically accept the claimant's assertions as to the level and extent of
her pain. Instead, the ALJ should consider other types of evidence (such as evidence regarding a
claimant's daily activities, pain symptoms, or measures used to alleviate pain) in coming to a
final conclusion as to whether a claimant is disabled. The ALJ did so in this case, as is more
fully discussed below.
26
claimed at the hearing. (!d. at 19-20) And with respect to Hall's arthritic hand pain stemming
from a prior tendon surgery, the ALJ reviewed various objective imaging studies of Hall's hand
pain, as well as Hall's own statements to her doctors, before finding that while Hall "did
experience pain and discomfort," Hall's "ability to use her hands to perform functional activities
is not as limited as she maintains." (!d. at 21)
The ALJ also considered the two stenting procedures (one in February 2005, and one in
2006) that Hall underwent as a result of her coronary artery disease. (Tr. at 20) The ALJ noted
that Hall was experiencing chest discomfort, shortness of breath on exertion, and radiating pain,
prior to receiving her first stent, but also that Hall's symptoms resolved after the first procedure.
(!d.) Specifically, Dr. Milak noted that Hall was doing much better after catheterization, and was
no longer having chest pain or shortness of breath. (!d. at 15; 394) The ALJ also considered the
second stenting procedure, which occurred after a myocardial infarction in mid-2006. Again,
Hall's symptoms reduced after the procedure, and later tests supported the conclusion that her
condition had stabilized. (!d. at 20, 376, 517); see, e.g., Schoy v. Astrue, Civil Action No. 06537-GMS/MPT, 2008 WL 2474270, at *10 (D. Del. June 17, 2008) (affirming the ALJ's
determination that claimant's pain was not as severe as claimant alleged, in part because less than
two months after the diagnosis of claimant's degenerative joint disease, claimant told the doctors
that his pain was "better").
Moreover, the ALJ also considered the improvements that Hall's pulmonary function
(relating to her COPD) had shown over time. When she was first referred to Dr. Birnbaum in
October 2005, Dr. Birnbaum indicated that he believed Hall's COPD was "moderate-to-severe."
(Tr. at 12; see also id. at 470) But by April of2006, Dr. Birnbaum had downgraded his diagnosis
27
from "moderate-to-severe" to "moderate," and noted that Hall had improved since adding Spiriva
and Advair. (ld. at 12; see also id. at 467) Roughly one year later, Dr. Birnbaum again
downgraded Hall's diagnosis from "moderate" to "mild" COPD, and even discontinued one
medication that was no longer necessary due to her improving conditions. (Id. at 12; see also id.
at 463) The ALJ noted that these improvements were inconsistent with someone experiencing a
disabling level of chest pain or other impairments from COPD. (Jd. at 22)
The ALJ also catalogued and considered Hall's description of her daily activities, noting
that her Adult Function Report "indicat[ ed] that she was able to pay bills, count change, handle a
savings account and use a checkbook." (Tr. at 20) Hall was able to read, watch television, and
listen to music, and reported no difficulties concentrating, understanding, following instructions,
or with her memory. (Id.) The ALJ also highlighted Hall's testimony that during the relevant
period she could lift 10 pounds stand for 30 minutes, and could sit for about 90 minutes without
having to get up and move. 8 (ld. at 21; see also id. at 48--49); see Schoy, 2008 WL 2474270 at
*11 (highlighting the ALJ's consideration of plaintiffs daily activities, including the plaintiffs
ability to walk and stand, in the disability calculus).
The ALJ also considered the fact that Hall failed to take several actions prescribed by her
physicians. First, several of Hall's doctors recommended that she stop smoking, but she
continued to smoke throughout the relevant period. (Tr. at 21; see also id. at 463) Second, the
ALJ noted that Dr. Ratain advised Hall to begin occupational and physical therapy along with
This description contrasted with Hall's statement about the nature ofher condition
at the time of the hearing, when she testified that she experienced pain with standing and spent
nearly all of most days in bed or in a recliner. (Tr. at 39) The ALJ found that this testimony
reflected Hall's then-current functional abilities, not (in light of the record evidence) her
functional abilities during the period of claimed disability. (!d. at 21)
28
paraffin baths and ThermaCare wraps to ameliorate her arthritic condition. (Tr. at 13-14, 21) It
appears that Hall failed to follow any of this medical advice, which, in the view of the ALJ,
"[did] not add to the persuasiveness of [Hall's] subjective complaints." (Id. at 21) In other
words, the ALJ found that if Hall's pain was really as severe as she claimed, then Hall would
have done everything she could have to alleviate that pain-including curtailing her smoking and
pursuing the recommended therapies. See Mouser v. Astrue, 545 F.3d 634, 638 (8th Cir. 2008)
(noting that the failure to stop smoking should be considered as part of credibility determination
as to extent of claimant's pain and limitations, where smoking could affect the impairments at
issue); Bertsch v. Astrue, No. CA 07-421 ML, 2009 WL 1648907, at *9 (D.R.I. June 10, 2009)
(same) (citing cases); see also Bradley v. Astrue, 528 F.3d 1113, 1115 (8th Cir. 2008) (finding
that failure to attend therapy appointments could support adverse credibility finding against
claimant regarding his complaints of pain); Routh v. Astrue, 698 F. Supp. 2d 1072, 1078 (E.D.
Ark. 2010) (same).
As the foregoing discussion indicates, contrary to Hall's contention, the ALJ did not
simply "reject," without consideration, evidence of Hall's subjective complaints of pain or the
reports ofher doctors when making his RFC determination. (D.I. 18 at 13) Instead, the ALJ
weighed that evidence carefully, and, in so doing, determined that Hall's hearing testimony about
the extent of her pain was not entirely credible. While Hall disagrees with the ALJ's conclusion,9
9
As noted above, the ALJ' s credibility determination is entitled to substantial
deference, "particularly in light of the [ALJ's] opportunity to assess the claimant's demeanor at
the hearing." Johnson, 2011 WL 4498948 at *10. Thus, even if the Court would have reached a
different credibility determination, "the court's task is not to re-interpret the record but merely to
decide whether [the ALJ's] credibility determination, in the face of conflicting evidence, is
supported by substantial evidence." Wimbley, 2001 WL 761210 at *7.
29
the Court finds that, as outlined in the preceding subsections, the objective medical evidence
from Hall's treating physicians, Hall's own statements regarding her levels of pain, and Hall's
own description ofher daily activities amount to substantial evidence in support of the ALJ's
credibility determination. See Hartranft, 181 F.3d at 362 (affirming an ALJ's credibility
determination where the "ALJ cited specific instances" where the claimant's subjective
complaints of pain were inconsistent with objective medical evidence, the claimant's hearing
testimony, and claimant's description of his daily activities).
(2)
Ms. Hall's Additional Specific Objections to the ALJ's
Findings Regarding Her Complaints of Pain and Her RFC
Hall also challenges the ALJ' s decision on five other specific grounds relating to the
ALJ's assessment of her complaints of pain and/or her RFC.
First, Hall argues that the ALJ "selectively cited evidence supporting his conclusion that
Ms. Hall was not disabled and ignored evidence which conflicted with it." (D.I. 18 at 15) For
example, she asserts that the ALJ "stated that Ms. Hall told Dr. Ratain that her pain level on one
day was 2 [out of] 10, but did not consider that Ms. Hall[] was having a good day and that her
pain [wa]s variable." (Id.)
The record does indicate that when Hall visited Dr. Ratain in December 2006, she cited
her pain on that day as a "2 out of 10," but also noted that "[t]oday is a good day," and that for 3
to 4 prior days she "could not move." (Tr. at 432) However, the ALJ's examination of the scope
and limiting effect of Hall's arthritis pain went beyond a review of one report on one day. He
noted that Hall had given the same report of pain ("2 out of 10") when she saw Dr. Ratain
months earlier in September 2006 and that he had not seen evidence in the record of Hall ever
30
reporting a higher pain level on such a scale. (Id. at 13, 19) The ALJ also emphasized that other
medical records supported his conclusion that Hall's arthritic pain, while present, was
manageable, including: (1) her ability to complete household tasks and to concentrate on her
surroundings; (2) diagnoses by Dr. Ratain indicating that her arthritis was "mild" and allowed her
to curl her fingers; (3) evidence that her pain was reduced through medication; and (4) her
decision to decline to engage in physical and occupational therapy that had been recommended
by Dr. Ratain. (Id. at 19-21) Further corroborating the ALJ's conclusion in this regard is the
fact that none of Hall's treating physicians ever recommended limiting her work in any manner,
(id. at 21 ), and that by September of 2006, Hall herself noted that her pain had subsided to the
point that it was "not daily" (id. at 435).
Given the nature of pain, it is not surprising that Hall would have identified her arthritis
pain as feeling better on certain days. Perez v. Barnhart, 415 F.3d 457, 465 (5th Cir. 2005) ("It
is axiomatic that the pain from any type of ailment will vary in intensity, especially the farther
one gets from treatment that alleviates pain."). But contrary to the suggestion in Hall's briefs, the
ALJ' s findings as to the scope of Hall's arthritis pain were nuanced, not one-sided. The ALJ
found that Hall "did experience pain and discomfort as a result of her arthritis," but simply
concluded that in light of the overall state of the record, as discussed above, that pain was not as
severe as Hall claimed. (Tr. at 21) In light of the many portions of the record that support the
ALJ's conclusion, the Court finds that the ALJ's reference to the December 2006 visit with Dr.
Ratain was not an instance of selective citation; instead, it was one piece of evidence supported
by a larger whole.
Second, Hall argues that the "good results" she enjoyed from treatment with Balacet for
31
arthritis pain-another fact cited by the ALJ in support of his conclusion regarding Hall's
pain-was not "credible evidence that [she] is not disabled from her impairments." (D.I. 18 at
15; D.I. 21 at 3) Hall cites Schaudeck v. Commissioner of Social Security, 181 F.3d 429 (3d Cir.
1999), in support of this charge. However, Schaudeck does not support Hall's argument, as that
case involved very different circumstances from those at play here.
In Schaudeck, the claimant alleged that an ALJ erred when he found-in step three of the
five-step inquiry-that the claimant's Hodgkin's Disease did not meet or equal in severity any of
the impairments listed in Subpart P of Part 404 of the applicable Social Security regulations. 181
F.3d at 432. One of the impairments so listed is "Hodgkin's Disease ... not controlled by
prescribed therapy." Id. (citing 20 C.F.R. Pt. 404, Sbpt. P, App. 1, § 13.06A). In finding that the
claimant's disease did not meet any of the listed impairments, the ALJ in Schaudeck relied on the
report of a non-treating physician, who stated that the claimant was "responding to her
treatment." I d. (quotation marks omitted). Thus, the question was whether, for purposes of step
three of the five-step inquiry, the phrase "responding to" contained in a medical report was
equivalent to the phrase "controlled by" used in the regulations. Id. The Court held that
"control," as used in the description of Hodgkin's Disease in the regulations, "means that the
treatment has been so successful that the disease can be considered effectively neutralized." I d.
Schaudeck did not hold that in step four of the inquiry (which is where the ALJ here considered
evidence of Hall's "good results" with Balacet, see Tr. 19), all evidence of the clinical effect of
medication must be disregarded or deemed not "credible," as Hall contends. In fact, such a result
would be antithetical to the Commissioner's regulations, which require that in evaluating a
claimant's complaints of pain, an ALJ expressly take into account the "effectiveness ... of any
32
medication [the claimant] take[s] or ha[s] taken to alleviate ... pain." See 20 C.F.R. §
404.1529( c)(3)(iv).
The ALJ was entitled to take into account evidence of Hall's response to medication.
This sort of evidence has routinely been considered when evaluating alleged disability. See, e.g.,
Matthews v. Barnhart, 108 F. App'x 986, 987 (5th Cir. 2004) (affirming an ALJ's denial ofDIB
where the claimant's condition "was being successfully treated through medication and his
occasional flare-ups responded well to injections of anti-inflammatory and pain-relieving
drugs"); Barnhill v. Astrue, 794 F. Supp. 2d 503, 516 (D. Del. 2011) (affirming ALJ's decision to
reject the opinion of claimant's physician, who had opined that claimant's lower back pain would
prevent her from performing sedentary work, in part due to fact that physician's notes showed
that claimant had reported "improvement in her pain levels with medication"); Thomas v.
Barnhart, 469 F. Supp. 2d 228, 237 (D. Del. 2007) (upholding ALJ's determination that
claimant's symptoms from headaches did not amount to a disability, in part due to evidence
showing that headaches improved with medication).
Third, Hall faults the ALJ's reliance, in his assessment of the limitations placed on Hall
by her pain, on the fact that in 2007, Hall was able to do things like pay bills, count change,
handle a savings account, use a checkbook, read, watch television, and listen to music. (D.I. 18
at 15; Tr. at 20) Hall does not dispute that she was also able to do these activities during the
period of claimed disability, but instead argues that these facts are "not credible evidence that an
individual retains the capacity to work 40 hours per week at a job" because "[r]eading, watching
tv or listening to music occasionally has no bearing on the ability to perform work tasks on a fulltime basis." (D.I. 18 at 15)
33
Hall's objection may have had greater import were these the only facts that the ALJ took
into account in making an assessment of Hall's pain levels and her RFC. However, as noted
above, the ALJ considered a multitude of factors in coming to this assessment; Hall's ability to
engage in daily activities was simply one of those factors. And certainly, the ability to focus on
and perform common household tasks is relevant to a determination of disability, given that the
regulations specifically identify a claimant's "daily activities" as one of the factors to be
considered in assessing the severity of the claimant's pain. See 20 C.F.R. § 404.1529(c)(3)(i);
see also Wood v. Barnhart, No. Civ.05-0432 SLR, 2006 WL 2583097, at *10 (D. Del. Sept. 7,
2006) (finding evidence regarding claimant's ability to watch television and read to be relevant to
credibility determination regarding limits of claimant's functional capacity). Were Hall's pain so
significant that she were unable to regularly engage in these common activities, for example, that
might be a strong indicator that she was, in fact, disabled during the relevant period. Conversely,
here the fact that Hall was able to perform these activities without great difficulty was one piece
of relevant evidence suggesting to the ALJ that the extent of her pain was not so great or so
disabling as to prevent her from working at a level contemplated by the RFC. Understood in that
context, the Court can find no error in the ALJ' s use of this evidence as a factor in his analysis.
Fourth, Hall argues that the ALJ "rejected the opinion of its own state agency consult who
found that Ms. Hall was limited to sedentary work." (D.I. 18 at 15) Hall is referring to the
findings of Dr. Vinod Kataria, a state agency medical consultant, who examined Hall and
concluded that she could lift 10 pounds occasionally, lift less than 10 pounds frequently, stand
and/or walk for at least 2 hours in an 8-hour workday, and sit for about 6 hours in an 8-hour
workday. (Tr. at 454) These conclusions would have imposed greater work-related limitations
34
on Hall than those contemplated by the ALJ' s RFC determination. (Id. at 18)
Contrary to Hall's contention, the ALJ did not reject Dr. Kataria's findings outright. The
ALJ's decision specifically notes that he "assign[ed] some weight to Dr. Kataria's opinion." (Tr.
at 24) In particular, the ALJ assigned weight to Dr. Kataria's finding that Hall could sit for 6
hours in an 8 hour day, so long as she avoided temperature extremes, humidity, and hazards.
(ld.) However, the ALJ found that:
Dr. Kataria's remaining [findings regarding] limitations involving
lifting 10 pounds occasionally, less than 10 pounds frequently,
standing and walking for 2 hours in an 8 hour day, climbing a
ladder, rope or scaffold and avoiding concentrated exposure to
wetness, fumes, odors, dust, gases and poor ventilation are
assigned little weight. The claimant was found to have mild
osteoarthritis in her hands through imaging studies performed 27
days prior to the date last insured .... In addition, Dr. Ratain did
not diagnose the claimant with an inflammatory process up through
December 2006. These findings would not preclude the claimant
from climbing a ladder, rope or scaffold or from lifting over 10
pounds and standing and walking for a total of 6 hours. Further,
the claimant's [COPD] responded well to treatment causing Dr.
Birnbaum to discontinue treatment with one drug in June 2007 ...
. He subsequently reduced the claimant's diagnosis to mild
[COPD]. These findings do not support a limitation involving
avoiding concentrated exposure to fumes, odors, gases and poor
ventilation or wetness.
(Id.) Hall contends that this "rejection" of most of Dr. Kataria' s findings was improper because
the ALJ referred only to evidence relating to Hall's hands when discussing Dr. Kataria's
assessment. (D.I. 18 at 16) She argues that because one aspect of Dr. Kataria's findings-his
conclusion that Hall could not walk more than 2 hours in a given workday-does not directly
relate to hand pain, the ALJ's rejection of Dr. Kataria's findings is invalid and the assessment
should instead have been given "substantial weight." (ld.)
35
However, the ALJ did not only cite evidence relating to Hall's hand pain when analyzing
the weight to be given to Dr. Kataria's findings. Rather, the ALJ cited to Dr. Ratain's December
5, 2006 examination, which focused not only on Hall's hands, but also her wrists, elbows,
shoulders, neck, spine, hips, knees, and ankles. (Tr. at 24) During this extensive examination,
Dr. Ratain found no evidence of"an inflammatory process." (!d. at 432) Specifically, Dr. Ratain
found no evidence of inflammation in either "the hands [or] knees," "good movement" of the
knees and "full movement" of the hips during the musculoskeletal examination. (!d. at 432-33)
Moreover, in addition to Dr. Kataria's findings, the ALJ also received an RFC assessment
from Dr. William D. Hakkarinen, another state agency medical consultant. 10 Dr. Hakkarinen
concluded, inter alia, that Hall could lift 20 pounds occasionally, 10 pounds frequently and stand
or walk for 6 hours in an 8 hour day. (Tr. at 22, 492) These limitations were less severe than
those contained in Dr. Kataria's opinion, and the ALJ relied on them to find that Hall's RFC
included the ability to lift "20 pounds occasionally, 10 pounds frequently [and] sit for one hour
[and] stand for one hour consistently on an alternate basis 8 hours a day, 5 days a week for a 40
hour work week. ... " (!d. at 18; see also id. at 23) When an ALJ is presented with findings
from two different physicians who reach different conclusions as to a claimant's RFC, the ALJ is
entitled to weigh these conflicting findings and choose one over the other, so long as there is a
reasoned basis for doing so. Brown v. Astrue, 649 F.3d 193, 196 (3d Cir. 2011) (affirming that
10
The ALJ notes that a third physician, Oluseyi Senu-Oke, M.D., examined Hall and
completed a Physical Residual Functional Questionnaire in May 2009. (Tr. at 23) However, the
ALJ also explained that Dr. Senu-Oke did not begin treating Hall until after the period of claimed
disability ended. (!d.) In light of this and the other evidence in the record, the ALJ concluded
that Dr. Senu-Oke's conclusions as to Hall's limitations were not reflective of the extent of
Hall's limitations within the period of claimed disability. (!d.) Hall does not challenge this
finding on appeal.
36
an "ALJ is not bound to accept the opinion or theory of any medical expert, but may weigh the
medical evidence and draw [his] own inferences") (citation and internal quotation marks
omitted); Pasko v. Astrue, 756 F. Supp. 2d 607, 613 (D. Del. 2010) ("In evaluating medical
reports, the ALJ is free to choose the medical opinion of one doctor over that of another ... [so
long as the ALJ does not do so] for no reason or for the wrong reason.") (citation and internal
quotation marks omitted). Here, the ALJ made such a choice, and adopted the views of Dr.
Hakkarinen instead of those held by Dr. Kataria. The results of Dr. Ratain's musculoskeletal
examination and the additional portions of the medical record discussed previously, in
conjunction with the extent of Hall's subjective complaints of pain, all provide substantial
evidence supporting the ALJ's conclusion that Dr. Hakkarinen's assessment is more consistent
with the overall record.
Fifth, Hall argues that the ALJ improperly rejected certain aspects of her hearing
testimony, such as testimony (1) that her husband takes care of many of the household chores
because she cannot and (2) about her difficulties in climbing stairs or accessing the bathtub. (D.I.
18 at 16 (citing Tr. at 21 )) The ALJ noted this testimony in his decision, but found that the
limitations described by Hall "reflect[ ed] her current functional abilities and not her status during
the relevant period [of claimed disability]." (Tr. at 21) In her brief, Hall argues that, in fact, the
"hearing transcript clearly shows that Ms. Hall's testimony was limited to the period before
2007." (D.I. 18 at 16) In support of that point, Hall cites to particular parts of the hearing record
where her counsel specifically indicated to Hall by his questions that he wanted Hall to address
her limitations as they existed prior to 2007 (or prior to the end of the claimed period of disability
on December 31, 2006). (ld. (citing Tr. at 35-37,47, 48))
37
However, the portions of Hall's testimony at issue here occurred at a different part of the
hearing. (Tr. at 38--40) In that portion of the hearing, the initial question from Hall's counsel
that led to Hall's responses at issue (about her need for her husband's help around the home or
her difficulties with stairs and the bathtub) was, at best, less than clear as to whether Hall should
respond only regarding her status prior to 2007. (ld. at 38 ("Now back in, before 2007 and
currently, and you can describe how it's changed, if it has at all, whether it's the same, but back
before 2007 what did you do during the day? How did you spend your time?'')) And counsel's
follow-up questions to Hall on these topics were largely phrased in the present tense. (!d. at 39
("Who does your shopping and things of that nature?") ("How about cleaning, who does the
cleaning of the house?") ("Taking out the trash?") ("So how much are you, you think you're
standing total?") (emphasis added)) This made it even less clear as to whether Hall's subsequent
answers to these questions referred to the pre-2007 period of claimed disability, or to her
circumstances at the time of the May 2009 hearing date. In light of this lack of clarity, and the
record as a whole-including evidence that Hall's functional abilities declined after the claimed
period of disability ended, (id. at 21 )-the ALJ' s conclusion that Hall's hearing answers reflected
her status as of May 2009 (not prior to 2007) is supported by substantial evidence.
2.
The Alleged Deficiency in the Vocational Expert's Testimony
Lastly, Hall asserts that the testimony of vocational expert Tony Malansen was deficient.
(D .I. 18 at 17; D .I. 21 at 4-5) Vocational expert testimony in disability determination
proceedings often centers on a hypothetical question relating to whether the applicant could
perform certain types of jobs, and the extent to which such jobs are found in the local and
national markets. Podedworny v. Harris, 745 F.2d 210, 218 (3d Cir. 1984). "While the ALJ
38
may proffer a variety of assumptions to the expert, the vocational expert's testimony concerning
a claimant's ability to perform alternative employment may only be considered for purposes of
determining disability if the question accurately portrays the claimant's individual physical and
mental impairments." I d. In posing a hypothetical question to a vocational expert, an ALJ "is
not required to submit to the vocational expert every impairment alleged by the claimant," but
rather need only include those "impairments which have been found to exist on the basis of
credible evidence." Krolick v. As true, Civ. No. 06-139-LPS, 2008 WL 3853401, at *10 (D. Del.
Aug. 18, 2008) (emphasis added).
In this case, the ALJ asked Malansen whether a hypothetical person afflicted with certain
ailments and physical limitations could perform any occupations. (Tr. at 54-56) Malansen
responded that such a person could perform the jobs of general office worker and light office
helper. (Jd. at 57-58) The ALJ found that the limitations contained in the hypothetical question
matched those that Hall suffered from during the claimed period of disability; therefore, he found
that Hall could have performed these jobs and that she was not disabled. (!d. at 25-26)
Hall argues that the hypothetical question posed by the ALJ to the vocational expert did
not accurately portray Hall's physical impairments because it "fail[ ed] to include Ms. Hall's
limited stamina, difficulties walking, angina, severe hand and wrist pain and limitations, and the
variation ofher symptoms over time." (D.I. 18 at 18) After reviewing the record, however, the
Court finds that there is substantial evidence that the hypothetical question accurately portrayed
Hall's condition, as all of the impairments that Hall identifies in her briefs were appropriately
accounted for in that question.
As an initial matter, a careful reading of the hypothetical question shows that the ALJ did,
39
in fact, refer to several of the limitations that Hall claims were improperly disregarded. For
example, although the hypothetical question did not specifically use the terms "limited stamina"
or "difficulties walking," the ALJ did note in his question that Hall had "[s]hortness ofbreath on
over exertion" and "moderate pain and discomfort in [her] knees, back, and hips." (Tr. at 55-56)
Similarly, although the ALJ did not specifically reference the term "angina" in his hypothetical
question, he did refer to Hall's "heart trouble" and to her "chest pain" that was only "somewhat
relieved by medication."II (Id. at 55) These references, while not using the exact wording that
Hall now identifies, fairly conveyed the relevant limitations associated with those terms. Hall
has cited no authority requiring the ALJ to insert Hall's own characterizations of pain and other
symptoms in haec verba into the hypothetical question; on the contrary, the Third Circuit has
required only that the ALJ "accurately convey" any impairments that are "credibly established"
by the record. Rutherford v. Barnhart, 399 F.3d 546, 554 (3d Cir. 2005). The Court finds that
the hypothetical question "accurately conveyed" all of Hall's limitations relating to limited
stamina, difficulties walking, and angina that were "credibly established."
Moreover, while the ALJ did not cite the "severe" hand pain that Hall mentions, he did
refer to the "moderate pain and discomfort [that Hall had] in [her] hands" in the hypothetical
II
"Angina is chest pain or discomfort that occurs if an area of one's heart muscle
does not get sufficient oxygen-rich blood. It can feel like pressure or squeezing in one's chest, or
indigestion." Smollins v. Astrue, No. 11-CV-424 (JG), 2011 WL 3857123, at *1 n.3 (E.D.N.Y.
Sept. 1, 2011) (citations omitted). Angina is often related to coronary artery disease, which
involves the narrowing of the small blood vessels that supply blood and oxygen to the heart. I d.
In this case, Hall's hearing testimony suggested that her complaints of angina were thought by
her doctors to be merely manifestations of anxiety, though she disagreed with this diagnosis. (Tr.
at 37) Yet even assuming that these complaints were related to Hall's heart problems, the ALJ
did list coronary artery disease as one of a number of severe impairments that Hall suffered from
in his decision. (!d. at 11) And, as noted above, the ALJ referred to that heart problem (and its
corresponding effects) in his hypothetical question to the vocational expert.
40
question posed to the expert. (Tr. at 55) The ALJ did not refer to Hall's hand pain as "severe"
because he had determined that Hall's allegations in this regard were not supported by credible
evidence in the record. (ld. at 20-21) As noted above, the ALJ concluded that Hall was
suffering from, at most, moderate pain in her hands, and in support of that conclusion he cited to
multiple portions of the evidentiary record, including: ( 1) imaging studies performed on Hall in
2006 that showed only moderate osteoarthritis and no inflammatory process in the hands; (2)
Hall's ability to curl her fingers without discomfort during an examination on September 11,
2006; and (3) Hall's testimony and statements to physicians regarding the limited scope of her
pain and the positive impact that medication had on that pain. (!d.) Indeed, Hall testified that
when it came to pain in her hands, she could "just deal with it," given that she was "used to it"
and was able to "just work with it." (ld. at 50) As noted above, the Court finds that these
citations provide substantial evidence to support the ALJ' s conclusion as to the scope of Hall's
hand pain. Therefore, the Court cannot conclude that the hypothetical question improperly
referred to the nature of that pain. See, e.g., Rutherford, 399 F.3d at 555 (rejecting a claimant's
challenge to a hypothetical question that omitted a specific reference to a "lack of manual
dexterity" where the hypothetical question did refer to an individual who was capable of "not
more than occasional handling and fingering with the right upper extremity"); Nance v. Sullivan,
955 F.2d 46, 1992 WL 28102, at *7 (7th Cir. 1992) (table decision) (finding no error in
hypothetical question where ALJ identified the claimant's headaches and loss of grip as "mild,"
although the claimant testified that these conditions were more severe).
As to Hall's objection that the question did not account for the "variation of her
symptoms over time," the question did in fact suggest some variation. The ALJ noted that Hall's
41
chest pain was "occasional," and "somewhat relieved by medication." (Tr. at 55) The ALJ also
stated that Hall's "[s]hortness ofbreath," a symptom of her chest pain and/or COPD, occurred
"on over exertion." (ld.) However, it appears that Hall's objection is primarily focused on the
ALJ' s failure to credit her allegations that she experienced regular episodes of severe pain. As
discussed above, there was substantial evidence in the record to support the ALJ's decision on
this point.
This case is thus distinguishable from Podedworny v. Harris, 745 F.2d 210 (3d Cir.
1984), the primary case relied upon by Hall in support ofher challenge to the completeness of the
ALJ's hypothetical question. (D.I. 15 at 16) In Podedworny, the ALJ did not mention two
specific impairments-dizziness and blurred vision-in a hypothetical question to the vocational
expert, referring generically instead to "a history of treatment for a variety of impairments." 745
F.2d at 218 (citation and internal quotation marks omitted). Here, in contrast, the ALJ's question
included a specific recitation of all ailments that were credibly supported by the record evidence.
Hall makes two other arguments regarding the vocational expert's testimony. First, she
asserts, without citing to any record evidence, that the "vocational expert testified that [the
general office worker and light office helper jobs] required continual use of the hands which even
the ALJ found Ms. Hall was not capable of performing." (D.I. 18 at 19) As an initial matter,
while the vocational expert testified that "[ c]ontinual use of the hands" is required for both the
general office worker and office helper positions, (Tr. at 60), the ALJ noted in his decision that
according to the Dictionary of Occupational Titles, both such positions require only "frequent,
not constant, reaching, handling and fingering" (id. at 25). Hall does not challenge the ALJ's
characterization of these jobs. And in any event, the ALJ never foundwq21 that Hall was
42
incapable of using her hands continuously during the relevant period. Instead, the ALJ
concluded that "the claimant['s] ability to use her hands to perform activities is not as limited as
she maintains." (ld.) The ALJ's RFC determination, while including certain postural and
environmental limitations (id. at 18), includes no manipulative limitations that reflect a finding
that Hall lacked the ability to "continual[ly]" use her hands (id.). Indeed, both state agency
medical consultants who examined Hall found that no manipulative limitations (including those
relating to handling and fingering) had been established. (ld. at 456, 494) This is consistent with
the broader medical records, which indicate that Hall's reported levels of hand pain were
relatively low, that she was, at least at times, able to curl her fingers without discomfort, that she
experienced no inflammatory process in her hands, that she responded well to medication
(including Balacet), and that she declined the opportunity to engage in physical therapy to
address her alleged hand pain. (Id. at 20-21) Given this record, there is substantial evidence to
support the ALJ' s finding that in light of Hall's age, education, work experience, and RFC, she
would have been able to perform at least the two jobs identified by the vocational expert during
the period of claimed disability.
Second, Hall also alleges that at the hearing, she testified that "back in 2006 or before
2007'' she had angina attacks three to four times a week, requiring her to take nitroglycerin
tablets and to rest in order to relieve the symptoms, and asserts that the vocational expert found
that these consequences would have been incompatible with employment. (D.I. 18 at 19; Tr. at
3 7) At the hearing, in response to questions from Hall's attorney, the vocational expert did
testify that if a person's angina required that, once or twice per week, the person would have to
stop working to take a nitroglycerin pill for 15 to 20 minutes or more, and the person's employer
43
knew that this resulted from an angina attack, this could lead to the employer "stop[ping]
employment." (Id. at 64) However, in his findings, the ALJ concluded that Hall's testimony as
to these limitations from angina referred to a period "prior to [Hall's 2005 and 2006 heart]
catheterizations," and that after these procedures, her "symptoms ... resolved to no greater than
mild findings." (ld. at 20) Hall does not address that aspect of the ALJ's findings, which would
support a conclusion of non-disability, and the Court cannot find that there is insubstantial
evidence in the record to support it.
IV.
CONCLUSION
For the reasons set forth in this Memorandum Opinion, Hall's motion for summary
judgement is DENIED and the Commissioner's motion for summary judgment is GRANTED.
An appropriate Order follows.
44
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