Hammond v. Astrue
Filing
14
MEMORANDUM. Signed by Judge Gregory M. Sleet on 7/17/2015. (mdb)
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
MARISOL HAMMOND,
Plaintiff,
v.
CAROLYNW. COLVIN,
Acting Commissioner of Social Security,
Defendant.
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Civil Action No. 13-12-GMS
MEMORANDUM
I.
INTRODUCTION
The plaintiff Marisol Hammond ("Hammond") filed this action against the defendant
Carolyn W. Colvin, Acting Commissioner of Social Security ("Commissioner"), on August 5,
2013.
(D.I. 9.) Hammond seeks review of the Commissioner's final decision denying her
applications for disability insurance benefits ("DIB") under Title II of the Social Security Act
("the Act"), and supplemental security income ("SSI") under Title XVI.
(D.I. 6 at 30.)
Hammond alleges that she has been disabled since June 1, 2006, due to fibromyalgia,
degenerative disc disease, osteoarthritis, and osteoporosis. (D.1. 6 at at 152-55, 158-61, 180,
186.) After Hammond's claims were denied at pre-hearing levels, Hammond, her mother, and a
vocational expert ("VE") testified at a hearing before Administrative Law Judge ("ALJ") Melvin
Benitz on July 1, 2010. (Id. at 43-95.) The ALJ issued a decision on September 10, 2010,
determining that Hammond was not disabled as defined by the Act. (Id. 30-38.) The Appeals
Council denied Hammond's request for review, and the Commissioner affirmed the ALJ's
decision on February 14, 2012. (Id. at 5-11.) Presently before the court are the parties' cross-
motions for summary judgment.
For the reasons identified below, the court will deny
Hammond's motion (D.I. 9) and grant the Commissioner's motion. (D.I. 11.)
II.
BACKGROUND
Hammond seeks disability benefits for a period starting June 1, 2006. (D.I. 6 at 152-55.)
Hammond has not been gainfully employed since 2002, but she worked for short periods of time
between 2002 and the alleged onset date in 2006. (Id. at 75-76.) Hammond reportedly has had
chronic joint pain since she was sixteen years old, with progressively worsening symptoms. (Id.
at 301.)
Hammond has been diagnosed with fibromyalgia, degenerative disc disease,
osteoarthritis, and osteoporosis. (Id. at 152-55, 158-61, 180, 186, 375). Additionally, as a
consequence of her physical pain, Hammond's discomfort makes her forgetful and unable to
maintain concentration. (Id. at 71.)
Hammond filed for disability when she was twenty-eight
years old. (Id. at 77.) She has a college education and can speak English. (Id. at 62.)
A. Medical History
1. Mental Impairments
Hammond asserts that her chronic pain makes her forgetful and unable to concentrate on
tasks. Hammond reportedly has trouble remembering to do things such as take her medication or
take her daughter to Girl Scout meetings. (Id. at 87.) She is only able to maintain concentration
on tasks and work-related activities for thirty to forty minutes at a time on a "good day," and
only five to ten minutes on a "bad day." (Id. at 199.) Hammond has difficulty following spoken
directions but can follow written directions well. (Id.) Hammond is also on medication for
depression. (Id. at 71.)
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2. Physical Impairments
Hammond asserts that she is unable to work because of her chronic pain and fatigue.
Hammond has been diagnosed with fibromyalgia, osteoarthritis, degenerative disc disease, and
osteoporosis. (Id. at 152-55, 158-61, 180, 186, 375.) Hammond complains of severe, constant
pain, and notes that she has trouble sleeping because of her discomfort. (Id. at 48.)
Hammond began visiting a pain management specialist Dr. Michael April, monthly,
starting October 25, 2006, through May 24, 2010.
(Id. at 323-49, 520-59, 580-84.)
Hammond's goal was to decrease her reliance on pain medication. 1 (Id. at 324, 328, 330-31,
333, 346.) Hammond reported that her pain level improved after starting prolotherapy and
radiofrequency neurotomy treatments. (Id. at 324, 338, 340-41, 344.) At a November 2007
visit, Hammond-also informed Dr. April that her neuropathic symptoms had "nearly resolved."
(Id. at 334.) Dr. April's notes also indicated that Hammond was improving. (Id. at 325, 333-34,
346.) When Hammond reported continued knee pain, Dr. April ordered an x-ray. (Id. at 349.)
The image did not reveal osteoarthritis in her knees. (Id.)
Dr. April completed two Medical Source Statement ("MSS") forms, on July 3, 2008, and
May 24, 2010. (Id. at 358-62, 143-46.) In the 2008 MMS form, Dr. April diagnosed Hammond
with fibromyalgia, generalized joint pain/osteoarthritis in the knees, osteoporosis, and lumbar
degenerative disc disease. (Id. at 358.) Dr. April opined that Hammond could sit for three hours,
stand or walk for three hours, frequently lift and carry up to five pounds, occasionally lift and
carry five to ten pounds, but could not stoop, kneel, or pull.
(Id. at 359.)
Dr. April also
recommended that Hammond avoid extreme temperatures, humidity, and heights. (Id. at 360.)
1 Hammond often self-medicated by increasing her dosage in times of"significant pain." (Id. at 542.) At
one point, she was taking up to twelve oxycodone pills per day. (Id. at 558.)
3
Dr. April concluded that Hammond could not perform full-time work on a competitive basis and
that she would be absent at least three times per month. (Id. at 360-61.)
Dr. April's 2010 MMS form noted that Hammond continued to have diagnoses of
fibromyalgia, osteoporosis, and osteoarthritis of the hands. (Id. at 143.) Dr. April indicated that
Hammond could sit up to two hours a day, stand/walk up to two hours a day, and occasionally
lift ten pounds. (Id. at 144.) Again, Dr. April stated that Hammond needed to avoid wetness,
temperature extremes, heights, and that she could not stoop, kneel, or bend. (Id. at 145.) Dr.
April also opined that Hammond had limitations in repetitive reaching, handling, fingering, and
lifting, and needed to keep her neck in a constant position. (Id. at 144.) Dr. April reiterated her
opinion that Hammond could not hold a full-time job on a competitive basis. (Id. at 145.)
Hammond also sought treatment from internist Dr. Jeffrey Hoeck, starting in November
2006. (Id. at 301.) Dr. Hoeck observed that Hammond had a normal thyroid, positive pressure
points, and a supple neck. (Id.) He also noted that Hammond was alert and oriented but also that
she seemed somewhat sad. (Id.) Dr. Hoeck diagnosed Hammond with fibromyalgia. (Id.) He
tested Hammond for lupus and rheumatoid arthritis; both tests came back negative. (Id. at 291.)
In June 2007, further tests revealed no jugular venous distention, adenopathy, thyromegaly,
carotid bruit, or pretibial edema. (Id. at 304.) Hammond did have mild symmetrical hand
tremors, but she showed no evidence of deep vein thrombosis. (Id.) She had normal pulses, and
an abdominal exam revealed no other issues. (Id.)
Later that year, in November 2007, Hammond returned to Dr. Hoeck, complaining of
multiple rib fractures. (Id. at 308.) Though her bone mass was low, her other bone density tests
were normal. (Id.) Dr. Hoeck diagnosed Hammond with osteopenia and recommended that she
cease smoking, engage in weight-bearing exercise and balance training, and take calcium,
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vitamin D, and Fosamax. (Id. at 308.) In March 2008, Hammond again sought treatment due to
pain throughout her body, but particularly in her hands. (Id. at 311.) Dr. Hoeck found that
Hammond did not exhibit hot joints in the hands, swan neck deformities, rheumatoid nodules, or
evidence of psoriasis. (Id.) Dr. Hoeck referred Hammond to a rheumatologist. (Id.)
Hammond received treatment from rheumatologist Dr. Jose Pando six times from
December 10, 2009, through May 27, 2010. Dr. Pando's examinations show that Hammond was
alert, well groomed, and calm. (Id. at 365.) The examinations also showed that Hammond had
normal abdominal, cardiovascular, thyroid, eye, peripheral vascular, and chest and lung exams.
(Id. at 365, 371, 373, 381, 384.) Dr. Pando's notes indicated that Hammond had a normal
attention span and demonstrated ability to concentrate. (Id. at 365, 371.) Hammond did exhibit
mild swelling, moderate .tenderness, and pain with decreased range of motion in her hands. (Id.
at 365, 371.) Though Hammond's bone density study showed osteopenia, and lab results found
positive Lyme antibody, there was no indication of inflammation, and x-rays showed only mild
osteoarthritis in her hands. (Id. at 368, 371.)
Another pain management doctor Dr. Robert Lyles performed several neurotomy
procedures, nerve blocks, injections, and guided tenotomy of Hammond's knees between June
30, 2006, and April 6, 2010. (Id. at 446-72, 482-85, 493-519, 560-79.)
Dr. Lyles noted that
these procedures provided Hammond short-term pain relief. (Id. at 477.)
At the request of the Social Security Administration, three agency physicians reviewed
Hammond's medical records. Dr. Shital Patel reviewed Hammond's medical records on May 21,
2009. (Id. at 350-55.) Dr. Patel concluded that Hammond could perform sedentary work with
occasional climbing of ramps and stairs, balancing, stooping, kneeling, crouching, and crawling.
(Id. at 352.) Dr. A. Aldridge reviewed Hammond's medical records on September 15, 2009. (Id.
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at 356.) Dr. Aldridge opined that benefits should be denied because Hammond did not submit
sufficient medical evidence of disability, nor did she respond to a request for a consultative
examination. (Id.) Finally, Dr. Kuman Swami reviewed Hammond's records on September 25,
2009. (Id. at 357.) Like Dr. Aldridge, Dr. Swami had difficulty reviewing Hammond's record
because there were no detailed physical examinations documented by a treating physician in the
report. (Id.) Dr. Swami referred to the examinations in the report as "meager." (Id.)
B. ALJ Hearing
1. Hammond Testimony
Hammond, her mother, and VE testified in front of the ALJ on July 1, 2010. (Id. at 4395.) Hammond has a Bachelor's degree in animal sciences. (Id. at 62.) Hammond testified to
working approximately twenty jobs over a fourteen-year period, including, inter alia: animal
care attendant, hostess, laboratory technician, junior scientist, kennel assistant, cattle
showperson, biological research laboratory technician, and pet sitter. (Id. at 36, 89.) Hammond
testified that she was unable to keep a job because she would miss too many days for doctor's
appointments and because of pain. (Id. at 74-76.)
Because of her impairments, Hammond's parents stay with her and her daughter for
approximately two weeks every month. (Id. at 51.) Hammond's mother cooks meals to last all
week so that Hammond can easily reheat them after she leaves. (Id. at 51.) Both parents help
with general housework. (Id.) Hammond testified that she is separated from her husband, but he
helps with repairs around the house and remains a big part of their daughter's life. (Id. at 52.)
Hammond testified that her physical impairments-sensitivity to touch, fatigue, etc.contributed to her marriage problems. (Id. at 58-59.) Hammond is able to drive her daughter to
Girl Scout meetings but is unable to stay because she cannot sit for the duration of the meetings,
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which are approximately an hour to an hour and a halflong. (Id. at 50.) Furthermore, Hammond
asserted that she can only drive for short amounts of time because it aggravates the pain in her
hands, neck, and knees. (Id. at 52.)
On a pain scale of zero to ten, with ten being the highest, Hammond characterized the
daily pain in her back, neck, shoulders, elbows, hands, and wrists as a "five." (Id. at 53-55.)
Sitting, driving, walking, grabbing, and holding tend to exacerbate her pain. (Id. at 53, 55.)
Hammond rarely leaves the house without a heating pad, which helps to alleviate her pain. (Id.
at 56.) Hammond also occasionally uses a cane to assist her walking. (Id. at 56-57.) The
following are among the medications Hammond takes to alleviate her symptoms: Minocycline
for inflammation in her hands and feet; Armour Thyroid for her thyroid; MS-Contin for longterm pain; Roxicodone for pain; Lyrica for fibromyalgia; spironolactone for swelling in hands,
legs and feet; Naprosyn for inflammation; prednisone; Lidoderm patch for surface pain; Xyrem
for sleep; and Tryptophan for depression. (Id. at 68-71.) Hammond also undergoes additional
treatments including: injections into her shoulders and scapula once per month; pulsed
radiofrequency neurotomy, prolotherapy on her back and knees, and plasma regenerative therapy
on her knees six or more times per year; myofascial massage and heating therapy three times per
week; and water therapy two or three times per week. (Id. at 65-67.)
Hammond testified that her activities of daily living ("ADLs") include laundry, light
housework, preparing simple meals, taking out the garbage, and taking care of her daughter and
three pets. (Id. at 67-68, 73.)
2. Witness Testimony
Hammond's mother Terry Ponte also testified at the ALJ hearing. Ms. Ponte testified
that she cooks, cleans, and does laundry when she stays at Hammond's house. (Id. at 82.) Ms.
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Ponte claims that she has been helping her daughter for "quite some time," including when
Hammond first got married and before her daughter was born. (Id. at 83.) Ms. Ponte frequently
drives Hammond to Maryland for doctor's appointments, which she describes as all-day events.
(Id. at 86.) Because of Hammond's pain, she has to lie down in the back seat with heating pads
and pain medication.
(Id.)
Ms. Ponte believes that Hammond's knee and hand pain have
worsened since her pregnancy and that Hammond is becoming more forgetful. (Id. at 86, 87.)
3. Vocational Expert Testimony
Finally, vocational expert Mitchell Schmidt testified at the ALJ hearing. Mr. Schmidt
acknowledged Hammond's diverse work history but reasoned that only her jobs of animal
caretaker and junior scientist/lab assistant qualified as substantial gainful activity. (Id. at 90-91.)
The VE classified "animal caretaker" as a medium-duty, semi-skilled job at specific vocational
preparation ("SVP") level 4 and "junior scientist"/"laboratory assistant" as a light duty, semiskilled job at SVP level 4. 2 (Id. at 90.) Mr. Schmidt opined that Hammond would not be able to
return to her former occupations. (Id. at 94.) The VE testified, however, that a hyp0thetical
person in Hammond's position would be able to hold SVP level 2 sedentary, unskilled jobs such
as: surveillance systems monitor, food and beverage order clerk, and call-out operator. 3 (Id. at
92-93.)
4. ALJ Determination
Following the hearing, the ALJ determined that Hammond was not disabled. (Id. at 3038.)
The ALJ concluded that Hammond had two severe impairments: fibromyalgia and
2
SVP refers to "the amount of lapsed time required by a typical worker to learn the techniques, acquire the
information. and develop the facility needed for average performance in a specific job-worker situation." 20 C.F.R.
§ 656.3. In particular, a person with an SVP level 4 occupation would require "over 3 months and up to 6 months''
to become familiar with the job requirements. Id.
3
SVP level 2 refers to "[a]nything beyond short demonstration up to and including 30 days." 20 C.F.R.
§ 656.3.
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degenerative disc disease of the spine. (Id. at 33.) The ALJ, however, found that these injuries
were not of listing-level severity impairment because Hammond did not require an assistive
device, nor is she significantly impaired in her movement. (Id.) The ALJ gave strong weight to
the opinions of both Drs. April and Patel, but ultimately adopted the opinion of Dr. Patel that
Hammond could work. Although Hammond could not perform her old jobs, the ALJ determined
that she had the residual functional capacity ("RFC") to perform sedentary work involving
unskilled, non-repetitive tasks, which only require low concentration and memory. (Id. at 36.)
The ALJ determined that there were jobs in the national and local economies that Hammond
could perform, including a food and beverage order clerk, a call-out operator, and a surveillance
system monitor. (Id. at 37.)
III.
STANDARD OF REVIEW
A reviewing court must uphold the Commissioner's factual decisions if they are
supported by "substantial evidence." 42 U.S.C. §§ 405(g), 1383(c)(3); Williams v. Sullivan, 970
F.2d 1178, 1182 (3d Cir. 1992); see also Fargnoli v. Massanari, 247 F.3d 34, 38 (3d Cir. 2001)
("Where the ALJ' s findings of fact are supported by substantial evidence, [the court is] bound by
those findings, even if [it] would have decided the factual issue differently.") "Substantial
evidence" means more than "a mere scintilla." Richardson v. Perales, 402 U.S. 389, 401 (1971)
(quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). "It means such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion." Id.
The
inquiry is not whether the reviewing court would have made the same determination but, rather,
whether the Commissioner's conclusion was reasonable. See Brown v. Bowen, 845 F.2d 1211,
1213 (3d Cir. 1988).
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IV.
DISCUSSION
Hammond seeks review of the ALJ's decision on two grounds. (D.I. 10 at 8.) First,
Hammond argues that the ALJ committed legal error for not accounting for all of the functional
limitations stemming from Hammond's impairments. (Id.) Second, Hammond contends that the
ALJ failed to properly analyze the medical records and, by doing so, did not give appropriate
deference to the opinions of Hammond's treating source Dr. April. (Id. at 14.)
A. Applicable Statute and Law
The Social Security Act defines "disability" as the inability "to engage in any substantial
gainful activity by reason of any medically determinable physical or mental impairment which
can be expected to result in death or which has lasted or can be expected to last for a continuous
period of not less than twelve.months." 42 U.S.C. § 1382c(a)(3)(A). The Commissioner has
promulgated regulations for determining disability by application of a five-step sequential
analysis. See 20 C.F.R. § 404.1520.
The ALJ, the reviewing Appeals Council, and the
Commissioner evaluate each case according to this five-step process until a finding of "disabled"
or "not disabled" is obtained. See§ 404.1520(a). The process is summarized as follows:
1. If the claimant currently is engaged in substantial gainful employment, he will
be found "not disabled."
2. If the claimant does not suffer from a "severe impairment," he will be found
"not disabled."
3. If the severe impairment meets or equals a listed impairment in 20 C.F.R. Part
404, Subpart P, Appendix 1, and has lasted or is expected to last for a
continuous period of at least twelve months, the claimant will be found
"disabled."
4. If the claimant can still perform work he has done in the past ("past relevant
work") despite the severe impairment, he will be found "not disabled."
5. Finally, the Commissioner will consider the claimant's ability to perform
work ("residual functional capacity"), age, education and past work
experience to determine whether or not he or she is capable of performing
other work in the national economy. If he or she is incapable, a finding of
disability will be entered. Conversely if the claimant can perform other work,
he will be found "not disabled."
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§ 404.1520(b)-{f); see also Carey v. Astrue, No. 10-413-GMS, 2015 WL 1467205, at *6 (D. Del.
Mar. 30, 2015) (paraphrasing the five-step process for determining disability).
The disability determination analysis involves a shifting burden of proof. See Wallace v.
Sec'y of Health & Human Servs., 722 F.2d 1150, 1153 (3d Cir. 1983). In the first four steps of
the analysis, the burden is on the claimant to prove every element of his or her claim by a
preponderance of the evidence. Sykes v. Apfel, 228 F.3d 259, 262-63 (3d Cir. 2000). At step
five, however, the burden shifts to the Commissioner to prove that there is some other kind of
substantial gainful employment the claimant is able to perform. See id.; see also Kangas v.
Bowen, 823 F.2d 775, 777 (3d Cir. 1983); Olsen v. Schweiker, 703 F.2d 751, 753 (3d Cir. 1983).
Substantial gainful employment is defined as "work that-{a) involves doing significant or
productive physical or mental duties; and (b) is done (or intended) for pay or profit." 20 C.F.R.
§ 404.1510. When determining whether substantial gainful employment is available, the ALJ is
not limited to consideration of the claimant's prior work, but may also consider any other
substantial gainful activity that exists in the national economy. See 42 U.S.C. § 423(d)(l)(A),
(2)(A); Heckler v. Campbell, 461 U.S. 458, 460 (1983).
B. Assessment of Functional Limitations
Hammond contends that the ALJ did not account for all of Hammond's functional
limitations stemming from her impairments. RFC is a medical assessment of what a claimant
can do in a work environment, notwithstanding the functional limitations caused by her severe
impairments. 20 C.F.R. §§ 404.1545(a), 404.1546; Fargnoli, 246 F.3d at 41. Evidence elicited
from medical records, descriptions of limitations by the claimant, and observations from medical
examiners or other third parties may all figure into one's RFC, but ultimately the ALJ possesses
the sole responsibility to make the assessment. 20 C.F.R. § 404.1545(a).
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Hammond first contends that the ALJ had a "fundamental lack of appreciation" for
Hammond's fibromyalgia symptomology. (DJ. 10 at 8-13.) In challenging the ALJ ruling,
Hammond relies heavily on a Social Security Regulation setting forth particular guidelines for
ALJ determination for DIB and SSI claims involving fibromyalgia. See SSR 12-2p, 2012 WL
3104869 (July 25, 2012). The guidelines outlined in SSR 12-2p, however, became effective July
25, 2012, five months after the present case had been affirmed by the Commissioner. SSR 12-2p
* 1. The ALJ could not have applied guidelines that were not yet in place. Thus, to the extent
that Hammond seeks remand for the ALJ's failure to follow SSR 12-2p, the court rejects her
request. See Dry v. Comm 'r, Social Sec. Admin., No. SAG-13-3168, 2014 WL 6983402, at *2
(D. Md. Dec. 9, 2014) (finding that remand was necessary when the effective date, July 25,
2012, was in between the ALJ opinion and decision of the Appeals Council); Harris v. Comm 'r,
Social Sec., No. GLR-14-2220, 2015 WL 1036029, at *2 (D. Md. Mar. 9, 2015) (holding that
remand was necessary only because SSR 12-2p was effective while the plaintiffs claims were
pending before the Appeals Council).
Moreover, the court finds no error in the ALJ's RFC analysis. Hammond's two prior
gainful occupations were junior scientist and animal caretaker, both of which were semi-skilled,
SVP level 4 jobs. (DJ. 6 at 90.) These occupations required Hammond to constantly be on her
feet, lift and carry up to 100 pounds, and sit for long periods of time. (Id. at 63-64, 188.)
Hammond testified that she could no longer sit or stand for prolonged periods of time, lift more
than ten pounds, or pull, handle, or grab due to hand pain. (Id. at 61, 80, 199.) Consequently,
the ALJ acknowledged that Hammond could not return to her previous work. (Id. at 36.) But
with Hammond's limitations in mind, the ALJ determined that Hammond could still work if she
alternated sitting and standing at a sedentary, routine, and unskilled job. (Id. at 92.)
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The ALJ further accommodated Hammond's restrictions by ruling out jobs with
repetitive neck turning, fingering, or gripping.
(Id.)
The ALJ recommended work where
Hammond could lift less than ten pounds frequently. (Id.) The occupations that met the ALJ's
description were entry-level, unskilled jobs that did not require prerequisite employment,
vocational training, or educational requirements. (Id. at 92-93.) In fact, the ALJ purposely
requested occupations that were low-memory and low-concentration to accommodate
Hammond's pain and discomfort, but ultimately determined that Hammond could still handle
tasks and complete schedules by examining her medical record as a whole. (Id. at 92.) For
example, Hammond reported improvement through exercise and therapies including trigger point
injections, epidural steroid injections, nerve blocks, prolotherapy, and radio frequency
neurotomy.
(Id. at 323-24, 327, 329, 333-34, 338, 340-41, 344, 346.)
Hammond also
responded well to medication and was able to complete ADLs including taking care of her
daughter and pets, preparing meals, performing light housework, driving a car, shopping and
practicing yoga. (Id. at 51-52, 61, 194-96.)
Hammond appears to take issue with the relative brevity of the ALJ's summary of her
medical history. But the ALJ is not obligated to recite every piece of medical evidence in his
summary. The court is persuaded that the ALJ properly accounted for Hammond's limitations
and that there is substantial evidence in the record to support the ALJ RFC determination. The
court also agrees with the Commissioner that the ALJ did not err in determining that Hammond's
remaining impairments-in addition to fibromyalgia and degenerative disc disease-were not
severe. While the severity standard may not be a demanding one, the claimant must provide
evidence of at least some effect on her "ability to do basic work activities." See McCrea v.
Comm 'r of Soc. Sec., 370 F.3d 357, 360-61 (3d Cir. 2004).
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For her other impairments,
Hammond did not cite any such evidence to the court. As stated above, the burden is on the
claimant to establish severity. See Sykes, 228 F.3d 262-63.
The court sees no error in the ALJ consideration of Hammond's impairments. As such,
there is substantial evidence in support of the ALJ's RFC determination.
C. Weight Afforded to Physicians
Hammond asserts that the ALJ erred in not giving proper weight to Hammond's treating
physician, Dr. April. The ALJ uses medical sources, "including [the] treating source, to provide
evidence, including opinions, on the nature and severity of [plaintiffs] impairments." 20 C.F.R.
§ 1527(d)(2). Generally, the ALJ is required to give more weight to opinions from treating
sources, but will give controlling weight only if it finds that "the treating source's opinion on the
issue(s) of the nature and severity of [plaintiff's] impairment(s) is well-supported by medically
acceptable clinical and laboratory diagnostic techniques and is not inconsistent with the other
substantial evidence in [plaintiff's] case record." 20 C.F.R. § 1527(c)(2); see also Brown v.
Astrue, 624 F.3d 193, 196 (3d Cir. 2011) (noting that a treating physician's opinion may be
outweighed by other evidence). Furthermore, an ALJ may give great weight to a portion of a
medical source opinion, without "adopt[ing] it wholesale." Lambert-Newsome v. Astrue, No. 111141-CJP, 2012 WL 2922717, at *6 (S.D. Ill. July 17, 2012.) Here, because the ALJ did not
afford the treating source controlling weight, he was obligated to explain his decision to give the
weight to other sources. See 20 C.F.R. § 404.1527(e)(2)(ii).
The ALJ relied primarily on the opinions of Dr. April and state agent Dr. Patel in
assessing Hammond's disability status. 4 Dr. April opined that Hammond would not be able to
4
The ALJ noted that neither Dr. Aldridge nor Dr. Swami, both state agency physicians, were able to
comment on Hammond's impairments or complete an RFC because both doctors indicated that there was
insufficient documentation. (Id. at 356, 357.) Further, Dr. Swami noted that the physical examinations he
was able to inspect were "meager." (Id. at 357.)
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sustain full-time work activity and that she would be absent from work at least three days of each
month due to chronic pain and fatigue. (Id. at 361, 377-78.) Dr. Patel, however, opined that
Hammond was capable of sedentary work because she could sit for six hours, stand or walk for
two hours, and occasionally lift ten pounds. (Id. at 351.)
The ALJ discounted Dr. April's opinion concerning Hammond's ability to work--even
though he was a non-examining physician-because it was inconsistent with the rest of the
medical evidence, including Dr. April's own treatment notes. For instance, records show that
Hammond improved through exercise and various therapies including trigger point injections,
epidural steroid injections, nerve blocks, prolotherapy, and radio frequency neurotomy. (Id. at
323-24, 327, 329, 333-34, 338, 340-41, 344, 346.) And a whole host of different tests and
exams did not reveal any additional abnormalities. (Id. at 291, 308, 3 71.)
Furthermore, Dr. Hoeck found that Hammond did not have rheumatoid nodules or
evidence of psoriasis, hot joints in the hands, swan neck deformities, or ulnar deviation. (Id. at
311.) In fact, Dr. Hoeck discouraged Hammond from filing for disability and recommended she
find part-time work. (Id. at 301-02.) -Finally, Dr. Pando indicated normal examinations except
for moderate tenderness, pain with decreased range of motion, and mild swelling in Hammond's
hands. (Id. at 365, 368, 371, 373, 381, 384.) The ALJ's decision to discount Dr. April's opinion
because it was was inconsistent with the remainder of Hammond's medical records was
supported by substantial evidence. As a result, the ALJ's endorsement of Dr. Patel's opinion
was not erroneous. (Id. at 35-36.)
V.
CONCLUSION
For the foregoing reasons, this court will deny Hammond's motion for summary
judgment and grant the Commissioner's motion.
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Dated: July J]_, 2015
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