Miller v. Colvin
Filing
17
MEMORANDUM denying in part and granting in part 11 Motion for Summary Judgment; and granting in part and denying in part 14 Motion for Summary Judgment. Signed by Judge Gregory M. Sleet on 12/29/2015. (asw)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
KATHLEEN B. MILLER
Plaintiff,
v.
CAROLYNW. COLVIN,
Acting Commissioner of Social Security,
Defendant.
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Civil Action No. 13-1587-GMS
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MEMORANDUM
I.
INTRODUCTION
The plaintiff Kathleen B. Miller ("Miller") filed this action against defendant Carolyn W.
Colvin, Acting Commissioner of Social Security ("Commissioner"), on September 20, 2013. (D.I.
1).
Miller seeks review of the Commissioner's final decision denying her applications for
disability insurance benefits ("DIB") under Title II of the Social Security Act (the "Act").
Miller filed an application for DIB on January 19, 2010. (Tr. 123-126). Miller's claim was
denied initially and upon reconsideration. (Tr. 68, 76). Miller requested a hearing before an
Administrative Law Judge ("ALJ") which was held on August 15, 2011. (Tr. 40-65, 82-83). The ·
ALJ issued a decision on August 25, 2011 finding that Miller could perform her past relevant work
and, therefore, was not disabled under the Act. (Tr. 22-39). The Appeals Council denied Miller's
request for review, making the ALJ's decision the final decision of the Commissioner. (Tr. 5-10).
Presently before the court are the parties' cross-motions for summary judgment. (D.I. 11,
14). For the foregoing reasons, Miller's motion for summary judgment is denied-in-part and
granted-in-part; the Commissioner's motion for summary judgment is granted-in-part and denied-
1
in-part; and the matter is remanded for further findings and proceedings consistent with this
Memorandum.
II.
BACKGROUND
A.
Medical History
Miller was born on February 27, 1949. (Tr. 66). She was 60 years old when she applied
for benefits. Miller initially alleged disability due to hearing loss and depression. (Tr. 68, 138).
She later added that she was also suffering from pain in her back, feet, and arms. (Tr. 167, 175).
Following is a summary of Miller's medical history with respect to all the alleged impairments
that the ALJ considered.
1.
Vertigo I Hearing Loss
Miller developed total hearing loss in the left ear at the age of 44 and has partial hearing
loss in the right ear, for which she is prescribed a hearing aid. (Tr. 258). In December 2009, Miller
complained to her primary care physician, Dr. Stephen Duggan, of decreased hearing. (Tr. 229231). Dr. Duggan noted that Miller had a history of hearing loss. (Tr. 229). He instructed Miller
to continue with the hearing aids, and noted that her hearing may need to be reevaluated by an
ENT. (Tr. 231 ).
State agency physician William Medford, Jr., M.D., evaluated Miller on March 10, 2010.
(Tr. 258). Dr. Medford reported that Miller had excellent speech quality. She experienced great
frustration working in noisy environments but did very well in a quiet environment with one-onone communication. (Id.). She had no complaints of significant vertigo or dizziness. (Id.).
Miller saw clinical audiologist Rebecca Blaha, M.A., CCC-A on March 16, 2010 for an
audiological evaluation. (Tr. 260). Testing confirmed severe sensorineural hearing loss in the
right ear and a moderately-severe to profound sensorineural hearing loss in the left ear. (Id.).
2
Miller reported that she used a hearing aid and it provided "good benefit." (Id.). Testing of the
hearing aid verified that it was performing well. (Id.). The overall fitting was "optimal." (Id.).
The clinical audiologist reported that Miller showed "excellent functional ability" with her current
hearing aid system. (Id.).
On May 19, 2010, Miller was evaluated by her Ear, Nose, and Throat Physician, Dr.
Timoteo R. Gabriel, Jr. (Tr. 279). He noted that he had not seen Miller since 2007, and her hearing
tests showed similar results compared to the last time he saw her. (Id.). Specifically, Miller had
severe to profound sensorineural hearing loss in the left ear and moderately severe sensorineural
hearing loss in the right ear. (Id.). Thus, her ENT exam was "essentially negative." (Id.).
2.
Back Pain
In December 2009, Miller also complained to Dr. Duggan of back pain and stiffness. (Tr.
229-231). Upon physical examination, Dr. Duggan reported that Miller had the full range of
motion for all extremities with normal reflexes, coordination, muscle strength, and tone. (Tr. 230).
He prescribed her pain medication. (Tr. 231 ).
On May 6, 2010, Miller saw Dr. Duggan again for pain "all over." (Tr. 285). Dr. Duggan
observed multiple arthalgias, a decreased range of motion in the right shoulder and neck,
tenderness in the lower back, and left foot pain with decreased range of motion. 1 (Tr. 285-286).
The back pain was eventually diagnosed as lumbago, which is defined as acute or chronic pain in
the lower back. 2 An x-ray of the lumbar spine showed sacralization of the LS vertebrae with mild
Arthralgia is defined as pain in one or more joints. Merriam-Webster's Medical Dictionary, 57, (Revised Ed.
2005).
2
Merriam-Webster.com. http://www.merriam-webster.com (December 15, 2015).
3
scattered endplate spurring, and no appreciable misalignment. (Tr. 284). Dr. Duggan prescribed
pain medication and four weeks of physical therapy for the back pain. (Tr. 282, 286).
At the various physical therapy sessions in May 2010, Miller reported decreased overall
low back pain and no increased lower back pain with increased activity. (Tr. 361, 363). The
physical therapist observed that Miller's gross movements were only mildly limited by pain and
stiffness. (Tr. 359, 361, 363).
An MRI of Miller's lumbar spine taken on August 31, 2010 showed no spondylolisthesis,
no compression fracture, no abnormal signal, no disc protrusion, and no spinal stenosis. (Tr. 320).
There was mild hypertrophy of the ligamentum fl.ava, mild facet overgrowth at L4-L5, and a small
annular tear at L5-S 1. (Id.). A second MRI of Miller's lumbar spine taken on June 3, 2011 was
"essentially normal." (Tr. 383). The MRI did not show the previously described annual fissure at
L5-Sl. (Id.). An x-ray of Miller's cervical spine taken in November 2010 was within normal
limits. (Tr. 324).
Dr. Duggan referred Miller to Dr. Michael Sugarman, a neurosurgeon, for a consultation
on her low back pain. Miller met with Dr. Sugarman on June 16, 2011. (Tr. 384-385). Dr.
Sugarman observed that Miller had a fairly good range of motion in her back, but she did complain
of discomfort with those maneuvers. He explained that Miller's symptoms were secondary to
lumbar spondylosis. He saw no indication for surgical intervention, and recommended instead
Ibuprofen and a book outlining abdominal and back strengthening exercises. (Id.).
3.
Shoulder Pain
In September 2010, Miller had a month of physical therapy for her neck and shoulder pain.
(Tr. 339-358). At the various physical therapy sessions, Miller reported that she was feeling better
(Tr. 341), that she experienced relief after her last visit (Tr. 343), that her right shoulder was getting
4
much better and she had only minor pain in her left shoulder with certain movements (Tr. 345),
and that her shoulder and neck felt better (Tr. 347).
An x-ray of Miller's right shoulder taken on November 1, 2010 was deemed a "negative,
study." (Tr. 323). An MRI of Miller's right shoulder taken on November 17, 2010 showed
acromioclavicular arthropathy, but no impingement on the supraspinatus and no tear of the rotator ·
cuff. (Tr. 321).
Miller saw an orthopedic specialist, Dr. Stephen Hershey, on December 7, 2010. (Tr. 377) ..
Dr. Hershey noted that Miller had right shoulder pain for a year; the X-ray looked normal; and an·
MRI showed bursitis, fluid, and some AC joint arthritis, but no rotator cuff tear. (Id.). He,
prescribed additional pain medications. (Id.).
At a follow-up appointment about a week later, Dr. Hershey observed that the righ(
shoulder was "doing a bit better" and Miller was "definitely improving." (Tr. 392). At another;
follow-up appointment in January 2011, Dr. Hershey noted that the severity level of Miller's right·
shoulder pain was "moderate" and the problem was "stable." (Tr. 390-91). Miller reported that;
the pain medication helped some, but she had stopped taking the medication because it bothered:
her stomach. (Id.). Miller requested a shoulder injection instead which Dr. Hershey administered.:
(Id.).
4.
Foot Pain
On May 11, 2010, Miller saw Dr. Raymond A. DiPretoro, Jr., a podiatrist, for pain in heL
left and right heels. (Tr. 291). Dr. DiPretoro diagnosed Miller with plantar fascia! fibromatosis:
and treated the pain with injections. (Tr. 291, 297, 300).
At a follow-up appointment on May 25, 2010, Miller reported that the pain in her left heel:
I
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was "40% improved" and pain in her right heel was resolved. (Tr. 296). Dr. DiPretoro observed:
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that Miller's condition had "improved significantly." (Id.). In June 2010, Miller reported that her
left heel was "80% improved." (Tr. 299). On July 20, 2010, Miller again reported that her left heel
was "80% improved overall but still has significant pain." (Tr. 334). Miller described the pain as
a "deep dull ache, exacerbated with ambulation." (Tr. 334).
At each appointment, Dr. DiPretoro discussed various treatment options, including surgery.
At her appointment in July 2010, Miller expressed a desire for surgical intervention. (Tr. 335). :
5.
Depression and Anxiety
In January 2010, Miller began mental health treatment with Dr. Susan Epps, a licensed
psychologist. (Tr. 241-57). Dr. Epps diagnosed Miller with depression and secondary anxiety.
(Tr. 31, Tr. 328).
During a session on July 20, 2010, Miller reported good understanding, an okay memory,
and not a lot of trouble with sustained concentration. (Tr. 308). She also reported that she was
frustrated easily and her social interaction skills were only okay. (Id.). Dr. Epps noted that Miller
was wearing a hearing aid and that there were still difficulties in the sessions with hearing. (Id.).
6.
Obesity
Miller testified that at the time of the hearing she was 5' tall and weighed 170 lbs. (Tr. 43).
Based on her height and weight, Miller's Body Mass Index ("BMI") is 33.2. (Tr. 27). The Clinical
Guidelines issued by the National Institutes of Health define obesity as present in general where
an individual's BMI is 30.0 or above. (Tr. 28). The Clinical Guidelines categorize a BMI of 4Q or
above as "extreme" obesity. (Id.). There is no threshold BMI that renders obesity a "severe"
impairment for disability purposes.
6
B.
Medical Opinions
1.
Miller's Primary Care Physician
In a Medical Statement dated May 25, 2011, Dr. Duggan opined that due to the moderate:
restrictions between her back and foot problems, Miller was "with medical reason disabled from:
any work." (Tr. 325-26). Dr. Duggan opined that due to lumbar radiculopathy and planter fasciitis, !
Miller could stand for 15 minutes at one time, sit for 30 minutes at one time, work 4 hours per day,!
frequently lift 5 pounds, and occasionally bend and stoop; her pain was moderate; and she had no;
work capacity. (Tr. 326).
'
The ALJ afforded Dr. Duggan's opinion "little weight" because it was not supported by:
the "unremarkable" cervical and lumbar spine imaging studies, normal physical examination
I
findings, and neurological evaluation. 3 (Tr. 33). The ALJ also noted that Dr. Duggan was a family
practitioner with no apparent specialty in occupational or orthopedic medicine. (Id.).
2.
Miller's Psychiatrist
I
On June 29, 2011, Dr. Epps completed a Mental Impairment Questionnaire about Miller's
mental health limitations. (Tr. 328-333). Ultimately, Dr. Epps opined that Miller would
hav~
difficulty working at a regular job on a sustained basis due to "significant hearing and physical
issues," and she would be absent from work about 3 days per month due to her impairments. (T~.
333).
Dr. Epps opined that Miller was "seriously limited" in her ability to carry out very shoJ'.t
'
and simple instructions, complete a normal workday and workweek, perform at a consistent pace,
deal with normal work stress, interact appropriately with the public, and use public transportation.
(Tr. 330-331 ).
According to Dr. Epps, the cause of these serious limitations was Miller's
A description of an imagining study as "unremarkable" means the study is either normal or has abnormalities th~t
are of no significance.
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difficulties with hearing, bending over, stooping, sitting for long period, and carrying files. (Id.).
Dr. Epps also noted that Miller had concerns about panic and anxiety. (Id.).
Dr. Epps opined that Miller had "limited but satisfactory" ability to understand and .
remember very short and simple instructions, understand and remember detailed instructions, carry
out detailed instructions, sustain an ordinary routine without special supervision, and make simple:
work-related decisions. (Tr. 330-31).
Dr. Epps found that Miller had no restrictions in her daily living activities, moderate:
difficulties in maintaining social functioning, and moderate difficulties in maintaining:
concentration, persistence, or pace. (Id.).
The ALJ gave Dr. Epps opinion "little weight" because it was internally inconsistent, relied
primarily on the Miller's hearing impairment, and was not supported by the treatment record. (Tr;.
33). For example, Dr. Epps stated that Miller is "seriously limited" in her ability to carry out very
short and simple instructions, but she has the "limited but satisfactory" ability to understand,
remember, and carry out detailed instructions. (Id.). The ALJ did find evidence, however, to
support Dr. Epps opinion that Miller has moderate difficulties in maintaining concentration,
persistence, or pace. (Id.).
3.
State Agency Reviews
On April 12, 2010 and August 5, 2010, state agency medical consultants reviewed Miller 's
1
medical file and completed a Physical Residual Functional Capacity Assessment. (Tr. 273-27·8;
311-318). The medical consultants determined that Miller had no exertional limitations. (Tr. 32).
The ALJ found that, giving Miller every benefit of the doubt and considering her alleged back
I
pain, obesity, and past relevant work, her exertional capacity was "somewhat more limited" than
what was assessed by the medical consultants. (Id.).
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On March 22, 2010, Christopher King, Psy.D., a state agency psychiatrist, reviewed·
Miller's medical file and completed a Psychiatric Review Technique form. (Tr. 262-272). Dr.·
King considered Miller's mental impairment to be non-severe. (Tr. 32; Tr. 270). The ALJ,
however, afforded this opinion "little weight" because additional medical evidence supports a:
finding that Miller's mental impairments are severe. (Tr. 32).
C.
The Administrative Hearing
1.
Miller's testimony
Miller testified that she was terminated from her job as an accountant due to downsizing!
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(Tr. 44). Although she initially tried to find a new job, Miller was unable to find work. (Tr. 44):
She testified that she had difficulty hearing during job interviews. (Tr. 55).
Regarding activities of daily living, Miller testified that she has a driver's license and drive~
locally. (Tr. 46). She lives with her husband. (Tr. 43). She is able to do laundry after her husband
carries it, cook, go grocery shopping with her daughter-in-law or son, spend time reading books,
and see her children and grandchildren every week. (Tr. 46-47). Miller admits that she has had
anxiety attacks for most of her life. (Tr. 49).
2.
VE' s testimony
I
The Vocational Expert ("VE") testified that Miller had past relevant work as a accounts
receivable/payable bookkeeper. (Tr. 58). The position is classified as sedentary and a skilled
occupation. (Tr. 45). The VE stated that any acquired skills from the bookkeeping position were
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transferable to only other sedentary, skilled positions, not to semiskilled or light work. (Tr. 59-60).
The ALJ asked the VE to consider several hypotheticals questions based on a hypothetiC?al
:
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individual who was 62 years old; had a high school education and a couple of years of college; dan
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read, write, and use numbers; and has a past work history as a bookkeeper. (Tr. 58).
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In the first hypothetical, the individual was subject to the following restrictions: light work; '.
able to occasionally stoop, crouch, crawl, squat, kneel, and balance; no hazards such as ladders, .
scaffolds, dangerous heights and machinery; no exposure to heat or cold, dust, fumes or gases; :
when communicating with others it is beneficial to wear her hearing aids and for people to speak ,
clearly; no problems following written instructions; able to understand, remember and carry out :
detailed instructions; able to perform within a schedule, be on time, and produce an adequate :
amount of work; and interaction with the public is limited to occasional.
Based on these
restrictions, the vocational expert stated that the individual would be able to perform her past work. ;
(Tr. 59).
In the second and third hypothetical, the individual would have limited light work, standing :
and walking between two and six hours a day, and sitting six hours in an eight-hour workday. (Tr.;
61). The third hypothetical added that the individual would have a sit/stand option. (Tr. 62).
Based on these hypotheticals, the VE explained that there were multiple unskilled positions :
existing in the national economy. (Id.).
In the fourth hypothetical, the individual was subject to the following restrictions: does not i
sleep well; difficult to maintain the same postural positions for very long; absences that would
exceed 1-2 days a month more than permitted; problems maintaining time limitation on breaks; :
some depression and anxiety; and the need to take medication for anxiety. (Tr. 63). The VE
responded that, in his opinion, an individual would be considered not employable because they :
were absent two or more days per month than allowed. (Tr. 63-64). Miller's attorney did not~
question the VE. (Id.).
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D.
The ALJ's Findings
On August 25, 2011, the ALJ issued an unfavorable decision finding that Miller was not
disabled. (Tr. 22-39). Her findings of fact and conclusions oflaw may be summarized as follows: :
•
Miller had not engaged in substantial gainful activity since January 19, 2010, the alleged:
onset date of disability.
•
Miller had the following severe impairments: vertiginous syndrome, partial hearing loss,:
chronic back pain, depression, anxiety, and obesity. Miller's shoulder pain and foot pain
. were not severe impairments.
•
Miller did not have an impairment or combination of impairments that met or medically
equaled the severity of one of the listed impairments in 20 CFR Part 404, Subpart P,
Appendix 1 (20 CFR 404.1520(d), 404.1525 and 404.1526).
•
Miller had the residual functional capacity to perform light work as defined in 20 CFR
404.1567(b). She can lift and carry 20 pounds occasionally and 10 pounds frequently;
walk and sit six hours; and occasionally stoop, crouch, crawl, squat, kneel, and balance.
Her work should not involve hazards such as ladders, scaffolds, dangerous heights, and
dangerous machinery. She should not be exposed to heat or cold, dust, fumes, or gases on
the job. When communicating with others it is beneficial for her to wear hearing aids pf
for other people to speak clearly. She can understand, remember, and caiTy out detail'ed
instructions; perform within a schedule and be on time; and compensate for hearing
problems by limiting interaction with the general public to occasional.
•
Miller is capable of performing past relevant work in accounts receivable/payable. This
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work does not require the performance of work-related activities precluded by Miller's
residual functional capacity (20 CFR 404.1565).
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i
•
Miller has not been under a disability, as defined in the Social Security Act, from January i
19, 2010 through August 25, 2011.
(Tr. 27-34).
III.
STANDARD OF REVIEW
A.
Reviewing the ALJ's Decision
A reviewing court will reverse the ALJ' s findings only if they are not supported by
"substantial evidence." 42 U.S.C. § 405(g); Williams v. Sullivan, 970 F.2d 1178, 1182 (3d Cir.
1992). Where the ALJ's findings of fact are supported by substantial evidence, the court is bound
by those findings even if it would have decided the case differently. See Fargnoli v. Massanari,
247 F.3d 34, 38 (3d Cir. 2001). Evidence is considered "substantial" if it is less than a
preponderance but more than a mere scintilla. See Rutherford v. Barnhart, 399 F.3d 546, 552 (3d
Cir. 2005). Substantial evidence means "such relevant evidence as a reasonable mind might accept
as adequate to support a conclusion." Richardson v. Perales, 402 U.S. 389, 401 (1971) (quoting
Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)). In determining whether substantial
evidence supports the ALJ' s findings, the court may not undertake a de nova review of the
decision, nor may it re-weigh the evidence of record. Monsour Med. Ctr. v. Heckler, 806 F.2d
1185, 1190 (3d Cir. 1986).
In Social Security cases, the substantial evidence standard applies to motions for summary
judgment brought pursuant to Federal Rule of Civil Procedure 56(c). See Woody v. Sec'y of the
Dep 't of Health & Human Servs., 859 F.2d 1156, 1159 (3d Cir. 1988).
IV.
DISCUSSION
Miller asserts that the ALJ's decision is flawed on several grounds. First, the ALJ relied
on a hypothetical that failed to include the credibly established limitation that Miller had moderate
12
difficulties with concentration, persistence, and pace. (D.I. 12 at 11-15). Second, the ALJ failed
to apply the Medical-Vocational Guidelines. (Id. at 15-17). Third, the ALJ erred in failing to find
that Miller's foot and shoulder conditions were not severe impairments. (Id. at 17-19). Fourth,
the ALJ failed to afford adequate weight to the opinion of Miller's treating physician and treating
psychiatrist. (Id. at 19-25). Finally, the hypothetical question on which the ALJ relied did not
comprehensively describe Miller's limitations. (Id. at 25-27). Each of these arguments are
addressed in turn.
A.
Including the credibly established limitation of moderate difficulties with
concentration, persistence, and pace
Miller argues that the hypothetical question, presented to the VE and relied upon by the
ALJ, failed to include the credibly established limitation that Miller had moderate difficulties with
concentration, persistence, and pace. (D.I. 12 at 11-15). The ALJ found evidence to credibly
support that Miller has moderate difficulties in maintaining concentration, persistence, or pace.
(Tr. 29, 33). The issue is whether the ALJ took into account this credibly established limitation
when concluding that Miller could return to her past relevant work as a bookkeeper.
A hypothetical question presented to the VE must reflect all of the claimant's impairments
supported by the record. A hypothetical question omitting credibly established limitations is
defective and the answer provided cannot constitute substantial evidence. See Rutherford, 399 F.3d
at 554.
The ALJ is not required to use the magic words "moderate difficulties in concentration,
persistence and pace." Holley v. Comm 'r of Soc. Sec., 590 Fed. App'x 167, 168 (3d Cir. 2014).
Courts have found that other phrases, such as "simple routine tasks" or "simple instructions," are
adequate substitutes. See McDonald v. Astrue, 293 Fed. Appx. 941, 946 (3d Cir. 2008) ("simple
routine tasks" accurately conveyed moderate limitations in concentration, persistence, and pace);
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Menkes v. Astrue, 262 F. App'x 410, 412 (3d Cir. 2008) (finding that the ALJ also accounted for
moderate limitations in concentration, persistence and pace by stating that the hypothetical
individual could "understand, remember, and carry out simple instructions").
Here, the VE was not asked to consider "moderate difficulties in concentration persistence
and pace" or any limitation that has been recognized as an adequate substitute. Instead, the ALJ
presented a hypothetical individual that could "understand, remember, and carry out detailed
instructions .... " (Tr. 59). The ability to work with "detailed instructions" is not necessarily
inconsistent with moderate limitations in concentration, persistence, or pace. See Russo v. Astrue,
2010 WL 1872851, at *9 (D. Del. May 10, 2015) (finding that a hypothetical individual may have
mental functioning limitations and still be capable of understanding detailed instructions); Tr. 331
(opinion of Dr. Epps that Miller had moderate difficulties in concentration persistence and pace
and could understand, remember, and carry out detailed instructions); Tr. 308 (Miller's statement
that she had "not a lot of trouble with sustained concentration").
Ultimately, however, the court cannot determine from the record if the ALJ properly
included the credibly established limitation of moderate difficulties in maintaining concentration,
persistence, or pace in the hypothetical upon which she relied to conclude that Miller could return
to past relevant work. "When a hypothetical question is deficient, remand is required." Pringle v.
Astrue, 2014 WL 2452570, at *12 (D. Del. May 16, 2014). Thus, the court must remand for further
clarification on this issue.
B.
Use of the Medical Vocational Guidelines
Miller argues that the ALJ erred in failing to apply the medical vocational guidelines. (D.I.
12 at 15-17). Each claim is evaluated according to a five-step process until a finding of "disabled"
or "not disabled" is obtained. See§ 404.1520. The medical vocational guidelines are employed at
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step five of the sequential analysis to determine whether a claimant can engage in substantial
gainful activity other than her relevant past work. 20 C.F.R. Pt. 404, subpt. P, App 2; Macera v.
Barnhart, 305 F. Supp. 2d 410, 420 (D. Del. 2004) (explaining that the guidelines are employed
at step five). Here, the ALJ concluded her analysis at step four, finding that Miller remained able
to perform her past relevant work. Because the ALJ did not continue to step five, she had no need
to consult the medical vocational guidelines.
C.
Severity of Miller's foot and shoulder pain
The ALJ found that Miller's plantar fascial fibromatosis and right shoulder pain were not
severe impairments.
(Tr. 28).
According to Miller, these findings were not supported by
substantial evidence because there was contrary evidence in the record, including: (i) Miller's
hearing testimony that her feet hurt if she walked or stood for more than 15-20 minutes, (ii) Dr.
Duggan's opinion that Miller had a moderate restriction due to her foot problem that disabled her
from any work, (iii) Dr. DiPretoro's medical recommendation that Miller undergo surgery, and
(iv) Miller's reports at various times of moderate shoulder pain. 4 (D.I. 12 at 18-19).
An impairment is considered "not severe" if it involves only a "slight abnormality or a
combination of slight abnormalities which would have no more than a minimal effect on an
individual's ability to work." McCrea v. Comm 'r of Soc. Sec., 370 F.3d 357, 360 (3d Cir. 2004).
"Any doubt as to whether this showing has been made is to be resolved in favor of the applicant.
In short, the step-two inquiry is a de minimis screening device to dispose of groundless claims."
Id. The ALJ has the discretion to weigh any conflicting evidence and reject partially, or even
4
It is not clear from the record that Dr. DiPretoro "recommended" surgery, as Miller claims. Dr. DiPetoro's
notes from several appointments state that he "recommended injection." (Tr. 291, 297, 300). There is no similar
language regarding surgery. Instead, his notes state that Miller "desires surgical intervention." (Tr. 335).
15
entirely, subjective complaints that are not fully credible. See 20 C.F.R. §§ 404.1527(c)(2);
Baerga v. Richardson, 500 F.2d 309, 312 (3d Cir. 1974); Fargnoli, 247 F.3d at 43.
Substantial evidence supports the ALJ' s finding that the plantar fascial fibromatosis was
not a severe impairment. As the ALJ noted, the left foot was treated with pain injections; an x-ray
study was normal with no evidence of plantar calcaneal spur stress factor; Miller reported by May
25, 2010 that the pain in the right heel was resolved; and Miller reported by July 20, 2010 that the
left heel was 80% improved. (Tr. 28).
Similarly, substantial evidence supports the ALJ's conclusion that Miller's right shoulder
pain was not a severe impairment. Miller underwent physical therapy, reported that her right
shoulder was getting much better (Tr. 345), reported that she had only minor pain in her left
shoulder (Id.), had an x-ray with a negative study (Tr. 323), had an MRI that showed no
impingement on the supraspinatus and no tear of the rotator cuff (Tr. 321); and obtained the
treatment of an orthopedic specialist who noted that the right shoulder was definitely improving
and the problem was stable (Tr. 391-392).
D.
Adequate weight to Dr. Duggan and Dr. Epps opinions
Miller takes issue with the weight the ALJ gave to the opinions of Miller's treating
physician, Dr. Duggan, and treating psychiatrist, Dr. Epps. The court finds, however, that the
weight the ALJ gave to these opinions is supported by substantial evidence and not contrary to the
law.
1.
Dr. Duggan
Miller contends that the ALJ should have given controlling weight to Dr. Duggan's opinion
that Miller was disabled from any work due to back and foot pain. Generally, the ALJ must give
controlling weight to a treating physician's opinion only if the opinion "is well-supported by
16
medically acceptable clinical and laboratory diagnostic techniques and is not inconsistent with the
other substantial evidence in [the] case record." 20 C.F.R. § 1527(c)(2). Even though her treating
physician, Dr. Duggan, opined that Miller was "disabled," the opinion is not dispositive. Perry v.
Astrue, 515 F. Supp. 2d 453, 462 (D. Del. 2007).
Only the ALJ can make a disability
determination. 20 C.F.R. § 416.927(d).
The court finds that the ALJ did not err in giving Dr. Duggan's opinion little weight
because the ALJ's decision was supported by substantial evidence. The record shows that Dr.
Duggan reported that Miller had full range of motion of all extremity joints and normal reflexes,
coordination, muscle strength, and tone at the time of her initial complaint. (Tr. 230). The physical
therapist observed only mild limitations in Miller's gross movements due to back pain. (Tr. 359,
361, 363). The MRI of Miller's cervical spine was normal (Tr. 324), and the MRI of her lumbar
spine was essentially normal (Tr. 383). Finally, the neurological consultant, Dr. Sugarman,
reported that Miller had a fairly good range of motion in the back, intact lower extremity strength,
and normal deep tendon reflexes. (Tr. 384). An ALJ is fully justified in placing greater weight on
the opinions offered by medical experts than on the opinions made by plaintiffs family
practitioner. See Kanya v. Barnhart, 391 F. Supp. 2d 273, 288 (D. Del. 2005).
2.
Dr. Epps
Miller also argues that the ALJ failed to adequately explain why she discounted Dr. Epps
opinion. (D.I. 12 at 24). If a treating source's opinion is not given controlling weight, the ALJ
must explain her reasons for not doing so. 20 C.F.R. § 404.1527(c)(2). Here, the ALJ explained
that she gave Dr. Epp's opinion little weight because it was internally inconsistent, relied primarily
on the Miller's hearing impairment, and was not supported by the treatment record. (D.I. 33). This
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explanation was adequate. Further, the court finds substantial evidence supporting the reasons
given by the ALJ.
Dr. Epps stated that Miller was seriously limited in her ability to carry out "very short and
simple instructions," but nonetheless had a limited but satisfactory ability to understand,
remember, and carry out "detailed instructions." (Tr. Tr. 330-31). An ALJ "is entitled to disregard
treating physician opinions that are conclusory, unsupported by the medical evidence, or internally
inconsistent." Harris v. Astrue, 886 F. Supp. 2d 416, 424 (D. Del. 2012); see also Timmons v.
Colvin, 6 F. Supp. 3d 522, 535 (D. Del. 2013) (finding that an ALJ did not err in giving less weight
to a treating physician's opinion where it was internally inconsistent as well as inconsistent with
the record as a whole).
In addition, Dr. Epps' conclusions relied heavily, but not exclusively, on Miller's physical
limitations. For example, Dr. Epps opined that Miller would have difficulty working at a regular
job on a sustained basis due to "significant hearing and physical issues" (Tr. 333); Miller was
seriously limited in a range of functional categories because she could not hear, bend over, stoop,
and sit for long periods (Tr. Tr. 330-331 ); and was seriously limited in interacting appropriately
with the general public due to "hearing problems" (Tr. 333). The ALJ is entitled to "give more
weight to the opinion of a specialist about medical issues related to his or her area of specialty."
See§ 404.1527(c)(5). Thus, the ALJ was entitled to give more weight to other specialists, such as
the neurosurgeon or ENT, who opined on the degree to which Miller's physical limitations would
impair her ability to work.
Miller correctly points out that Dr. Epps opinion was not solely based on Miller's hearing
loss. (D.I. 12 at 24). Dr. Epps also noted Miller's "concerns anxiety and panic." (Tr. 330). But,
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the ALJ did not completely reject Dr. Epps opinion. She gave it "little weight." Thus, the ALJ
appropriately considered those portions of Dr. Epps opinion supported by substantial evidence.
E.
Incomplete Hypothetical.
Finally, the court rejects Miller's argument that the ALJ posed an incomplete hypothetical
to the VE because she: (i) rejected the opinions of Dr. Duggan and Dr. Epps, (ii) failed to include
Miller's plantar fascial fibromatosis and right shoulder pain as severe impairments, and (iii) failed
to properly consider whether Miller could adequately perform her past relevant work with her
hearing loss. (D.I. 12 at 26). As explained above, the ALJ did not err in giving little weight to the
opinions of Miller's treating physicians and in finding that Miller's foot and shoulder pain were
not severe. Thus, the ALJ's hypothetical was not incomplete in those respects. Further, the ALJ's
hypothetical did not fail to properly consider Miller's hearing loss. The ALJ included in her
hypothetical question that "when communicating with others it is beneficial to wear her hearing
aids and for people to speak clearly" and "interaction with the public is limited to occasional."
(Tr. 59). Accordingly, the ALJ's hypothetical was not incomplete for the reasons Miller claims.
V.
CONCLUSION
For the foregoing reasons, (1) Miller's motion for summary judgment is denied-in-part and
remanded-in-part; and (2) the Commissioner's motion for summary judgment is granted-in-part
and remanded-in-part. This matter is remanded for further administrative proceedings consistent
with this opinion.
Dated: December
!!i, 2015
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