Tris Pharma Inc. v. Actavis Laboratories FL Inc. et al
Filing
161
MEMORANDUM. Signed by Judge Gregory M. Sleet on 9/5/2017. (mdb)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
TRIS PHARMA, INC.,
Plaintiff,
V.
ACTAVIS LABORATORIES FL, INC.,
Defendant.
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C.A. No. 14-1309-GMS
CONSOLIDATED
MEMORANDUM
I.
INTRODUCTION
In this Hatch-Waxman patent infringement action, plaintiff Tris Pharma, Inc. ("Tris")
alleges patent infringement by defendant Actavis Laboratories FL, Inc. ("Actavis"). Plaintiff
alleges that, by filing Abbreviated New Drug Applications ("AND As") seeking approval to market
generic versions of Quillivant XR®, Defendant infringed U.S. Patent Nos. 8,46,765 ("the '765
patent"), 8,563,033 ("the '033 patent"), 8,778,390 ("the '390 patent"), 8,956,649 ("the '649
patent"), 9,040,083 ("the '083 patent"). The court held a five-day bench trial in this matter
beginning on February 6, 2017. Presently before the court are the parties' post-trial proposed
findings of fact and conclusions oflaw concerning infringement of and the validity of the patentsin-suit, specifically whether the asserted claims are invalid as obvious under 35 U.S.C. § 103. (D.I.
151; D.I. 152.)
Pursuant to Federal Rule of Civil Procedure 52(a), having considered. the entire record in
'
this cas@ and the applicable law, the court concludes that all asserted claims of the patents-in-suit
are invalid due to obviousness. These findings of fact and conclusions of law are set forth in
further detail below.
II.
FINDINGS OF FACT 1
A.
The Parties
1.
Plaintiff Tris Pharma, Inc. is a company organized and existing under the laws of New
Jersey, having its principal place of business at 2033 Route 130, Suite D, Monmouth Junction, NJ
08852.
2.
Defendant Actavis Laboratories FL, Inc. is a corporation organized and existing under the
laws of Florida, having an address at 2945 W. Corporate Lakes Blvd., Weston, FL.
3.
The court has subject matter jurisdiction and personal jurisdiGtion over all parties.
B.
Background
4.
Tris holds an approved New Drug Application ("NDA") No. 202100 under Section 505(a)
of the Federal Food, Drug and Cosmetic Act ("FFDCA"), 21 U.S.C. § 355(a), for an extended
release methylphenidate suspension, which Tris sells under the trade name Quillivant XR®.
5.
On September 27, 2012, the United States Food and Drug Administration ("FDA")
approved Quillivant XR® for treatment of Attention Deficit Hyperactivity Disorder (ADHD).
6.
Pursuant to 21 U.S.C. § 355(b)(l), and attendant FDA regulations, the '667 Patent, the
'903 patent, the '765 patent, the '033 patent, the '390 patent, the '649 patent, and the '083 patent
(collectively, "the patents-in-suit") are listed in the FDA publication, "Approved Drug Products
with Therapeutic Equivalence Evaluations" (the "Orange Book"), with respect to Quillivant XR®.
C.
The Patents-in-Suit
7.
The '765 patent issued on June 18, 2013 and is entitled "Orally Effective Methylphenidate
Extended Release Powder And Aqueous Suspension Product." The '765 patent names Ketan
Mehta, Yu-Hsing Tu, and Ashok Perumal as inventors. Tris Pharma, Inc. is the assignee of the
'765 patent.
8.
The '033 patent issued on October 22, 2013 and is entitled "Orally Effective
Methylphenidate Extended Release Powder And Aqueous Suspension Product." The '033 patent
names Ketan, Mehta, Yu-Hsing Tu, and Ashok Perumal as inventors. Tris Pharma, Inc. is the
assignee of the '033 patent.
1 Prior
to trial, the parties submitted an exhibit of uncontested facts in conjunction with their Pretrial Order.
(D .I. 141, Ex. 1.) The court takes most of its findings of fact from the parties' uncontested facts. The court has also
reordered and renumbered some paragraphs and made minor edits for the purpose of concision and clarity that it does
not believe alters the meaning of the paragraphs from the Pretrial Order. Otherwise, any differences between this
section and the parties' statement of uncontested facts are unintentional.
The court's findings of fact with respect to matters that were the subject of dispute between the parties are
included in Part III this opinion ("Discussion and Conclusions of Law"), preceded by the phrase "the court finds" or
"the court concludes."
2
9.
The '390 patent issued on July 15, 2014 and is entitled "Orally Effective Methylphenidate
Extended Release Powder And Aqueous Suspension Product." The '390 Patent names Ketan
Mehta, Yu-Hsing Tu, and Ashok Perumal as inventors. Tris Pharma, Inc. is the assignee of the
'3 90 patent.
10.
The '649 patent issued on February 17, 2015 and is entitled "Orally Effective
Methylphenidate Extended Release Powder And Aqueous Suspension Product." The '649 patent
names Ketan Mehta, Yu-Hsing Tu, and Ashok Perumal as inventors. Tris Pharma, Inc. is the
assignee of the '649 patent.
11.
The '083 patent issued on May 26, 2015 and is entitled "Orally Effective Methylphenidate
Extended Release Powder And Aqueous Suspension Product." The '083 patent names Ketan
Mehta, Yu-Hsing Tu, and Ashok Perumal as inventors. Tris Pharma, Inc. is the assignee of the
'083 patent.
(1)
The Asserted Claims
12.
Tris has asserted infringement of claims 6, 13, 16, 18, 20, 25, and 30 of the '765 patent
against Actavis.
13.
Tris has asserted infringement of claims 4 and 10 of the '03 3 patent against Actavis.
14.
Tris has asserted infringement of claims 15, 16, and 20 of the '390 patent against Actavis.
15.
Tris has asserted infringement of claims 12, 22, 23, 25, 26, 27, and 33 of the '649 patent
against Actavis.
16.
Tris has asserted infringement of claims 5, 6, 7, 8, 12, 15, 16, and 17 of the '083 patent
against Actavis.
i. '765 Patent, Claim 6
17.
Claim 6 of the '765 patent reads:
The suspensions according to claim 1, wherein the suspension has a pharmacokinetic
profile in which the single mean plasma concentration peak for d-methylphenidate has an
area under the curve (AUC)O-oo of about 114 ng-hr/mL to about 180 ng-hr/mL, Cmax of
, about 11 ng/mL to about 17 ng/mL, Tmax of about 4 hours to about 5.25 hours and Tl/2 of
about 5 hours to about 7 hours following a single oral administration of an aqueous
suspension at a dose equivalent to 60 mg racemic methylphenidate HCL in adults.
ii.
18.
'765 Patent, Claim 13
Claim 13 of the '765 patent reads:
3
The suspension according to claim 1, wherein said suspension contains at least about 80%
of water by weight based on the total weight of the suspension.
iii.
19.
'765 Patent, Claim 16
Claim 16 of the '765 patent reads:
The suspension according to claim 1, wherein the suspension contains about 10 to about
30 parts by weight of methylphenidate as provided in the immediate release component
and to about 70 to about 90 parts by weight of sustained release methylphenidate, based
upon the total weight of methylphenidate in suspension.
iv. '765 Patent, Claim 18
20.
Claim 18 of the '765 patent reads:
The suspension according to claim 17, wherein the buffering agent is a mixture of sodium
citrate and anhydrous citric acid.
v. '765 Patent, Claim 20
21.
Claim 20 of the '765 patent reads:
The method according to claim 19, wherein the suspension which has a pH from about 4
to about 4.5.
vi. '765 Patent, Claim 25
22.
Claim 25 of the '765 patent reads:
The powder blend according to claim 23, wherein the surfactant in the diluent granules
comprises a poloxamer.
vii. '765 Patent, Claim 30
23.
Claim 30 of the '765 patent reads:
The methylphenidate aqueous extended release oral suspension according to claim 29,
which has less than about 3% loss in potency over a period of at least 4 months of storage
at room temperature.
viii. '033 Patent, Claim 4
24.
Claim 4 of the '033 patent reads:
4
The suspension according to claim 1, wherein said suspension contains at least 80% of
water by weight based on the total weight of the suspension.
ix. '033 Patent, Claim 10
25.
Claim 10 of the '033 patent reads:
The method according to claim 9, wherein the suspension which has a pH from about 4 to
about 4.5.
x. '390 Patent, Claim 15
26.
Claim 15 of the '390 patent reads:
The suspension according to claim 14 which comprises about 10 to 30 parts by weight of
methylphenidate as provided in the immediate release component and to about 70 to about
90 parts by weight of methylphenidate as provided in the sustained release component,
based upon the total weight of methylphenidate in suspension.
xi. '390 Patent, Claim 16
27.
Claim 16 of the '390 patent reads:
The suspension according to claim 1, wherein said suspension contains at least 80% of
water by weight based on the total weight of the suspension.
xii. '390 Patent, Claim 20
28.
Claim 20 of the '390 patent reads:
The suspension according to claim 3, wherein the suspension has less than about 5% loss
in potency over a period of at least about 4 months at room temperature.
xiii. '649 Patent, Claim 12
29.
Claim 12 of the '649 patent reads:
The methylphenidate aqueous extended release oral suspension according to claim 11,
wherein the hydrophilic polymer is polyvinylpyrrolidone.
xiv. '649 Patent, Claim 22
30.
Claim 22 of the '649 patent reads:
5
The methylphenidate aqueous extended release oral suspension according to claim 19,
which has less than about 5% loss in potency over a period of about 4 months of storage at
room temperature.
xv. '649 Patent, Claim 23
31.
Claim 23 of the '649 patent reads:
The methylphenidate aqueous extended release oral suspension according to claim 19,
which has less than about 1% of threo-a-phenyl-2-piperidineacetic acid hydrochloride
impurity after a period of about 4 months of storage at room temperature.
xvi. '649 Patent, Claim 25
32.
Claim 25 of the '649 patent reads:
The methylphenidate aqueous extended release oral suspension according to claim 17,
wherein said suspension provides a therapeutically effective plasma profile for
methylphenidate for about 12 hours following a single oral administration of an aqueous
suspension at a dose equivalent to 60 mg racemic methylphenidate HCl in adults.
xvii. '649 Patent, Claim 26
33.
Claim 26 of the '649 patent reads:
The methylphenidate aqueous extended release oral suspension according to claim 17,
wherein said suspension provides a single mean average plasma concentration peak for
methylphenidate following a single oral administration of an aqueous suspension at a dose
equivalent to 60 mg racemic methylphenidate HCl in adults.
xviii. '649 Patent, Claim 27
34.
Claim 27 of the '649 patent reads:
The methylphenidate aqueous extended release oral suspension according to claim 17,
wherein said suspension provides a therapeutically effective amount of methylphenidate
within 45 minutes after administration following a single oral administration of an aqueous
suspension at a dose equivalent to 60 mg racemic methylphenidate HCl in adults.
xix. '649 Patent, Claim 33
35.
Claim 33 of the '649 patent reads:
The methylphenidate aqueous extended release oral suspension according to claim 17,
wherein the barrier coating comprises ethycellulose.
6
xx. '083 Patent, Claim 5
36.
Claim 5 of the '083 patent reads:
The powder according to claim 2, wherein the suspension has less than about 5% loss in
potency over a period of about 4 months of storage at room temperature.
xxi. '083 Patent, Claim 6
37.
Claim 6 of the '083 patent reads:
The powder according to claim 2, wherein the suspension has less than about 1% of an
impurity which is threo-a-phenyl-2-piperidineacetic acid hydrochloride after a period of
about 4 months of storage at room temperature.
xxii. '083 Patent, Claim 7
38.
Claim 7 of the '083 patent reads:
The powder according to claim 1, wherein the methylphenidate in the immediate release
methylphenidate component of (i) comprises about 20% w/w of the total methylphenidate
in said powder.
xxiii. '083 Patent, Claim 8
39.
Claim 8 of the '083 patent reads:
The powder according to claim 1, wherein the immediate release methylphenidate
component comprises an uncoated methylphenidate-ion exchange resin complex.
xxiv. '083 Patent, Claim 12
40.
Claim 12 of the '083 patent reads:
The powder according to claim 1, wherein the barrier coating of the. sustained release
water-insoluble, water-permeable, pH-independent, barrier coated methylphenidate-ion
exchange resin complex comprises ethylcellulose.
xxv. '083 Patent, Claim 15
41.
Claim 15 of the '083 patent reads:
The powder according to claim 1, wherein the oral aqueous suspension has a
therapeutically effective plasma profile for methylphenidate of about 12 hours following a
7
single oral administration of the oral aqueous suspension to adult subjects under fasted
conditions at a dose equivalent to 60 mg racemic methylphenidate HCl.
xxvi. '083 Patent, Claim 16
42.
Claim 16 of the '083 patent reads:
The powder according to claim 1, wherein the oral aqueous suspension provides a
therapeutically effective amount of methylphenidate within 45 minutes after a single oral
administration of the oral aqueous suspension to adult subjects under fasted conditions at
a dose equivalent to 60 mg racemic methylphenidate HCl.
xxvii. '083 Patent, Claim 17
43.
Claim 17 of the '083 patent reads:
The powder according to claim 1, wherein the oral aqueous suspension provides a single
average plasma concentration peak following a single oral administration of the oral
aqueous suspension to adult subjects under fasting conditions at a dose equivalent to 60
mg racemic methylphenidate HCl.
(2)
The Accused Product
i.
ANDA No. 206049 Submitted by Actavis
44.
Actavis submitted Abbreviated New Drug Application ("ANDA") No. 206049 to the FDA,
pursuant to 21 U.S.C. § 355(j), seeking approval to manufacture and commercially market
Methylphenidate HCl Extended Release Oral Suspension, CII ("Actavis's ANDA Product"). The
active ingredient in Actavis's ANDA Product is methylphenidate.
45.
Actavis's ANDA Product refers to and relies upon the Quillivant XR® NDA and contains
data that, according to Actavis, demonstrates that Actavis's ANDA Product is bioequivalent to
Qullivant XR® and is a proposed generic version of Quillivant XR®.
46.
By letter dated September 3, 2014, Actavis notified Tris that ithad filed ANDA No. 206049
and it intended to commercially manufacture, use or sell its ANDA Product before the expiration
of, among others, the '765, '033 and '390 patents.
47.
By letter dated March 31, 2015, Actavis notified Tris that it intended to commercially
manufacture, use or sell its ANDA Product before the expiration of the '649 patent.
48.
By letter dated September 9, 2015, Actavis notified Tris that it intended to commercially
manufacture, use or sell its ANDA Product before the expiration of the '083 patent.
8
(3)
Infringement
49.
For any Asserted Claim for which Actavis stipulates to infringement, or that the court finds
would be infringed by a suspension made from Actavis' ANDA Product or the use of that
suspension, Actavis does not contest, and stipulates to, induced and contributory infringement of
that claim.
i. The '765 Patent
50.
Regarding the limitations of claim 1 of the '765 patent, Actavis contests only whether a
suspension made from its ANDA product "provides a single mean average plasma concentration
peak for methylphenidate."
51.
Claim 6 depends from claim 1 of the '765 patent. In addition to the limitation specified
above for claim 1 for which Actavis contests infringement, Actavis contests whether a suspension
made from its ANDA product has a pharmacokinetic profile that has a "Tmax of about 4 hours to
about 5.25 hours." For the purposes of this litigation, Actavis stipulates that a suspension made
from its ANDA product would meet the remaining limitations of claim 6 of the '765 patent.
52.
Claim 13 depends from claim 1 of the '765 patent. Other than the limitation specified
above for claim 1 for which Actavis contests infringement, for the purposes of this litigation,
Actavis stipulates that a suspension made from its ANDA product would meet the remaining
limitations of claim 13 of the '765 patent.
53.
Claim 16 depends from claim 1 of the '765 patent. Other than the limitation specified
above for claim 1 for which Actavis contests infringement, for the purposes of this litigation,
Actavis stipulates that a suspension made from its ANDA product would meet the remaining
limitations of claim 16 of the '765 patent.
54.
Claim 18 depends from claim 17, which depends from claim 1 of the '765 patent. Other
than the limitation specified above for claim 1 for which Actavis contests infringement, for the
purposes of this litigation, Actavis stipulates that a suspension made from its ANDA product would
meet the remaining limitations of claim 18 of the '7 65 patent.
55.
Regarding the limitations of claim 20 of the '765 patent, Actavis contests only whether a
suspension made from its ANDA product provides "a single average plasma concentration peak."
For the purposes of this litigation, Actavis stipulates that use of a suspension made from its ANDA
product would meet the remaining limitations of claim 20 of the '765 patent.
56.
Regarding the limitations of claim 25 of the '765 patent, Actavis contests only whether its
ANDA product provides "a single mean plasma concentration peak for methylphenidate." For the
purposes of this litigation, Actavis stipulates that its ANDA product would meet the remaining
limitations of claim 25 of the '765 patent.
57.
Claim 30 depends from claim 29, which depends from claim 28, which depends from claim
· 1 of the '765 patent. Other than the limitation specified above for claim 1 for which Actavis
9
contests infringement, for the purposes of this litigation, Actavis stipulates that a suspension made
from its ANDA product would meet the remaining limitations of claim 30 of the '765 patent.
ii.
The '033 patent
58.
Regarding the limitations of claim 1 of the '033 patent, Actavis contests only whether a
suspension made from its ANDA product has a pharmacokinetic profile that has a "Tmax of about
4 hours to about 5.25 hours" and "a single mean average plasma concentration peak."
59.
Claim 4 depends from claim 1 of the '033 patent. Other than the limitations specified
above for claim 1 for which Actavis contests infringement, for the purposes of this litigation,
Actavis stipulates that a suspension made from its ANDA product would meet the remaining
limitations of claim 4 of the '033 patent.
60.
Claim 9 depends from claim 1 of the '033 patent. In addition to the limitations specified
above for claim 1 for which Actavis contests infringement, Actavis contests whether a suspension
made from its ANDA product has a pharmacokinetic profile that has "a single average plasma
concentration peak."
61.
Claim 10 depends from claim 9 of the '033 patent. Other than the limitations specified
above for claims 1 and 9 for which Actavis contests infringement, for the purposes ofthis litigation,
Actavis stipulates that use of a suspension made from its ANDA product would meet the remaining
limitations of claim 10 of the '033 patent.
· iii. The '390 patent
62.
Regarding the limitations of claim 3 of the '390 patent, Actavis contests only whether a
suspension made from its ANDA product "provides a single mean average plasma concentration
peak" and has a pharmacokinetic profile that has a "Tmax of about 4 hours to about 5.25 hours."
63.
Claim 15 depends from claim 14, which depends from claim 3 of the '390 patent. Other
than the limitations specified above for claim 3 for which Actavis contests infringement, for
purposes of this litigation, Actavis stipulates that a suspension made from its ANDA product would
meet the remaining limitations of claim 15 of the '390 patent.
64.
Regarding the limitations of claim 16 of the '390 patent, Actavis contests only whether a
suspension made from its ANDA product "provides a single mean average plasma concentration
peak" and has a pharmacokinetic profile that has a "Tmax of about 4 hours to about 5.25 hours."
For purposes of this litigation, Actavis stipulates that a suspension made from its ANDA product
would meet the remaining limitations of claim 16 of the '3 90 patent.
65.
Claim 20 depends from claim 3 of the '390 patent. Other than the limitations specified
above for claim 3 for which Actavis contests infringement, for the purposes of this litigation,
Actavis stipulates that a suspension made from its ANDA product would meet the remaining
limitations of claim 20 of the '390 patent.
10
iv. The '649 patent
66.
Regarding the limitations of claim 12 of the '649 patent, Actavis contests only whether a
suspension made from its ANDA product "has a single mean average plasma concentration peak"
and has a pharmacokinetic profile that has a "Tmax of about 4 hours to about 5.25 hours." For
purposes of this litigation, Actavis stipulates that a suspension made from its ANDA product would
meet the remaining limitations of claim 12 of the '649 patent.
67.
For the purposes of this litigation, Actavis stipulates to infringement of claim 22 of the
'649 patent.
68.
For the purposes of this litigation, Actavis stipulates to infringement of claim 23 of the
'649 patent.
69.
For the purposes of this litigation, Actavis stipulates to infringement of claim 25 of the
'649 patent.
70.
Regarding the limitations of claim 26 of the '649 patent, Actavis contests only whether a
suspension made from its ANDA product "provides a single mean average plasma concentration
peak for methylphenidate." For purposes of this litigation, Actavis stipulates that a suspension
made from its ANDA product would meet the remaining limitations of claim 26 of the '649 patent.
71.
For the purposes of this litigation, Actavis stipulates to infringement of claim 27 of the
'649 patent.
72.
For the purposes of this litigation, Actavis stipulates to infringement of claim 33 of the
'649 patent.
v. The '083 patent
73.
For the purposes of this litigation, Actavis stipulates to infringement of claim 5 of the '083
patent.
74.
For the purposes of this litigation, Actavis stipulates to infringement of claim 6 of the '083
patent.
75.
For the purposes of this litigation, Actavis stipulates to infringement of claim 7 of the '083
patent.
76.
For the purposes of this litigation, Actavis stipulates to infringement of claim 8 of the '083
patent.
77.
For the purposes of this litigation, Actavis stipulates to infringement of claim 12 of the
'083 patent.
11
78.
For the purposes of this litigation, Actavis stipulates to infringement of claim 15 of the
'083 patent.
79.
For the purposes of this litigation, Actavis stipulates to infringement of claim 16 of the
'083 patent.
80.
Regarding the limitations of claim 17 of the '083 patent, Actavis contests only whether its
ANDA product "provides a single average plasma concentration peak." For purposes of this
litigation, Actavis stipulates that its ANDA product would meet the remaining limitations of claim
17 of the '083 patent.
D.
State of the Art
81.
As of July 2010, methylphenidate was one of the most widely studied and prescribed
psychostimulants used to treat ADHD in children. Medical use of methylphenidate began in 1955
as an immediate release ("IR") or short-acting tablets or capsules (e.g., Ritalin). Immediate release
methylphenidate ("MPH") formulations are characterized by rapid absorption, low plasma protein
binding, and rapid extracellular metabolism. These pharmacokinetic characteristics meant that IR
MPH formulations provided clinical benefits within twenty to sixty minutes after dosing and
maintained these benefits for around two to four hours.
82.
As of July 2010, it was known that methylphenidate underwent typical ester hydrolysis in
aqueous solutions.
83.
The primary degradation pathway of methylphenidate, through acid- or base catalyzed
ester hydrolysis, results in threo-u-phenyl-2-piperidineacetic acid as the major degradation
product.
84.
As of July 2010, the USP General Notices and Requirements set for a maximum level of
impurity for drug products at 2.0%.
85.
As of July 2010, it was known that methylphenidate HCl exhibits disproportional and thus
linear pharmacokinetics.
86.
As of July 2010, a POSA would have known that the prevalence of ADHD in children is
greater than in adults, and that children often struggle with swallowing tablets and capsules.
87.
As of July 2010, a POSA would have known that solid dosage forms do not permit flexible
dose titration that would be available with a liquid formulation.
88.
As of July 2010, a POSA would have been aware of drawbacks of immediate release
dosage forms of methylphenidate, including that they had to be administered multiple times
throughout the day.
12
94.
As of July 2010, a POSA would have known that studies showed that multiple dosing can
cause patient adherence issue and complications related to privacy, stigmatization by classmates,
potential abuse, and lack of accountability of the school administration.
95.
As of July 2010, a POSA would have known that long acting methylphenidate formulations
were developed in efforts to provide the efficacy of immediate release formulations, but to allow
greater dosing convenience and compliance, minimize security issues at school, and avoid
stigmatizing children who are subject to possible ridicule by peers during the school day when
additional dosing is required.
96.
As of July 2010, a POSA would have recognized that a liquid, extended-release ("ER")
formulation was a way to avoid problems with swallowing tablets or capsules and problems with
multiple administrations throughout the day, and would have been motivated to develop such a
product for the treatment of ADHD.
97.
As of July 2010, a POSA would have been motivated to make a liquid ER methylphenidate
formulation that had an early onset of action (e.g., 45 minutes) and efficacy that lasted throughout
the day (e.g., 12 hours).
98.
As of July 2010, a POSA would have been motivated to develop a liquid ER formulation
of methylphenidate that was stable.
99.
As of July 2010, a POSA would have known that methylphenidate has a half-life of about
2-3 hours.
100. As of July 2010, the prior art disclosed barrier coatings, including water insoluble, waterpermeable, and pH-independent barrier coatings for the preparation of extended release products,
including ethylcellulose, methacrylic acid, methyl methacrylate, and a polyvinylacetate polymer
in combination with a plasticizer.
101. As of July 2010, the prior art disclosed that ion-exchange resin-complex technology can
be used to make extended-release products, including liquid formulations.
102. As of July 2010, the prior art taught that ion-exchange resin-complexes can be prepared as
a matrix using a hydrophilic polymer agent, including polyvinylpyrrolidone.
103. As of July 2010, commercially available controlled-release methylphenidate products
included CONCERTA, DAYTRANA, FOCALIN, METADATE CD, METHYLINER, RITALIN
LA, and RITALIN-SR.
104.
RITALIN SR was approved by the FDA in 1982.
105. The 2007 revision of the RITALIN SR prescribing information was publicly available in
2007.
13
106. The "Product Literature, Ritalin® hydrochloride methylphenidate hydrochloride tablets
USP and Ritalin-SR® methylphenidate hydrochloride USP sustained-release tablets, revised Dec.
201 O" is cited in the specification of the patents-in-suit.
107.
RITALIN-SR is a sustained-released tablet.
108. According to Patrick et al., "New Methylphenidate Formulations for the Treatment of
Attention-Deficit/Hyperactivity Disorder," Expert Opin. Drug Deliv., 2(1):121-143 (2005)
("Patrick 2005"), RITALIN-SR and a generic sustained-release product can have the following
mean concentration-time profile at a dose of 20 mg (RITALIN SR in closed squares and generic
sustained-release product in open circles):
Tlme fhl
F-lgur-e ~- Phmmacokl~tlc profile of tmmrolate-r-elease rneth»lphen:datr (tO mg b.i.d.) compar.:d vrith that of the Ritalin·
i~li0-.1n i::onc1:-:1:.rat10r.1-t;'n?.- pre~:\!! in;
i:t-CONCERTAi::>18 mg onco~ly
Mc!hylphcnida!a 5 mg 1~.1eot1mn 12:1y
-<>-
0
8
4
12 16 20
Time (h)
24
28
32
Figure 1. Mean methf
~
i
14
12
10
8
:l;;
t
c
:ii
~
o~~.___..~~..........._._~~~~~~~~~
()
4
8
9
7
3
5
2
0
Tirno niter dosing (hours)
--0-0-6-
I x10mg 11'\:t!O o;~ ~ h(n•21)
1 x 20 mg t/.ETADATE CD (n,,12)
2 t 20 ~ METADATE CD (n~s-10)
128. The prescribing information for METADATE CD says that the METADATE CD capsule
may be opened and the contents sprinkled on applesauce, and that the mixture should be given
immediately and not stored for future use.
129. The ratio of immediate release methylphenidate to sustained-release methylphenidate in
METADATE CD is 30:70.
130.
FOCALIN XR is an extended release capsule.
131. The ratio of immediate release d-methylphenidate to delayed-release d-methylphenidate in
FOCALIN XR is 50:50. According to the FOCALIN XR prescribing information, FOCALIN XR
has the following plasma concentration profile:
Figure 1. Mean Demethyiphcnidale Plasma Conccntraion·Time
Proliles Alter Allmlnistratlon ol 1x20 mg Focalin XR (n=24) Capsules
and 2x10 mo Foealin Immediate-Release Tablets (n::25)
:::;
£:
Ci
.s
,;
c:
20
rn~ l
o Fo:aEn:i.> XR 20 mg
O Fo:a!:n::> IA 2 x 10
1S
0
u
17
·132. According to the prescribing information for FOCALIN XR, FOCALIN XR capsules be
may opened and its contents sprinkled on applesauce, and that the mixture of drug and applesauce
should be consumed immediately in its entirety and not stored for future use.
133.
The RITALIN LA prescribing information from the 60th Ed. PDR published in 2005.
134.
RITALIN LA is a capsule.
135. The ratio of immediate release methylphenidate to delayed-release methylphenidate m
RITALIN LA is 50:50.
136. According to the RITALIN LA prescribing information, RITALIN LA has the following
plasma concentration profile:
rigurc t. Mc:in ;>lo:imo conccn!rullon tirr.c-f'Jrofilc of
rNHhylphr.nid:i:c after n sir.glc c!osc of Ri!JlinH LA -~O m(l q.cl.
uno tlll;i,;lf:0 zu mg 9•vc11 tn tv10 jo:ics tour ncur!i .:ip:irt
J .. _., .•__ __:_
f·~· '\+i.-.A-~1h:~!e 1
r-~~;10-:
SD
;uiri r,tO')it
(:•1
r:h;;rr1t:1eoflf.1J1•ep.:.r..n1~tfr~
o1
m .. untrihd'iltbto:~ ~'.ter
a -:i1tu't'JI' fk,1e of fiit:u~. LJ\!!i- JnJ Rit.lli13 cl·JPn in t'•uo cfa-:.1;."<; d hntL""!; ,Jpar;
Formul;;t:on
Rlt:~!i
Or:'-l•
1t'.'r
eJ
n1!] ~
10
?I
O.~i
_
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•11 :. 4.l
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VJ={}.:!
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::::1.,t.11
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1)-1
10 . .! :_
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..
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~
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. r..: 11·
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: .. t.:.
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18
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fi -~ ·!_. I ·l
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i ·J.:: ~~·.0 ..1
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:; ... C•-•.::a.c
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; .• (~_J 2
13 7. The prescribing information for RITALIN LA states that RITALIN LA capsules may be
carefully opened and the beads sprinkled over a spoonful of applesauce, and that the mixture of
drug and applesauce should be consumed immediately in its entirety and not stored for future use.
138.
METHYLIN Oral Solution was approved by the FDA in 2002.
139. The 2006 revision of the METHYLIN Oral Solution label was publicly available in 2006.
Methylin® Oral Solution is discussed in the specification of the patents-in-suit.
140.
METHYLIN Oral Solution has the following plasma concentration profile:
'r:. t,ic .!,) .?
s U-tntn~'t 1 ~r Ut1f rlT.o.tfcrrnul t•b1.1r
(M~Dn
Ul?(f}
'.:Jo~tir fJ,H e
fSfl)I
141. Swanson, J.M., et al., "A Comparison of Once-Daily Extended-Release Methylphenidate
Formulations in Children With Attention- Deficit/Hyperactivity Disorder in the Laboratory School
(The Comacs Study)," Pediatrics, 113(3): 206-16 (2004) ("Swanson 2004") published in 2004.
19
142. Swanson reported a study comparing CONCERTA and METAD ATE CD and showed that
METADATE CD (with more immediate release component) provided better therapeutic results
soon after dosing, while CONCERTA (with more controlled release component) provided better
therapeutic results later in the day (up to 12 hours).
143. Chavez, B. et al., "An Update on Central Nervous System Stimulant Formulations in
Children and Adolescents with Attention-Deficit/Hyperactivity Disorder," The Annals of
Pharmacotherapy; 43: 1084-1095 (June 2009) ("Chavez") published in 2009.
144. Allen, L. et al., Ansel's Pharmaceutical Dosage Forms and Drug Delivery Systems
(Lippincott Williams & Wilkins, 8th ed. 2005) ("Ansel's") published in 2005.
145. U.S. Patent Application Publication No. 2007/0215511 ("Mehta") published on September
20, 2007. Mehta is cited on the face of each of the patents-in-suit.
146. International Application Publication No. WO 2008/064163 ("Chen") published on May
29, 2008. Chen is cited on the face of each of the patents-in-suit.
147. U.S. Patent Application No. 2003/0099711 ("Meadows") published on May 29, 2003.
Meadows is cited on the face of each of the patents-in-suit.
148. U.S. Patent No. 7,691,880 ("Herman") was filed October 7, 2004 and issued on April 6,
2010. Herman is cited on the face of each of the patents-in-suit.
149. Connors et al., Chemical Stability of Pharmaceuticals: A Handbook for Pharmacists (John
Wiley & Sons 2nd ed. 1986) published in 1986 ("Connors"). Connors is cited on the face of the
'649 and '083 patents.
150. Gonzalez et al., "Methylphenidate Bioavailability from Two Extended-Release
Formulations," Int'l J. Clin. Pharmacology & Therapeutics, 40(4):175-184 (2002) ("Gonzalez")
published in 2002.
·
151.
(; Gifpiuk;
--~
T.'11;1;:1
it.:llfll,,. .Jlit.T> ~~"'J lll'J~
fonm~~vi•r
i1R rnr;)
(_1
IU)lRfhl
Figura 1 Mclhylphenklato r)asma cancer.Ira fontirnc profiles follo\'11ng the adminis.tration of one 20
mg ca;;su!c and one 16 mg tablet Data reprc-scnt
the mean± SD, n = 35.
20
11
~
-~
"
lij
to
12
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24
2.;
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On
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Figure 2b.
Figure 2a, b. Mothylphcnf~n-~-~f~. 0 . .·:·:·R.Ma<;_~ n•.;:_.·. ·. J.'.,•·c1e,· •,
.• · · .c.=.~!JI~..; _; .; •. . ~ :l_: - - .... 0 ;.;; 9Q%
. . "' " .
.•
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' 11 Ph~fmtfocikinCtle'P3i'3riiritcfo \YOfC do!i.C!Mrm.-i1il:Cd to' lhO 'clips.Ulo'fO"itn'UIO.tiOn by ::1'f1:i"ClOrOf .1.11.
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on·
as·
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AUC.:.. (ng •_Wmll~., _32,9j (13.W), .... 18,81 ci.1.8) ___ 59.01:... :ss:63..62.6Q ...•:2o.86.!7.97l
es.so, .. :Si'.1s. 69,48, .
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(nglint):· ;·.
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~1-?_h·:
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53 ~
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54.27'·
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. 7.21
a.re»
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60.24
s6.S3, 64.19,.
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13.6" (S.7si
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9.71 (4:ni · · 1•6.70 · i38.36 ..155.55 · -- 10.n (5.23)
162.84· 153.58: 172.66 ·
1.13 (3:04) .... 1•s:o1' -- 13~_-.7; 159.37 .. : : 7.92 (3.38f · · ·154.29" 1s2:ss;·11s.oo:
'Pharmaccikioobc ,P3rar0ctcrc. \\·cue doi:(H'IOl-m:ilizod.lo !he C3p£:ulo- foffllulalion by a ractdr or,.1.11 ..
"Mean ratios were calcu'31ed ~ae.ed ~n. ~~st-.e.qua~.e~ means witfi 1he cijlsule ~o~_ulal!C!n. at: t~e reference •
. tel based on log-transformed dala converted.to original sca~c·and expressed as.·a percentage.
. .if'.'ol ~~~!i~~!~. ~
f.
,,.
152. Gonzalez states in part: "The plasma concentration-time profiles for the capsule
[METADATE CD] and tablet [CONCERTA] formulations exhibited biphasic characteristics,
regardless of dosage, consisting of a sharp initial increase followed by a second increase in MPH
plasma levels - resulting in two peak plasma concentrations (Cmax-1 and Cmax-2)."
153.
U.S. Patent No. 6,419,960 ("Krishnamurthy") issued on July 16, 2002.
154. Cascade, E. et al., "Short-acting versus Long-acting Medications for the Treatment of
ADHD," Psychiatry (Edgemont) 2008; 5(8):24-27 ("Cascade") published in 2008.
155. - Patrick 2005 published in 2005.
22
156. Patrick et al., "Evolution of Stimulants to Treat ADHD: Transdermal Methylphenidate,"
Hum. Psychopharmacology, 24(1): 1-17 (Jan. 2009) ("Patrick 2009") published in 2009.
157. U,.S. Patent No. 8,062,667 ("the '667 patent"), entitled "Modified Release Formulations
Containing Drug-Ion Exchange Resin Complexes," issued on November 22, 2011.
158. The '667 patent is cited on the face of each of the patents-in-suit. The '667 patent expires
on March 29, 2029.
·
159.
The named inventors on the '667 patent are Ketan Mehta and Yu-Hsing Tu, both of whom
are among the named inventors of the patents-in-suit. The '667 patent identifies Tris as the
assignee of the '667 patent, who is also identified as the assignee of the patents-in-suit.
160.
Claim 1 of the '667 patent states:
An aqueous pharmaceutical suspension composition
suitable for oral ingestion comprising:
(i) a particulate matrix comprising a particulate drug-ion exchange
resin complex and a water insoluble polymer or copolymer, or
hydrophilic polymer, said particulate matrix capable of passing
through a number 40 mesh screen,
said drug-ion exchange resin complex comprising a
pharmaceutically acceptable drug bound to a pharmaceutically
acceptable water insoluble ion exchange resin to form said drugion
exchange resin complex, said ion exchange resin being selected
from
(A) a sulfonated copolymer comprising styrene and
divinylbenzene, and
(B) a copolymer comprising styrene and divinylbenzene having
quaternary ammonium functional groups,
wherein said water insoluble polymer or copolymer, or hydrophilic
polymer is present in an amount of about 3% to about 30% by
weight, based on the weight of said drug-ion exchange resin
complex
(ii) a cured, high tensile strength, water permeable, water
insoluble, non-ionic polymeric diffusion barrier coating over said
particulate drug-ion exchange resin complex-water insoluble
polymer or copolymer, or hydrophilic polymer matrix defined in
(i), said cured barrier coating applied as an aqueous dispersion and
Comprising
(a) a polyvinylacetate polymer
(b) a stabilizer, and
(c) at least an amount of plasticizer effective to enhance the tensile
strength of said cured barrier coating, whereby said barrier coating
provides a modified release profile to said pharmaceutically
acceptable drug in said drug-ion exchange resin complex in said
23
matrix and
(iii) a pharmaceutically acceptable aqueous suspension base
wherein said particulate drug-ion exchange resin complex and said
water insoluble polymer or copolymer, or hydrophilic polymer
covered with said cured barrier coating as defined in (ii) is
suspended in said aqueous suspension base.
161.
Claim 6 of the '667 patent states:
The aqueous suspension composition according to claim
1, further comprising an orally ingestible drug bound to a
pharmaceutically acceptable, water insoluble ion exchange resin to
form an uncoated particulate drug-ion exchange resin complex,
said ion exchange resin in the uncoated complex being a sulfonated
copolymer comprising styrene and divinylbenzene, and wherein
said drug in said uncoated complex is either the same as or
different from the pharmaceutically acceptable drug in (i) and said
uncoated complex being of a size capable of passing through a
number 40 mesh screen.
162.
Claim 8 of the '667 patent states:
The aqueous suspension composition according to claim
6, wherein said drug in said uncoated drug-ion exchange resin
complex is the same as the pharmaceutically acceptable drug in (i).
163.
Claim 9 of the '667 patent states:
The aqueous suspension composition according to claim
8, wherein said drug in said uncoated drug-ion exchange resin
complex is a methylphenidate.
a. Procedural History
164. On October 15, 2014, Tris sued Actavis for infringement of the '765, '033 and '390 patents
(Civ. Action No. 14-1309).
165. On May 15, 2015, Tris sued Actavis for infringement of the '649 patent (Civ. Action No.
15-0393). The case was consolidated with Civil Action No. 14-1309.
166. On October 23, 2015 Tris sued Actavis for infringement of the '083 patent (Civ. Action
No. 15-0969). The case was consolidated with Civil Action No. 14-1309.
167. On January 8, 2016, the court issued an order construing the terms of the patents-in-suit.
(D.I. 95.) The court construed the term "single mean average plasma concentration peak" in
accordance with its plain and ordinary meaning.
24
168. The court held a bench trial on February 6 through February 10, 2017. Actavis argued that
Tris failed to meet its burden of proving infringement of the Single Peak claims. Actavis also
argued that all asserted claims are invalid as obvious under 35 U.S.C. § 103.
169. At the close of Tris' s prima facie case of infringement of the asserted patents, Actavis
moved pursuant to Federal Rule of Civil Procedure 52(c) for judgment of noninfringement on the
Single Peak claim limitations. At the close of Acta.vis's case on defense on infringement, Tris
moved pursuant to Federal Rule of Civil Procedure 52(c) for judgment of infringement. The court
reserved judgment on both motions.
III.
DISCUSSION AND CONCLUSIONS OF LAW
The court has subject matter jurisdiction over this matter pursuant to 28 U.S.C. §§ 1331
and 1338(a), 2201, and 2202. Venue is proper in this court under 28 U.S.C. §§ 1391(b) and (c),
and 1400(b). After having considered the entire record in this case, the substantial evidence in the
record, the parties' post-trial submissions, and the applicable law, the court concludes that all
asserted claims of the patents-in-suit are invalid. The court's reasoning follows.
A.
Obviousness2
Actavis challenges the validity of the asserted claims of the '765, '033, '390, '649, and
'083 patents, arguing that a POSA would have found it obvious in light of the prior art to synthesize
Qullivant XR® as an improved ADHD treatment.
At the outset, the parties agree that at the time of the invention, a POSA would have been
motivated to make an extended release liquid methylphenidate product with an early onset of
action and extended duration of effect. (D .I. 141
~
13 7.) Actavis therefore contends that a POSA
would have had both a motivation and more than a reasonable expectation of success in achieving
that goal. The court finds, for the reasons that follow, that Actavis has established by clear and
convincing evidence that the patents-in-suit are obvious.
2 The court acknowledges that Actavis asserted the affirmative defenses of non-infringement and
obviousness-type double patenting. Because the court has found all asserted claims of the patents-in-suit invalid as
obvious, it declines to address Actavis's other affirmative defenses.
25
(1)
The Legal Standard
35 U.S.C. § 103(a) provides that a patent may not be obtained "if the differences between
the subject matter sought to be patented and the prior art are such that the subject matter as a whole
would have been obvious to a person having ordinary skill in the art." Obviousness is a question
of law that is predicated on several factual inquires. See Richardson-Vicks v. Upjohn Co., 122
F.3d 1476, 1479 (Fed. Cir. 1997). The trier of fact is directed to assess four considerations: (1)
the scope and content of the prior art; (2) the level of ordinary skill in the art; (3) the differences
between the claimed subject matter and the prior art; and (4) secondary considerations of
nonobviousness, such as commercial success, long-felt but unsolved need, failure of others,
acquiescence of others in the industry that the patent is valid, and unexpected results. See Graham
v. John Deere Co., 383 U.S. 1, 17-18 (1966).
"A patent shall be presumed valid." 35 U.S.C. § 282. A party seeking to challenge the
validity of a patent based on obviousness must demonstrate by clear and convincing evidence3 that
the invention described in the patent would have been obvious to a person of ordinary skill in the
art at the time the invention was made. Importantly, in determining what would have been obvious
to one of ordinary skill in the art, the use of hindsight is not permitted. See KSR Int 'l Co. v.
Teleflex, Inc., 550 U.S. 398, 421 (2007) (cautioning the trier of fact against "the distortion caused
by hindsight bias" and "arguments reliant upon ex post reasoning" in determining obviousness).
In KSR, the Supreme Court rejected the rigid application of the principle that there should be an
explicit teaching, suggestion, or motivation in the prior art, the "TSM test," in order t9 find
obviousness.
See id. at 415.
The KSR Court acknowledged, however, the importance of
3
"Clear and convincing evidence is evidence that places in the fact finder an abiding conviction that the truth
of [the] factual contentions are highly probable." Alza Corp v. Andrx Pharms., LLC, 607 F. Supp. 2d 614, 631 (D.
Del. 2009) (internal quotations omitted) (quoting Colorado v. New Mexico, 467 U.S. 310, 316 (1984)).
26
identifying "a reason that would have prompted a person of ordinary skill in the relevant field to
combine the elements in the way the claimed new invention does." Id. at 418.
"Obviousness does not require absolute predictability of success," but rather, requires "a
reasonable expectation of success." See Medichem, S.A. ·v. Rolado, S.L., 437 F.3d 1157, 1165
(Fed. Cir. 2006) (quoting In re O'Farrell, 853 F.2d 894, 903-04 (Fed. Cir. 1988)). To this end,
obviousness "cannot be avoided simply by a showing of some degree of unpredictability in the art
so long as there was a reasonable probability of success." Pfizer, Inc. v. Apotex, Inc., 480 F.3d
1348, 1364 (Fed. Cir. 2007). Moreover, while the Federal Circuit has noted that pharmaceuticals
can be an "unpredictable art" to the extent that results may be unexpected, it also recognizes that,
per KSR, evidence of a "finite number of identified, predictable solutions" or alternatives "might
support an inference of obviousness." See Eisai Co. Ltd. v. Dr. Reddy's Labs. Ltd., 533 F.3d 1353,
1359 (Fed. Cir. 2008).
(2)
The Level of Ordinary Skill in the Art
A person of ordinary skill in the art ("POSA") with respect to the patents-in-suit would
have an advanced degree in pharmaceutical, chemical, or medical sciences (or the equivalent) and.
3 to 5 years working in the field(s) of pharmaceutical formulation and/or treatment of conditions
susceptible to treatment with methylphenidate.
A POSA would also rely as needed on
pharmacokineticists and clinicians who have at least 3 to 5 years' experience with ADHD and
would have the ability to understand work presented and published by
ph~macokineticists
and
clinicians regarding ADHD. 4
4
The court's definition is drawn from the testimony of Dr. James John McGough. (Tr. 663 :4-22.) While
Acta vis proposed a slightly different definition than that of Dr. McGough, all doctors testified that their opinions on
obviousness would not change, regardless of whose definition ofa POSA applied. (Tr. 361:3-14 (Straughn); Tr.
449:3-12 (Moreton); Tr. 663:23-664:1 (McGough); Tr. 835:13-18 (Jacobs).)
27
(3)
The Scope and Content of the Prior Art and Differences Between the
Claimed Subject Matter and the Prior Art
a. Aqueous MPH Formulation
Initially, the court analyzes whether the claimed Aqueous MPH formulation would have
been obvious. Actavis argues that the prior art taught how to make stable liquid methylphenidate
formulations having the pharmacokinetic characteristics and formulation details of the asserted
claims. Specifically, Actavis relies on the combination of the Mehta (JTX-40), Ansel's
(JTX~l 7),
and Connors (JTX-24) references. The Mehta reference discloses the use of ion exchange resin
technology to make extended release formulations, including aqueous suspensions. (JTX-40 ~~ 2,
26.) Mehta specifically identifies methylphenidate as an active ingredient that can be used with
the disclosed ion exchange resin technology. (D.I. 152 at 12.)
Actavis also contends that Mehta discloses the following formulation details in the asserted
claims: (1) formulation of ion exchange resin complexes in the form of a powder for reconstitution;
(2) immediate release and barrier-coated sustained release ion exchange resin complexes; (3)
specific barrier coatings including polyvinyl acetate with plasticizer; (4) the hydrophilic polymer
polyvinylpyrrolidone as a matrix forming polymer in an amount of 5% to 20% by weight; (5)
buffering agents; (6) poloxamer surfactants; (7) sweeteners; and (8) preservatives. (D.I. 152 at
12.) According to Actavis, Mehta also teaches that the disclosed ion exchange resin technology
can be tailored to provide "a pre-determined release profile of a drug from the drug-ion exchange
resin complex for up to about 24 hours." (JTX-40
~~
2, 26.) Based upon the teachings of Mehta,
Actavis argues a POSA would have understood that the technology could be used to make
formulations having early onset of action and prolonged effect. (D .I. 152 at 13.)
Furthermore, Actavis's expert, Dr. Moreton, explained that Ansel's would have taught a
POSA exactly how to avoid hydrolysis and formulate a stable extended release liquid
28
methylphenidateproduct. (JTX-17 at25, 69-70; Tr. 454:6-11, 462:12-463:3, 472:6-13 (Moreton).)
Dr. Moreton highlighted the following teaching from Ansel's: "certain drugs are chemically
unstable in solution but stable when suspended .... [T]he suspension ensures chemical stability
while permitting liquid therapy." (JTX-17 at 70.) Actavis further points to Dr. Jacobs', Tris's
expert, admission that a POSA would have known that ion exchange resin technology was a means
of making a stable liquid suspension. (Tr. 953:18-954:2 (Jacobs).)
In addition to the foregoing, Actavis relies on both the Ansel's and Connors prior art
references to support its position that MPH at the claimed pH would have been obvious. Actavis
asserts that Ansel's teaches the use of ion exchange resin technology to make extended-release
liquid formulations. (JTX-17 at 6, 59-60.) Actavis further contends that Ansel's discloses that by
using a mixture of coated and uncoated beads, release can be extended over 12 hours. (JTX-17 at
60.) Actavis further argues that Ansel's teaches specific methods of stabilizing drugs that, like
methylphenidate, are subject to hydrolysis. (D.I. 152 at 14.) Those methods include three that
appear as limitations in the asserted claims: use of a suspension; optimization of pH; and
formulation as dry powder for reconstitution. (JTX-17 at 25.)
Actavis notes that Ansel's teaches that "pH is a major determinant of the stability of a drug
prone to" hydrolysis. (JTX-17 at 25.) The Connors reference disclosed that the pH of optimal
stability for methylphenidate in an aqueous solution is 3 .5. (D .I. 152 at 2, 19 .) Actavis argues that
this is indisputably within the claimed pH range of about 3.5 to about 5.
(JTX~24
at 3; Tr. 453:1-
10, 540:22-541: 11) Under Federal Circuit law, since the prior art pH values overlap with the
claimed pH range, the claimed pH range is primafacie obvious. See Iron Grip Barbel Co., Inc. v.
USA Sports, Inc., 392 F.3d 1317, 1321-22 (Fed. Cir. 2004); In re Peterson, 315 F.3d at 1329 ("A
prima facie case of obviousness typically exists when the ranges of a claimed composition overlap
29
the ranges disclosed in the prior art.... [E]ven a slight overlap in range establishes a prima facie
case of obviousness.")
In contrast, Tris contends that Actavis' experts provided no evidence of motivation or
reasonable expectation that a POSA would have successfully designed a product with the first two
combinations (relating to formulation) in the '033 patent claim 10: (1) an aqueous MPH liquid
product5 and (2) with a pH of about 4 to about 4.5. 6 (D.I. 151at29.) Tris discusses three prior art
references in support of its conclusion that MPH aqueous liquid would not have been obvious: (1)
Connors; (2) Herman; and (3) Ansel's. According to Tris, Connors taught that MPH "undergoes
typical ester hydrolysis in aqueous solutions." (JTX-24 at 2.) The Herman reference used organic
(non-aqueous) solvents and confirmed that MPH is unstable in water, specifically teaching
"methylphenidate HCl has not been chemically stable in conventional liquid vehicles" and [a]
completely aqueous solvent system is not suitable for a methylphenidate HCl solution due to
problems with solubility and stability." (JTX-33 at 1:25-26, 2:16-18; Tr. 883:6-24 (Jacobs).)
Furthermore, Tris maintains that Ansel's taught to reduce or eliminate water for a drug that
undergoes hydrolysis. (JTX-17 at 25; Tr. 881 :9-25 (Jacobs).) Tris contends that Ansel's proposed
using liquids other than water, such as glycerin and propylene glycol. (Id.) With respect to pH,
Tris contends that the inventors discovered a pH range where the formulation of the asserted claims
has improved stability, resulting in unexpected results over the prior art disclosure of a pH of
"about" 3.5 and below. (D.I. 151at30-31.) Tris relies on Dr. Jacob's testimony which explained
that, given the many variables involved in formulating a product, a POSA would have relied on
5
The court notes that this component is also in all asserted '033, '390, and '649 patent claims; the '765 patent
claims 6, 13, 16, 18, 20, and 30 (aqueous MPH suspension); and '765 patent claim 25 and all '083 patent claims
(powder for reconstitution with water).
6
The court notes that this component is also in the '765 patent claim 20 (about 4 to about 4.5); '649 patent
claim 22 and all '083 patent claims (about 4.2); '649 patent claims 26, 33 (3.5 to 5); '765 patent claims 6, 13, 16, 18,
25, 30, and d'033 patent claim 4 (about 3.5 to about 5).
-I
30
the pH of maximum stability in the literature and not performed unnecessary experiments. (Tr.
957:14-958:13 (Jacobs).)
Despite Tris' arguments, for several reasons, the court is persuaded that there was a
motivation to combine the teachings of the prior art references to achieve the MPH formulation,
and that the skilled artisan would have had a reasonable expectation of success in doing so. The
court concludes that Dr. Moreton's opinion provides sound reasoning that supports his
determination that the asserted claims regarding MPH formulation are invalid for obviousness. 7
While Tris' expert, Dr. Jacobs, testified that Mehta disclosed the use of "numerous active
ingredients," there is no dispute that Mehta provides a specific example of how to prepare ion
exchange resins using methylphenidate, and contains claims directed to methylphenidate
formulations. (JTX-40 at 13 (Example 4); Tr. 488:9-21 (Moreton); Tr. 940:11-942:8 (Jacobs).)
Dr. Moreton's testimony does not suggest that Mehta, alone, solves the instability problem with
regard to MPH in water, but Actavis adduced credible evidence that a POSA would have also
looked to Ansel's for guidance.
The court recognizes that Dr. Moreton did not refute Herman, the MPH-specific prior art,
that expressly teaches MPH is unstable in water. (D.I. 151 at 29.) Nonetheless, a POSA would
not have ignored the express teachings in Ansel's that taught how to make stable aqueous
formulations with a drug like methylphenidate that is subject to hydrolysis. If "there are a finite
number of identified, predictable solutions, a person of ordinary skill has good reason to pursue
the known options within his or her technical grasp." KSR, 550 U.S. at 421.
The record
demonstrates that making suspensions, formulated as a dry powder for reconstitution and
7
In an attempt to undermine the credibility of Dr. Moreton, Tris points out his lack of experience with an
extended release suspension, ion exchange resins, and MPH. (D.I. 151 at 32.) The court is not persuaded for two
reasons: first, the court has accepted Dr. Moreton as a POSA and, second, his opinions are supported by the prior art.
31
optimizing pH, represented three of the five methods to avoid hydrolysis disclosed in the prior art.
(D.I. 152 at 22.) Unlike Dey, L.P. v. Teva Parenteral Medicines, Inc., 6 F. Supp. 3d 651, 677
(N.D.W. Va. 2014) where there was no evidence "that any combination of the prior art would
indicate that an aqueous formulation of [the active ingredient] with long-term stability was
possible," here, the prior art suggests specific methods to overcome the stability problem in
creating an MPH formulation.
The court agrees, as Actavis argues, that the disclosure in the prior art of overlapping pH
ranges would have provided sufficient motivation to optimize the pH, and it was not inventive to
do so. ·(D.I. 152 at 20.) "[T]he existence of overlapping or encompassing ranges shifts the burden
to the applicant to show that his invention would not have been obvious." In re Peterson, 315 F.3d
at 1330. In order to meet its burden, the patentee must establish "'that the [claimed] range is
critical, generally by showing that the claimed range achieves unexpected results relative to the
prior art range."' In re Peterson, 315 F.3d at 1330 (quoting In re Geisler, 116 F.3d 1465, 146970 (Fed. Cir. 1997)). The showing of unexpected results "must be commensurate in scope with
the claimed range." Id Although it had the burden to do so, Tris submitted no particularized
evidence demonstrating that the scope of the claimed pH range exhibits unexpected results over
the prior art disclosure of a pH of "about" 3.5. (D.I. 152 at 20.) In fact, Dr. Jacobs admitted that
the Connors reference tells formulators to "adjust their formulation to that pH," and that "there's
a higher likelihood of success if you used that 3.5." (Tr. 884:20- 885:16. (Jacobs).)
Moreover, the asserted claims that have a narrower pH range of "about 4 to about 4.5'',
despite being outside the prior art disclosures, are not nonobvious.
Applying the court's
construction of "about," however, "about 4" literally encompasses pH values as low as 3.6. Where
a claimed range abuts a prior art range, the claimed range is also prima facie obvious. In re
32
Peterson, 315 F.3d at 1329; see also In Re Woodruff, 919 F.2d 1575, 1578 (Fed. Cir. 1990) (finding
claimed range obvious where the prior art range abutted the claim range). As with the pH range
of 3.5 to 5, Tris cannot overcome the presumption that the narrower claimed pH range of 4 to 4.5
is obvious because it cannot meet its burden of showing that that specific range is critical. The
patents-in-suit make clear that "the product is most stable at pH between 3.5 and 5.0." (JTXl at
25.) Mr. Mehta and Dr. Jacobs both admitted that the claimed formulation is stable across the full
pH range of 3.5 to 5. (Tr. 116:19-117:4 (Mehta); 968:22-969:9, 970:15-971 :9, 971 :20-24
(Jacobs).) Thus, there is nothing critical about the narrower range of 4 to 4.5. See, e.g., Warner
Chilcott Co. v. Teva Pharmaceuticals USA, Inc., 89 F. Supp.3d 641, 655-56 (D.N.J. 2015)
(Hochberg, J.), aff'd, 642 F. App'x 996 (Fed. Cir. 2016) (claimed amount of excipient found not
critical where specification of patent disclosed that amounts of excipient outside the claimed
amount were also effective).
In sum, the court is not convinced that the asserted claims include pH range limitations that
are critical to the claimed suspension's stability. (D.I. 151at10.) Accordingly, the court concludes
that Actavis has shown by clear and convincing evidence that a POSA would have been motivated
to and have had a reasonable expectation of success combining MPH with water, at the claimed
pH, in an ion-exchange resin to achieve the claimed liquid MPH product.
b. Pharmacokinetic Features & Clinical Effects: Achieving 45 minute
onset and 12 hour effect despite MPH's short half-life
The court considers whether it would have been obvious to obtain the pharmacokinetic
features and clinical effects of Quillivant XR®. Actavis contends that, despite the number of peaks
being of little relevance to a POSA, the prior art disclosed Single Peak profiles with early onset of
action and long duration of effect. (D.I. 152 at 24.) Specifically, Actavis characterizes the
Scicinski reference, Daytrana, Concerta, and Metadate CD profiles as Single Peak. (Id.) Actavis
33
argues that the plasma profiles of the prior art extended methylphenidate products Daytrana,
Concerta, and Metadate CD as well as the Scicinski reference target profile would have suggested
to a POSA that a Single Peak profile could provide early onset of action and extended duration of
effect.
In response, Tris contends that the claimed PK features and clinical effects were not
obvious. Specifically, Tris asserts that Actavis did not show why a POSA would have a reasonable
expectation of success, be motivated, or have a reason to design a product with the clinical and PK
features in '033 patent claim 10, namely: (1) a single mean peak profile to .achieve a 45 minute
onset and 12 hour effect with oral MPH (also in '765 patent claim 20); (2) an early Tmax of about
4 to about 5.25 hours, to achieve a 12 hour effect with oral MPH (also in '765 patent claim 20); or
(3) the claimed ranges for Tmax and T112 (also in '765 patent claims 6, 13, 16, 18, 20 & 30, '033
patent claim 4, and '390 patent claims 15, 16, & 20).
Both at trial and in their post-trial briefings, the parties' obviousness arguments focus on
whether the 2nd generation MPH products illustrate single or bimodal peak profiles.
As a
preliminary matter, there is no dispute that Daytrana has a Single Peak plasma profile. (JTX-79 at
10-11; Tr. 290:11-291:10 (Staller); Tr. 758:23-759:10 (McGough).) Actavis' expert, Dr. Staller,
testified that Concerta' s plasma profile has also been described in some prior art references as
having a Single Peak. Dr. Staller observed that the PDR entry for Concerta lists its plasma profile
as having a single Cmax and a single T max, which would have indicated to a POSA that it has a
Single Peak. (Tr. 291: 11-293 :7 (Staller).) Similarly, Dr. Staller explained that the plasma profile
for Metadate CD that appears in the Gonzalez reference has a Single Peak. (JTX-32 at 6 Figure
2(a); Tr. 294:14-296:4 (Staller).)
34
In contrast, Tris argues that, after the failure of Ritalin-SR®, the second generation of
extended release solid oral MPH product-Concerta®, Metadate CD®, Ritalin® LA, and
Focalin®-were developed using two components, IR and ER, to provide two peak (bimodal)
profiles. (Tr. 851 :25-855:8, 867: 19-868:4 (Jacobs); Tr. 686: 17-687:4 (McGough).) In support of
its argument, Tris cites Drs. Staller and McGough's testimony, which indicated the failure of
Ritalin-SR® to achieve the desired sustained effect. (D.1. 151 at 12.) Dr. McGough explained
that the prior art showed that "acute tolerance" 8 or "tachyphylaxis" was one of the .reasons for the
deficiency of Ritalin-SR®. (Tr. 676:24-680:2, 682:12-685:11, 685:24-693:24 (McGough); JTX47 at 6; JTX-66 at 2; PTX-215 at 3.) Actavis' expert, Dr. Staller, agreed that "some of the experts
in the prior art were arguing about ... tachyphylaxis or other problems and they were arguing
against or away from a single peak." (Tr. 353: 18-20 (Staller).)
Tris also contends that the state of the art second generation oral MPH products used
bimodal profiles and delayed Truax to extend effect. (D.I. 151 at 13.) In support of this position,
Tris adduced evidence illustrating that second generation products were designed to mimic the
peaks and valleys of multiple IR dosing. (Tr. 674:7-8, 675:13-18, 692:20-693:25, 705:6-13,
687:11, 722:13-723:7, 769:10-24, 771:9-14 (McGough); JTX-66 at2; JTX-47 at 6.) The Gonzalez
reference disclosed: "[Concerta®] ... exhibited biphasic characteristics ... consisting of a sharp
initial increase followed by a second increase in MPH plasma levels-resulting in two peak plasma
concentrations (Cruax-1 and Cruax-2)." (JTX-32 at 5; Tr. 703:18-704:13 (McGough; Tr. 228:16230:6 (De Vane).) Tris also notes that Concerta achieves a 12 hour effect with a late Truax but does
not achieve a 45 minute onset. (Tr. 704:14-705:5, 735:2-5, 735:21-736:6 (McGough); JTX-23 at
8
Acute tolerance is the theory that as the day progress, higher blood levels are required to produce the same
therapeutic effects. (Tr. 677:12-678:10 (McGough).)
35
5-6.) Tris further points out that Actavis' expert, Dr. Straughn, agreed that the Tmax for Concerta
is later than the claimed range in the patents-in-suit. (Tr. 404:6-15, 394: 15-23 (Straughn).)
Similarly, Gonzalez explains the first peak/shoulder of the Metadate CD® curve was
understood to be a peak because it is followed by a second increasing phase: "[Metadate CD®] .
. . exhibited biphasic characteristics ... consisting of a sharp initial increase followed by a second
increase in MPH plasma levels-resulting in two peak plasma concentrations (Cmax-1 and Cmax2)." (JTX-32 at 5; Tr. 706:10-17 (McGough).) Tris argues that Metadate CD has an earlier Tmax
than Concerta (4.4-5 hours) but also has a significantly shorter duration of action of 6-8, not 12,
hours.
(Tr. 876:9-17, 877:12-15 (Jacobs); JTX-79 at 7, 24; JTX-38 at 7; Tr. 667:11-12
(McGough); Tr. 276:15-19 (Staller).)
Tris' and Actavis' experts agreed that Ritalin® LA's and Focalin® XR's profiles have two
peaks. (Tr. 707:14-708:15, 708:17-709:2 (McGough); Tr. 321:8-11, Tr. 321:24-25 (Staller); JTX48 at 3, JTX-31 at 4, 5.) Tris provided evidence to show that Ritalin LA has a relatively early T max
(5.5 hours) and achieves only 6-8 hours of effect. (Tr. 877:16-878:16 (Jacobs); JTX-48 at 3; Tr.
398:4-399:10 (Straughn).) Tris argues that the prior art taught the following: (1) the failure of the
single mean peak Ritalin-SR® product and the relative success of the two peak second generation
products at extending effect for MPH taught or led away from using a single mean peak profile to
achieve 45 minute onset and 12 hour effect; and (2) the art taught or led away from using an early
T max to provide 12 hours of effect. (D .I. 151 at 17.) Given the prior art, Tris contends that it would
have been unexpected that Tris' invention was able to provide 12 hour effect with an early T max.
(Tr. 761 :2-18, 762:6-8, 795: 10-11 (McGough).) While the court believes Tris' evidence regarding
the second generation products is persuasive, it is not dispositive on the obviousness inquiry.
36
Importantly, the Scicinski reference describes the purpose of its invention as providing an
oral dosage form of methylphenidate that has a long duration of action and rapid onset. (JTX-50
at 23-24 if 61.) A POSA would have undoubtedly considered Scicinski because its purpose aligns
with what the parties agreed that a POSA would have been motivated to do in the present case.
(D.I. 141if137; Tr. 284:4-17 (Staller).) Actavis' expert, Dr. Staller, testified that Scicinski Figure
7 discloses a target plasma profile for his methylphenidate product that has a Single Peak and a
12-hour duration of action. (JTX-50 at 7, Figure 7; Tr. 284:18-285:6 (Staller).) In the text of the
application, Scicinksi provides a description of what the target plasma profile looks like. (D.I. 152
at 15; Tr. 285:7-286:10 (Staller).) While Dr. McGough testified that a Single Peak profile would
have been nonobvious, he did not testify that there was any benefit to having a profile with one
peak instead of two. (D.I. 152 at 24.)
To counter, Tris' experts testified that the target profile in Scicinski is bimodal based on a
contention that Figure 7 is a "blend" of the Metadate CD and Concerta plasma profiles. (D.I. 151
at 18.) This theory is flawed, however, because both Drs. McGough and Jacobs conceded that
Scicinski does not expressly claim to be targeting a blend of products.
(Tr. 786:20-787:6
(McGough); Tr. 986:4-7 (Jacobs).) Instead, Scicinski describes the target profile as "improved"
and "novel and unique." (JTX-50 at 23; Tr. 787:15-788:7 (McGough).) In order to undermine the
weight of Scicinski, Tris further argues that Scicinski' s product is "hypothetical." In other words,
the product was never made and there is no data to support that the target profile could be achieved.
Actavis' expert, Dr. Straughn, testified, however, that POSAs would have used the well-known
technique of deconvolution to achieve a product that meets a target pharmacokinetic profile like
that in Scicinski Figure 7. (Tr. 383:3-383:3 (Straughn).) As Tris failed to adduce any compelling
37
evidence to persuade the court to discount prior art simply because it contains a prophetic example,
the court finds that Scicinski teaches toward a Single Peak.
Furthermore, ·Actavis provided evidence concerning the pharmacokinetic details of the
second generation products. First, Actavis notes that the AU Cs for Concerta and Ritalin LA, when
normalized to a 60 mg dose as in the Asserted Claims, are 139.3 ng-hr/ml and 137.4 ng-hr/ml,
respectively. (Tr. 372:7-20 (Straughn).) Dr. Straughn testified that these values fall within the
claimed AUC range (which, factoring in the construction of "about," is 102.6-198 ng-hr/ml).
(DTX-206 at 4-6; Tr. 371:9-15,373:3-5 (Straughn).) 9 Second, according to Dr. Straughn, the Cmax
values for a 60 mg dose of Concerta would be 12.3 ng/ml, and for Rtialin LA would be 15.9 ng/ml
and 18.6 ng/ml (Ritalin LA has two Cmax's). (Tr. 369:10-25, 372:7-16, 373:7-16 (Straughn).)
These values fall within the claimed Cmax range (which, factoring in the construction of "about,"
is 9.9-18.7 ng/mL). (DTX-206 at 4-6; Tr. 373:7-19, 374:7-18, 375:6-8 (Straughn).) Lastly, Dr.
Straughn explained that a POSA would not have targeted a specific T max or half-life, because those
parameters do not control the onset or duration of effect. (Tr. 380:18-25, 377:3-17 (Straughn).)
Rather, Actavis contends that a POSA would have expected the Tmax and half-life to be similar to
that of the existing extended-release methylphenidate products, which had T max ranging from 4.4
and 8 hours and half-life ranging from 3.3 to 6.8 hours. (Tr. 364:12-24, 378:19-380:17, 381:2-19,
381:24-382:2 (Straughn); JTX-38 at 7-8.) Actavis contends that these expected ranges overlap
with the claimed ranges, which for Tmax is 3.6-5.78 hours and for half-life is 4.5-7.7 hours
(factoring in the construction of "about" for both). (DTX-206 at 4-6; Tr. 381 :2-23 (Straughn).)
9
Given the undisputed fact that methylphenidate HCI exhibits dose-proportionality and therefore linear
pharmacokinetics, AUC and Cmax values for both Concerta (18 mg) and Ritalin LA (20 mg) can be normalized to an
equivalent 60 mg dose by multiplying each value by the appropriate ratio. (Tr. 371:23-372:20, 373:7-16 (Straughn).)
38
Finally, although Tris' expert, Dr. McGough, testified that a POSA would not have
expected a formulation with a single peak to achieve both early onset and extended duration of
action, he admitted that he would "defer completely to a formulator in terms of what sort of curve
could be achieved." (Tr. 794:9-19, 795:15-23 (McGough).) As a result, the court finds the
testimony of Actavis' formulator is more compelling. Accepting as credible Dr. Moreton's
testimony that a formulator would have had no trouble achieving early onset of action and extended
duration of effect with a Single Peak profile as of the priority date.,(Tr. 507:25-509: 10 (Moreton)),
the court finds Tris' arguments unpersuasive. Tris' nonobvious argument hinges primarily on the
plasma profile and fails to sufficiently weigh the pharmacokinetic details that would have been
known to skilled artisans or the prior art teachings that disclosed how to optimize an MPH
product. 10
Actavis asserts, that a POSA would have routinely optimized the ratio of IR to ER
components. (D.I. 152 at 28.) This assertion is notable. First, Mehta taught that ion exchange
resin formulations could contain "any suitable ratio" of uncoated and coated ion exchange
complexes. (JTX-40 at 9; Tr. 490-25:491 :20 (Moreton).) As Dr. Moreton explained, and Dr.
Jacobs agreed, the uncoated complexes provide immediate release of the drug, while the coated
complexes provide extended release. (Tr. 491 :8-16, 496:2-8 (Moreton); Tr. 945:3-13 (Jacobs).)
Actavis argues a POSA would have understood that a formulation incorporating both an uncoated
immediate release portion and a coated sustained release portion would be a way to achieve the
target formulation in this case. (D.I. 152 at 28.) The court agrees.
10
The court acknowledges that the inventors themselves testified that they were not concerned with the
number of peaks in Qullivant's plasma profile. In fact, Mr. Mehta testified, "when we were developing, our goal
was really to have faster and rapid onset of action and a long duration." (Tr. 72: 17-22 (Mehta).) Dr. Tu similarly
testified that when he started the project there was no pharmacokinetic profile he was trying to achieve, and he did
not set out to avoid a bimodal release profile. (Tr. 431: 17-23 (Tu).)
39
In addition to Mehta, Dr. Moreton testified that a POSA would have looked to
commercially available formulations as a starting point to determine an appropriate ratio. (Tr.
501 :3-11 (Moreton).) As of July 10, 2010, there were four commercially available two-component
methylphenidate
formula~ions:
500:23-503-5 (Moreton).
Concerta, Metadate CD, Ritalin LA, and Focalin XR. See Tr.
As noted above, it is undisputed that Concerta and Metadate CD
contained an immediate release component and a sustained release 11 component in 22:78 and 30:70
rations, respectively. (D.I. 141
if 165, 169.)
It is also undisputed that Ritalin LA and Focalin XR
contained an immediate release component and a delayed release 12 component, both in 50:50
ratios. (Id
if 171, 175.) According to Actavis, a POSA would have focused on the ratios of
Concerta and Metadate CD, which had plasma profiles close to the desired target. (D.I. 152 at 29.)
Dr. Moreton explained that a POSA would have tested a ratio at or near those prior art ratios and
optimized the formulation to achieve the desired profile. See Tr. 507:25-508:10, 508:14-20
(Moreton).)
Tris' expert, Dr. Jacobs, claimed that Dr. Moreton ignored Ritalin LA and Focalin XR as
a result of hindsight bias. (Tr. 951:10-952:20 (Jacobs).) To the contrary, this does not appear to
be a case of Monday-morning quarterbacking. Dr. Moreton credibly explained that a POSA would
have declined to use the 50:50 ratios in those products because they resulted in a two-peak plasma
profile having the peaks and valleys that a POSA would have wanted to avoid. (Tr. 504:2-10
(Moreton).) The asserted claims are directed to ratios of about 10:90 to about 30:30, see DTX206, which overlap with the prior art Concerta and Metadate CD ratios. 13 This further supports
11
"Sustained release" in this context refers to a component that begins release upon administration, but that
has a slow release of drug over time. (Tr. 501 :25-502:5 (Moreton).)
12
"Delayed release" in this context refers to a component that does not release any drug until a specified time
or location in the gastrointestinal tract. Once that time has passed or location is reached, the delayed release component
releases all of its drug, as if it were an immediate release component. (Tr. 502: 11-18 (Moreton).)
13
The court finds that even the narrowest claimed ratio of "about 20%" immediate release overlaps with the
Concerta ratio, given the 10% variance in the term "about." See DTX-206 at 14; D.I. 78 at 4.
40
the conclusion that the asserted claims are primafacie obvious. See Iron Grip, 392 F.3d at 132122.
For the reasons stated above, the court concludes that a POSA in 2010 would have had a
reasonable expectation of success that, by combining the teachings and disclosures known in the
prior art, the claimed liquid MPH product was possible.
(4)
Secondary Considerations
Once a prima facie case of obviousness has been established, the burden then shifts to the
applicant to present evidence of secondary considerations of nonobviousness to overcome the
primafacie showing. See, e.g., In re Huang, 100 F.3d 135, 139 (Fed.Cir.1996). The Supreme
Court has made clear that secondary considerations can include, among other things, evidence of
commercial success, long-felt but unsolved needs, and/or the failure of others. See Graham, 383
U.S. at 17-18, 86 S.Ct. 684.
A plaintiff may also rebut an obviousness contention by
demonstrating that there were unexpected results created by the claimed invention, unexpected
properties of the claimed invention, licenses showing industry respect for the invention, and/or
s_kepticism of skilled artisans before the invention.
See Jn re Rouffet, 149 F.3d 1350, 1355
(Fed.Cir.1998).
"Although secondary considerations must be taken into account, they do not necessarily
control the obviousness conclusion." Pfizer, 480 F.3d at 1372. Moreover, "[a] nexus between the
merits of the claimed invention and evidence of secondary considerations is required in order for
the evidence to be given substantial weight in an obviousness decision." Muniauction, Inc. v.
Thomson Corp., 532 F.3d 1318, 1327 (Fed.Cir.2008) (alteration in original) (quoting Ruiz v. A.B.
Chance Co., 234 F.3d 654, 668 (Fed.Cir.2000)). In other words, the secondary considerations,
must be commensurate in scope-"coextensive"-with the claimed features of the invention. Id;
41
see also MeadWestVaco Corp. v. Rexam Beauty & Closures, Inc., 731 F.3d 1258, 1264-65 ·
(Fed.Cir.2013).
Here, Tris argues that, even should the court determine that Actavis established a prima
facie case on the issue of obviousness, the secondary consideration of unexpected properties, longfelt but unmet need, commercial success, and copying effectively rebut the showing. (D.I. 151 at
39.); see Ortho-McNeil Pharm., Inc. v. Mylan Labs, Inc., 520 F.3d 1358, 1365 (Fed. Cir. 2008).
The court will address each secondary consideration in tum.
i.
Unexpected Properties
Unexpected results may be demonstrated by showing "that the claimed invention exhibits
some superior property or advantage that a person of ordinary skill in the relevant art would have
found surprising or unexpected." Procter & Gamble Co. v. Teva Pharm. USA, Inc., 566 F.3d 989,
994 (Fed.Cir.2009). This comparison is made to the closest prior art. Kao Corp v. Unilever US.
Inc., 441 F.3d 963, 970 (Fed. Cir. 2006). Tris adduced evidence that its invention unexpectedly
provided: (1) stability for MPH in water; (2) optimal stability at a pH of about 4.2 and about 4 to
about 4.5; (3) both a 45 minute onset and 12 hour effect with a single mean peak profile; (4) a 12
hour effect with an early Tmax of about 4 to about 5.25 hours; and (5) more rapid and complete
absorption when taken with food compared with the fasted state. (D.I. 151- at 24.) Neither Dr.
Jacobs nor Dr. McGough offered an opinion comparing the claimed invention to the closest prior
art. In fact, Dr. Jacobs testified that he had no opinion as to what the closest prior art is. (Tr.
973:16-973:5 (Jacobs).) Absent the proper comparison to the closest prior art, their opinions are,
as a matter of law, irrelevant to the issue of unexpected results.
Even if the court considers Tris' arguments, the evidence on the record militates against a
finding that the claimed MPH liquid formulation exhibited unexpected properties. Particularly,
42
Actavis established that the claimed pH range overlaps with the pH values identified in the prior
art as being most stable. (JTX-24 at 2; Tr. 453:1-10 (Moreton).) The record evinces no dispute
that Ansel's taught a POSA how to make stable aqueous formulatiqns with drugs like
methylphenidate in aqueous formulations, including optimizing pH. (Tr. 462: 12-463 :3 (Moreton);
Tr. 936:4-18, 937:9-12, 952:21-954:2, 992:18-993:11 (Jacobs).)
With respect to the claimed Single Peak limitation, the prior art Scicinski reference, the
Daytrana, Concerta, and Metadate CD products would have provided the expectation that a Single
Peak plasma profile could provide for rapid onset and extended duration of action. (Tr. 283: 1421, 290:4-10 (Staller).) As to the purported "beneficial food effect" when taken with food, first
the Quillivant label itself provides pharmacokinetic information on the effect of food, and reveals
that Quillivant has "no clinically relevant food effect."
(DTX-33 at 13; Tr. 749:16-750:20
(McGough).) Second, while Dr. McGough testified at trial that Quillivant has a "beneficial food
effect," he stated the exact opposite in his expert report: "Quillivant demonstrates a lack of any
clinically significant food effect." (Tr. 748:6-749: 15 (McGough).) Third, Dr. McGough testified
that he has not prescribed Quillivant because of this purported "beneficial food effect." (Tr.
750:17-20 (McGough).) The court therefore concludes that there is no credible evidence of
unexpected properties to overcome a finding of obviousness.
ii.
Long-felt Need
The court finds that the evidence on the record does the support a finding that the claimed
MPH product serves a long felt but unmet need. Although methylphenidate was first used in 1955,
the mere passage of time is insufficient to establish a long felt need. See In re Kahn, 441 F.3d 977,
990-91 (Fed. Cir. 2006) ("This is because '[a]bsent a showing of long-felt need or the failure of
others, the mere passage of time without the claimed invention is not evidence of
43
nonobviousness."' (citing Iron Grip Barbell Co., 392 F.3d at 1325)). The evidence Tris presented
at trial is also unavailing. Dr. McGough's expert report, where he stated that Metadate CD, Ritalin
LA, and Concerta had already achieved the goal of once daily dosing, undermines his contention
that Quillivant was the first to achieve effective once daily dosing. (Tr. 734:9-17 (McGough).) In
addition, the prior art disclosed, and Dr. McGough conceded, that the second generation products
have onset of action in as early as 30 minutes. (JTX-19 at 2; Tr. 741:22-742:6 (McGough).) Dr.
McGough further testified that there was a long-felt need for a drug for children who had trouble
swallowing based on the "significant drawbacks" of the patch product Daytrana. (Tr. 776:5-7
(McGough).) This contention is undermined by Dr. McGough's own writings where in the book
he authored entitled "ADHD," the doctor writes that Daytrana is a product that is "particularly
useful when swallowing is difficult." (PTX-286A at 86; Tr. 776:18-777:18 (McGough).)
iii.
Commercial Success
Tris claims that Quillivant is a commercial success. Company founder and CEO Ketan
Mehta testified the product totaled $180 million in sales and 600,000 prescriptions in 2016. (Tr.
86:23-87:10 (Mehta).) Mehta testified that Pfizer purchased NextWave (the company to whom
Tris licensed the product) for $290 million and potential additional milestone payments. (Tr.
86: 13-17 (Mehta).) He also testified that the price was attributable to Qullivant XR® because it
was the only approved product at the time. (Tr. 86:19-22 (Mehta).) Commercial success is only
relevant to the nonobvious inquiry if there is a nexus between the success and the asserted claims
of the patent-in-suit. Even if this constitutes some evidence of nexus, "evidence related solely to
the number of units sold," which Mr. Mehta provided, constitutes a "very weak showing of
commercial success." In re Huang, 100 F.3d 135, 140 (Fed. Cir. 1996). "[T]he more probative
evidence of commercial success relates to whether the sales represent a substantial quantity in the
44
market." Jn re Applied Materials, Inc., 692 F.3d 1289, 1300 (Fed. Cir. 2012) (internal quotations
omitted).
Tris has provided at best evidence of a modest level of commercial success for
Quillivant.
iv.
Copying
Tris established that Actavis's documents acknowledge that Actavis copied claimed
formulation features not required to be identical for FDA approval, including excipients and pH.
(D.I. 151 at 25; Tr. 928:15-19 (Jacobs).) "A showing of copying is only equivocal evidence of
nonobviousness in the absence of more compelling objective indicia of other secondary
considerations." Ecolochem, Inc. v. S. California Edison Co., 227 F.3d 1361, 1380 (Fed. Cir.
2000). Further, "demonstration that a defendant has copied a patented invention is not compelling
evidence of nonobviousness in the Hatch-Waxman context due to the unique nature of the ANDA
process." Allergan, Inc. v. Watson Labs., Inc.-Florida, 869 F.Supp.2d 456, 485 (D. Del. 2012).
Therefore, the court does not find copying to be strong objective evidence of nonobviousness in
this case. Tris has failed to rebut Actavis's primafacie case of obviousness.
IV.
CONCLUSION
For the reasons stated above, the court concludes that the asserted claims of the patent-in-
suit are invalid as obvious under 35 U.S.C. § 103.
Dated: September
j__, 2017
45
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