Smith v. State of Delaware et al
MEMORANDUM OPINION. Signed by Judge Richard G. Andrews on 1/26/15. (mas, )
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
FREDERICK W. SMITH, JR.,
Civil Action No. 14-1340-RGA
THE STATE OF DELAWARE, et al.,
Frederick W. Smith, Jr., James T. Vaughn Correctional Center, Smyrna, Delaware.
Pro Se Plaintiff.
Plaintiff Frederick W. Smith, Jr., an inmate at the James T. Vaughn Correctional
Center, Smyrna, Delaware filed this action pursuant to 42 U.S.C. § 1983. He appears
prose and has been granted leave to proceed in forma pauperis. (D.I. 5). The Court
proceeds to review and screen the complaint pursuant to 28 U.S.C. § 1915(e)(2) and
In November 1993, a Delaware Superior Court jury convicted Smith of two
counts of unlawful sexual intercourse in the second degree and single counts of
unlawful sexual penetration in the third degree and assault in the third degree. See In
re Smith, 93 A.3d 655 (table) (Del. 2014). The convictions were confirmed on direct
appeal. Id. Since then, Smith has filed numerous unsuccessful motions and petitions
seeking state postconviction, state habeas, and federal habeas relief. On September
10, 2009, the Delaware Supreme Court concluded that "Smith's excessive and
repetitious filings constitute[d] an abuse of process of th[e] Court" and "enjoined [him]
from filing any future claims in th[e Delaware Supreme] Court concerning his 1993
convictions without first seeking leave of court." Id.
Smith alleges that Defendant State of Delaware is in violation of Superior Court
Criminal rules, making his conviction wrongful. He states that he is mentally ill, having
been diagnosed as schizophrenic for 21 years and having spent a few months at the
Delaware Psychiatric Center in 2004. Smith alleges that he is not receiving psychiatric
care and treatment. Smith seeks declaratory relief, nominal damages, and asks to be
phased out of the prison system due to his mental illness.
A federal court may properly dismiss an action sua sponte under the screening
provisions of 28 U.S.C. § 1915(e)(2)(B) and§ 1915A(b) if "the action is frivolous or
malicious, fails to state a claim upon which relief may be granted, or seeks monetary
relief from a defendant who is immune from such relief." Ball v. Famiglio, 726 F.3d 448,
452 (3d Cir. 2013); see also 28 U.S.C. § 1915(e)(2) (in forma pauperis actions); 28
U.S.C. § 1915A (actions in which prisoner seeks redress from a governmental
defendant); 42 U.S.C. § 1997e (prisoner actions brought with respect to prison
conditions). The Court must accept all factual allegations in a complaint as true and
take them in the light most favorable to a pro se plaintiff. See Phillips v. County of
Allegheny, 515 F.3d 224, 229 (3d Cir. 2008); Erickson v. Pardus, 551 U.S. 89, 93
(2007). Because Smith proceeds prose, his pleading is liberally construed and his
Complaint, "however inartfully pleaded, must be held to less stringent standards than
formal pleadings drafted by lawyers." Id. at 94 (citations omitted).
An action is frivolous if it "lacks an arguable basis either in law or in fact."
Neitzke v. Williams, 490 U.S. 319, 325 (1989). Under 28 U.S.C. § 1915(e)(2)(B)(i) and
§ 1915A(b)(1 ), a court may dismiss a complaint as frivolous if it is "based on an
indisputably meritless legal theory" or a "clearly baseless" or "fantastic or delusional"
factual scenario. Neitzke, 490 U.S. at 327-28; Wilson v. Rackmill, 878 F.2d 772, 774
(3d Cir. 1989); see, e.g., Deutsch v. United States, 67 F.3d 1080, 1091-92 (3d Cir.
1995) (holding frivolous a suit alleging that prison officials took an inmate's pen and
refused to give it back).
The legal standard for dismissing a complaint for failure to state a claim pursuant
to§ 1915(e)(2)(B)(ii) and§ 1915A(b)(1) is identical to the legal standard used when
ruling on Rule 12(b)(6) motions. See Tourscher v. McCullough, 184 F.3d 236, 240 (3d
Cir. 1999). However, before dismissing a complaint or claims for failure to state a claim
upon which relief may be granted pursuant to the screening provisions of 28 U.S.C. §§
1915 and 1915A, the Court must grant Smith leave to amend his complaint unless
amendment would be inequitable or futile. See Grayson v. Mayview State Hosp., 293
F.3d 103, 114 (3d Cir. 2002).
A complaint may be dismissed only if, accepting the well-pleaded allegations in
the complaint as true and viewing them in the light most favorable to the plaintiff, a court
concludes that those allegations "could not raise a claim of entitlement to relief." Bell
At/. Corp. v. Twombly, 550 U.S. 544, 558 (2007). Though "detailed factual allegations"
are not required, a complaint must do more than simply provide "labels and
conclusions" or "a formulaic recitation of the elements of a cause of action." Davis v.
Abington Mem'I Hosp., 765 F.3d 236, 241 (3d Cir. 2014) (quoting Twombly, 550 U.S. at
555). In addition, a complaint must contain sufficient factual matter, accepted as true, to
state a claim to relief that is plausible on its face. See Williams v. BASF Catalysts LLC,
765 F.3d 306, 315 (3d Cir. 2014).
To determine whether a complaint meets the pleading standard as set forth in
Twombly and Iqbal, the Court must: (1) outline the elements a plaintiff must plead to a
state a claim for relief; (2) peel away those allegations that are no more than
conclusions and thus not entitled to the assumption of truth; and (3) look for well-pied
factual allegations, assume their veracity, and then "determine whether they plausibly
give rise to an entitlement to relief." Bistrian v. Levi, 696 F.3d 352, 365 (3d Cir. 2012)
(internal citations omitted). The last step is "a context-specific task that requires the
reviewing court to draw on its judicial experience and common sense." Ashcroft v.
Iqbal, 556 U.S. 662, 679 (2009).
To the extent that Smith attempts to challenge his conviction and/or sentence, his
sole federal remedy for challenging the fact or duration of his confinement is by way of
habeas corpus. Preiser v. Rodriguez, 411 U.S. 475 (1973); see also Torrence v.
Thompson, 435 F. App'x 56 (3d Cir. 2011 ). A plaintiff cannot recover under§ 1983 for
alleged wrongful incarceration unless he proves that the conviction or sentence has
been reversed on direct appeal, expunged by executive order, declared invalid by a
state tribunal authorized to make such determination, or called into question by a
federal court's issuance of a writ of habeas corpus. See Heck v. Humphrey, 512 U.S.
477, 487 (1994). Here, Smith has not alleged or proven that his conviction or sentence
was reversed or invalidated as provided by Heck. In fact, Smith has been so
unsuccessful, the State Court has enjoined him from filing future claims concerning his
conviction without first seeking leave of court. See In re Smith, 93 A.3d 655. To the
extent Smith seeks damages for his current incarceration, his claim rests on an
"inarguable legal conclusion" and is frivolous. Neitzke, 490 U.S. at 326.
Further, all defendants are immune from suit. The State of Delaware has
immunity by reason of the Eleventh Amendment to the United States Constitution. See
Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 54 (1996); Pennhurst State Sch. & Hosp.
v. Halderman, 465 U.S. 89 (1984); Edelman v. Jordan, 415 U.S. 651 (1974). The New
Castle County Superior Court Presiding Judge has judicial immunity. Capogrosso v.
The Supreme Court of New Jersey, 588 F.3d 180 (3d Cir. 2009); Azubuko v. Royal, 443
F.3d 302, 303 (3d Cir. 2006). Finally, the Delaware Attorney General has prosecutorial
immunity. See Odd v. Malone, 538 F.3d 202, 208 (3d Cir. 2008); Imbler v. Pachtman,
424 U.S. 409, 410 (1976).
For the above reasons, the Complaint will be dismissed as frivolous pursuant to
28 U.S.C. § 1915(e)(2)(B)(i) and§ 1915A(b)(1). The Court finds that amendment is
An appropriate order will be entered.
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