Anderson v. Delaware State University et al
Filing
16
MEMORANDUM OPINION re 10 motion to dismiss. Signed by Judge Leonard P. Stark on 9/18/17. (ntl)
IN THE UNITED STATES DISTRICT COURT
· FOR THE DISTRICT OF DELAWARE
. TREY ANDERSON,
·Plaintiff,
v.
C.A. No. 16-479-LPS
DELAWARE STATE UNIVERSITY and
SONJA JACKSON-McCOY,
Defendants.
·Daniel C. Herr, LAW OFFICE OF DANIEL C. HERR LLC, Wilmington, DE
Attorney for Plaintiff.
James D. Taylor, Jr., Gerard M. Clodomir, SAUL EWING LLP, Wilmington, DE.
Attorneys for Defendants Delaware State University and Sonja Jackson-McCoy.
MEMORANDUM OPINION
September 18, 2017
Wilmington, Delaware
r
S~sE:/l::~_/
Pending before the Court are Defendants' partial° motions to dismiss filed in response to.
·Plaintiffs.Complaint and.First Amended Complaint. (D.I. 7, 10) Defendants' first motion (D.I. ·
7) will be denie.d 'as moot. Their. second motion seeks dismissal of Counts I.and II of Plaintiffs
Amended Complaint for failure to state a claim upon which relief may be granted. (D .I. 10). For
the following reasons, the Court will grant Defendants' partial motion to dismiss Plaintiffs
amended complaint (DJ. 10).
I.
BACKGROUND
In August of2015, Plaintiff Trey Anderson ("Plaintiff') met with Sonja Jackson-McCoy
("McCoy"), the Senior Associate Athletic Director for Academic Services at Delaware State
University ("DSU"), to discuss DSU' s Masters in Sports Administration and Graduate Assistant
Program (the "Program"). (D.I. 9 at, 7) McCoy extended an offer of enrollment to Plaintiff in
·the one""year, four-semester Program, which includes a fall, spring, and two summer semesters.
(D.I. 9 at,, 10-11) McCoy also offered Plaintifffinancial aid.from DSU to cover Plaintiffs·
tuition, housing, and incidental expenses like textbooks for the duration of the Program.· (D.I. 9
at, 8) Additionally, McCoy offered Plaintiff employment as a Graduate Assistant within DSU
Academic Services for the duration of the Program. (D .I. 9 at , 9) Plaintiff accepted McCoy's ·
offer, moved to Delaware, and began studying and working as a Graduate·Assistant in the fall
semester of2015. (D.I. 9 at, 13)
. During the spring semester of 2016, DSU informed Plaintiff that it would not be paying
for Plaintiffs summer 2016 tuition and.textbook expenses (the "Financial Aid"). (D.L9 at, 15)
Plaintiff remained enrolled inthe Program, but DSU did not pay the Financial Aid. (D.1. 9 if 18)
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At no point did DSUpr~vide:Plaintiffa hea~ing·or other "legitimate qpportllnity';·to.opposejts .
. revocation of Financial Aid.· (D.I. 9 at if 19) On ·March 22, 2015, McCoy terminated ~laintiff
· from his position as a Graduate Assistant at DSU. (D.I. 9 at if 30) Plaintiff received no notice of,
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explanation for, ~r 9pportUnity to oppose his termination. (D .I. 9 at if 31)
On June 23, 2016, Plaintiff filed this suit against DSU and McCoy (collectively,
"Defendants"). (D.I. 1) Defendants filed their first partial motion to dismiss on September 9,
2016. (D.I. 7) In response, Plaintiff timely filed a First Amended Complaint (the "Amended
Complaint") on September 13, 2016. (D.I. 9; see Fed. R. Civ. P. 15(a)(l)(B) (permitting party to
"amend its pleading once as a matter of course within ... 21 days after service of a motion under
Rule 12(b)")) Count I of Plaintiffs Amended Complaint alleges that McCoy, in her individual
and official capacities, violated 42 U.S.C. § 1983 by causing DSU to discontinue Plaintiffs
Financial Aid without due process. (DJ. 9 at ifif 33-42) Count II alleges that McCoy, in her
individual capacity only, violated 42 U.S.C. § 1983 by terminating Plaintiffs employment with
DSU as a Graduate Assista~t without due process. (D .I. 9 .at ifif 44-4 7) . Defendants moved to
dismiss both counts. (D.I. 10)
III.
LEGAL STANDARDS
Evaluating a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) requires
the Court to accept as true all material allegations of the complaint. See Spruill v. Gillis, 372
F.3d 218, 223 (3d Cir. 2004). "The issue is not whether a plaintiff will ultimately prevail but
whether the claimant is entitled to offer evidence to support the claims." In re Burlington Coat
Factory Sec. Litig., 114 F.3d 1410, 1420 (3d Cir. 1997) (internal quotation marks omitted).
Thus, the Court may grant such a motion-to dismiss only if, after "accepting all well-pleaded .
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allegations inthe complaint as true, and viewing them in the light most favorable to plaintiff, . ·
plaintiff is not entitled to relief." Maio v.Aetna, Inc., 221 F.3d 472, 481-82 (3d Cir. 2000)
(internal quotation marks omitted).
However, "[t]o survive a motion to dismiss, a civil plaintiff must allege facts that 'raise a
right to relief above the speculative level on the assumption that the allegations in the complaint
are true (even if doubtful in fact)."' Victaulic Co. v. Tieman, 499 F .3d 227, 234 (3d Cir. 2007)
(quoting Bell At!. Corp. v. Twombly, 550 U.S. 544, 555 (2007)). A claim is facially plausible
"when the plaintiff pleads factual content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged." Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009). At bottom, "[t]he complaint must state enough facts to raise a reasonable expectation
that discovery will reveal evidence of [each] necessary element" of a plaintiffs claim. Wilkerson
v. New.Media Tech. Charter Sch. Inc., 522 F.3d 315, 321 (3d Cir. 2008) (internal quotation
marks omitted).
The Court is not obligated to accept as true "bald assertions," Morse v. Lower Merion
Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997) (internal quotation marks omitted), "unsupported
conclusions and unwarranted inferences," Schuylkill Energy Res., Inc. v. Pa. Power & Light Co.,
113 F.3d 405, 417 (3d Cir. 1997), or allegations that are "self-evidently false," Nami v. Fauver,
82 F.3d 63, 69 (3d Cir. 1996).
IV.
DISCUSSION
Plaintiff alleges that McCoy, and, at her direction, DSU, deprived Plaintiff of two
protected property interests - Plaintiffs continued receipt of Financial Aid and continued
employment with DSU as a Graduate Assistant - without due process.
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The Fourteenth Amendmentprohibits deprivations ".of lif~, liberty, of property, without
due process oflaw." U.S. Const. _amend. XIV, §- 1. When a plaintiff sues under 42 U.S.C. §
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· 1983 based on a state actor's alleged failure to provide procedural due process, courts engage in a
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two-step analysis. See Alvin v.-Suzuki, 227 F.3d 107, 116 (3d Cir. 2000). First, courts must
determine "whether the asserted individual interests are encompassed within the [F]ourteenth
[A]mendment's protection oflife, liberty, or property." Id. (internal quotatfon marks omitted). If
so, courts ask "whether the procedures available provided the plaintiff with due process of law."
Id.:
Property interests are not created by the Constitution. See Bd. ofRegents ofState
Colleges v. Roth, 408 U.S. 564, 577 (1972). Rather, "[t]he plaintiff must demonstrate
entitlement to a·property interest created expressly by state statute or regulation or arising from
government policy or a mutually explicit understanding between [the parties]." Carter. v. City of
Phila., 989 F.2d 117, 120 (3d Cir. 1993).
Plaintiff does not contend that his pr~perty interests arise from Delaware law or state
regulations. Plaintiff relies solely on his oral agreement with McCoy and the mutually explicit
understandings of the parties to establish his claimed interests. The Court will take up each of
Plaintiffs asserted property interests in tum.
1.
Count I: Financial Aid
Plaintiff alleges that Defendants violated his due process rights by depriving him of his
property interest in the continued receipt of Financial Aid from DSU without sufficient process.
Defendants argue that Count I must be dismissed because Plaintiff has failed to allege a protected
property interest based on either Plaintiffs agreement with McCoy orthe mutually explicit
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·. understandings of the parties.·.
State contract law can give rise to· a proteCted property interest. See Reich v. Beharry,·
883F.2d 239, 242 (3d Cir. 1989).· However, "not every'interestheld by virtue of a contract [with
the state] implicates" proceditral due process. Id.; see also id. (stating that to hold otherwise
· would constitute a "wholesale federalization of state public contract law ... far afield from the
gr.eat purposes: of the due process clause")~ Courts have recognized two major categories of.
contract rights constituting "property protected under the Fourteenth Amendment: ( 1) where 'the ·
contract confers a protected status, such as those characterized by a quality of either extreme
dependence in the case of welfare benefits, or permanence in the case oftenure,.or sometimes
both, as frequently occurs in the case of social security benefits'; or (2) where 'the contract itself
includes a provision that the state entity can terminate the contract only for cause."' Linan~Faye
;. Constr. Co. v. Hous. Auth. of Camden, 49 F.3d 915, 932 (3d Cir. 1995) (quoting Unger v. Nat'!
Residents Matching Program, 928 F.2d 1392, 1399 (3d Cir. 1991)). "In all cases, the relevant
inquiry is whether the claimant has a 'legitimate claim of entitlement."' Stana v. Sch. Dist. of
City ofPittsburgh, 775 F.2d 122, 126 (3d Cir. 1985) (quoting Roth,408 U.S. at 577).
Defendants argue that Plaintiffs oral agreement with McCoy concerning the Financial
Aid does not fall into.either category. First, Defendants argue - and Plaintiff does not seem to
contest - that the agreement did not confer on Plaintiff a protected status, as the benefits at issue
do not rise to the level of "extreme dependence" and were too far from permanent. Further,
Defendants emphasize that DSU's Financial Aid Guide (the "Guide")-the only written
document Plaintiff relies on in support of his claim - states, "All financial awards are subjeqt to
change," showing that any contract Plaintiff had withDSU was not only terminable for cause.
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(D.I .. 9 at if 24)
The Court agrees with Defendants. While undoubtedly atJ.jmpprtant interestto Plaintiff;·
Plaintiffs interest in DSU's.continued payment of his Financial Aid is not "characterized by a
quality of either extreme dependence ... or permanence." Unger, 928 F.2d at 1392.
Additionally, Plaintiff has not alleged any statements by McCoy informing Plaintiff that his
Financial Aid could· only be terminated for cause, and the Guide makes clear that all financial aid
awards are.subject to change without cause. Plaintiffs argument that by listing "[t]he most
common reasons for adjusting aid," the Guide therefore made all financial aid agreements
terminable "if and only if an event described in the same paragraph occurs" (D.I. 12 at 6) is
unpersuasive. Merely listing the "most common reasons" for changing financial aid awards does
not negate the Guide's unqualified statement that "[a]ll awards are
. if 24)
subje~t
to change." (D.I. 9 at
Without more, Plaintiff has insufficiently pled facts giving rise to a reasonable inference
that his agreement with DSU concerning his Financial Aid contained a provision that it was
terminable for _cause only.
Plaintiff also contends that he had a protected property interestbased on a mutually
explicit understanding he had with Defendants. In response, Defendants argue that Plaintiff has
not alleged any statements made by McCoy to Plaintiff or any written policies by DSU that could
be said to have created a mutually explicit understanding that Plaintiffs Financial Aid award .
would not be unilaterally changed or rescinded before completion of the Program.
In support ofhis claim that such an understanding existed, Plaintiff relies, in large part,
on "common sense and [what is] generally understood in our society" about how large
universities like DSU handle their financial aid programs. ·such "bald assertions" cannot
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establish that Plaintiff has a property interest protected by the Due Process
Clause~.
See
Sanguigni v. Pittsburgh Bd. ofPublic Educ., 968 F.2d 393, 401 (3d Cir. 1992) (holding that
plaintiffs "conclusory allegation" that she had property interest based on "past [hiring] practices
of the School District .... without more [was] plainly insufficient to satisfy [the] requirement
that claims [alleging violations of§ 1983] be pled with some specificity"). Rather, Plaintiff must
point to specific statements ot documents giving rise to the parties' mutually explicit expectation.
See Perry v. Sinderman, 408 U.S. 593, 599-602 (1972) (holding that "unusual provision" in
college's faculty guide, coupled with other university guidelines, created mutual expectation of
continued employment between untenured professor and college); Stana, 775 F.2d at 126
(holding that provision of Pennsylvania Public School Code, written policies of Pittsburgh
SchoolDistrict, and specific statements made by school officials to plaintiff had created mutually
explicit expectation of continued placement on employment eligibility list).
While Plaintiff alleges it was ''generally understood between Plaintiff, McCoy, and DSU
officials that Financial Aid offered by DSU could not be revoked arbitrarily," Plaintiff fails to
point to any specific source of that understanding. (D.I. 9 at if 26) Plaintiff has not alleged that
McCoy made statements to him during their meeting guaranteeing such protection, and the only
document Plaintiff refers to in support ofhis claim is the Guide. Again, however, the Guide
specifically warns students that "[a]ll [financial aid] awards are subject tO change." (D.I. 9 at if
24) Plaintiff has failed to plead any more than a "unilateral expectation" in the continued receipt
of the Financial Aid. The Court will therefore grant Defendants' motion to dismiss Count I of
the Amended Complaint.
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2.
Count II: Employment-as a Graduate Assistant
Plaintiff alleges that Defendants violated his rights. by terminating his employment with
· DSU as a Graduate Assistant without due process. Defendants move to dismiss Count II on the
ground that Plaintiffdid not have a protected property interest in continued employment with
DSU.
State law determines whether a property interest in state employment exists. See Elmore
v. Cleary, 399 F.3d 279, 282 (3d Cir. 2005). Such an interest "exists where an employee has a
legitimate claim of entitlement to such employment under state law, policy, or custom. An
employee, however, must have more than an abstract ... unilateral expectation" in the
employment. Sanguigni,. 968 F .2d at 401. In Delaware, a "heavy presumption" exists that all
state employees are employed at-will, "unless otherwise expressly stated." Bailey v. City of
Wilmington, 766 A.2d 477, 480 (Del. 2001). "The decisional law is clear that an at-will
employee does not have a legitimate entitlement to continued employment." Elmore, 399 F.3d at
282 (citing Chahal v. Reagan, 841F.2d1216, 1223 (3d Cir. 1988)).
Plaintiffs allegations concerning his employment agreement with DSU fail to overcome
the "heavy presumption" that such contracts are at-will unless specifically stated. Plaintiff has
not alleged any statements made by McCoy - or any other DSU official - informing Plaintiff that
he could only be terminated for cause, nor does Plaintiff allege any DSU rule or written policy
.that could be viewed as securing his employment as a Graduate Assistant as terminable only for
.
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cause. Accordingly, Plaintiff has failed. to plead facts that would give him a "legitimate
entitlement" to continued employment at DSU protected by the Due Process Clause. Id.
Apart from his purported oral agreement with McCoy, Plaintiff contends that the parties'
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· . mutually explicit expectationscreated a.property interest in his continued employment. But all •
Plaintiff alleges in. support of this argument is that McCoy offered Plaintiff employment for a.
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definite period of time, which was to run in conjunction with his schooling. ·These ass~rtions fall
short of showing the parties shared any explicit expectation regarding Plaintiffs employment and
the conditions under which he could be terminated. See Latessa v. N.J.. Racing Comm 'n, 113
F.3d 1313, 13 l8·(3d Cir. 1997) (stating that "very generalized testimony" about what "generally
speaking" was sufficient to continue being employed could not prove "a specific bilateral
understanding" between parties). Additionally, Plaintiff points to no rules or regulations .:.__ either.
of the state ofDefaware or DSU--'- that speak to Plaintiffs employment. The Court therefore
holds that Plaintiff has failed to allege facts indicating that his employment with DSU falls
within the ambit of those property interests protected by the Due Process Clause.
Because Plaintiff has failed to allege a constitutionally protected property interest in
either the continued receipt of his Financial Aid or employment, the Court need not reach the
issue of McCoy's qualified immunity.
V.
· CONCLUSION
·For the reasons given above, Defendants' initial motion to dismiss (D.I. 7) will be denied
as moot, and Defendants' motion to dismiss in response to Plaintiffs amended complaint (D.I.
10) will be granted. An appropriate Order follows.
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