Carrum Technologies, LLC v. Ford Motor Company
Filing
322
MEMORANDUM OPINION. Signed by Judge Richard G. Andrews on 11/9/2023. (nms)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF DELAWARE
CARRUM TECHNOLOGIES, LLC,
Plaintiff,
Civil Action No. 18-1647-RGA
V.
FORD MOTOR COMP ANY,
Defendant.
MEMORANDUM OPINION
Brian E. Farnan, Michael J. Farnan, FARNAN LLP, Wilmington, DE; John M. Hughes (argued),
Andrew C. Baal<:, Taylor J. Kelson (argued), BARTLIT BECK LLP, Denver, CO; Rebecca T.
Horwitz, Mark L. Levine (argued), BARLIT BECK LLP, Chicago, IL,
Attorneys for Plaintiff.
Daryll Hawthorne-Bernardo, Christian J. Singewald, WHITE & WILLIAMS LLP, Wilmington,
DE; Frank C. Cimino, Jr. (argued), Megan S. Woodworth (argued), Jonathan L. Falkler (argued),
Charles J. Monterio, Jr. (argued), VENABLE LLP, Washington, DC,
Attorneys for Defendant.
November
_1_,2023
1
Before me are Plaintiff Carrum's summary judgment and Daubert motions (D.I. 262),
Defendant Ford's motion for summary judgment (D.I. 259) and Daubert motion (D.I. 260),
Plaintiff's motion for leave to file a sur-reply in opposition to Defendant's motion for summary
judgment (D.I. 288), and Defendant's motion to strike a supplemental declaration and evidence
related to Plaintiff's doctrine of equivalents theory (D.I. 291). 1 I have considered the parties'
briefing. (D.I. 261, 263 , 273,275,284,285, 292, 293 , 294, 296). 2 I heard oral argument on
October 17 and 18, 2023 (Hearing Tr.). 3
For the reasons set forth below, Defendant' s motion for summary judgment is
GRANTED IN PART and DISMISSED IN PART. Defendant' s motion to strike is GRANTED.
Defendant's Daubert motion, Plaintiff's summary judgment and Daubert motions, and Plaintiff's
motion for leave to file a sur-reply are DISMISSED as moot.
I.
BACKGROUND
Plaintiff owns the 7,512,475 patent ("the '475 patent") and the 7,925 ,416 patent ("the
' 416 patent"). The patents disclose "a system and method for enabling a vehicle having adaptive
cruise control to reduce its speed in a turn according to the vehicle 's position within the turn as
1
Plaintiff filed a motion to seal some exhibits to its summary judgment and Daubert motions.
(D.I. 268). Plaintiff requested that Defendant have an opportunity to review the exhibits and
seek permission to redact certain information. (Id.). Defendant filed a declaration in support of
its proposed redactions. (D.I. 269). In an oral order, I stated that the declaration was insufficient
to justify the extensive proposed redactions. (D.I. 270). I directed Defendant to resubmit with
redactions limited to source code by June 9, 2023. (Id.). Defendant did not resubmit. The
exhibits are thus unsealed in their entirety. Plaintiff's motion to seal is moot.
2
Defendant also filed a supplemental letter before oral argument. (D.I. 303). Plaintiff filed a
supplemental letter after oral argument. (D.I. 307).
3
Citations to the transcript of the argument (D.I. 308 & 309) are in the format "Hearing Tr. at
" The first page of D.I. 309 corresponds to "Hearing Tr. at 106."
2
well as ignoring objects detected during the turn that are not in the vehicle's path." ('416 patent,
Abstract; ' 475 patent, Abstract). 4 Plaintiff asserted these patents against Defendant in 2018,
accusing certain Ford vehicles of infringement. (D.I. 1).
II.
LEGAL STANDARD
A. Summary Judgment
"The court shall grant summary judgment if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed.
R. Civ. P. 56(a). The moving party has the initial burden of proving the absence of a genuinely
disputed material fact relative to the claims in question. Celotex Corp. v. Catrett, 477 U.S . 317,
323 (1986). Material facts are those "that could affect the outcome" of the proceeding. Lamont
v. New Jersey, 637 F.3d 177, 181 (3d Cir. 2011). " [A] dispute about a material fact is ' genuine'
if the evidence is sufficient to permit a reasonable jury to return a verdict for the non-moving
party." Id. The burden on the moving party may be discharged by pointing out to the district
court that there is an absence of evidence supporting the non-moving party's case. Celotex, 477
U.S. at 323 .
The burden then shifts to the non-movant to demonstrate the existence of a genuine issue
for trial. Matsushita Elec. Indus. Co. v. Zenith Radio Corp ., 475 U.S. 574, 586-87 (1986);
Williams v. Borough of West Chester, 891 F.2d 458, 460-61 (3d Cir. 1989). A non-moving party
asserting that a fact is genuinely disputed must support such an assertion by: "(A) citing to
particular parts of materials in the record, including depositions, documents, electronically stored
information, affidavits or declarations, stipulations . . . , admissions, interrogatory answers, or
4
The '416 patent is a divisional of the application that led to the ' 475 patent. The two
patents have identical specifications.
3
other materials; or (B) showing that the materials cited [by the opposing party] do not establish
the absence ... of a genuine dispute .... " Fed. R. Civ. P. 56(c)(l). The non-moving party' s
evidence "must amount to more than a scintilla, but may amount to less (in the evaluation of the
court) than a preponderance." Williams , 891 F.2d at 460-61.
When determining whether a genuine issue of material fact exists, the court must view
the evidence in the light most favorable to the non-moving party and draw all reasonable
inferences in that party' s favor. Scott v. Harris , 550 U.S. 372, 380 (2007); Wishkin v. Potter,
476 F.3d 180, 184 (3d Cir. 2007). If the non-moving party fails to make a sufficient showing on
an essential element of its case with respect to which it has the burden of proof, the moving party
is entitled to judgment as a matter of law. See Celotex Corp., 477 U.S. at 322.
B. Claim Construction
"It is a bedrock principle of patent law that the claims of a patent define the invention to
which the patentee is entitled the right to exclude." Phillips v. AWH Corp., 415 F.3d 1303, 1312
(Fed. Cir. 2005) (en bane) (cleaned up). '" [T]here is no magic formula or catechism for
conducting claim construction. ' Instead, the court is free to attach the appropriate weight to
appropriate sources 'in light of the statutes and policies that inform patent law."' Soft View LLC
v. Apple Inc., 2013 WL 4758195, at *1 (D. Del. Sept. 4, 2013) (alteration in original) (quoting
Phillips, 415 F.3d at 1324). When construing patent claims, a court considers the literal
language of the claim, the patent specification, and the prosecution history. Markman v.
Westview Instruments, Inc. , 52 F.3d 967, 977-80 (Fed. Cir. 1995) (en bane), aff'd, 517 U.S. 370
(1996). Of these sources, "the specification is always highly relevant to the claim construction
analysis. Usually, it is dispositive; it is the single best guide to the meaning of a disputed term."
Phillips, 415 F.3d at 1315 (cleaned up). "While claim terms are understood in light of the
4
specification, a claim construction must not import limitations from the specification into the
claims." Deere & Co. v. Bush Hog, LLC, 703 F.3d 1349, 1354 (Fed. Cir. 2012) (citing Phillips,
415 F.3d at 1323).
"[T]he words of a claim 'are generally given their ordinary and customary meaning.' ...
[It is] the meaning that the term would have to a person of ordinary skill in the art in question at
the time of the invention, i.e., as of the effective filing date of the patent application." Phillips,
415 F.3d at 1312-13 (citations omitted). " [T]he 'ordinary meaning' of a claim term is its
meaning to [an] ordinary artisan after reading the entire patent." Id. at 1321. "In some cases, the
ordinary meaning of claim language as understood by a person of skill in the art may be readily
apparent even to lay judges, and claim construction in such cases involves little more than the
application of the widely accepted meaning of commonly understood words." Id. at 1314.
When a court relies solely on the intrinsic evidence-the patent claims, the specification,
and the prosecution history-the court's construction is a determination oflaw. See Teva
Pharms. USA, Inc. v. Sandoz, Inc., 574 U.S. 318,331 (2015). The court may also make factual
findings based on consideration of extrinsic evidence, which "consists of all evidence external to
the patent and prosecution history, including expert and inventor testimony, dictionaries, and
learned treatises." Phillips, 415 F.3d at 1317-19 (quoting Markman, 52 F.3d at 980). Extrinsic
evidence may assist the court in understanding the underlying technology, the meaning of terms
to one skilled in the art, and how the invention works. Id. Extrinsic evidence, however, is less
reliable and less useful in claim construction than the patent and its prosecution history. Id.
5
III.
DISCUSSION
A. The Accused Products
Plaintiff has accused Defendant of infringing the '416 and '4 75 patents by selling
vehicles that use adaptive cruise control ("ACC") systems in combination with Stop & Go
functionality and vehicles that use ACC in combination with Defendant's Curve Control system.
(D.I. 273 at 1-2). ACC "allows a vehicle to maintain not just a set speed, but also a set distance
from a leading vehicle." (D.I. 261 at 4 n.1). The ACC system uses a Long Range Object Sensor
("LROS") module and a compute module; the compute module houses software. (Id. at 6). Stop
& Go functionality allows ACC "to slow the vehicle all the way down to a complete stop and
resume when [the] leading vehicle does. " (Id. at 4).
Defendant defines Curve Control as a part of its electronic stability control system. (Id.
at 5). The Curve Control system "calculates how much the driver intends the vehicle to turn ...
and compares that to how much the vehicle is actually turning." (Id. at 6). Curve Control then
analyzes the error rate to determine whether to take corrective steps, such as applying the brakes.
(Id.).
Plaintiff contends that Ford vehicles with ACC and Curve Control infringe claim 5 of the
'475 patent, while Ford vehicles with ACC and Stop & Go infringe claim 6 of the ' 416 patent.
(D.I. 273 at 1-2). Both are method claims. (See '475 patent at 8:32-34; see also '416 patent at
8:40-42). Plaintiff also contends that Ford vehicles with ACC and Curve Control infringe the
system claims of the '416 patent (claims 10 through 12). (D.I. 273 at 2).
B. Defendant's Motions
The parties dispute the construction of "a controller" and "said controller" in claims 10,
11, and 12 of the '416 patent. (See D.I. 261 at 18-19; D.I. 273 at 9-13). They also dispute the
6
construction of the language "change in ... vehicle lateral acceleration" in claim 5 of the ' 475
patent and claims 6, 10, 11 , and 12 of the '416 patent. (See D.I. 261 at 19-22; D.I. 273 at 1317). Claim 5 and claim 6 are dependent from claim 1 of their respective patents. (See ' 475
patent at 8:32; ' 416 patent at 8:40). 5 I now set forth claims 1 and 5 of the ' 475 patent and claims
1, 6, and 10 of the ' 416 patent to illustrate the disputed terms. The claims state:
1. A method of controlling a vehicle having an adaptive cruise control system
capable of controlling a vehicle speed and obtaining a vehicle lateral acceleration,
said method comprising the steps of:
measuring a lateral acceleration from a lateral acceleration sensor;
detecting a change in a vehicle lateral acceleration based on a change in the
measured lateral acceleration;
determining when the vehicle is in a turn based on the detected change in the
vehicle lateral acceleration ; and
if a vehicle is in a turn, reducing the vehicle speed according to the
determination that the vehicle is in the turn and the detected change in the vehicle
lateral acceleration .
('475 patent at 8:7-19 (disputed terms bolded and italicized)).
5. The method of claim 1 wherein said step ofreducing the vehicle speed
includes a step of reducing the speed if the vehicle lateral acceleration exceeds a
predetermined limit.
(Id. at 8:32-34).
1. A method of controlling a vehicle having an adaptive cruise control system
capable of obtaining a vehicle lateral acceleration, said method comprising the
steps of:
5
The Patent Trial and Appeal Board invalidated claim 1 of the '416 patent and claim 1 of
the '475 patent during inter partes review. (D.I. 261 at 8-9). The Federal Circuit affirmed the
PTAB 's Final Written Decision on claim 1 of the '475 patent. See BMW of N Am. , LLC v.
Carrum Techs. , LLC, 2022 WL 378667 (Fed. Cir. Feb. 8, 2022). The Final Written Decision on
claim 1 of the '416 patent does not appear to have been appealed. See Carrum Techs., LLC v.
Unified Pats. , LLC, 2021 WL 3574209, at *2 (Fed. Cir. Aug. 13, 2021) (stating that claim 1 was
not at issue in the appeal from other aspects of the decision).
7
determining when the vehicle is in a turn based on a detected change in the
vehicle lateral acceleration ;
determining a vehicle path during the turn;
detecting an object;
determining whether the object is in the vehicle path during the turn;
reducing the vehicle speed if the object is determined to be in the vehicle path
during the turn; and
ignoring the object for braking purposes if the object is determined not to be
in the vehicle path during the turn.
('416 patent at 8:7-19 (disputed terms bolded and italicized)).
6. The method of claim 1, wherein said step of reducing the vehicle speed
includes a step of reducing the speed when the vehicle lateral acceleration exceeds
a predetermined limit.
(Id. at 8:40-42).
10. A system for use in controlling a vehicle at a vehicle speed, said system
including:
an adaptive cruise control system;
a controller in communication with said adaptive cruise control system and
capable of determining when the vehicle is in a turn, said controller operative to
reduce the vehicle speed according to a vehicle position in the turn ;
at least one lateral acceleration sensor for generating a signal corresponding
to a vehicle lateral acceleration, said lateral acceleration sensor in electrical
communication with said controller and operative to detect a change in the
vehicle lateral acceleration ; and
at least one object detection sensor for detecting an object in a vehicle path of
the vehicle during the turn, said object detection sensor in electrical
communication with said controller, wherein said controller includes control
logic operative to determine whether the object is in the vehicle path during the
turn and ignoring the object for braking purposes when the object is not
determined to be in the vehicle path.
(Id. at 8:63-9:15 (disputed terms balded and italicized)).
8
1. Summary Judgment
a. Controller
i.
Literal Infringement
Defendant argues that claims 10, 11 , and 12 of the '416 patent require one controller that
performs two different functions. (D.I. 261 at 18-19; Hearing Tr. at 47:12-14). Defendant
contends that the accused vehicles, however, do not have such "a controller." (D.I. 261 at 1819). Defendant argues that Curve Control only corresponds to the first "said controller"
limitation, while LROS only corresponds to the second "said controller" limitation. (Id. at 18).
Defendant also contends that the Federal Circuit rejected Plaintiff's line ofreasoning in Salazar
v. AT&T Mobility LLC, 64 F.4th 1311 (Fed. Cir. 2023). (Id.; see also Hearing Tr. at 50:18-20).
In Salazar, the Federal Circuit held:
We agree with the district court that while the claim term "a microprocessor" does
not require there be only one microprocessor, the subsequent limitations referring
back to "said microprocessor" require that at least one microprocessor be capable
of performing each of the claimed functions .
(D.I. 261 at 19 (citing Salazar, 64 F.4th at 1317)). Defendant relies on Salazar to argue that
Plaintiff cannot show infringement as a matter of law because it cannot identify one controller
that performs both "said controller" functions. (Id.). At oral argument, Defendant contended
that the Federal Circuit's recent decision in Finjan LLC v. SonicWall, Inc., 2023 WL 6775035
(Fed. Cir. Oct. 13, 2023), further supports its position. (Hearing Tr. at 50:21-51:4).
In response, Plaintiff argues that Defendant "ignores the black-letter Federal Circuit law
holding that 'a' means 'one or more. "' (D.I. 273 at 9). Plaintiff contends that the default
meaning of "a controller" is one or more controllers, and that Defendant has failed to show a
"clear intent" to depart from this construction. (Id. at 9-10; Hearing Tr. at 59: 16-22). At oral
argument, Plaintiff referenced the specification to argue that the "one or more" construction
9
applies. (Hearing Tr. at 60:7-12 ("[T]he most instructive thing in the patent is in column 5, lines
2 through 4-this is on the '416 patent-where it says ' [c]ontroller 222 may be a portion of a
main control unit such as (a] vehicle's 200 main controller, or controller 222 may be a standalone controller. "') (cleaned up)). To distinguish Salazar, Plaintiff argues that the intrinsic
evidence in that case imposed structural requirements on the term "said microprocessor," making
it singular. (D.I. 273 at 10-11 ). Plaintiff contends there is no such evidence here. (Id. at 11 ).
At oral argument, Plaintiff also argued that "controller" in the present case requires electrical
communication, which is different than the physical connections at issue in Salazar. (Hearing
Tr. at 60:19-61 :25).
Plaintiff filed a supplemental letter after oral argument, contending that the Federal
Circuit' s recent opinion in ABS Global, Inc. v. Cytonome/ST, LLC, 2023 WL 6885009 (Fed. Cir.
Oct. 19, 2023), supports its position. (D.I. 307). In ABS Global, the Federal Circuit considered
the construction of the language "a fluid focusing region configured to focus the sample stream,"
where "the sample stream" referred back to "a sample stream" in a preceding limitation. 2023
WL 6885009, at *4. The court held that "' the sample stream' is not limited to a singular-only
sample stream." Id. at *6. The court relied in part on the specification, which stated, "[F]or the
purposes of the present disclosure, the term ' a' or ' an' entity refers to one or more of that entity.
As such, the terms ' a' or ' an', ' one or more' and ' at least one' can be used interchangeably
herein." Id. at *4 (citation omitted). The court found that this language "brings into play the
lexicography principle." Id.
The parties present an issue of claim construction. The parties' non-infringement dispute
rests on the construction of the articles "a" and "said." I agree with Defendant that the claim
language requires that at least one controller be capable of performing each of the "said
controller" limitations. Salazar and Finjan control here. See Salazar, 64 F.4th at 1317; Finjan,
2023 WL 6775035 , at *7 ("Sonic Wall argues that even if the reference to ' a computer' may
mean ' one or more computers,' the subsequent references to 'the computer' can only be satisfied
by the same ' one or more computers' that satisfied the first limitation. We agree with
Sonic Wall." (citation omitted)). I also note that Salazar did not create a new rule, as the Federal
Circuit has decided similar claim construction issues in recent years. See Finjan, 2023 WL
6775035, at *8 (citing Traxcell Techs. , LLC v. Nokia Sols. & Networks Oy, 15 F.4th 1136, 114344 (Fed. Cir. 202 1)).
Salazar and Finjan are also consistent with the principle that the article "a" generally
means "one or more." See Salazar, 64 F.4th at 1317 ("[T]he claim term ' a microprocessor' does
not require there be only one microprocessor . . . ."); Finjan, 2023 WL 6775035 , at *8 (stating
that construing "a" to mean "one or more" is "a separate issue from whether the claims require
the same component to perform multiple functions or satisfy multiple limitations of a claim").
Plaintiff's reliance on ABS Global is misplaced because the Federal Circuit addressed a different
issue there. Thus, " [e]ven if an infringing system can use ' one or more [controllers]' , the plain
language of the claims requires at least one of those [controllers] to perform all the functions
listed in the claims." Finjan, 2023 WL 6775035 , at *8.
Considering my construction and viewing the evidence in the light most favorable to
Plaintiff, I find that there is no genuine dispute of material fact on the "controller" issue.
Because the claim language requires at least one controller to be able to perform all claimed
"controller" functions, Plaintiff cannot, as a matter of law, establish literal infringement. 6
6
Plaintiff concedes that "under Ford' s proposed construction of ' a controller'/' said
controller' as referring to a single controller that must perform all of the recited functions, the
accused products do not literally infringe claims 10-1 2 of the ' 416 patent." (D.I. 294 at 8).
11
Defendant's motion for summary judgment is therefore granted with respect to the "controller"
issue. Defendant' s systems do not infringe claims 10, 11 , and 12 of the '416 patent.
ii.
Doctrine of Equivalents
Plaintiff argues that if I adopt Defendant' s proposed construction, Plaintiff should be
permitted to submit a supplemental declaration by Dr. Shaver, who opines that Defendant
infringes claims 10, 11 , and 12 of the '416 patent under the doctrine of equivalents ("DOE").
(D.I. 273 at 11- 12; see also Hearing Tr. at 59:7-10). Plaintiff relies on Dr. Shaver' s
supplemental declaration to argue that "distributing functions across multiple controllers
performs the same function, in the same way, to achieve the same result, as performing all of
these functions on a single controller." (D.I. 273 at 12). Plaintiff contends that supplemental
expert analysis would be sufficient to develop this argument, that the analysis could occur
without affecting the trial date, and that Plaintiff would be prejudiced without the declaration
because preclusion of the declaration "could be dispositive on infringement." (Id. at 12-13).
Plaintiff further argues it was justified in not raising this issue earlier because Defendant did not
address "a controller" during claim construction or in its responses to Plaintiff's interrogatories,
because pre-existing law was consistent with Plaintiffs construction, and because the Federal
Circuit did not decide Salazar until April 2023 . (Id. at 13).
Defendant replies that Plaintiff asserted its DOE theory too late. (D.I. 284 at 5-6;
Hearing Tr. at 52: 10-12). Defendant argues that Plaintiff did not disclose its DOE theory in its
contentions or in expert reports. (D.I. 284 at 5-6). To support its position, Defendant cites to the
Magistrate Judge, who stated that Plaintiff did not disclose a literal infringement theory of "two
controllers" in its contentions. (Id. at 6 (citing D.I. 272 at 11)). Defendant argues that Plaintiff's
12
disclosure of its "two controllers" DOE theory is not timely either. (See id.). 7 Defendant further
calls Plaintiff's DOE theory meritless, arguing that the doctrines of vitiation and prosecution
history estoppel bar application of the DOE. (Id. at 6-7). 8
Plaintiff contends that the supplemental declaration would not cause prejudice to
Defendant. (D.I. 273 at 12). In its opposition to Defendant' s motion to strike, Plaintiff argues
that its DOE theory was "properly preserved in its infringement contentions." (D.I. 294 at 3-4).
Those contentions state:
To the extent Ford's Accused Products do not literally meet this element of the
claim, each of the Ford Accused Products meet this limitation under the doctrine
of equivalents because any difference between the Ford Accused Products
controllers and communication network and this claim limitation are insubstantial
and/or perform substantially the same function, in substantially the same way, to
achieve substantially the same result. ...
(Id. at 4 (citing D.I. 292-4 at B75-77)). Plaintiff notes that this portion of its contentions relates
to the first "said controller" limitation in claim 10 of the '416 patent. (Id. at 5). Plaintiff admits
that its opening and reply expert reports "did not expressly advance" a DOE theory (id. at 6) but
contends that those reports "include all facts and evidence underlying" its DOE theory (id. at 5).
Plaintiff argues that Salazar "instigated" the current claim construction dispute. (Id. at 6). At
oral argument, Plaintiff also argued that Defendant never raised a two-controller theory of noninfringement in response to Plaintiff's interrogatories. (Hearing Tr. at 62: 19-24).
7
Defendant separately moves to strike Plaintiff's supplemental declaration and any
opinions and evidence related to Plaintiffs DOE theory . (See D.I. 291).
8
Plaintiff consequently filed a motion for leave to file a sur-reply, requesting to address
vitiation and prosecution history estoppel because Defendant first raised these arguments in its
reply brief. (See D.I. 288).
13
First, I agree with Defendant that Plaintiff did not raise its DOE theory in its infringement
contentions. The cited portions of the contentions do not meaningfully assert a DOE theory
because they are mere boilerplate allegations. See So nos, Inc. v. D&M Holdings Inc. , 201 7 WL
5633204, at *1 (D. Del. Nov. 21, 2017) (stating that boilerplate allegations of infringement under
the DOE are insufficient). Besides, the cited portion of the contentions relates to only one
limitation of claim 10 of the '416 patent (D.I. 292-4 at B75-77); it does not suggest that under
the DOE, Defendant could infringe by having two different controllers meet both "said
controller" limitations.
Second, I think Plaintiff's DOE theory and related expert declaration are untimely. When
considering a summary judgment motion, I may refuse to consider expert reports submitted after
the deadline for expert reports. See Dow Chem. Can. Inc. v. HRD Corp., 909 F. Supp. 2d 340,
343 (D. Del. 2012) (citing Mosaid Techs. Inc. v. Samsung Elecs. Co., 362 F. Supp. 2d 526, 544
(D.N.J. 2005)), aff'd on other grounds, 587 F. App'x 741 (3d Cir. 2014). Here, Plaintiff
advances a DOE theory for the first time in its opposition to Defendant's summary judgment
motion. Defendant was never given the opportunity to confront Dr. Shaver on his new DOE
opinion, and it would be prejudicial to allow Plaintiff to now rely on that opinion. Plaintiff has
introduced its DOE theory too late.
I therefore grant Defendant' s motion to strike Plaintiffs supplemental declaration and
related evidence on the DOE. I dismiss as moot Plaintiff's motion for leave to file a sur-reply on
vitiation and prosecution history estoppel.
b. Change in a Vehicle Lateral Acceleration
Defendant argues it does not infringe the asserted claims of the ' 416 and '475 patents as a
matter of law because the accused vehicles act based on a "magnitude" in lateral acceleration,
14
while the asserted claims recite a "change" in lateral acceleration. (D.I. 261 at 20). Defendant's
expert opined:
In my opinion, [Plaintiffs expert' s] construction of 'detecting a change' is
fundamentally different than the plain meaning of ' detecting a change,' because,
rather than discovering the existence, presence, or the fact of a change in the
measured vehicle lateral acceleration, [Plaintiffs expert's] construction is
concerned with absolute differences between the measured vehicle lateral
[acceleration] and the predetermined threshold (i.e., less than, equal to, or greater
than). It would appear that [Plaintiffs expert] creates this new claim construction
for the sole purpose of arguing that Ford' s Curve Control detects a change in the
measured vehicle lateral acceleration. Moreover, [Plaintiffs expert's] proposed
claim construction of the claim term ' detecting a change' is plainly incorrect
wherever [Plaintiffs expert] attempts to conflate detecting a change with
comparing a value to a predetermined threshold ....
(D.I. 274-7 ,r,r 226-28 (footnote omitted)). Defendant contends that its accused ACC system
uses magnitude in a formula to determine whether to limit acceleration. (D.I. 261 at 20).
Defendant argues that the formula calculates the lateral acceleration at a particular instant; it
"cannot reflect a change." (Id. at 20-21). At oral argument, Defendant contended that "change"
refers to a comparison over time; Defendant also referred to the rate of change. (Hearing Tr. at
74:23-75:4; see also id. at 76:21-77:5).
Defendant similarly argues that Curve Control uses magnitude. (D .I. 261 at 21 ).
Defendant contends that the Curve Control system first compares the expected yaw rate to the
actual yaw rate. (Id.). If the two values do not match, Defendant argues that the system then
checks whether the lateral acceleration is above a certain threshold. (Id.). Defendant contends
these steps do not involve determining a "change" because the system's "single check to see if
the magnitude of lateral acceleration exceeds the threshold" occurs "regardless of how or
whether lateral acceleration is changing." (Id. at 22). Defendant argues that during prosecution,
the patentee distinguished its invention from the prior art by representing that its invention
15
slowed a vehicle down based on a change in-not the magnitude of-lateral acceleration. (Id. at
19).
In response, Plaintiff argues there is a factual dispute as to whether Defendant' s accused
vehicles reduce speed based on a "change" in lateral acceleration. (D.I. 273 at 13). For systems
with ACC and Curve Control, Plaintiff argues that comparing a value to a threshold is one way
of detecting a change. (Id. at 16). Use of a threshold, Plaintiff contends, allows the system to
determine "whether there has been a change from below the threshold to above the threshold."
(Id. ).
For systems with ACC and Stop & Go, Plaintiff's expert opined, "Comparing a lateral
acceleration value to a predetermined threshold is a method of ' detecting a change in a vehicle
lateral acceleration."' (Id. at 14 (citing D.I. 274-1
,r 163)).
Plaintiff contends Defendant' s
technical expert agreed that "movement of a value from below a threshold to above a threshold is
a ' change' in that value." (Id. at 14-15 (citing D.I. 274-5 at 112:11- 113:14)). Plaintiff thus
argues that a "change" is not a rate of change. (Id. at 15). To support its position, Plaintiff
points out that other claims in the ' 475 patent, such as claim 2, recite "measuring a rate of
change," but claim 5 does not. (Id.) . At oral argument, Plaintiff also argued that claim 5 of the
' 475 patent is narrower than claim 1 because going over a predetermined limit is just one way of
"detecting a change." (Hearing Tr. at 84:2- 12).
Defendant replies that its expert' s opinion is consistent with its position. (D.I. 284 at 9).
Although a vehicle may experience change during use, Defendant argues that the vehicle' s
software does not use a "change" to control the vehicle. (Id. at 8-9). At oral argument,
Defendant also argued that claim 5 of the ' 475 patent requires detecting both a change and a
16
magnitude, while claim 1 only recites detecting a change in lateral acceleration. (Hearing Tr. at
84:24-85 :9).
The parties present an issue of claim construction. The parties' non-infringement dispute
depends on the construction of the claim term "change." To construe the term, I turn to the claim
language, specification, and prosecution history. I also address the parties' expert reports.
The plain meaning of the noun "change" is "the act, process, or result of changing,"
where the verb "to change" means "to become different" or "to make different in some
particular." 9 Put in the context of the patents, "change" indicates that the system detects that a
particular lateral acceleration value has become different than a previous lateral acceleration
value.
That plain meaning is apparent in the claim language. Step two of the method of asserted
claim 1 of the '475 patent is, "detecting a change in a vehicle lateral acceleration based on a
change in the measured lateral acceleration." (' 475 patent at 8:13-14). It is hard to read that
step to require anything other than the measured lateral acceleration being greater (or lesser) than
it was previously, thereby causing a "change" in measured lateral acceleration.
Plaintiff's comparison of the claims at issue to other claims-essentially a claim
differentiation argument-is unpersuasive. Plaintiff, for example, cites to claim 2 of the ' 475
patent, which recites "measuring a rate of change in the vehicle yaw rate." (Id. at 8:20-24).
Plaintiff argues that this shows the patentee intended "change" and "rate of change" to mean
different things. I agree that "change" and "rate of change" mean two different things.
Ultimately, though, that point is unpersuasive. Just because "change" and "rate of change" have
9
See change, Merriam-Webster Dictionary, https://www.merriamwebster.com/dictionary/change (last visited Nov. 7, 2023).
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different meanings does nothing to help Plaintiffs argument that "change" is a broad enough
concept to include "a value being above a predetermined limit."
I am also unpersuaded by Plaintiffs contention that the language "exceeds a
predetermined limit" in claim 5 of the ' 475 patent refers to a type of "change" first recited in
claim 1. I find that "change" in claim 1 is different than the lateral acceleration "exceed[ing] a
predetermined limit" in claim 5. The method claim language indicates that the recited steps
occur in order. First, a sensor measures the lateral acceleration. Second, if the value of the
measured lateral acceleration changes, the system detects that change. Third, the system uses the
detected change in lateral acceleration to determine whether the vehicle is in a turn. Fourth, in
claim 1, if a vehicle is in a turn, the system reduces the vehicle speed based on two inputs: the
vehicle being in a turn and the detected change in lateral acceleration. (See id. at 8 :7- 19). Claim
5 adds a third input- whether the lateral acceleration exceeds a predetermined limit. (See id. at
8:32-34). The steps of "detecting a change" and "reducing the speed if the vehicle lateral
acceleration exceeds a predetermined limit" thus refer to different steps. I conclude that there is
no basis for finding that "the vehicle lateral acceleration exceeds a predetermined limit" in step
four of claim 5 refers to a type of "change."
The specifications of the '475 and ' 416 patents are consistent with this construction. In
the '475 patent' s specification, the section on lateral acceleration largely focuses on figure 5,
which shows time on the x-axis and lateral acceleration on the y-axis. (See id. at fig .5; id. at
5:41-67). One curve in the figure depicts a vehicle' s turn; another curve depicts the vehicle ' s
lateral acceleration during that turn. (Id. at 5:46--47). The specification states:
[T]he following characteristics of a vehicle' s lateral acceleration in a turn may be
derived: 1) in the entry of a turn, the lateral acceleration of a vehicle is likely to
rapidly increase from zero (0) Gs over time; 2) in the middle of a turn, the lateral
acceleration of a vehicle is likely to show a constant increase before reaching a
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maximum value; and 3) in the exit of a tum, the lateral acceleration of a vehicle is
likely to remain steady for a short period of time before decreasing. These
characteristics may be used to program controller 222 both to deduce when a
vehicle is in a turning situation and to determine at what position the vehicle is in
within the tum.
(Id. at 5:57-67; see also '416 patent at 5:57-67). The claim language, in tum, recites
"determining when the vehicle is in a tum based on the detected change in the vehicle lateral
acceleration." ('475 patent at 8:15-16; ' 416 patent at 8:15-16). The specification thus indicates
that the "change" used to determine whether a vehicle is in a tum involves comparing a
particular lateral acceleration value to a previous lateral acceleration value.
The prosecution history is less helpful than the claim language and specification. As
Defendant noted, the patentee stated that "a change in a variable is not at all the same thing as the
magnitude of a variable." (D.I. 266-3 at 89 of201). The patentee made this statement as part of
an argument that the invention differed from a prior art reference, which disclosed that "a lateral
acceleration imposed on a vehicle body ... is detected ... a correction is made on the calculated
value of the target vehicular velocity according to a detected value (magnitude) of the lateral
acceleration (lateral G)." (Id. at 88-89 of 201). These statements suggest that the patentee
viewed magnitude and change as two different concepts. Plaintiff agrees with Defendant "that
the prosecution history emphasized a difference between the ' magnitude' of lateral acceleration
and a ' change' in lateral acceleration." (See D.I. 273 at 16). Plaintiff, however, calls this part of
the prosecution history irrelevant because Plaintiffs infringement case is "not based merely on
an observed value of the magnitude of lateral acceleration." (Id.). I think the prosecution history
does not rise to the level of "clear and unmistakable" disclaimer. See Omega Eng 'g, Inc. v.
Raytek Corp., 334 F.3d 1314, 1325-26 (Fed. Cir. 2003). The prosecution history also does not
resolve the claim construction issue because Plaintiff, rather than merely arguing that
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"magnitude" itself is a type of "change," construes "change" to include determining whether the
"magnitude" of lateral acceleration exceeds a predetermined limit. I nevertheless think the
prosecution history is consistent with my construction because the prosecution history supports
distinguishing "change" from "magnitude."
Plaintiffs reliance on expert reports is unpersuasive as well. First, Plaintiff's contentions
about Defendant' s technical expert are misplaced. Defendant's expert opined that if the value of
the lateral acceleration is below a threshold at time 1 and above that threshold at time 2, then the
value "must have changed." (D.I. 273 at 14-15 (citing D.I. 274-5 at 112:11- 113 :14)). Plaintiff
argues that the expert's testimony supports construing "change" to include checking whether the
lateral acceleration is above a threshold. This testimony, however, does not contradict
Defendant's position. Defendant's expert merely opined that the lateral acceleration, from the
perspective of a human observer, "has changed" from time 1 to time 2 if the lateral acceleration
value is different at time 2 than at time 1. It does not follow that the computer determining that
the lateral acceleration is above a threshold is the same as the computer detecting a change. In
other words, an outside observer' s conclusion that something has changed is different than the
claimed system taking action based on a change in lateral acceleration.
Second, Plaintiffs references to its own expert report are inconsistent with the claim
language and specification. Plaintiff's expert opined, "Comparing a lateral acceleration value to
a predetermined threshold is a method of ' detecting a change in a vehicle lateral acceleration. "'
(D.I. 274-11163 ). The intrinsic evidence of the ' 416 and ' 475 patents, however, indicates
otherwise. An expert report, on its own, is insufficient to construe "change" as including
comparing "magnitude" to a predetermined limit. See Vitronics Corp. v. Conceptronic, Inc., 90
F.3d 1576, 1584 (Fed. Cir. 1996) (" [E]xtrinsic evidence in general, and expert testimony in
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particular, may be used only to help the court come to the proper understanding of the claims; it
may not be used to vary or contradict the claim language."); Phillips, 415 F.3d at 1318 ("[A]
court should discount any expert testimony 'that is clearly at odds with the claim construction
mandated by the claims themselves, the written description, and the prosecution history, in other
words, with the written record of the patent. "' (citation omitted)).
In light of the intrinsic evidence, I reject Plaintiff's proposed construction. I reject
Defendant' s proposed construction to the extent that it limits "change" to a rate of change. I
construe "change in a vehicle lateral acceleration" as "a vehicle lateral acceleration that is
different than a previous vehicle lateral acceleration." Given my construction and viewing the
evidence in the light most favorable to Plaintiff, I find that there is no genuine dispute of material
fact on the "change" issue. (See, e.g. , D.I. 261 at 22 (stating that the system in Defendant' s
accused vehicles "does a single check to see if the magnitude oflateral acceleration exceeds the
threshold"); see also Hearing Tr. at 78 :19-23 ("[T]he control loop, it' s always asking the same
question in Ford' s case. Are you above the limit? If you're above the limit, it enacts control.
That' s a magnitude system because the only question it ever cares about is: Are you past my
limit?")). The computers in Defendant's vehicles do not use a formula that compares one lateral
acceleration value with another. They do not measure, detect, or use change in the values. None
of the accused products meet the second, third, and fourth steps of claim 5 of the '475 patent and
none of them meet the first step of claim 6 of the ' 416 patent. I therefore grant summary
judgment on non-infringement for the term "change in a vehicle lateral acceleration."
c. Remaining Summary Judgment Arguments
Having granted summary judgment on the "controller" and "change in a vehicle lateral
acceleration" issues, I do not need to reach Defendant's remaining arguments.
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2. Daubert Motion
In light of my disposition, I also do not need to reach the arguments in Defendant's
motion to exclude expert testimony.
C. Plaintiff's Motions
Having granted summary judgment on non-infringement, I do not need to reach the
arguments in Plaintiff's motions for summary judgment and to exclude expert testimony.
IV.
CONCLUSION
For the foregoing reasons, Defendant's motion for summary judgment (D.I. 259) is
GRANTED IN PART, and Defendant's motion to strike (D.I. 291) is GRANTED. Plaintiff's
summary judgment and Daubert motions (D.I. 262), Defendant's Daubert motion (D.I. 260), and
Plaintiff's motion for leave to file a sur-reply (D.I. 288) are DISMISSED as moot. Plaintiff's
motion to seal (D.I. 268) ,is also DISMISSED as moot.
An appropriate order will issue.
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