DIGGS v. POTTER
Filing
61
Memorandum opinion accompanying Order Granting Defendant's Motion for Summary Judgment. Signed by Judge Emmet G. Sullivan on March 31, 2010. (lcegs4)
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA ______________________________ ) KEITH B. DIGGS, ) ) Plaintiff, ) ) Civil Action No. 05-1112 (EGS) v. ) ) JOHN E. POTTER, ) POSTMASTER GENERAL ) ) Defendant. ) ) _______________________________) MEMORANDUM OPINION Plaintiff Keith B. Diggs is an African-American male formerly employed by the United States Postal Service ("the Postal Service," "USPS," or "the agency"). He claims that his
employer discriminated against him on the basis of his race, gender, age, and disability, retaliated against him for complaining about that discrimination, and subjected him to a hostile work environment in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. ("Title VII").
Defendant has moved for summary judgment on all of plaintiff's claims. Upon consideration of the motion, the response and reply
thereto, the applicable law, and the entire record, the Court GRANTS defendant's motion for summary judgment.
I.
BACKGROUND1 Plaintiff began working for the Postal Service on February
14, 1987.
He was working as a Tractor-Trailer Operator, Full
Time, Motor Vehicle Craft before he sustained an occupational injury that rendered him incapable of performing the duties of that position. From May 20, 1997 until April 20, 1998, plaintiff
was on leave due to this injury, and he received workers' compensation through the U.S. Department of Labor Office of Workers' Compensation Programs ("OWCP"). ["Pl. Facts"] at 3.) (Pl. Opposing Facts
In March, 2008, he provided USPS with
documentation from his health care provider that he could return to work subject to certain limitations. As a result, on April
17, 1998 the USPS offered plaintiff a limited duty rehabilitation
Unless otherwise noted, these facts are drawn from defendant's statement of material facts and were not disputed by plaintiff. The Court notes that plaintiff has not complied with Local Civil Rule 7(h). While plaintiff provides a few record citations in his statement of material facts, he overwhelmingly fails to include "references to the parts of the record relied on to support the statement" as required by Rule 7(h). See generally Pl. Opposing Facts [Doc. 56-2]. A district court "is under no obligation to sift through the record . . . in order to evaluate the merits of [a] party's case." Jackson v. Finnegan, Henderson, Farabow, Garrett & Dunner, 101 F.3d 145, 154 (D.C. Cir. 1996). Rather, consistent with Rule 7(h), a court determining whether to grant summary judgment may rely on the parties' separate statements of material facts and the record material they reference, and may "treat as admitted all facts not controverted" by competent evidence in the statement of genuine issues filed in opposition to the motion. See Waterhouse v. District of Columbia, 298 F.3d 989, 992 (D.C. Cir. 2002). 2
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job offer.2 Diggs.))
(Pl. Att. 1, Ex. 7 (Memo from K. McGovern to K.
Plaintiff accepted the rehabilitation job offer.
He
returned to work on April 25, 1998 in the position of full-time Modified Mail Processor at the Curseen-Morris Processing and Distribution Facility ("P&DC") in Washington, D.C.. Plaintiff's second amended complaint alleges multiple claims arising from eight years of alleged discrimination and harassment by his superiors from 1998, when he returned to work at the Postal Service, until his employment was terminated in 2006. Pending before the Court are the events underlying five separate administrative complaints, two decisions from an EEO Administrative Judge, and three decisions from the EEO's Office of Federal Operations. This opinion considers, and resolves, all
of plaintiff's underlying claims. A. Plaintiff's Medical Conditions
As set forth above, plaintiff suffered an occupational injury in May 1997 that rendered him incapable of performing his
As this Court has explained, "for workplace injuries, the Postal Service offers `limited duty' assignments . . . because the Federal Employees Compensation Act ("FECA"), 5 U.S.C. § 8101 et seq., requires that federal employees injured on the job be compensated for their injuries, and the Secretary of Labor requires that the Postal Service make special efforts to employ those injured employees, who will otherwise be compensated for doing nothing. The [OWCP] administers the FECA and is required to provide for limited duty jobs to accommodate employees with compensable job-related injuries." Franklin v. Potter, 600 F.Supp.2d 38, 58 n.7 (D.D.C. 2009) (internal citations omitted). 3
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duties as a motor vehicle operator.
On March 13, 1998,
plaintiff submitted to USPS a Duty Status Report (Form CA-17). This form is used by OWCP "to assess whether an employee who has suffered a work-related injury can be accommodated with limited duties that do not interfere with the employee's medical restrictions." Smith v. U.S. Postal Service, 36 Fed. Appx. 440, On or about March 27, 1998, he submitted a Both forms were
444 (Fed. Cir. 2002).
Work Restriction Evaluation Form (Form OWCP-5).
signed by Barbara A. Shaver, CRNP (Certified Registered Nurse Practitioner). disc. Nurse Shaver diagnosed plaintiff with a herniated She
(Pl. Att. 1, Ex. 19d (CA-17, Mar. 11, 1998).)
described her clinical findings as "pain in back radiating to right leg." (Id.) Nurse Shaver also diagnosed plaintiff with (Id.) She stated
degenerative joint disease in his right knee.
that plaintiff had been totally disabled until March 16, 1998, and that he was able to resume work, but would have a partial disability from March 16, 1998 to September 16, 1998. Nurse
Shaver further determined that plaintiff could resume work for eight hours per day subject to, inter alia, the following work restrictions: intermittently sit and walk eight hours, squat, kneel and stand four hours, lift up to 20 pounds, climb and twist two hours, push and pull up to 30 pounds. Nurse Shaver concluded
that plaintiff was permanently unable to drive a tractor trailer.
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(Pl. Att. 1, Exs. 19d and 19o (Shaver Evals. Mar. 11, 1998 and Mar. 27, 1998).) As a result of his workplace injury and the documentation plaintiff presented, the Postal Service offered plaintiff a limited duty assignment. Specifically, on April 17, 1998, the
USPS extended plaintiff a Rehabilitation Job Offer with the following duties: "employee will be required to start equipment, clear jams that don't require hand tool, and notify maintenance of machinery malfunction. Employee will clear mail from bins,
and place in trays, and load letter mail onto ledge to be processed through machinery." (Pl's Att. 1, Ex. 7.) This job
offer was determined to be "within the following medical limitations: Employee is able to intermittently sit and walk eight hours, squat, kneel and stand four hours. Employee is able (Id.)
to lift up to 20 pounds, climb and twist two hours."
Later in 1998, Dr. Steven Taub evaluated plaintiff following a flare-up of symptoms after he stooped to light fireworks on July 4, 1998. (1998 Report on Investigation ("1998 ROI") Exs. He diagnosed plaintiff
19A-C (Taub Consult Oct. 6, 1998).)3
"with known . . . disc disease causing low back problems," and advised that "bending, stooping, lifting, twisting, and excessive
The record in this case contains three EEO Reports on Investigation ("ROI"): 1998, 2000 and 2006. The ROIs contain the EEO's case files for plaintiff's EEO complaints. They are referenced throughout as "1998 ROI", "2000 ROI", and "2006 ROI". 5
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sitting can exacerbate the condition."
(Id.)
Dr. Taub advised
plaintiff to "try to change his posture frequently with sitting no longer than 15 minutes at a time and no excessive bending, twisting or lifting." (Id.) Dr. Taub did not evaluate plaintiff
for specific functional capabilities. (Id.) Plaintiff submitted a Duty Status Report (CA-17) to the USPS EEO Office in May 2003. (Pl. Att. 4, Ex. 6 (Form CA-17, Exam He was specifically
Date Mar. 25, 2003, signed May 20, 2003).)
evaluated for his ability to perform the qualifications of Automation Mail Processor. Form CA-17 lists the usual work
requirements for the position, and requires the employee's medical provider to state whether the employee can perform these duties. Plaintiff could perform most, but not all, of the usual He could (1)
work requirements for Automation Mail Processor.
lift 20 pounds intermittently for eight hours; (2) stand intermittently for four hours; (3) walk intermittently for four hours; (4) perform simple grasping continuously for eight hours; and (5) perform fine manipulation, including keyboard skills, as required by the position. (Id.) He could only sit
intermittently for four hours, however, while the position calls for eight, and he could not perform any above-the-shoulder work while the position calls for four hours of intermittent reaching above the shoulder. (Id.)
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The 2003 CA-17 form also indicated that plaintiff could perform a number of tasks in addition to those required for the Automation Mail Processor position. Specifically, plaintiff
could climb, kneel, bend/stoop, twist, pull/push, drive a vehicle, operate machinery, work in temperature extremes and high humidity, and work with chemicals, solvents, fumes, dust, and noise for some or all hours during the workday. (Id.)
Plaintiff submitted one additional Form CA-17 to USPS on December 1, 2005. (Pl. Att. 3, Aff A. p. 27 of 39 (Duty Status The
Report, signed Nov. 21, 2005, date-stamped Dec. 1, 2005).)
2005 CA-17 indicates that plaintiff could return to work as of May 20, 2003. (Id.) The 2005 CA-17 also cleared plaintiff to lift 20 pounds intermittently for eight hours per day, to climb, perform simple grasping, fine manipulation, driving a vehicle, operate machinery, work in temperature extremes and high humidity, and work with chemicals, solvents, fumes, dust, and noise. (Id.) The form contains no information regarding
plaintiff's ability to, inter alia, stand, sit, walk, kneel, twist, push, or pull.4 (Id.)
The only other evidence in the record regarding plaintiff's medical condition appears in plaintiff's EEO Investigative Affidavit dated June 27, 2006. The plaintiff describes his physical condition as of June 2006 (after the events at issue in his Complaint) as follows: My disabilities are two permanent partial impairments Left Foot Great Toe, Right Knee [...] severe arthritic condition, same as toe left foot, which affects my 7
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B.
Plaintiff's Workplace Complaints 1. Events of 1998: Sick leave or Leave Without Pay, the Snow Arbitration Award.
From approximately April through December 1998, plaintiff was assigned to the position of a Modified Mail Processor at the PD&C. Plaintiff did not, however, work this entire time; he was During that
absent from work from June 30 through July 20, 1998.
time he received payment of $1,448.83 for work related injuries from OWCP. These payments were intended to cover plaintiff's Both USPS and OWCP prohibit
entire absence in June and July.
employees from receiving sick leave payments from the Postal Service while accepting payments from OWCP. Plaintiff contacted USPS on at least two occasions during this period to notify the Agency he would be absent from work. On July 5, 1998, plaintiff called in and requested 40 hours of leave for the week of July 5 - 11, 2008. Plaintiff states that
he requested leave without pay ("LWOP") for the week, however his request was noted as "sick leave" on the leave slip the Postal Service generated for his absence. (Pl. Att. 1, Ex. 1 (Form
walking, running . . . I cannot work above my head and shoulders, walking, running I can't run anymore, I can't lift any weight greater than at least 25 pounds. Nor can I play Football, Basketball, swing baseball bats because of injuries. Walking and sitting are my major problems, for any extended time. (Pl. Att. 4 (Aff. A pp. 11-12 of 39.)) 8
3971, Request for or Notification of Absence, Jul. 5-11, 1998).) Several USPS employees signed the request and John Grier, an Attendance Control Supervisor at the P&DC, ultimately approved it. (1998 ROI p. 17, Aff. of John Grier.) Grier did not He
personally take plaintiff's July 5, 1998 phone call. (Id.)
believed that plaintiff had requested sick leave, and approved the request, "based on the information given on the Form 3971, leave slip, that was taken when [plaintiff] called in." (Id.)
Plaintiff contacted USPS again to request 48 hours of leave without pay for the following week -- July 12 - July 19, 1998. (Pl's. Att. 1. Ex. 1 (Form 3971 Jul. 12-19, 1998).) This time, because the USPS recorded his request as LWOP, it was routed to the Postal Service's Injury Compensation office instead of Attendance Control.5 Injury Compensation Specialist Toni Grier (Id.;
approved plaintiff's July 12 - 19 application for LWOP. see also 1998 ROI, p. 14, Aff. of Toni Grier.)
Toni Grier has (Pl. Facts at
handled all of plaintiff's OWCP claims since 1997. 4.) Plaintiff returned to work on July 22, 1998. 3.)
(Pl. Facts at
Upon his return, plaintiff "saw the [July 5] slip[] was
Sick and annual leave is based on approval from a supervisor, whereas leave for a work-related injury "has to be either leave without pay, IOD [injured on duty] or COP [continuation of pay]. Those are the only . . . forms of leave that the injury compensation office handles." (Def. Deposition Excerpts ("Def. Deps.") Toni Grier Dep. 43-44, Mar. 28, 2008.) 9
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wrong, [and] indicated in his own handwriting `comp injury' on the leave slip for July 5, 1998." (Id.) He did not, however,
change the two instances on his Form 3971 which indicated that he had taken sick leave for that week. 5-11, 1998).) (Pl. Ex. 1 (Form 3971 Jul.
Plaintiff signed the July 5 leave slip on July 22, On
1998, and was paid for 40 hours of sick leave for that week.
December 10, 1998, the OWCP notified plaintiff that he had been overpaid because he had been compensated for sick leave during the week of July 5, 1998 while he was also being compensated by OWCP. (1998 ROI, Ex. 2, p. 26.) Accordingly OWCP sought return
of its money. Two days after returning to work, on July 24, 1998, USPS changed plaintiff's job status from full-time regular to parttime flexible, with an effective date retroactive to April 25, 1998. This change in status was the result of the settlement of
an arbitration decision (the "Snow Arbitration Award") between the American Postal Workers Union ("APWU") and USPS management. The settlement agreement, dated July 18, 1998, provided that all employees who were reassigned when they were partially recovered from an on-the-job injury after 1994 would be converted to parttime flexible employees. Therefore, on July 24, 1998,
plaintiff's status was changed to part-time flexible along with all other employees in this group.
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A few months later, the APWU and the Postal Service agreed to amend their settlement agreement and remove the requirement converting full time employees to part-time flexible status. Accordingly, on December 1, 1998, plaintiff was returned to fulltime status retroactive to April 25, 1998. Plaintiff was
credited for any salary and leave diminutions while he was in part-time status. Plaintiff requested EEO counseling on August 31, 1998. He
alleged that the agency placed him on sick leave instead of LWOP from July 5 - 11, 1998 and changed his status from full-time to part-time flexible based on race, sex, age, retaliation, and disability discrimination.6 November 2, 1999. He filed a formal EEO complaint on
(1998 ROI p. 90 (Partial Acceptance/Partial
Dismissal of a Formal Complaint, Mar. 28, 2000).) 2. The Events of 1999: Disputes over Sick Leave and Limited Duty Status.
Plaintiff continued to work in a "limited duty" assignment in 1999, however, he was reassigned to work as a Mail Processor in the V Street Annex, Return to Sender Unit (a different facility than the P&DC). Plaintiff's new duties were described
Plaintiff previously filed several discrimination claims against the Postal Service regarding events not encompassed in this case. (Pl. Facts at 3.) Toni Grier knew about plaintiff's prior complaints because he told her about them in a meeting on April 20, 1998. (Id.) Grier was not involved in plaintiff's leave request for the week of July 5, 1998, however, nor was she involved in changing his job status from full-time regular to part-time flexible. (1998 ROI p. 14 (Aff. of T. Grier).) 11
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as manual distribution of letters within restrictions, including: "no bending, twisting or stooping, no sitting longer than 15 minutes. Needs to sit at a low case." (2000 ROI p. 11 (Aff. of
Deborah Boston ("Boston Aff.")).) Plaintiff's limited duty assignment stemmed from his on-thejob injury in 1997, which, as discussed above, was approved by OWCP and the USPS and assigned claim number 25-0514475. In
August 1998, plaintiff filed an additional claim with OWCP seeking a determination that he sustained another compensable onthe-job injury: a mental and emotional injury caused by stress due to harassment at work. (1998 ROI, Ex. 12 p. 53 (Jun. 10, This claim was assigned
1999 letter from OWCP to plaintiff.)) number 25-50529977.
On June 10, 1999, the Department of Labor issued a ruling denying plaintiff's stress and harassment claim - number 2550529977. (Id.) The USPS Injury Compensation office received a
copy of OWCP's denial and, as it does with all denied claims, informed the appropriate operations managers of the denial. Specifically, on July 13, 1999, Senior Injury Compensation Specialist Natalia Goddard sent a memo to Operations Managers Darryl Martin and Edgar Gramblin entitled "Denied Claim by the Department of Labor". (Pl. Att. 11 (Jul. 13, 1999 Memorandum to Goddard's
D. Martin and E. Gramblin from N. Goddard.))
memorandum stated "the attached ruling from the Department of
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Labor is provided for your information and or action . . . The following actions may be necessary: [...] Ensure that employee is not on limited duty. . . . If you have any questions please contact Toni Grier." (Id. (emphasis in original)) The
memorandum contained no mention of plaintiff's existing worker's compensation claim for his back injury, claim number 25-0514475. Upon notification that plaintiff's OWCP claim had been denied, Operations Manager Gramlin believed that plaintiff was able to perform his regular clerk duties and no longer needed limited duty assignment. (Pl. Att. 1, Aff. D (Aff. of Edgar Gramblin did not
Gramblin, Oct. 31, 2000 ("Gramblin Aff.")).)
know that plaintiff had more than one OWCP claim and plaintiff did not immediately inform him otherwise. Indeed, at that time
Gramblin did not know plaintiff, nor was he aware of his previous EEO activity. (Id.)
Believing plaintiff was no longer eligible for limited duty, Gramblin reassigned plaintiff from his limited duty position at the V Street Annex to a regular duty assignment at the P&DC. (Id.) Plaintiff refused to perform his regular duty assignment.
As a result, he was suspended and advised he could provide information to request a light duty assignment, which employees may receive for non-workplace injuries. (Id.) After
approximately two days, plaintiff returned with documentation to show he had two OWCP claims, only one of which had been denied. 13
He was immediately returned to his limited duty job. filed a grievance with his union over his suspension.
Plaintiff He
prevailed in his grievance, and about a month after his suspension, the Agency paid him for the 19.42 hours he had been suspended. Notwithstanding OWCP's June 10, 1999 denial of plaintiff's on-the-job injury related to stress (claim number 25-50529977), in August 1999 plaintiff submitted three requests for LWOP because of stress and cited the already-denied claim number 25-50529977. (Pl. Att. 1, Exs. 14, 15a, 15b (Forms 3971, Aug. None of these requests were
11, Aug. 12 and Aug. 13, 1999).) approved. (Id.)
On September 9, 1999, plaintiff submitted a request for three hours of sick leave (not LWOP, as he had in August) and cited his other OWCP claim number - 25-0514475 - which related to his back injury and had been approved in 1997. This leave
request form was initially received, as all leave slips are, by the USPS office of absence control. at 31.)) (Pl. Att. 10 (T. Grier Dep.
The absence control office routed the leave slip to the
injury compensation office where it was handled by Toni Grier, who handles all injury compensation claims for employees whose last names begin with D through I. (Id.) Grier checked the
"disapproved" box on the leave request, and wrote "no meds on file." (Pl. Att. 1, Ex. 15e (Form 3971, Sept. 12, 1999).)
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However, because plaintiff requested sick leave, the Injury Compensation Office should not have processed the leave request in the first instance. "To request sick leave, an employee
merely had to have the leave available and make the request on the appropriate form . . . . There is no requirement that any
employee have any medical information on file in order to qualify for or request sick leave." her error, explaining: leave slip. (Pl. Opp. at 20.) Grier admitted
"I should never have signed the sick
Sick leave . . . should be approved or disapproved
by the supervisor, not by injury comp . . . leave for an injury has to be either leave without pay, IOD, or COP. Those are the
only [] forms of leave that the injury compensation office handles." (Def. Deps., T. Grier Dep. at 43-44; see also Pl. Ex.
1, p. 14 (T. Grier Aff. Oct. 11, 2000) ("I do not normally take action on leave requests of this nature; it was an oversight that I did in this instance.").) Once Grier had processed her "batch" of leave slips, including the slip for plaintiff, she "put them back in the envelope and sent them to Time and Attendance [or] absence control. And then . . . someone else would disburse them to the (Pl. Ex. 10, (Grier Dep. at 31-32).) Because
supervisors."
Grier denied plaintiff's request for sick leave, the agency treated it as a request for annual leave. Plaintiff did not
have any annual leave accrued, thus, the Agency placed him in
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LWOP status for three hours. pay.
As a result, he lost three hours'
Plaintiff requested EEO counseling on September 28, 1999, alleging that both the two-day suspension in July and the sick leave denial in September constituted unlawful discrimination based on retaliation for his prior EEO activity and disability. He filed a formal complaint on December 14, 1999. (1998 ROI p.
96 (Partial Acceptance/Partial Dismissal of a Formal Complaint, Feb. 22, 2000).) On June 3, 2003, the EEO consolidated plaintiff's two claims regarding the events of 1998, as set forth in Section A above, with his two claims regarding the events of 1999. On March 31,
2004, an EEO Administrative Judge ("AJ") granted the Agency's motion for summary judgment on all four of the claims, finding that plaintiff "failed to adduce any evidence that the conduct complained of was based on . . . his race, sex, age, disability or prior protected activity." (Def. Att. 2a.) The AJ further
found that "the Agency articulated a legitimate, nondiscriminatory reason for its action[s]," which plaintiff "failed to rebut [or] . . . proffer any evidence of pretext." USPS issued its final agency decision on May 25, 2004 implementing the decision of the A. (Def. Att. 2b.) Plaintiff On (Id.)
appealed to the EEO Office of Federal Operations ("OFO"). December 5, 2005, the OFO issued a decision affirming the
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Agency's final action.
The OFO found that no "reasonable fact
finder could draw an inference of race, sex, age and disability determination or reprisal regarding the actions of the agency," and that plaintiff "failed to present evidence that any of the agency's actions were motivated by discriminatory animus toward [plaintiff's] protected classes." 3. (Def. Att. 3, p. 6.)
The Events of 2000: May 3, 2000 Overtime Dispute.
Plaintiff's complaint contains one allegation of unlawful treatment in 2000: denial of an overtime opportunity on May 3, 2000. The Postal Service awards overtime "when employees are needed to work before or after their work schedule and also when employees are needed to work on the[ir] non-schedule[d] workdays based on the mail volume." (Pl. Att. 2, Aff. C (Aff. of William
Darryl Martin ("Martin Aff.").) Employees desiring to work overtime put their names on a voluntary `overtime desired' list. (Id.) When overtime is necessary, management reviews the
overtime desired list and schedules overtime "among qualified employees doing similar work in the work location where the employees normally work." (2000 ROI Ex. 7b, p. 41 (Collective
Bargaining Agreement Between the USPS and the American Postal Workers Union, AFL-CIO, Article 8.5).) In the Washington, D.C.
area, employees may sign an overtime desired list to work on their non-scheduled workdays as well as their scheduled workdays.
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(Martin Aff.; see also Pl. Att. 6 (Local Mem. of Understanding Between the Washington, D.C. Post Office, Air Mail Center, and American Postal Workers Union AFL-CIO).) or on leave shall be passed over." However, "those absent
(2000 ROI Ex. 7b, p. 41.)
Limited duty employees such as plaintiff are not precluded from working overtime. (Martin Aff.) However, in order to be
"qualified" to perform the overtime as set forth in the Collective Bargaining Agreement, "the employee must be able to perform the duties in the operation where the overtime is required. If the limited duty employee can work in automation he
will be allowed to work any overtime called in automation . . . if he is on the overtime desired list for automation but he/she is physically unable to perform the duties on automation he would not be selected for overtime in automation." (Id.)
In the spring of 2000, plaintiff was still working in the return-to-sender unit under the direct supervision of Deborah Boston. William Darryl Martin was the Senior Manager for Plaintiff put his name on overtime
Distribution Operations.
desired lists for both his scheduled and non-scheduled days, to perform any work for which he was qualified in his location. (Def. Deps., Keith Diggs Dep. at 55.) The return-to-sender unit moved from the V Street Annex to the P&DC during the first week in May, 2000. (Boston Aff.).) (2000 ROI Aff B.
On Wednesday, May 3, 2000 plaintiff worked from
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4:00 p.m. until 10:00 p.m. did not work.
He took annual leave for the hours he
Wednesdays were one of plaintiff's regularly
scheduled workdays; his regularly scheduled hours were 4:00 p.m. to midnight. (2000 ROI Ex. 3, p. 19 (Limited Duty Job Offer Dec.
19, 1998); Ex. 1, p. 17 (Time Summary).) Plaintiff was not offered overtime on May 3, 2000, nor was overtime awarded in the return-to-sender unit on that day. Plaintiff sought EEO counseling to complain that he was unlawfully denied overtime based on race and disability. 2000 p. 55 (EEO Counselor's Report Jun. 13, 2000).) (ROI
He filed a
formal complaint alleging race and disability discrimination on October 3, 2000 (2000 ROI p. 52 (EEO Complaint of Discrimination in the Postal Service, Oct. 3, 2000).) In the investigative
affidavit he provided to the EEO, plaintiff alleges employees in Operations 030, 040 and 150 at the P&DC only 100 feet from his work location once the return-to-sender unit moved to the P&DC facility performed overtime work that "was within [his] physical restrictions . . . [he] could have performed the work in overtime status."7 (2000 ROI Aff A., p. 8, (Diggs Aff. Mar. 1, 2001).) In response, manager Boston explained to the EEO Counselor that during the approximately five years she supervised
The numbers 030, 040 and 150 refer to pay locations. Plaintiff worked in pay location 396. The parties point to no evidence in the record, and this Court is unable to find any, specifying the type of work performed at pay locations 030, 040 and 150. 19
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the return-to-sender unit, "there was no overtime given to the employees [in the return to sender unit] . . . because of the low priority of the mail that was being worked . . . It did not warrant paying employees premium overtime pay to process it." (Boston Aff.) She also asserted that plaintiff would not have
been able to work overtime outside the return to sender unit because "his physical limitations would not allow him to work in other sections." (Id.) She found
An EEO AJ heard plaintiff's formal complaint.
that no discrimination occurred, and dismissed the claim on September 3, 2003. (Def. Att. 4.) On September 17, 2003, the
Postal Service issued a final order implementing the AJ's decision, which plaintiff appealed to the EEO's OFO. 5.) (Def. Att.
The OFO issued a decision on March 3, 2005, which found that
there was no "overtime available within [plaintiff's] pay location" on May 3, 2000, and that "even if there was overtime available on the day in question, [plaintiff] was on annual leave, and therefore ineligible for overtime." (Id.) The OFO
upheld the A's decision and the Postal Service's final order that "construing the evidence to be most favorable to [plaintiff] . . . [plaintiff] failed to present evidence" that his failure to receive overtime was "motivated by discriminatory animus toward [his] protected classes." (Id.)
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4.
The Events of January 2002 - February 2006: Plaintiff's Departure and Ultimate Removal from the Postal Service.
In 2001, the P&DC (also known as "Brentwood") was targeted in an anthrax terrorist attack. As a result, the Post Office
closed the P&DC in October 2001, and its employees were transferred to other postal facilities. 83.) (Pl. Att. 10, Grier Dep.
Plaintiff was reassigned to the Calvert Development and
Design Center for a short time following the anthrax attack. (Id. at 84.) perform. There was no work, however, for plaintiff to
Plaintiff and at least 30 other relocated employees (Id. 83-84.) In January
"sat in a room . . . [doing] nothing."
2002, Postal Service management decided that plaintiff and these other employees for whom the Agency had no work should be sent home. On January 23, 2002, Julie E. Szarek, USPS Human Resources Manager, sent plaintiff a letter stating, in relevant part: Due to the closure of the Brentwood facility and its relocation to other offices, Plant Operations has indicated it is no longer able to accommodate your restrictions. Effective Friday, January 25, 2002, you should no longer report to the Calvert worksite. Since the agency cannot provide suitable duties within your restrictions, the injury compensation office is issuing CA-7 forms for your use. This form should be completed and submitted to this office to ensure that you are compensated through the Department of Labor, Office of Worker's Compensation Programs. If you have further concerns please contact Toni Grier, Manager, Injury Compensation, at [phone number]. 21
(Pl. Att. 3, p. 4 (Letter from J. Szarek to K. Diggs, Jan. 23, 2002).) As indicated by Szarek's letter, the CA-7 form is used
by the Department of Labor OWCP to process Claims for Compensation due to, in this case, medical restrictions that precluded the USPS from finding suitable work for plaintiff. Plaintiff was among a group of "30 people or more . . . who were sent home and given CA-7s to complete and be compensated through the [OWCP] until the agency was able to provide them with work." (Pl. Att. 10 (Grier Dep. 83-84).) The letter instructs plaintiff
to file his CA-7 forms with "this office" the injury compensation office. (Id. at 91-93.)
The record contains no Form CA-7s for plaintiff between January 2002 and May 2003. Plaintiff "turned in the CA-7s I didn't
which [USPS] say[s] they never received to get paid. get paid." (Diggs Dep. 64.)
The Injury Compensation office did (Pl. Att. 10 (Grier Dep.
not receive any CA-7s from plaintiff. 91).)
On January 23, 2003, Helen T. Jackson, Attendance Control Supervisor for Tour 3,8 sent plaintiff a memorandum via certified mail. The memorandum states, in relevant part:
"Tour" is another word for shift. At all times relevant in this action, plaintiff was assigned to Tour 3 (sometimes referred to as Tour III), which is 4:00 p.m. to midnight. (2000 ROI Exs. 3-4, pp. 19-20 (Limited Duty Job Offers Apr. and Dec. 1998).) 22
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A review of your record reflects an unsubstantiated absence from duty. Therefore, you are instructed to submit the following documents within five calendar days of the receipt of this letter: · PS Form 3971 (Request for or Notification of Absence) and · Medical Certificate covering your absence from the beginning through the present. The Medical Certificate must provide an explanation of the nature of your illness sufficient to indicate you have been, or will be, unable to perform your normal duties for the time period of your absence . . . In addition, you are instructed to submit a PS Form 3971 and a Medical Certificate every thirty days that you are absent thereafter to your supervisor at the address listed below: Southern Maryland Processing & Dist. Ctr. Deborah I. Boston, ACS, Tour 3 [Address] If you fail to provide the required documentation and/or fail to respond to this notice as outlined above within five calendar[] days, the absence will be charged to AWOL. AWOL MAY RESULT IN DISCIPLINARY ACTION, UP TO AND INCLUDING REMOVAL FROM THE POSTAL SERVICE. (Pl. Att. 3 (Jan. 27, 2003 letter from H. Jackson to K. Diggs)(emphasis in original).) Plaintiff did not provide his supervisor with the information requested in the January 23, 2003 letter. he sought EEO counseling on January 29, 2003. Instead,
Plaintiff claimed
that he "was the only person from [the] Tour 3 injured section to receive such a letter," and accused the Postal Service of retaliation based on his prior EEO activity. (Def. Att. 12
(Information for Pre-Complaint Counseling).) Plaintiff and the
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Postal Service entered into a settlement on March 7, 2003, resolving his claim. (1) The settlement states, in relevant part:
[Plaintiff] shall provide to Injury Compensation [address], to the attention of Ms. Toni Grier, copies of documentation relating to the CA-7's filed following January 25, 2002, the date he was sent home following the unavailability of work. . . [Plaintiff] shall also provide written notice to Ms. Grier of his doctor's appointment to have his medical restrictions updated. Ms. Grier shall contact [plaintiff's] assigned office to have a CA-17 sent to him for submission to the medical provider at the scheduled appointment. Items 1-3 shall be completed by March 14, 2003. [Plaintiff] shall provide Ms. Grier with an updated CA17 following his doctor's appointment. This letter shall be accompanied by a letter of job responsibilities that he feels he can perform in accordance with his restrictions.
(2)
(3)
(4) (5)
(Pl. Att. 3, p. 9-11 (Settlement Agreement Mar. 7, 2003).) Plaintiff failed to meet the March 14, 2003 deadline. He
"attempted to confer with [] Grier . . . to inform [her] that he could not meet the provisions of . . . the Agreement on time, but he could not reach her." (Pl. Facts at 2.) Plaintiff eventually
submitted a Form CA-17 dated May 20, 2003 to the EEOC office, but not to Grier or the Injury Compensation Office as required by paragraph (5) of the settlement agreement. He also failed to
submit copies of the CA-7s to either the EEOC office or the Injury Compensation Office, as required by paragraph (1).
24
On April 17, 2003, plaintiff filed a timely EEO Complaint alleging that the Agency breached paragraph (3) of the settlement agreement by not contacting him before March 14, 2003. The
Agency issued a final decision denying the breach-of-contract claim on October 29, 2004. (Def. Att. 6.) Plaintiff appealed
the final agency decision to EEO's OFO, which issued its decision on April 27, 2005. The EEO found that the Postal Service "had
not breached the agreement because its own actions were contingent on [plaintiff] first taking certain actions of his own," namely, sending CA-7s to Grier as required by paragraph (1) of the settlement agreement, and providing Grier with written notice of his doctor's appointment as required by paragraph (2). (Def. Att. 7.) The EEO further found that plaintiff breached
paragraph (5) of the agreement by sending his CA-17 to the EEO office, not "to the Injury Compensation office, as explicitly stated in the settlement agreement." (Id.)
The next correspondence between plaintiff and the Postal Service did not occur until September 27, 2004. During that
time, following the expiration of his state unemployment benefits in early 2003, plaintiff had obtained employment as a delivery driver for "My Florist, Exclusively Roses," and delivered floral arrangements. At some point thereafter, plaintiff left the
florist position for a "better job" working for "Liberty Transportation Incorporated" as a "yard jockey" and remained
25
there until May 31, 2007 when the company relocated.9 Dep. 71-72.)
(Diggs
On September 27, 2004, Helen Jackson-Baker (formerly Helen Jackson), the attendance control supervisor for Tour 3, sent plaintiff another letter. She acknowledged that plaintiff had
been sent home on January 23, 2002, and that the Agency's action was the genesis of his absence from work. (Pl. Att. 3, p. 6 The
(Sept. 27, 2004 Letter from H. Jackson-Baker to Plaintiff).) letter explained: Since the agency could not provide suitable duties within your restrictions, the Injury Compensation Office issued CA-7 forms for your use. The form should have been completed and submitted to that office to insure that you were compensated through the Department of Labor, Office of Workers' Compensation Programs. The Injury Compensation Office indicated that you currently do not have an active open claim. There are no records indicating that you requested compensation from the Department of Labor. All of the employees who submitted claims for compensation due to `no available work' were compensated through the Department of Labor. You have an obligation to notify your employer of your status. Failure to do so puts you in AWOL status. It is incumbent upon you to submit acceptable evidence to cover your absence from January 25, 2002 through your return to duty . . . [Y]ou are to submit supporting ACCEPTABLE EVIDENCE showing why you are unable to
Plaintiff explains that: "[a] yard jockey is the tractor [that] hooks up to loaded trailers, puts them to the dock, and then they unload them. Then he comes back, gets the unloaded trailer, puts it back in the lot. That's what I did all day long. I was moving trailers back and forth." (Id.) 26
9
report, within five (5) calendar days from the date of receipt of this letter, and for every thirty (30) days thereafter that you are absent from duty. HELEN JACKSON-BAKER, ACS, Tour 3 [Address] Acceptable evidence for medical reasons is defined as medical documentation signed and furnished by your attending physician or other attending practitioner. The documentation must provide an explanation of the nature of the illness or injury causing your absence from work . . . Should you fail to comply with these instructions, you will be considered in an Absence Without Official Leave Status since January 25, 2002 and action may be taken to remove you from the United States Postal Service. (Id. (emphasis in original).) By letter dated October 7, 2004, plaintiff responded to Jackson-Baker, stating that "my absence from the Postal Service is not directly related to Illness or Injury, my absence is directly related to Toni Grier, Compensation Unit. not abided by the [settlement] agreement." A, p. 31 of 39 (emphasis in original)).) Ms. Grier has
(2006 ROI (Pl. Aff.
Plaintiff attached a
copy of the January 25, 2002 letter from the Postal Service and a copy of the March 7, 2003 settlement agreement to his letter. (Pl. Att. 4, (Pl. Aff. A., p. 9 of 39).) documentation. (Id.) She He did not send medical
Jackson-Baker replied to plaintiff on October 20, 2004. wrote: You have not been to work since January 23, 2002 nor have you sent any documentation to substantiate
27
your absence. You are required to submit acceptable documentation immediately and every thirty (30) days until your return to duty. If documentation is not sent by October 27, 2004 and you do not respond to the letter sent to you, the next step may be taken to remove you from the Postal Service. This letter is being sent to you to afford you the opportunity to come in for a Pre-Disciplinary Interview. This interview gives you the chance to tell `your side of the story'. The interview is being set up for October 29, 2004 at the [...] P&DC. (2006 ROI Aff. A, p. 32 of 39 (Oct. 20, 2004 Letter from H. Jackson-Baker to plaintiff).) Plaintiff met with Jackson-Baker at the P&DC. He "went over
verbally with [] Baker all of the evidence [he] submitted," namely, the January 25, 2002 letter and the 2003 mediation agreement. (Pl. Att. 4 (Aff. A., p. 9 of 39).) Plaintiff
"awaited further response," but "received no further input about this matter." (Id.)
In May 2005, the Post Office again requested that plaintiff provide medical documentation addressing his ability to work between 2002 and "the present". (2006 ROI, Ex. 7 (Letter to
plaintiff from F. Mitchell, absence control office supervisor, Tour 3 dated May 19, 2005.)) Like the previous letters from
Baker-Jackson, the May 2005 letter from Mitchell requested past and present medical information and updates every 30 days thereafter, and closed with the warning that if plaintiff did not
28
promptly respond, "the absence will be charged to AWOL. AWOL MAY RESULT IN DISCIPLINARY ACTION, UP TO AND INCLUDING REMOVAL FROM THE POSTAL SERVICE." (Id.) (emphasis in original.) Hearing no response from plaintiff, Mitchell (sometimes referred to as "Bears-Mitchell") sent plaintiff a notice of another pre-disciplinary interview. (2006 ROI Ex. 8 (Letter to
plaintiff from F. Bears-Mitchell dated June 16, 2005.)) Mitchell's letter states in relevant part: "Discipline is being considered. However, during the interview, you will be given the
opportunity to tell your side of the story relative to why you did not respond to my notice for you to support your absence with documentation and any other information you wish to share that might prevent disciplinary action." (Id.) Bears-Mitchell,
plaintiff, and plaintiff's union shop steward met for the predisciplinary interview on June 24, 2005. During the interview, (Pl.
plaintiff told Bears-Mitchell about his prior EEO activity. Att. 4 (Aff. A. p. 10 of 39).) He also discussed his then-
current employment driving a tractor-trailer for Liberty Transportation. (Id.) Plaintiff did not provide documentation
regarding his medical restrictions during the period of May 20, 2003 to June 2005 at or prior to the interview. He told Bears-
Mitchell that he "is ready to come back to work," asked "what medical document is needed to return to work," requested that the Postal Service "mail it" to him, and stated that he "is working 29
now."
(2006 ROI Ex. 9 (Mitchell's notes of Pre-Disciplinary
Interview Jun. 24, 2005).) Bears-Mitchell did not receive the requested medical documentation from plaintiff. 116).) (Def. Deps. (Bears-Mitchell Dep.
On October 25, 2005, she wrote to plaintiff again,
explaining "our records do not indicate that you are unable to perform work. Therefore you are instructed to report for duty as
scheduled or provide acceptable medical evidence that denotes your inability to work . . . You are being allotted five (5) days from the receipt of this letter to respond. Failure to [respond]
will result in corrective action up to and including removal from the Postal Service." (2006 ROI Ex. 10 (Oct. 25, 2005 Letter from Plaintiff did not respond to the
Bears-Mitchell to Plaintiff).) letter.
Instead, he wrote a letter dated November 9, 2009 to his
shop steward, acknowledging receipt of the October 25, 2005 letter and advising that he was filing a grievance with his union. (2006 ROI (Aff. A., p. 39 of 39).)
On December 1, 2005, plaintiff delivered one Form CA-17 to the USPS' Medical Unit. (Pl's. Att. 3 (Aff. A. 15 of 39 and 27
of 39).) The CA-17 form, dated November 21, 2005, indicates that plaintiff's health practitioner advised him to return to work, with restrictions, as of May 20, 2003. (Id.)
By letter dated January 12, 2006, Mitchell advised plaintiff she was "in the process of determining what, if any,
30
administrative action shall be taken in regard to your current work status." (2006 ROI Ex. 12.) Mitchell directed plaintiff to
report for a pre-disciplinary interview on January 18, 2006, and advised plaintiff that his "failure to report . . . will result in [Mitchell] making a decision without any input [plaintiff] may have to offer for [] consideration." (Id.)
Plaintiff, his union shop steward and Mitchell met for the pre-disciplinary interview as scheduled. In her notes of the
meeting, Mitchell listed among the "Nature of Infractions" to be discussed as "(1) unacceptable medical documentation; (2) where have you been since 2003". (2006 ROI Ex. 13 (F. Mitchell's PreMitchell's notes
Disciplinary Interview notes, Jan. 18, 2006).) also recount plaintiff's answers.
In response to question (1)
plaintiff stated "every time he goes to the doctor there's a copayment," and he "did not know" the USPS wanted documentation of his "diagnosis and prognosis."10 (Id.) In response to question
(2), he "was sent home because there was no work for him" in 2002, and he never received "anything in writing telling him to come back to work." (Id.) Plaintiff also "explained in detail
about [his] EEO cases . . . and also the fact of [his] employment elsewhere." (Pl. Att. 4, (Aff. A. p. 10 of 39).) Plaintiff did
Mitchell explains "prognosis and diagnosis . . . might state that Mitchell was seen in my office on so and so date for a broken leg; therefore, her expected return time to work might be three months . . . It might say anything like that. It's just a prescription pad." (Pl. Att. 9 (Mitchell Dep. p. 147).) 31
10
not, however, provide any medical documentation at the PreDisciplinary Interview. Mitchell recommended plaintiff's removal from the Postal Service in a letter to Labor Relations dated February 1, 2006. (ROI 2006, Aff. C p. 9 of 9.) Mitchell advised removal "for the following reason." (Id.) Her letter goes on:
Mr. Diggs was absent without approved leave (AWOL) from May 20, 2003 until June 24, 2005. He has not provided us with acceptable medical documentation. He was given a Pre-Disciplinary Interview on January 18, 2006, [during] which [Mitchell] informed him of his unacceptable medical documentation. To this date [Mitchell has received] no response. (Id.) John W. Cooke, Distribution Operations Manager, concurred (Id.)
with Mitchell's recommendation.
The Postal Service issued plaintiff a Notice of Removal based on the "charge" of "absence without leave" dated February 21, 2006. He was terminated effective March 31, 2006. The
Notice of Removal states, in relevant part, "a review of your attendance record from May 20, 2003 through June 24, 2005 reflects your unscheduled absence from work and failure to provide acceptable documentation to justify your absence. Accordingly, you have been charged with Absence Without Official Leave (AWOL)." (2006 ROI Ex. 14.)
On May 19, 2006, plaintiff filed an EEO complaint alleging that his January 18, 2006 pre-disciplinary interview and subsequent removal constituted discrimination based on sex, age,
32
physical disability, and retaliation.
(Compl. ¶ 10a.)
Plaintiff
had originally requested that an AJ hear his formal EEO complaint, but on March 7, 2007, he chose instead to add the allegations in his 2006 EEO complaint to the instant case, which was already pending before this Court. (Def. Att. 9 (Amended Notice of Intention to File Suit).) The following week, on March
14, 2007, the EEO dismissed his complaint and remanded it to the Postal Service for the issuance of a final agency decision. (Def. Att. 8a.) On April 1, 2007, the agency issued its final agency
decision, which found that plaintiff "failed to establish that [he was] subjected to sex, age, disability or retaliation discrimination," that "the Agency met its burden of demonstrating legitimate, non-discriminatory reason for the actions it took," and that plaintiff "failed to show these reasons were pretext for intentional discrimination." II. STANDARD OF REVIEW Under Federal Rule of Civil Procedure 56, a motion for summary judgment shall be granted if the pleadings, depositions, answers to interrogatories, admissions on file and affidavits show that there is no genuine issue of material fact, and that the moving party is entitled to judgment as a matter of law. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 246 (1986). To be (Id.)
material, the factual assertion must be capable of affecting the outcome of the litigation; to be genuine, the issue must be
33
supported by sufficient admissible evidence that a reasonable fact finder could find for the nonmoving party. Anderson, 477
U.S. at 248; see also Lanningham v. U.S. Navy, 813 F.2d 1236, 1242-43 (D.C. Cir. 1987). In determining whether a genuine issue of material fact exists, the Court must view all facts in the light most favorable to the non-moving party. See Matsuhita Elec. Indus. Co. v. The non-moving
Zenith Radio Corp., 475 U.S. 574, 587 (1996).
party's opposition, however, must consist of more than mere unsupported allegations or denials and must be supported by affidavits or other competent evidence setting forth specific facts showing that there is a genuine, material issue for trial. Fed. R. Civ. P. 56(e); see Celotex Corp. v. Cattrett, 477 U.S. 317, 322 (1986). III. ANALYSIS A. Discrimination and Retaliation Claims
In his second amended complaint, plaintiff claims he suffered eight adverse actions which he presented in his underlying EEO complaints. Complaint "Compl.") (See generally Second Amended
Plaintiff alleges that the Postal Service
discriminated against him based on race, age, sex, disability, and/or retaliated against him by: (1) changing plaintiff's request for leave without pay to sick leave (Compl. ¶ 17);
34
(2) (3) (4) (5) (6) (7) (8)
changing plaintiff's job duty status from full-time regular to part-time flexible (id. ¶ 18); denying plaintiff's request for sick leave, resulting in plaintiff taking leave without pay (id. ¶ 19); denying plaintiff a limited duty assignment, which caused him to be suspended for 19.42 hours (id. ¶¶ 22-23); denying plaintiff overtime (id. ¶¶ 24-26); denying plaintiff discovery in his administrative complaints (id. ¶ 10); conducting a pre-disciplinary interview of plaintiff in June 2005 (id. ¶ 31); and, removing plaintiff from the Postal Service. (id. ¶ 39.) Defendant argues that some of these actions were not
adverse, and also offers legitimate, non-retaliatory explanations for its actions. The Court finds that some of the challenged
actions were not adverse or materially adverse, and further finds that plaintiff failed to show defendant's explanations for its adverse actions were pretexts for discrimination or retaliation. Accordingly, the Court grants summary judgment for the defendant based on plaintiff's discrimination and retaliation claims. 1. Governing Law
Under Title VII, the ADEA, and the Rehabilitation Act, the two essential elements of a discrimination claim are that (I) the plaintiff suffered an adverse employment action (ii) because of the plaintiff's race, sex, age, or disability. See 42 U.S.C. § 2000e-16(a); 29 U.S.C.§§ 621 et seq.; 29 U.S.C. §§ 701 et seq.; Adeyemi v. District of Columbia, 525 F.3d 1222, 1226 (D.C. Cir. 35
2008); Brady v. Office of Sergeant at Arms, 520 F.3d 490, 493 (D.C. Cir. 2008); see also Brown v. Brody, 199 F.3d 446, 455 (D.C. Cir. 1999) (race discrimination under Title VII); Barnette v. Chertoff, 453 F.3d 513, 515 (D.C. Cir. 2006) (age discrimination under the ADEA); Breen v. Dep't of Transp., 282 F.3d 839, 841 (D.C. Cir. 2002) (disability discrimination under the Rehabilitation Act). "A plaintiff must prove both elements Baloch v. Kempthorne, 550
to sustain a discrimination claim." F.3d 1191, 1196 (D.C. Cir. 2008).
To prove retaliation under
these statutes, the plaintiff generally must establish that he suffered (I) a materially adverse action (ii) because he or she had brought or threatened to bring a discrimination claim. See
id. at 1198 (citing 42 U.S.C. § 2000e-3(a); 29 U.S.C. §§ 621 et seq.; 29 U.S.C. §§ 701 et seq.; Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53, 68 (2006)). Although the tests for
proving discrimination and retaliation both contain the term `adverse action,' "the concept [] in the retaliation context is broader than in the discrimination context, and can encompass harms unrelated to employment or the workplace `so long as a reasonable employee would have found the challenged action materially adverse.'" Franklin, 600 F. Supp. 2d at 66 (citing
Baloch, 550 F.3d at 1198 n.4). Traditionally, courts have analyzed discrimination and retaliation claims under Title VII, the ADEA, and the 36
Rehabilitation Act using the three-step burden shifting framework set forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). However, where an employer has asserted legitimate, non-
discriminatory reasons for the actions being challenged, the district court need not and should not decide whether the plaintiff actually made out a prima facie case under McDonnell Douglas. Rather, in considering an employer's motion for summary judgment . . . the district court must resolve one central question: Has the employee produced sufficient evidence for a reasonable jury to find that the employer's asserted non-discriminatory reason was not the actual reason and that the employer intentionally discriminated against the employee on the basis of race, color, religion, sex, or national origin? Brady, 520 F.3d at 494 (citation omitted; emphasis in original). This framework applies to discrimination the ADEA, and the Rehabilitation Act.11 claims under Title VII, See, e.g., Baloch, 550
F.3d at 1197 n.2, 1200 (applying Brady principle to Title VII and ADEA discrimination claims); Kersey, 586 F.3d at 17 n.1-2 (Brady analysis applies to discrimination claims under the
In its motion for summary judgement Defendant argues that plaintiff does not have a disability as defined by the Rehabilitation Act. (Def. Mem. at 18-22.) Defendant further argues that the Court should apply the standard for determining disability as it existed before the ADA Amendments Act of 2008. (Id.) The Court concludes that it need not consider these issues in this case. As this Circuit recently explained, once the defendant has proffered a nondiscriminatory and non-retaliatory rationale "it is unnecessary to consider whether the plaintiff has actually made out the elements of a prima facie case" of discrimination or retaliation based on disability. Kersey v. Washington Metro. Transit Auth., 586 F.3d 13, 17 n.1-2 (D.C. Cir. 2009). As discussed throughout, the Postal Service has proffered these rationales; accordingly, the Court need not consider whether plaintiff is, in fact, disabled. 37
11
Rehabilitation Act.)
The Brady framework also applies to Baloch, 550 F.3d at Thus, where the
retaliation claims under these statutes.
1197 n.2, 1200; Kersey, 586 F.3d at 17, n.1-2.
employer has proffered a legitimate, non-retaliatory reason for a materially adverse action, the Court makes the same functional inquiry as it does in a discrimination claim: "whether plaintiff has produced sufficient evidence for a reasonable jury to find that the employer's asserted non-retaliatory reason was merely a pretext for retaliating against the employee for his prior opposition to an unlawful employment action." Supp. 2d at 66. 2. The Challenged Actions (I) Leave Request for the Week of July 5, 1998 Franklin, 660 F.
Plaintiff contends that the Postal Service discriminated against him on the basis of race, sex, age, and disability, when "his request for sick leave was changed to LWOP for the week of July 5-12, 1998."12 (Pl. Opp. at 19.) Defendant has proffered a
legitimate, non-discriminatory reason for the challenged action
In his complaint, plaintiff appeared to allege that the Agency's designation of his leave request as sick leave was also retaliatory. (Compl. ¶ 17.) However, in his opposition, he fails to respond to defendant's argument as to this issue. (See Pl. Opp. at 1-2, 19.) It is therefore proper to treat defendant's argument as conceded. See Sewell v. Chao, 532 F. Supp. 2d 126, 136 n.5 (citations omitted), aff'd Slip Copy, No. 08-5079, 2009 WL 585660 (D.C. Cir. Feb. 25, 2009). 38
12
and disputes "both the existence of an adverse action and whether the action occurred because of discrimination." Franklin, 600 F. Supp. 2d at 63 (emphasis in original). "In such instances,
courts may first determine the existence of an adverse action." Id. (citing Baloch, 550 F.3d. at 1196-97). An "employment decision does not rise to the level of an actionable adverse action" sufficient to sustain a discrimination claim "unless there is a tangible change in the duties or working conditions constituting a material employment disadvantage." Stewart v. Lewis, 275 F.3d 1126, 1134 (D.C. Cir. 2002)(internal citations omitted). Defendant argues that plaintiff was
initially paid twice for his week of leave from July 5 - 12, 1998: once by the USPS for 40 hours of sick leave and once by OWCP for disability leave during the same time period. Mem. at 9-10.) (Def.
Thus, the Agency argues, plaintiff "initially
received a windfall" by getting two paychecks for the same time period. (Id.; see also Def. Reply at 10.) Eventually OWCP sent
him a notice of overpayment and he was required to return the money he received from OWCP; however, he kept his paycheck from USPS. Because Plaintiff received full pay for the week of leave,
the Agency argues, he did not suffer an adverse action. Plaintiff concedes that he did not lose pay for the week, but argues that his "leave balance was affected as a result of the
39
[Agency's] conduct," and the impact on his leave balance "constitutes an adverse action." (Pl. Opp. at 19.)
The Court is not persuaded that plaintiff suffered an adverse employment action. Plaintiff cites no case law, and the
Court is not aware of any, that processing an employee's leave request where the only consequence was that he had to take sick leave instead of workers compensation leave, constitutes an adverse employment action. But cf. Kline v. Springer, 602 F.
Supp. 2d 234, 243 (D.D.C. 2009) (changes to leave balance not adverse action "where the only consequence was that plaintiff had to use annual leave instead of sick leave on, at most, two occasions"). Even assuming the existence of an adverse action, plaintiff has not "produced sufficient evidence for a reasonable jury to find that the employer's asserted non-discriminatory reason" for treating plaintiff's leave request as one for sick leave "was not the actual reason and that the employer intentionally discriminated against" him. Brady, 520 F.3d at 494. The
plaintiff theorizes that John Grier or Toni Grier deliberately tampered with his leave request for the week of July 5-12, 1998, changing it from a request for LWOP to a request for sick leave. (Compl. ¶ 17; Pl. Facts at 3.) Toni Grier, however, denies any
involvement in receiving, processing or approving his claim for that week. (Pl. Att. 1, p. 14 (T. Grier Aff.).) John Grier also
40
denies that he was responsible for any changes to plaintiff's leave request. He states that he did not take plaintiff's
telephone call in which he requested leave for the week of July 5; another employee in the absence control unit took the call and recorded plaintiff's request as one for sick leave. 1, p. 17 (John Grier Aff.).) (Pl's Att.
Grier's "approval of the request
was based on the information given on the Form 3971, leave slip, that was taken when he called in." (Id.) John Grier also points
out that plaintiff signed the leave slip, which clearly stated that he had been approved for 40 hours of sick leave. (Id.) In
other words, the USPS asserts that it processed plaintiff's leave request as a request for sick leave because its manager believed plaintiff asked to be granted sick leave, and because plaintiff did nothing to disabuse him of that belief. Plaintiff has provided no evidence that either John Grier or Toni Grier was responsible for any unauthorized change to his July 5 - 12 leave request. The evidence is uncontroverted that
he signed the slip without changing the leave designation, nor did he "bring any discrepancy on the Form 3971 to his supervisor's attention prior to signing the document." Mem. at 29; see also Def. Mem. at 9, Def. Reply at 10.) (Def. He also
concedes that both John and Toni Grier were involved with the accurate processing of his leave request for LWOP the following week. (See Pl. Opp. at 19.) In short, plaintiff "has produced no
41
direct evidence of discriminatory animus by the decision maker and failed to produce any other evidence that discredits the underlying reason for" the Agency's treatment of his leave request as a request for sick leave. Baloch, 550 F.3d at 1198.
"Therefore, even assuming [plaintiff] had suffered an adverse employment action, he did not produce evidence sufficient to overcome summary judgment on the question whether he suffered impermissible discrimination." (ii) Id.
Change in Status from Full-Time Regular to Part-Time Flexible
In the Postal Service's motion for summary judgment, defendant argues that plaintiff's change in status from full-time regular to part-time flexible was neither an adverse action nor was it discriminatory/retaliatory. (Def. Mem. At 10, 38-39, 42.)
Plaintiff failed to respond to either of these arguments. His opposition to the motion for summary judgment contains no argument or any reference to record evidence regarding his change in status. Given plaintiff's utter disregard for his own claim, See
it is proper to treat defendant's argument as conceded.
Lytes v. D.C. Water and Sewer Auth., 572 F.3d 936, 943 (D.C. Cir. 2009).13
Even if plaintiff had responded to defendant's argument which he did not - the Court finds it unlikely that plaintiff would be able to succeed on the merits of this claim. Specifically, defendant presented uncontroverted evidence that the USPS returned plaintiff to full time regular status retroactive to April 25, 1998, the first day his status was 42
13
(iii)
Denial of Request for Sick Leave
In his Complaint, plaintiff alleges that "on several occasions in 1999 his request for sick leave was disapproved and changed to leave without pay." (Compl. ¶ 19.) However, his
argument in opposition to defendant's motion for summary judgment is limited to a single date: he contends that the Postal Service discriminated against him based on his disability and retaliated against him when it denied his request for three hours of sick leave on September 9, 1999. (Pl. Opp. at 7-8, 19-20.) This
action, which resulted in plaintiff losing three hours of pay, may well constitute an adverse or materially adverse action. Franklin, 600 F. Supp. 2d at 72 (being sent home without pay satisfies prima facie case for a materially adverse action) (citations omitted). The defendant has consistently explained that plaintiff was denied leave in error. (Def. Mem. at 23-34, 38; Def. Reply at 11.) Plaintiff's sick leave request was mistakenly routed to the See
injury compensation office, which does not handle sick leave. Injury compensation specialist Toni Grier told the EEO office as
changed, and credited him for any salary and leave adjustments. Accordingly, no adverse action occurred. (Def. Mem. at 11; Def. Facts at ¶ 32.) Defendant also presented uncontradicted evidence that as a result of the Snow Arbitration Award and Settlement, many employees' job status changed at precisely the same time and in precisely the same way as plaintiff's did. Defendant thus presented a legitimate, non-discriminatory reason for its action, which plaintiff has failed to rebut. 43
far back as 2000 that she does "not normally take action on [sick] leave requests . . . it was an oversight that I did in this instance." 2000).) (Pl. Att. 1, p.14 (T. Grier Aff. Oct. 11,
In her deposition in 2008, nearly eight years after her
initial affidavit, Grier offered the same explanation of mistake. She explained that she "should never signed the sick leave slip. Sick leave . . . should be approved by the supervisor, not by injury comp . . . leave for an injury has to be either leave without pay, IOD or COP. Those are the only [] forms of leave (Def. Deps., T.
that the injury compensation office handles." Grier Dep. at 43-44.)
While plaintiff claims Grier's action "was
not error or mis-communication but purposeful," (Pl. Opp. at 7,) he offers no evidence to support this accusation, or to refute the Postal Service's assertion of error. On the contrary,
plaintiff provides additional support for USPS' claim of mistake by his assertion that Grier "mixed claim numbers and injur
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