SAVOY v. DISTRICT OF COLUMBIA et al
Filing
19
MEMORANDUM OPINION. Signed by Judge Colleen Kollar-Kotelly on 2/21/12. (lcckk2)
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
EVELYN SAVOY, Parent and Next Friend
of T.W.,
Plaintiff,
v.
Civil Action No. 11-145 (CKK)
DISTRICT OF COLUMBIA,
Defendant.
MEMORANDUM OPINION
(February 21, 2012)
Plaintiff Evelyn Savoy filed suit as the parent and next friend of her son, T.W., seeking
injunctive and declaratory relief against the District of Columbia under the Individuals with
Disabilities Education Improvement Act (“IDEA”), 20 U.S.C. § 1400 et seq. Plaintiff is
appealing the Hearing Officer Determination which found that placing T.W. at Ballou Senior
High School did not deny T.W. a free appropriate public education. Presently before the Court
are the parties’ cross-motions for summary judgment. Pl.’s Mot. for Summ. J., ECF No. [11];
Def.’s Cross-Mot. for Summ. J., ECF No. [13].1 Upon consideration of the parties’ briefs, the
Administrative Record, and the applicable authorities, the Court finds the Hearing Officer
Determination was correct. Therefore Plaintiff’s Motion for Summary Judgment is DENIED
and Defendant’s Cross-Motion for Summary Judgment is GRANTED.
1
For ease of reference, the Court shall refer to the parties’ pleadings as follows: Pl.’s
Mot. for Summ. J., ECF No. [1] (“Pl.’s Mot.”); Def.’s Cross-Mot. for Summ. J. & Opp’n to Pl.’s
Mot. for Summ. J., ECF Nos. [13, 14] (“Def.’s Opp’n”); Pl.’s Reply & Opp’n to Def.’s CrossMot. for Summ. J., ECF Nos. [15, 16] (“Pl.’s Reply”); Def.’s Reply, ECF No. [17].
I. EVIDENTIARY ISSUES
Before addressing the merits of the parties’ motions, the Court briefly turns to an issue
with the Plaintiff’s pleadings. In the Scheduling and Procedures Order, the Court emphasized
that the parties were expected to “comply fully with Local Civil Rule LCvR 7(h)” in submitting
statements of material facts not in dispute in support of their respective motions. 3/9/11 Order,
ECF No. [9], at 1 (emphasis in original). The Court explained that
A party responding to a statement of material facts must respond to each
paragraph with a correspondingly numbered paragraph, indicating whether that
paragraph is admitted or denied. The responding party should include any
information relevant to its response in that paragraph. If the responding party has
additional facts that are not addressed in the corresponding paragraphs, the
responding party should include these at the end of its responsive statement of
facts. At all points, parties must furnish precise citations to the portions of the
record on which they rely.
Id. at 1-2.
Both parties submitted statements of material facts in support of their respective motions.
Pl.’s Stmt., ECF No. [11], at 16-19; Def.’s Stmt., ECF No. [14-2]. Defendant also filed a
response to Plaintiff’s statement, specifically indicating what paragraphs Defendant does not
dispute, which assertions Defendant disputes, and in some cases correcting the inaccurate record
citation supplied by Plaintiff. Def.’s Resp. Stmt., ECF No. [14-1]. By contrast, Plaintiff’s
Response Statement only responded to paragraphs 11 and 12 of Defendant’s Statement. Pl.’s
Resp. Stmt., ECF No. [15]. For the twenty five other paragraphs, Plaintiff states each paragraph
“is not disputed to the extent that this paragraph contains a description of the cited documents,
which speak for themselves and to which no response is necessary.” Id. at ¶¶ 1-10, 13-27.
Plaintiff’s Response Statement is plainly deficient. The entire purpose of the statement of
material facts is to enable the Court to determine which facts the parties agree upon without
2
forcing the Court to resort to reviewing the documents individually. Plaintiff’s Response
Statement forces the Court to examine the administrative record to identify even noncontroversial facts, defeating the entire purpose of Local Civil Rule 7(h). Moreover, it is simply
disingenuous for Plaintiff to refuse to admit basic facts including T.W.’s age (Def.’s Stmt. ¶ 1),
where T.W. attended school (id. at ¶ 2), or even the date of the Due Process Hearing (id. at ¶ 20).
Since Plaintiff failed to follow the instructions provided by the Court and the Local Rules, the
Court will treat all but paragraphs 11 and 12 of Defendant’s Statement as conceded by Plaintiff.
II. BACKGROUND
A.
Statutory Framework
The IDEA was enacted to “ensure that all children with disabilities have available to
them a free appropriate public education that emphasizes special education and related services
designed to meet their unique needs and prepare them for further education, employment, and
independent living.” 20 U.S.C. § 1400(d)(1)(A).2 Once a child is identified as disabled, the
school district must convene a meeting of a multi-disciplinary team (“MDT”) to develop an
individualized education program (“IEP”) for the student. See § 1414.3 The IEP must include a
variety of information, including the child’s current levels of academic achievement and
functional performance, measurable annual goals, how the child’s progress towards the goals
2
The IDEA was re-authorized and re-codified pursuant to the Individuals with
Disabilities Education Improvement Act in 2004, Pub. L. No. 108–446, 118 Stat. 2647 (2004).
The short title of the re-authorized and amended provisions remains the Individuals with
Disabilities Education Act. See Pub. L. No 108–446, § 101; 118 Stat. at 2647; 20 U.S.C. § 1400
(2006). Accordingly, the Court refers to the amended Act herein as the IDEA.
3
Unless otherwise indicated, all section references are to Title 20 of the United States
Code.
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will be measured, and the special education and related services to be provided to the child. §
1414(d)(1)(A)(I). The MDT is required to periodically review the child’s IEP, at least once per
year. § 1414(d)(4)(A)(I). The IDEA also provides procedures for parents of a child receiving
services under the statute to contest placement decisions and the implementation of the IEP by
the child’s school. See § 1415.
B.
Factual Background
T.W. is now a sixteen year old special education student. See Administrative Record
(“A.R.”) 20. T.W. attended the Children’s Guild of Prince Georges County for seventh and
eighth grade. Def.’s Stmt. ¶ 2. T.W. underwent a comprehensive psychological and social
evaluation during the seventh grade (October 2008). Id. at ¶ 3. The evaluation team diagnosed
T.W. with antisocial personality disorder. A.R. 30 (Psychological Evaluation). T.W. was further
classified as having a learning disability, with low average verbal comprehension and perceptual
reasoning abilities, borderline verbal comprehension, impulsiveness and oppositional tendencies.
Def.’s Stmt. ¶ 3.
1.
Placement at Ballou
On January 5, 2010, during T.W.’s eighth grade year, his MDT met to revise his IEP.
Def.’s Stmt. ¶ 4. The IEP classified T.W. as learning disabled, and outlined goals for T.W. in
math, reading, written expression, and emotional, social and behavioral development. Id. at ¶¶
5-6. The IEP provided that T.W. should receive 28.5 hours of specialized instruction and 1.5
hours of behavioral support services each week, both outside the general education setting. Id. at
¶ 7. In describing the “least restrictive environment” where T.W. should be placed, the IEP
stated
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General Education Rejected possible school failure insufficient supports available
General Education w Sped Component Rejected services required to support IEP
are not available Separate Day school Accepted- behavior modification program,
small structured class size, on staff therapists provide support to enable [T.W.] to
progress academically, socially and behaviorally.
A.R. 45 (all errors in original).
At the conclusion of the 2009-2010 school year, T.W. aged out of the Children’s Guild.
Def.’s Stmt. ¶ 10. T.W.’s MDT met in July 2010 to discuss T.W.’s placement for the 2010-2011
school year. Id. Plaintiff proposed placing T.W. at the High Road Academy in Lanham,
Maryland. Id. at ¶ 13. The District proposed, and the MDT ultimately decided, to place T.W. at
Ballou Senior High School, a public school in the District of Columbia. Id. at ¶ 11.
Dissatisfied with the results of the IEP review meeting, Plaintiff filed a Due Process
Complaint on August 5, 2010. Def.’s Stmt. ¶ 14; A.R. 79-84 (Due Process Complaint). The
Due Process Complaint alleged DCPS failed to provide T.W. with a free appropriate public
education “by failing to determine an appropriate educational placement/location of services.”
A.R. 81. Specifically, Plaintiff alleged that placing T.W. at Ballou was inadequate because it
was not a “separate, fulltime, special education program,” and that Ballou “cannot implement the
student’s IEP and cannot provide him the services to which he is entitled,” because “Ballou is an
inclusion program and has yet to be fully developed.” Id. Plaintiff requested, among other
things, that (1) T.W. be placed at High Road Academy; (2) T.W. undergo a new comprehensive
psychological evaluation; (3) a new MDT meeting be held to update T.W.’s IEP; and (4) all
future MDT meetings be scheduled through Plaintiff’s counsel. Id. at 82.
2.
Due Process Hearing
The Due Process Hearing commenced on October 14, 2010 in front of Hearing Officer
Frances M. Raskin. A.R. 134 (Transcript of Due Process Hearing). Corrine Anyanwu, the head
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of administration at High Road Academy, testified on behalf of T.W., asserting that High Road
Academy would be able to implement T.W.’s IEP. Id. at 151-162. Plaintiff testified, stating that
T.W. had been suspended twice while attending Ballou, for one day each time. Id. at 178:9-18.
Plaintiff indicated that when T.W. initially enrolled at Ballou, she routinely received calls from
T.W.’s teachers regarding his behavior, but that the calls stopped after T.W.’s second schedule
change. Id. at 188:2-4. Plaintiff admitted she never visited Ballou, and did not know anything
about the program in which T.W. was enrolled. Id. at 181:3-21, 183:13-184:2.
Dori Cook, T.W.’s educational advocate also testified. See id. at 191. Plaintiff’s counsel
asked Ms. Cook about the July 2010 meeting where T.W.’s MDT decided to place T.W. at
Ballou instead of High Road Academy. Ms. Cook mentioned that T.W.’s social worker at the
Children’s Guild, Ms. Shaun Feltom, purportedly wanted to modify the behavioral program
implemented for T.W. Id. at 200:20-201:16. The District objected to this testimony, and after
clarifying that Ms. Cook was discussing what Ms. Feltom had purportedly stated at a previous
MDT meeting, not the July 2010 meeting, the Hearing officer limited Ms. Cook’s testimony to
what Ms. Cook stated at the July meeting, and not what the social worker orally recommended
on some earlier occasion. Id. at 202:16-205:5. It was clarified at this point in the Hearing record
by Plaintiff’s counsel that Plaintiff was not challenging the appropriateness of T.W.’s IEP. Id. at
203:7-14. Ms. Cook indicated she observed T.W. in class at Ballou on two occasions. Id. at
212:3-9. On the first occasion, Ms. Cook observed T.W. with the first iteration of his schedule,
observing his math and science classes. Id. at 213:1-4. Ms. Cook observed T.W. a second time
in a new math class. Id. at 219:4-9. During the second observation, Ms. Cook noted that two
additional adults in the math classroom, whom she inferred were support staff, failed to provide
any “academic or instructional support” to T.W. Id. at 220:12-19. T.W. apparently sat by
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himself and did not do any work, routinely putting his head down on his desk. Id. at 220:19221:22. From this observation, Ms. Cook concluded T.W.’s behavior intervention plan was not
being properly implemented and that he was being educated in “inclusion” classes with nondisabled students rather than a special education classes. Id. at 221:16-22, 225:11-227:12.
Under cross-examination, Ms. Cook admitted that she concluded that T.W. was in inclusion
classes because she did not see a “special educator” in the class, but knew nothing about the
instructors or the actual students in the class. Id. at 225:11-227:12. Ms. Cook also concluded
that the adults in T.W.’s class were “support staff” because of a conversation she overheard
between the teacher and one of the adults, but did not ask anyone to confirm her suspicions. Id.
at 228-29.
T.W. testified and explained that his schedule changed several times while attending
Ballou. Initially, T.W. had math, art, English, and history or reading classes. Id. at 236-39.
Each class had approximately 11 to 17 students. Id. T.W. indicated he did not understand some
of the content, and was often pulled out of class by his teachers purportedly for being disruptive.
Id. As part of his second schedule, T.W. attended two math classes as well as environmental
science and a literacy class. A.R. 118 (T.W. Student Timetable). Each class had approximately
8-10 students, with two teachers in each class. Id. at 240-42. T.W. stated he “was doing
perfectly” in his first math class, but had behavioral issues in his other classes. Id. T.W.’s final
schedule, implemented in October 2010, left T.W. in his first period math class, but moved him
to a single classroom for his three remaining classes. Id. at 244:2-245:. T.W. indicated he still
had some behavioral issues, and he felt as if he only “learned anything” in his fourth period
class. Id. at 246:2-4.
The District called only one witness at the Due Process Hearing, Shamele Straughter, the
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special education coordinator at Ballou. Ms. Straughter did not offer any testimony regarding
T.W.’s initial schedule of classes, but did explain that T.W.’s second schedule was part of
Ballou’s self-contained learning disabled (“LD”) program. A.R. 258:14-259:20. T.W. also had
a behavioral specialist, Mr. Reese, who continued to work with him in his new schedule. Id. at
258:22-259:7. Ms. Straughter noted that the LD students rotated between classes, interacting
with their non-disabled peers in the hallway, but accompanied by their special education teacher.
Id. at 259:17-260:17. Ms. Straughter explained that when T.W. began to have behavioral issues
in the LD classes, he was placed in the “out-of-general-education” ninth grade emotional
disturbance (“ED”) program, but remained in his first math class because T.W. enjoyed the class.
Id. at 261:10-262:11. In the ED program, the students remain in the same classroom throughout
the day, and have a general education, special education, paraprofessional, and behavioral
specialist assigned to the class. Id. at 262:3-11. The ED program has eleven students, although
only eight routinely attend. Id. at 262:12-18. T.W. can earn lunch with his non-disabled peers as
a reward for good behavior, in addition to the weekly rewards program offered to the ED
students. Id. at 263. Ms. Straughter also testified that Ballou offers a number of additional
services, including tutorial and employment support programs, and extracurricular activities that
the special education students can participate in. Id. at 264:2-265:10, 273:14-21. Finally, in
reference to Ms. Cook’s testimony, Ms. Straughter noted that the “support staff” Ms. Cook
believed were not providing services to the students were in fact Teach for America volunteers
observing T.W.’s math class on the same day Ms. Cook performed her second observation. A.R.
266:2-267:7 (S. Straughter).
3.
Hearing Officer Determination
The Hearing Officer issued her determination on October 24, 2010. A.R. 4 (Hearing
8
Officer Determination (“HOD”)). The Hearing Officer made a number of factual findings
regarding T.W.’s abilities, limitations, behavior, and environment at Ballou, none of which are
disputed by the parties in this case. See id. at 5-12. The Hearing Officer found that all of the
witnesses were credible, except for Ms. Cook, whom the Hearing Officer found was only
partially credible. Id. at 12. Ultimately, the Hearing Officer found Plaintiff failed to show T.W.
was denied a free appropriate public education because (in relevant part):
(1)
Although T.W. receives only 27.6 hours of specialized instruction instead of 28.5,
and he interacts more with his nondisabled peers when entering and leaving the
school building, “[t]his is not a material change from what the Student’s IEP
requires.”
(2)
Plaintiff failed to prove T.W. requires a separate day school in order to make
academic progress. The District is “essentially providing the Student the
specialized and behavioral support required by his IEP” in an out-of-general
education setting; and
(3)
“[The District] is required only to make available a ‘basic floor of opportunity’
that is ‘reasonably calculated’ to enable the Student to receive ‘educational
benefit.’ [Plaintiff] has failed to prove that the Student is not receiving
educational benefit at [Ballou].”
Id. at 15. Plaintiff filed suit in this Court challenging the HOD on January 21, 2011.
III. LEGAL STANDARD
Under the IDEA, a “party aggrieved by the findings and decision” of the hearing officer
may bring a civil action in federal court “without regard to the amount in controversy.” §
1415(i)(2)(A). The court “shall receive the records of the administrative proceedings,” “shall
hear additional evidence at the request of a party,” and, “basing its decision on the
preponderance of the evidence, shall grant such relief as the court determines is appropriate.” §
1415(i)(2)(C). In a civil action reviewing an IDEA administrative determination, “[a] motion for
summary judgment operates as a motion for judgment based on the evidence comprising the
9
record and any additional evidence the Court may receive.” D.R. ex rel. Robinson v. District of
Columbia, 637 F. Supp. 2d 11, 16 (D.D.C. 2009). Where, as here, neither party asks the Court to
consider additional evidence, “the motion for summary judgment is simply the procedural
vehicle for asking the judge to decide the case on the basis of the administrative record.”
Heather S. v. Wisconsin, 125 F.3d 1045, 1052 (7th Cir. 1997).
The party challenging the HOD bears the burden of proof and must “‘at least take on the
burden of persuading the court that the hearing officer was wrong.’” Reid ex rel. Reid v. District
of Columbia, 401 F.3d 516, 521 (D.C. Cir. 2005) (quoting Kerkam v. McKenzie, 862 F.2d 884,
887 (D.C. Cir. 1989)). The preponderance-of-the-evidence standard in this context does not
grant the reviewing court unfettered de novo review. See Bd. of Educ. of Hendrick Hudson Cent.
Sch. Dist., Westchester Cty. v. Rowley, 458 U.S. 176, 206 (1982) (“Thus the provision that a
reviewing court base its decision on the ‘preponderance of the evidence’ is by no means an
invitation to the courts to substitute their own notions of sound educational policy for those of
the school authorities which they review.”). Rather, courts must give “‘due weight” to the
administrative proceedings. Id. “‘[F]actual findings from the administrative proceeding are to
be considered prima facie correct.’” Roark ex rel. Roark v. District of Columbia, 460 F. Supp.
2d 32, 38 (D.D.C. 2006) (quoting S.H. v. State–Operated Sch. Dist. of the City of Newark, 336
F.3d 260, 270 (3d Cir. 2003)). Because the IDEA permits a reviewing court to entertain
additional evidence at the request of a party, courts employ “‘less deference than is
conventional’ in administrative proceedings.” Reid, 401 F.3d at 521 (quoting Kerkam, 862 F.2d
at 887). Nevertheless, the Court should “defer to the [hearing officer’s] factual findings unless it
can point to contrary nontestimonial extrinsic evidence on the record.” S.H., 336 F.3d at 270;
accord Alfono v. District of Columbia, 422 F. Supp. 2d 1, 8 (D.D.C. 2006); Armstrong v. District
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of Columbia, No. 03-2598, 2005 WL 433448, at *2 (D.D.C. Feb. 24, 2005).
IV. DISCUSSION
A.
Characterization of Plaintiff’s Claim
Plaintiff and the Hearing Officer referred to Plaintiff’s claim as alleging T.W. was denied
a free appropriate public education because his placement at Ballou amounted to a “change in
placement.” Under the IDEA, when the school district changes a student’s educational
placement, the parents are entitled to, among other things, an impartial due process hearing to
challenge the school district’s decision. See § 1415(f)(1)(A). In the interim, the student must
remain in the “then-current educational placement.” § 1415(j). Simply changing the location
where the student receives services does not amount to a change in educational placement. As
the Hearing Officer explained, several factors are relevant in determining whether a change in
location amounts to a change in the student’s educational placement, including: (1) “whether the
child will be able to be educated with nondisabled children to the same extent”; (2) “whether the
child will have the same opportunities to participate in nonacademic and extracurricular
services”; and (3) “whether the new placement option is the same option on the continuum of
alternative placements.” A.R. 14 (HOD). In other words, there must be a “fundamental change
in, or elimination of a basic element of the education program in order to qualify as a change in
educational placement.” Lunceford v. D.C. Bd. of Educ., 745 F.2d 1577, 1582 (D.C. Cir. 1984).
By contrast, Defendant refers to Plaintiff’s claim as a “failure-to-implement” claim. A
material failure to implement a student’s IEP constitutes a denial of a free appropriate public
education. Banks ex rel. D.B. v. District of Columbia, 720 F. Supp. 2d 83, 88 (D.D.C. 2010).
Although this Circuit has not directly addressed what standard applies to failure-to-implement
claims, the consensus among federal courts has been to adopt the standard articulated by the
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Fifth Circuit. E.g., S.S. v. Howard Rd. Acad., 585 F. Supp. 2d 56, 67 (D.D.C. 2008). In Houston
Independent School District v. Bobby R., 200 F.3d 341 (5th Cir. 2000), the Firth Circuit held that
“to prevail on a claim under the IDEA, a party challenging the implementation of an IEP must
show more than a de minimis failure to implement all elements of that IEP, and, instead, must
demonstrate that the . . . authorities failed to implement substantial or significant provisions of
the IEP.” Id. at 349; see also Van Duyn ex rel. Van Duyn v. Baker Sch. Dist. 5J, 502 F.3d 811,
822 (9th Cir. 2007) (“[A] material failure to implement an IEP violates the IDEA. A material
failure occurs when there is more than a minor discrepancy between the services a school
provides to a disabled child and the services required by the child’s IEP.”). “[C]ourts applying
[this] standard have focused on the proportion of services mandated to those actually provided,
and the goal and import (as articulated in the IEP) of the specific service that was withheld.”
Wilson v. District of Columbia, 770 F. Supp. 2d 270, 275 (D.D.C. 2011). What provisions are
significant in an IEP should be determined in part based on “whether the IEP services that were
provided actually conferred an educational benefit.” Bobby R., 200 F.3d at 349, n. 2.
In the context of the criteria used to evaluate IDEA claims, it is clear that Plaintiff’s
Complaint asserts a “failure-to-implement” rather than a “change in educational placement”
claim. The common feature of the criteria used to determine if a change in placement has
occurred is that they require comparison of the student’s previous and current (or proposed)
placements. In this case, the relevant question is not whether Ballou provides equivalent
services to Children’s Guild; T.W. aged out of the Children’s Guild and could not remain there.
Rather, the pertinent question is whether Ballou is adequately implementing T.W.’s IEP. See
A.R. 81 (Due Process Complaint) (“[Ballou] cannot implement the student’s IEP and cannot
provide him the services to which he is entitled.”). Plaintiff’s allegations that Ballou failed to
12
provide the number of hours and types of services required by T.W.’s IEP are properly
characterized as a “failure-to-implement” claim. N.D. ex rel. Parents Acting as Guardians Ad
Litem v. Hawaii Dep’t of Educ., 600 F.3d 1104, 1117 (9th Cir. 2010). In practice, the Hearing
Officer applied the failure to implement standard to Plaintiff’s claim, concluding (1) that the
hours difference was not a “material change from what the Student’s IEP requires”; (2) that
“DCPS is providing the Student an out-of-general education setting, [thus] essentially providing
the student the specialized and behavioral supports required by his IEP”; and (3) “Petitioner has
failed to prove that the Student is not receiving educational benefit at the DCPS School.” A.R.
15 (HOD). For the sake of accuracy, the Court will refer to Plaintiff’s Complaint as a failure to
implement claim.
B.
Merits of Plaintiff’s Complaint
Although Plaintiff’s specific arguments are often vague and unclear, Plaintiff alleges two
general flaws in the Hearing Officer Determination: (1) the Hearing Officer erred in finding that
the placement of T.W. at Ballou did not deny T.W. a free appropriate public education; and (2)
the Hearing Officer erred in failing to determine whether the failure of T.W.’s social worker, Ms.
Feltom from the Children’s Guild, to attend the MDT meeting in July 2010 denied T.W. a free
appropriate public education. Notably, Plaintiff does not challenge the sufficiency of the
findings of fact and conclusions of law provided in the Hearing Officer Determination. Cf. S.B.
v. District of Columbia, 783 F. Supp. 2d 44, 51 (D.D.C. 2011). Furthermore, Plaintiff does not
claim the IEP at issue was inappropriate. As explained below, Plaintiff failed to carry her burden
to show that the Hearing Officer Determination should be reversed and/or remanded for further
findings.
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1.
T.W.’s Placement at Ballou did not Deny T.W. a Free Appropriate Public
Education
Plaintiff initially argues that the Hearing Officer erred in concluding that placing T.W. at
Ballou did not deny T.W. a free appropriate public education. Specifically, Plaintiff alleges
Ballou failed to implement material portions of T.W.’s IEP because (1) the District failed to
consider placing T.W. in a private school; (2) Ballou is not a separate day school; (3) T.W.
receives only 27.6 hours of instruction per week instead of the 30 hours required by his IEP; and
(4) T.W. has had behavioral issues since enrolling at Ballou. None of these arguments are
sufficient to warrant reversal of the Hearing Officer Determination.
a.
The District was not required to consider private placements.
First, Plaintiff argues that the District erred in failing to consider Plaintiff’s proposal to
place T.W. at the High Road Academy, a private school. Pl.’s Mot. at 12-13. However, as
Plaintiff notes in the same paragraph, the District need not consider private placement where an
appropriate public placement is available. Id. at 13 (quoting Jenkins v. Squillacote, 935 F.2d
303, 305 (D.C. Cir. 1991)). In other words, if placing T.W. at Ballou satisfied the requirements
of T.W.’s IEP, then the District was not required to consider placing T.W. at High Road
Academy or any other private school. Since the Court finds the HOD was correct, and T.W.’s
placement at Ballou is appropriate, the District was not required to consider private placement
alternatives for T.W., and Plaintiff’s first argument lacks merit.
b.
Ballou fully implements the services required by T.W.’s IEP.
Second, Plaintiff argues that Ballou fails to implement substantial portions of T.W.’s IEP
because Ballou is not a “separate day school.” In support of this argument, Plaintiff vaguely
alleges that Ballou cannot provide the “level of services, as they related to the type and
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duration,” and that these services “could only be carried out in [sic] separate day school facility.”
Pl.’s Mot. at 10; Pl.’s Reply at 6.
The IEP specifies that T.W. should be placed in an educational environment that includes
a “behavior modification program,” “small structured class size,” and “on staff therapists.” A.R.
15 (IEP). At Ballou, T.W. has a dedicated behavior specialist with him in his ED classes at all
times. A.R. 267:11-268:3 (S. Straughter). Ballou also has a behavior modification program in
place in the form of weekly rewards and earned lunches. Id. at 273:10-275:12. The school has a
number of additional services available, including tutorial and employment support services. Id.
at 264:2-265:10. In terms of class size, T.W.’s ED class has a maximum of eleven students,
although only eight regularly attend. Id. at 262:12-18. A general education teacher, a special
education teacher, a paraprofessional, and a behavioral specialist are assigned to the ED class.
Id. at 262:7-11. T.W.’s LD math class has eight to ten students and two instructors. Id. at 240242 (T.W.). T.W. receives routine and as-needed counseling from his social worker, Ms. Lisa
Campbell. Id. at 272:4-273:9 (S. Straughter).
Plaintiff never identifies what services required by T.W.’s IEP are not provided by
Ballou and can only be provided by a separate day school. Plaintiff never explains why the
behavioral reward system explained by Ms. Straughter is inadequate. Even if the behavioral
modification system in place at Ballou differs from that used at Children’s Guild, that difference
alone would not amount to a failure to implement T.W.’s IEP because the IEP itself does not
specify what type of behavior modification system must be used, or how it should be
implemented. Van Duyn, 502 F.3d at 824. Nor does Plaintiff identify what additional structure
T.W.’s classes might require so as to satisfy the IEP requirement of “small structured class size.”
The latter omission is particularly striking given that the representative from High Road
15
Academy testified that it provides a similar if not less-structured class room, with nine to ten
students and two instructors per class. A.R. 152:13-17 (C. Anyanwu). T.W. receives all of the
counseling hours required by the IEP from an on-staff therapist that T.W. can meet with
whenever he has issues, in addition to having a dedicated behavior specialist in class. All of the
“services” specified in T.W.’s IEP are being provided by Ballou. Even if, as Plaintiff claims,
High Road Academy offers additional services and behavioral support, “proof that loving
parents can craft a better program than a state offers does not, alone, entitle them to prevail under
the [IDEA].” Kerkam, 862 F.2d at 886 (noting the Supreme Court has rejected the notion that
the IDEA requires schools to maximize the potential of disabled students).
The IEP explicitly requires a separate day school, because at the time it was drafted, the
“services required to support IEP” were not available in a general education environment. A.R.
45. The fact that Ballou is not technically classified a separate day school is not a substantial
departure from T.W.’s IEP when all of the enumerated services and the required class structure
are provided. Based on the record before the Hearing Officer and this Court, Plaintiff fails to
show by a preponderance of the evidence that Ballou fails to provide the “level of services”
required by T.W.’s IEP.
c.
The shorter length of T.W.’s classes at Ballou is not a material
failure to implement T.W.’s IEP.
Third, Plaintiff contends that Ballou fails to implement a significant portion of T.W.’s
IEP because T.W. receives only 27.6 hours of instruction instead of the 28.5 hours of specialized
instruction and 1.5 hours of behavioral support services required by the IEP. A.R. 45 (IEP). As
Defendant points out, Plaintiff’s calculation of the relevant hours is partially incorrect. Each
day, T.W. attends four classes, each eighty three minutes long, for a total of 332 minutes of
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instruction per day. Id. at 278:3-11 (S. Straughter). Over the course of a five day school week,
T.W. receives 1660 minutes of specialized instruction, or 27 and two thirds hours, just fifty
minutes less per week than required by the IEP. At the Due Process Hearing, Ms. Straughter
admitted that the school day at Ballou did not provide the full amount of specialized instruction
outlined in T.W.’s IEP. Id. at 279:21-280:12. Ms. Straughter also noted that T.W. receives the
full 1.5 hours of behavioral support services dictated by the IEP. Id. at 272:4-19. In other
words, each day, T.W.’s specialized instruction time is only ten minutes less than required by the
IEP, but the mandatory 1.5 hours of “behavioral support services” are being provided in full.
In some cases, the failure to provide the requisite number of hours of instruction or
services provided in the student’s IEP has been found to be a material failure to implement. For
example, in Sumter County School District 17 v. Heffernan ex rel. T.H., 642 F.3d 478 (4th Cir.
2011), the student, who was moderately to severely autistic, received only seven and one half to
ten of the fifteen hours of instruction dictated by his IEP. Id. at 481. The district court
concluded that the missing hours, in combination with the school’s failure to utilize the teaching
techniques specified in the IEP, amounted to a failure to implement the student’s IEP. Id. The
Fourth Circuit found that the district court’s conclusion was not clear error in light of the missing
hours, the fact that the instructors failed to utilize the proper teaching techniques, and the fact
that it took several months for another instructor to correct the problems caused by the improper
teaching techniques. Id. at 484-86. Similarly, the Ninth Circuit in Van Duyn found that the
school failed to implement the student’s IEP by denying him five of the eight to ten hours of
math instruction required in the student’s IEP. 502 F.3d at 823-24. By contrast, in Catalan v.
District of Columbia, 478 F. Supp. 2d 73 (D.D.C. 2007), the student’s IEP required that the
student receive three, forty-five minute sessions of speech therapy per week. The student missed
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several sessions because of the unavailability of the therapist, and some sessions were terminated
early because the student’s “fatigue was rendering the therapy unproductive.” Id. at 76. Judge
Henry H. Kennedy found that since the student received consistent speech therapy, the failure to
provide all of the required sessions was not a material deviation from the student’s IEP. Id.
The minimal difference in hours provided by Ballou and required by T.W.’s IEP—less
than one hour per week—makes this case more akin to Catalan than Sumter or Van Duyn. In
both Sumter and Van Duyn, the student received only half of the hours dictated in the student’s
IEP. Here, T.W. receives 97% of the hours required by his IEP. Quantitatively, a 3%, or ten
minute per day deviation is not a material to T.W.’s IEP. Qualitatively speaking, Plaintiff failed
to provide any evidence or testimony demonstrating that these ten minutes per day of instruction
was important to achieving the goals set out in T.W.’s IEP. At no point during the Due Process
hearing did Plaintiff even attempt to argue that the missing minutes deprived T.W. of any
educational benefit, much less all educational benefit. Moreover, as explained above, T.W.
receives all of the services required by his IEP within the hours of instruction provided by
Ballou. With no allegation that the shorter class schedule deprives T.W. of an educational
benefit, and in light of the fact he receives all of the services required by the IEP, even if the
missing minutes were quantitatively significant, the difference would not be significant enough
to support a failure to implement the IEP claim. See Bobby R., 200 F.3d at 349. Therefore, the
Court agrees with the Hearing Officer’s finding that the hours of instruction provided by Ballou
were “not a material change from what the Student’s IEP requires.” A.R. 15 (HOD).
d.
T.W.’s behavioral issues do not show that Ballou failed to
implement T.W.’s IEP.
Plaintiff’s final argument regarding the failure to implement claim is that T.W.’s
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behavioral issues at Ballou demonstrate his IEP was not implemented properly. Plaintiff cites
two pieces of evidence in support of this argument: T.W.’s suspensions from school and Ms.
Cook’s observations of T.W. Initially, T.W. had behavioral issues, including the phone calls
from his teachers which appear to have significantly declined since T.W. was moved into the ED
class. See A.R. 180:6-10 (E. Savoy). Second, most of Ms. Cook’s observations are irrelevant
since T.W. is no longer in the classes in which Ms. Cook observed him. The only relevant
observation of T.W., Ms. Cook’s second observation performed in October 2010, involved the
unusual circumstance of having several Teach for America volunteers observing the class as
well. A.R. 266:2-267:7 (S. Straughter). Rather than speak to T.W.’s teacher regarding the other
adults in the room, Ms. Cook simply speculated that they were support staff who failed to
provide any support to the students. Id. at 220:12-19 (D. Cook). On this basis, the Hearing
Officer found Ms. Cook was only partially credible, a finding to which the Court defers given
the absence of facts in the record to second guess the Hearing Officer’s finding. Richardson v.
District of Columbia, 541 F. Supp. 2d 346, 356 (D.D.C. 2008).
Even if the Court were to credit Ms. Cook’s observation that T.W. had to be redirected
several times and simply laid his head on his desk for most of his math class, Plaintiff has still
failed to provide sufficient evidence to show T.W. is not receiving an educational benefit. The
IDEA only requires the District to provide T.W. with an educational program “sufficient to
confer some educational benefit.” Leonard ex rel. Leonard v. McKenzie, 869 F.2d 1558, 1562
(D.C. Cir. 1989) (quoting Rowley, 458 U.S. at 189) (internal quotation marks omitted). Ms.
Straughter testified that T.W. is on track to receive a diploma and was addressing the specific
goals in his IEP. A.R. 302:2-13. Plaintiff did not provide any testimony from T.W.’s teachers,
support staff, social worker, or otherwise that would contradict Ms. Straughter’s statement. The
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preponderance of the evidence in the record indicates that T.W. receives some educational
benefit from his classes at Ballou despite the behavioral issues observed by Ms. Cook and
reported by the school.
In her motion, Plaintiff argues that “the question for the hearing officer should have been
was [sic] whether the District’s placement of T.W. at Ballou allowed for him to gain [sic]
educational benefit as it related to progress and advancement.” Pl.’s Mot. at 13. As the Hearing
Officer Determination explicitly notes, this is the question the Hearing Officer considered. A.R.
15. The Hearing Officer concluded, as does the Court, that Plaintiff failed to present evidence
that T.W. could not access the curriculum and was not receiving an educational benefit at Ballou.
Id.
Plaintiff attempts to refine the argument, positing that the “specific” relevant question is
whether T.W.’s transfer into the ED class “allowed him to adequately participate in [sic]
curriculum.” Pl.’s Mot. at 13. Plaintiff’s counsel briefly argued during his closing statement
before the Hearing Officer that it was “troubling” that T.W. was placed in an ED class despite
being classified as primarily learning disabled. However, Plaintiff failed to introduce any
evidence into the record indicating T.W. could not “participate in [the] curriculum” in the ED
class. While cross-examining Ms. Straughter, after pointing out that T.W. is classified as LD
rather than ED, Plaintiff’s counsel did not ask any questions about the ED curriculum or T.W.’s
progress in the class. A.R. 291:11-293:4. Plaintiff herself admitted that she knew nothing about
the ED program. Id. at 181:11-15. Admittedly, T.W. had some behavioral issues in his LD
classes, which arguably disrupted T.W.’s learning and academic progress. See id. at 212:3221:22 (D. Cook). However, those behavioral issues have lessened since T.W. was placed in the
ED classes, indicating if anything placement in the ED classes has increased T.W.’s ability to
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access the curriculum. See id. at 180:6-10 (E. Savoy). There is simply no evidence to support a
finding that T.W. cannot access the relevant curriculum in the ED class, and the Court finds
Plaintiff failed to meet her burden to show Ballou failed to implement T.W.’s IEP.
2.
The Hearing Officer’s Purported Failure to Consider the Composition of
the Multi-Disciplinary Team does not Require Remand
Plaintiff also argues that the District violated the procedural requirements of the IDEA by
convening a MDT meeting in July 2010 without a required team member: T.W.’s social worker,
Ms. Feltom, from the Children’s Guild. The Court agrees with Defendant that this argument was
not properly raised before the Hearing Officer, and in the alternative, Plaintiff failed to show the
absence of the social worker violated T.W.’s substantive rights.
a.
Plaintiff did not properly raise the issue of the composition of the
MDT team before the Hearing Officer.
“Absent evidence that ‘an attempt was made to raise this issue before the hearing officer’
and ‘absent a showing that exhaustion would be futile or inadequate, a party must pursue all
administrative avenues of redress under the IDEA before seeking judicial review under the
Act.’” Roark, 460 F. Supp. 2d at 43 (quoting Herbin ex rel. Herbin v. District of Columbia, 362
F. Supp. 2d 254, 263 n.10 (D.D.C. 2005)). Defendant contends that Plaintiff failed to raise the
issue of the MDT team’s composition before the Hearing Officer, and therefore cannot raise the
issue before this Court. The Court finds that although Plaintiff briefly raised the issue in the prehearing pleadings, Plaintiff ultimately abandoned the issue at the Due Process Hearing.
In the section of the Due Process Complaint entitled “Nature of the Problem,” Plaintiff
briefly states that “[the District] failed to ensure that the appropriate persons were present at the
student’s MDT meeting from the Children’s Guild, most importantly, the student’s social worker
and/or therapist.” A.R. 81. The rest of the Due Process Complaint is silent on this issue.
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Plaintiff did not raise the absence of the social worker in the “Issues Presented” section of the
Due Process Complaint, nor did Plaintiff request any relief on this issue. Id. at 81-82. This issue
is also included in the initial Prehearing Order. A.R. 103 (9/27/10 Prehearing Order). In
addition, Plaintiff appears to have raised the issue during the “resolution meeting” held with a
compliance officer prior to the Due Process Hearing. Id. at 92-93, 96 (Resolution Meeting
Notes). Nevertheless, at the Hearing itself, Plaintiff failed to present any evidence in support of
this claim.
Plaintiff’s counsel did not identify the absence of T.W.’s social worker, Ms. Shaun
Feltom, as an issue in either his opening or closing statements. A.R. 141:11-145:22, 304:4307:6, 310:9-312:7. Plaintiff’s counsel asked Plaintiff about the July 2010 meeting, including
whom from DCPS was present, but did not elicit any testimony from Plaintiff regarding T.W.’s
social worker. Id. at 177:1-8. Ms. Cook mentioned the meeting, and began discussing the
purported recommendations made by Ms. Feltom. Id. at 200:20-201:16. The District objected,
and Plaintiff’s counsel noted that Ms. Feltom’s progress report were included with the notes
from the meeting, and included in the record before the Hearing Officer. Id. at 201:17-202:6.
After clarifying that Ms. Cook was discussing what Ms. Feltom had stated at a previous MDT
meeting, not the July 2010 meeting, the Hearing officer limited Ms. Cook’s testimony to what
Ms. Cook stated at the July meeting, and not what the social worker purportedly recommended
on some earlier ocassion. Id. at 202:16-205:5. Although Ms. Cook continued to testify about the
MDT’s discussions, she did not claim that Ms. Feltom’s absence was an issue or might have led
to a different outcome. Id. at 206:21-211:9. Ultimately, Plaintiff failed to provide any testimony
to indicate that Ms. Feltom’s absence at the July 2010 MDT meeting was an issue Plaintiff
sought to have the Hearing Officer resolve. “[T]his Court cannot address an issue that was not
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first presented to the hearing officer,” therefore Plaintiff’s request to remand this issue to the
Hearing Officer for further determination is denied. Roark, 460 F. Supp. 2d at 43.
b.
Plaintiff failed to introduce evidence that the absence of T.W.’s
social worker impaired T.W.’s or Plaintiff’s substantive rights.
“[A] claim based on a violation of IDEA’s procedural requirements ‘is viable only if
those procedural violations affected the student’s substantive rights.’” Kingsmore ex rel. Lutz v.
District of Columbia, 466 F.3d 118, 119 (D.C. Cir. 2006) (quoting Lesesne v. District of
Columbia, 447 F.3d 828, 834 (D.C. Cir. 2006)). Assuming for the sake of argument Plaintiff
effectively raised this issue before the Hearing Officer, remand is not warranted in light of
Plaintiff’s failure to submit evidence showing the procedural violation affected T.W.’s or
Plaintiff’s own substantive rights under the IDEA. In her initial motion, Plaintiff wholly omitted
any reference to any substantive prejudice caused by Ms. Feltom’s absence. Once prompted by
Defendant in its Opposition, Plaintiff argued that her “opportunity to participate in the student’s
decision making process was diminished by the fact that the required input of the social worker’s
[sic] would have presumably provided the team with insight as to the level of behavioral
intervention T.W. required and whether or not the student’s educational program, including
placement.” Pl.’s Reply at 9. Notably, even with this response Plaintiff fails to allege Ms.
Feltom would have provided input that would have affected T.W.’s placement or services, but
merely presumes that she would have done so if she had attended the July 2010 meeting.
Moreover, at no point does Plaintiff explain exactly what insight Ms. Feltom might have
provided, or even what placement she might have recommended. Ms. Cook, as T.W.’s
educational advocate would be in the best position to explain what insight Ms. Feltom might
have offered, yet Ms. Cook never raised Ms. Feltom’s absence as an issue during her testimony.
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Ms. Feltom’s report, which the MDT had at is disposal during the July 2010 meeting, does not
recommend changing T.W.’s IEP, and Plaintiff did not challenge the appropriateness of the IEP.
A.R. at 64-66. Rather, the report recommends continuing all aspects of T.W.’s placement and
course of treatment. Id. at 66. There is simply no evidence in the record to support the notion
that Ms. Feltom’s presence at the July 2010 MDT meeting would have provided any information
in addition to or different from the report that would have affected the discussion and in turn
implicated Plaintiff’s or T.W.’s substantive rights under the IDEA.
V. CONCLUSION
For the foregoing reasons, Plaintiff failed to show by a preponderance of the evidence
that the Hearing Officer erred in concluding that T.W. was not denied a free appropriate public
education. The District was not required to consider private placement for T.W. because an
adequate public placement was available. Ballou Senior High School provides all of the services
required by T.W.’s IEP. The shorter school day at Ballou is not a material deviation from
T.W.’s IEP since T.W. receives 97% of the hours of instruction dictated by the IEP, receives all
of the services required by his IEP, and there is no evidence the missing time is material to
T.W.’s IEP. Despite T.W.’s behavioral issues early on at Ballou, his behavior has improved
since moving into the ED class, and there is no evidence in the record to indicate T.W. is not
receiving an educational benefit from the program. Finally, because Plaintiff failed to raise
before the Hearing Officer the issue of the composition of the July 2010 meeting of the MDT
team, and failed to present any evidence that the procedural issue violated T.W.’s substantive
rights, the Court does not reach the claim. Therefore, Plaintiff’s [11] Motion for Summary
Judgment is DENIED and Defendant’s [13] Cross-Motion for Summary Judgment is
GRANTED.
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An appropriate Order accompanies this Memorandum Opinion.
Date: February 21, 2012
/s/
COLLEEN KOLLAR-KOTELLY
United States District Judge
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