SPRINT NEXTEL CORPORATION v. AT&T, INC. et al
Filing
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MEET AND CONFER STATEMENT. (Wade, James)
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
SPRINT NEXTEL CORPORATION,
Plaintiff,
v.
AT&T INC., et al.,
Defendants.
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Case No. 1:11-cv-01600-ESH
DEFENDANTS’ [PROPOSED] STIPULATED PROTECTIVE ORDER
CONCERNING CONFIDENTIALITY
Defendants AT&T Inc., AT&T Mobility LLC, T-Mobile USA, Inc., and Deutsche
Telekom AG (jointly “Defendants”) hereby submit their Proposed Stipulated Protective Order
Concerning Confidentiality (“Defendants’ Proposed Protective Order”).
Defendants’ Proposed Protective Order (Exhibit 1) differs from Plaintiffs’ proposal in the
following substantive aspects: First, Defendants propose a separate protective order for each of
the two Private Actions that limits use of the materials produced to the matter in which they are
produced (subject to exceptions established by agreement among the parties or by order of the
Special Master).
Second, Defendants propose adding provisions contained in the Second Amended
Stipulated Protective Order Concerning Confidentiality entered by this Court in United States v.
AT&T, No. 11-cv-1560 (D.D.C. filed Aug. 31, 2011) [DN 79] (“DOJ Action Protective Order”)
which were added to the DOJ Action Protective Order to address the concerns of third parties
and to authorize the use of a special master. See Defendants’ Proposed Protective Order ¶¶ 6, 7,
10, 11.
Third, Defendants propose removing references to the DOJ and FCC inquiries into the
proposed acquisition (thus, replacing “Investigation Materials” with “Discovery Materials” in the
definitions and removing the reference to Investigation Materials in the definition of “Protected
Person”). See Plaintiffs’ Proposed Protective Order ¶ 1(e), (f), (k). The deleted provisions are
unique to government merger enforcement actions and are not necessary in this private action.
Fourth, Defendants omit Plaintiffs’ proposal granting in-house counsel for each Party
access to Confidential Information. See Plaintiffs’ Proposed Protective Order ¶ 8(d). This is
consistent with the DOJ Action Protective Order and appropriate here in light of the highly
sensitive nature of the materials involved.
Fifth, Defendants omit Plaintiffs’ proposal that would allow Parties to provide
Confidential Information to those whom a Party believes in good faith has already had access to
the Confidential Information. See Plaintiffs’ Proposed Protective Order ¶ 8(f). In the context of
a lawsuit between competitors, that provision could lead to some unintended and unauthorized
disclosures of a Party’s Confidential Information – or of a third party’s Confidential Information.
Sixth, Defendants propose adding a new provision regarding persons who have received
Discovery Materials and who receive a request or subpoena for production or disclosure of that
material in order to allow that Protected Person an opportunity to exercise their rights to prevent
or condition such disclosure. See Defendants’ Proposed Protective Order ¶ 14.
Finally, Defendants propose adding the Appendix from the DOJ Action Protective Order
for use with persons receiving Confidential Information.
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A redline showing the differences between Defendants’ Proposed Protective Order and
Plaintiffs’ proposal is attached hereto for the Court’s convenience (Exhibit 2).
Dated:
December 7, 2011
By: /s/ James R. Wade
James R. Wade (No. 412538)
Richard A. Ripley (No. 412959)
Nora L. Whitehead (No. 988897)
HAYNES AND BOONE, LLP
1615 L Street, N.W.
Suite 800
Washington, D.C. 20036
Telephone: (202) 654-4500
Facsimile: (202) 654-4501
jim.wade@haynesboone.com
richard.ripley@haynesboone.com
nora.whitehead@haynesboone.com
A. Michael Warnecke
(pro hac vice)
HAYNES AND BOONE, LLP
2323 Victory Avenue
Suite 700
Dallas, Texas 75219
Telephone: (214) 651-5659
Facsimile: (214) 200-0689
michael.warnecke@haynesboone.com
Mark C. Hansen (No. 425930)
Michael K. Kellogg, (No. 372049)
Brendan J. Crimmins (No. 497273)
KELLOGG, HUBER, HANSEN, TODD,
EVANS & FIGEL, P.L.L.C.
1615 M Street, NW, Suite 400
Washington, DC 20036
Telephone: (202) 326-7900
Facsimile: (202) 326-7999
mhansen@khhte.com
mkellogg@khhte.com
bcrimmins@khhte.com
Counsel for AT&T Inc. and AT&T Mobility LLC
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George S. Cary (No. 285411)
Mark W. Nelson (No. 442461)
CLEARY GOTTLIEB STEEN & HAMILTON LLP
2000 Pennsylvania Avenue, NW
Washington, DC 20006
Telephone: (202) 974-1500
Facsimile: (202) 974-1999
GCary@cgsh.com
MNelson@cgsh.com
Richard G. Parker (No. 327544)
O’MELVENY & MYERS LLP
1625 Eye Street, NW
Washington, DC 20006
Telephone: (202) 383-5300
Facsimile: (202) 383-5414
RParker@omm.com
M. Evan Corcoran (No. 440027)
John B. Wyss (No. 199335)
WILEY REIN LLP
1776 K Street, N.W.
Washington, D.C. 20006
Telephone: (202) 719-7000
Facsimile: (202) 719-7049
ecorcoran@wileyrein.com
jwyss@wileyrein.com
Counsel for T-Mobile USA, Inc. and
Deutsche Telekom AG
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EXHIBIT 1
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
SPRINT NEXTEL CORPORATION,
Plaintiff,
v.
AT&T INC., et al.,
Defendants.
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Case No. 1:11-cv-01600-ESH
[PROPOSED] STIPULATED PROTECTIVE ORDER CONCERNING
CONFIDENTIALITY
In the interests of (i) promoting an efficient and prompt resolution of the above-styled
Action; (ii) facilitating discovery by the Parties litigating the Action; and (iii) protecting the
Parties’ and nonparties’ Discovery Materials and Confidential Information from improper
disclosure or use, and upon good cause shown, the Court, pursuant to Fed. R. Civ. P. 26(c)(1)(G),
ORDERS as follows:
A.
DEFINITIONS
1.
As used in this Order:
(a)
“Confidential Information” means the portions of any documents,
transcripts, or other material that contain any trade secret or other confidential research,
development, or commercial information, as such terms are used in Fed. R. Civ. P. 26(c)(1)(G).
(b)
“Defendants” means AT&T Inc., AT&T Mobility LLC, Deutsche
Telekom AG, and T-Mobile USA, Inc., their divisions, subsidiaries, affiliates, partnerships and
joint ventures, and all directors, officers, employees, agents, and representatives of the foregoing.
(c)
“Disclosed” means shown, divulged, revealed, produced, described,
transmitted, or otherwise communicated, in whole or in part.
(d)
“Discovery Materials” means all documents, testimony and other
information produced by a Party or nonparty voluntarily or in response to any obligations of the
Federal Rules of Civil Procedure.
(e)
“Document” means documents or electronically stored information as
defined in Fed. R. Civ. P. 34(a).
(f)
“Party” means the Plaintiff or any Defendant to this Action.
(g)
“Parties” means collectively the Plaintiff and Defendants to this Action.
(h)
“Person” means any natural person, corporate entity, partnership,
association, joint venture, governmental entity, or trust.
(i)
“Plaintiff” means Sprint Nextel Corporation.
(j)
“Protected Person” means any person (including any Party or nonparty)
that has provided Discovery Materials.
(k)
“This Action” means the above-captioned action pending in this Court,
including any pre-trial, trial, post-trial, or appellate proceedings.
B.
DESIGNATION OF CONFIDENTIAL INFORMATION
2.
A Protected Person may designate as “Confidential Information” any Discovery
Materials, to the extent such material constitutes Confidential Information as defined in
Paragraph 1(a) of this Order. Such designations constitute a representation to the Court that such
Protected Person believes, in good faith, that the information so designated constitutes
Confidential Information. Any production of documents or testimony not designated as
Confidential Information will not be deemed a waiver of any future claim of confidentiality
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concerning such information if it is later designated Confidential Information pursuant to
Paragraph 4 of this Order. However, any such subsequent designation will not retroactively
prohibit the disclosure of any information for which disclosure was proper when made.
3.
Designation as Confidential Information of deposition transcripts and documents
produced during this Action is governed as follows:
(a)
Any request for Discovery Materials of any nonparty Protected Persons
shall be accompanied by a copy of this Protective Order. If a nonparty Protected Person
determines that this Protective Order does not adequately protect its confidential materials, it
may, within 10 days after receipt of a copy of the Protective Order, seek additional relief from
the Court. If a nonparty Protected Person seeks additional relief from the Court, the confidential
materials for which additional protection has been sought will not be produced until the Court
has ruled.
(b)
All transcripts of depositions taken in this Action after entry of this Order
will be treated as Confidential Information in their entirety for 10 days after the date a copy of
the final transcript has been made available to the deponent for review. Within three days of
receipt of the final transcript, the Party that noticed the deposition shall provide the final
transcript to the deponent. At any time during the 10 days following receipt of the final
transcript, the deponent may designate testimony as Confidential Information, in compliance
with Paragraph 2 of this Order. Such designations (with reference to the page(s) and line(s) of
the final transcript) must be provided in writing by the person making such designations to
Parties’ counsel.
(c)
A Protected Person that designates as Confidential Information any
document produced in this Action after entry of this Order must stamp or label each confidential
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page of each document with the designation “CONFIDENTIAL.” If the entire document is not
Confidential Information, the Protected Person shall stamp or label only those pages that contain
Confidential Information. Where Confidential Information is produced in electronic format on a
disk or other medium that contains exclusively Confidential Information, the
“CONFIDENTIAL” designation may be placed on the disk.
4.
If a Protected Person inadvertently fails to designate as Confidential Information
any documents or testimony, it may later so designate by notifying the Parties in writing. After
receiving such notice, the Parties shall thereafter treat the newly designated information as
Confidential Information. No prior disclosure of newly designated Confidential Information
shall violate this Order. However, in such circumstance, the disclosing Party will cooperate with
the Protected Person to retrieve copies distributed beyond as permitted by this Order and
otherwise take reasonable steps to mitigate the disclosure.
5.
If a Party receives a confidentiality waiver to allow a deponent that is not related
to the waiving Protected Person to be questioned on information that would otherwise be
Confidential Information, that waiver (including identification of the specific Confidential
Information to which it pertains) must be disclosed to counsel for all other Parties as soon as
practicable, but no later than two business days prior to the deposition of the witness in question,
unless good cause for a later disclosure is shown.
6.
Any Party that objects to the designation as Confidential Information of any
documents or transcripts may notify the designating person in writing, copying all Parties. The
designating person shall then have 10 days from receipt of the notification to file a motion
seeking a Court order upholding the designation. Such motions shall be referred to the Special
Master appointed for this Action. The burden of proving that the designation is proper under
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Rule 26(c)(1)(G) shall be upon the person seeking to uphold the designation. If a motion is filed,
the Parties shall continue to treat the designated Confidential Information at issue as Confidential
Information until the Court rules on the Special Master’s Report and Recommendation. If the
designating person does not seek an order within 10 days of receiving notice, or if the Court
determines the designation of Confidential Information to have been inappropriate, the
challenged designation shall be rescinded.
C.
SCOPE OF DISCLOSURE OF CONFIDENTIAL INFORMATION
7.
Except as authorized by this Order, information designated as Confidential
Information pursuant to this Order shall not be disclosed to any person other than the persons set
forth below, and may be disclosed to and used by the persons set forth below only in this Action:
(a)
the Court and all persons assisting the Court in this Action, including the
Special Master and his/her staff, law clerks, court reporters, and stenographic or clerical
personnel;
(b)
outside counsel acting for the Parties in this Action, that counsel’s
employees, and independent contractors assisting such outside counsel in this Action;
(c)
authors, addressees, and recipients of particular information designated as
Confidential Information, solely to the extent that they have previously had lawful access to the
particular information disclosed or to be disclosed; and
(d)
testifying or consulting experts retained by a Party to assist in this Action,
including employees of the firm with which the expert or consultant is associated or independent
contractors to the extent necessary to assist the experts’ work in this Action.
8.
Before any information designated as Confidential Information may be disclosed
to any expert described in Paragraph 7(d) of this Order, he or she must first read this Order or
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must have otherwise been instructed on his or her obligations under the Order by this Court or
counsel for a Party, and shall have executed the agreement included as Appendix A hereto.
Counsel for the Party making the disclosure must retain the original of such executed agreement
for a period of at least one year following the final resolution of this Action. Each individual
described in Paragraph 7 of this Order to whom information designated as Confidential
Information is disclosed must not disclose that Confidential Information to any other individual,
except as provided in this Order.
9.
Nothing in this Order:
(a)
limits a person’s use or disclosure of its own information designated as
Confidential Information;
(b)
prevents disclosure of Confidential Information by any Party to any
current employee of the person that designated the information as Confidential Information; or
(c)
prevents disclosure of Confidential Information by any Party with the
consent of the person that designated the Confidential Information.
D.
DISCLOSURE OF CONFIDENTIAL INFORMATION
10.
If any documents or testimony designated under this Order as Confidential
Information is included in any pleading, motion, exhibit, or other paper to be filed with the Court,
the Party or Protected Person seeking to file such material shall follow the procedures set forth in
LCvR 5.1(j) of the Rules of the United States District Court for the District of Columbia.
Nothing in this Order shall restrict any person, including any member of the public, from
challenging the filing of any Confidential Information material under seal. A Party that files
with the Court material that has been designated as Confidential Information by a nonparty shall
notify the nonparty of that filing (and what particular materials were filed) within one day after
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the filing, provided that the nonparty has informed the Parties of its desire to receive such
notification and provided an email contact to the Parties. In addition, Parties shall provide
nonparties at least twenty-four (24) hours’ notice before any trial or pretrial hearings during
which a nonparty’s Confidential Information may be publicly disclosed, provided that the
nonparty has informed the Parties of its desire to receive such notification and provided an email
contact to the Parties.
11.
Disclosure at trial of documents and testimony designated as Confidential
Information is governed as follows:
(a)
Absent a ruling by the Court to the contrary, documents or deposition
testimony designated as Confidential Information by a Party or nonparty that appear on an
exhibit list or in deposition designations, that are admitted into evidence at trial, will be disclosed
on the public record, and any examination relating to such information will likewise be disclosed
on the public record, after compliance with the following process:
(i)
Within seven days after the Parties file pre-trial exhibit lists and
within seven days after the Parties file deposition designations, each Party shall ensure that each
nonparty receives a written notice of any exhibits or designated deposition testimony listed by
that Party that the nonparty designated as Confidential Information, including the documentproduction page numbers and/or page and line numbers of deposition testimony. The Party will
inform the nonparty that, absent objection, that Confidential Information may be disclosed on the
public record.
(ii)
If a Party or nonparty objects to potential public disclosure of all or
part of the information identified in the written notice, within seven days of the date on which it
received the notice, the Party or nonparty shall identify to the notifying Party the information
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designated as Confidential Information for which it seeks protection from public disclosure. The
Party or nonparty objecting to public disclosure and the notifying Party shall attempt to resolve
their differences by, for example, redacting irrelevant Confidential Information. If no resolution
is reached and the Party or nonparty continues to object to potential public disclosure of the
information at trial, the Party or nonparty must, within 14 days after receipt of written notice, file
a motion for additional protection. Resolution of these motions shall be referred to the Special
Master appointed in this Action, who will determine whether the materials in question should be
afforded protection as confidential and the nature of any additional protections that will be
applied to the use of documents found to be confidential at trial.
(b)
Absent a ruling by the Court to the contrary, documents or deposition
testimony designated as Confidential Information by a Party or nonparty that do not appear on an
exhibit list or in deposition designations, that are admitted into evidence at trial, will be disclosed
on the public record, and any examination relating to such information will likewise be disclosed
on the public record, after compliance with the following process:
(i)
A Party must alert the Court before doing so that it intends to use
Confidential Information of a Party or nonparty and that that Party or nonparty is not on notice.
(ii)
At that time, the Court will determine whether to seal the courtroom
while such Confidential Information is being discussed.
(iii)
Within one day after the Party uses that Confidential Information,
that Party shall ensure that a nonparty that designated the material receives a written notice of
same. The Party will inform the nonparty that, absent objection, that Confidential Information
will be disclosed on the public record.
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(iv)
If the Party or nonparty continues to object to public disclosure of
the information at trial, the Party or nonparty must, within seven days after receipt of written
notice, file a motion for additional protection. Any such motion shall be submitted to the Special
Master for disposition.
12.
All Discovery Materials produced or exchanged in connection with this Action,
including but not limited to Confidential Information, produced by a Party or nonparty as part of
this proceeding shall be used solely for purposes of the conduct of this Action and shall not be
used for any business, commercial, competitive, personal, or other purpose.
13.
Nothing in this Order shall prevent any person, including members of the public,
from petitioning the Court for reconsideration of a determination that any trial proceedings shall
not be on the public record.
14.
Any Person who has received Discovery Materials in this Action who receives a
request or subpoena for production or disclosure of any Discovery Material shall immediately
give written notice to the Protected Person who produced such Discovery Materials identifying
the information sought and providing a copy of the request or subpoena. The Person subject to
the request or subpoena shall not produce or otherwise disclose the requested Discovery
Materials unless: (a) the Protected Person specifically consents in writing; (b) the Protected
Person fails to seek relief from the subpoena or request within thirty (30) days of receiving notice;
or (c) notwithstanding the Protected Person’s request for relief, production or disclosure is
ordered by a court of competent jurisdiction. In the event such production or disclosure is
ordered in another proceeding, the Person subject to the request or subpoena shall use reasonable
efforts to negotiate a protective order that contains the same level of protection provided in this
Order. Nothing contained in the Paragraph is intended to suggest that any other court would
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have priority over this Order or constitute waiver of any objection or consent to the jurisdiction
or any other court issuing such an order.
E.
PROCEDURES UPON TERMINATION OF THIS ACTION
15.
Within 90 days after receiving notice of the entry of an order, judgment or decree
terminating this Action, all persons having received information designated as Confidential
Information must either make a good-faith effort to return such material and all copies thereof to
the person that produced it, or destroy all such Confidential Information and certify that fact in
writing to that person. Counsel for the Parties will be entitled to retain court papers, deposition
and trial transcripts and exhibits, and work product, provided that Plaintiff’s counsel,
Defendants’ counsel and such counsel’s employees do not disclose the portions of court papers,
deposition transcripts, exhibits, or work product containing information designated as
Confidential Information to any person except pursuant to Court order or agreement with the
person that produced the information designated as Confidential Information. All Confidential
Information returned to the Parties or their counsel by the Court likewise must be disposed of in
accordance with this Paragraph.
F.
RIGHT TO SEEK MODIFICATION
16.
Nothing in this Order prevents any person, including members of the public, from
seeking modification of this Order, upon motion made pursuant to the rules of this Court.
IT IS SO ORDERED.
DATED: December ___, 2011
Hon. Ellen S. Huvelle
UNITED STATES DISTRICT JUDGE
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APPENDIX A
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
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SPRINT NEXTEL CORPORATION,
Plaintiff,
v.
AT&T INC., et al.,
Defendants.
Case No. 1:11-cv-01600-ESH
AGREEMENT CONCERNING CONFIDENTIALITY
I,
, am employed as
by
.
I hereby certify that:
1.
I have read the Stipulated Protective Order Concerning Confidentiality
(“Protective Order”) entered in the above-captioned Action, and understand its terms.
2.
I agree to be bound by the terms of the Protective Order and agree to use
information, designated as Confidential Information, provided to me only for the purpose of
this litigation.
3.
I understand that my failure to abide by the terms of the Protective Order
entered in the above-captioned action will subject me, without limitation, to civil and criminal
penalties for contempt of Court.
4.
I submit to the jurisdiction of the United States District Court for the District of
Columbia solely for the purpose of enforcing the terms of the Protective Order entered in the
above-captioned action and freely and knowingly waive any right I may otherwise have to
object to the jurisdiction of said Court.
5.
I make this certificate this
day of
, 201
Signed:
11
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_____________________
EXHIBIT 2
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
Plaintiff,
AT&T INC., et al.,
i.
AT&T INC., et al.,
2
CELLULAR SOUTH, INC., et al.,
Plaintiff,
3
i.
AT&T INC., et al.,
Defendants.
4
) ) ) ) ) Case No. 1:11-cv-01690-ESH ) ) ) ) )
)
[PROPOSED] STIPULATED PROTECTIVE ORDER CONCERNING
CONFIDENTIALITY
In the interests of (i) promoting an efficient and prompt resolution of these Actionsthe
above-styled Action; (ii) facilitating discovery by the Parties litigating these Actionsthe Action;
and (iii) protecting the Parties’ and non-parties’nonparties’ Discovery Materials and
Confidential Information from improper disclosure or use, and upon good cause shown, the
Court, pursuant to Fed. R. Civ. P. 26(c)(1)(G), ORDERS as follows:
A.
DEFINITIONS
As used in this Order:
(a)
“Confidential Information” means the portions of any documents,
transcripts, or other material that contain any trade secret or other confidential research,
development, or commercial information, as such terms are used in Fed. R. Civ. P. 26(c)(1)(G).
(b)
“Defendants” means AT&T Inc., AT&T Mobility LLC, Deutsche
Telekom AG, and T-Mobile USA, Inc., their divisions, subsidiaries, affiliates, partnerships and
joint ventures, and all directors, officers, employees, agents, and representatives of the foregoing.
(c)
“Disclosed” means shown, divulged, revealed, produced, described,
transmitted, or otherwise communicated, in whole or in part.
(d)
“Discovery Materials” means all documents, testimony and other
information produced by a Party or nonparty voluntarily or in response to any obligations
of the Federal Rules of Civil Procedure.
(e)
(d) “Document” means documents or electronically stored information as
defined in Fed. R. Civ. P. 34(a).
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(f)
(e) “Investigation” means the U.S. Department of Justice’s (“DOJ”)
inquiries into the proposed acquisition of T-Mobile USA, Inc. by AT&T, Inc. prior to the filing
of the first complaint in United States, et al. v. AT&T Inc., et al., 1:11-cv-01560-ESH (“DOJ
Action”)Party” means the Plaintiff or any Defendant to this Action.
(f)
“Investigation Materials” means documents or transcripts of
testimony that (i) any nonparty provided to the DOJ or any Party either voluntarily or under
compulsory process during the Investigation, (ii) any Party provided to the Federal
Communications Commission (“FCC”), (iii) any Party sent to any nonparty during the
Investigation or (iv) that Plaintiff Sprint or Defendants have provided to the DOJ during the
Investigation.
(g)
“Party” means any plaintiff or defendant to these Actions.
(g)
(h) “Parties” means collectively the plaintiffsPlaintiff and defendants to
these Actions. (i) Defendants to this Action.
“Person” means any natural person, corporate entity, partnership, association,
joint venture, governmental entity, or trust.
(h)
(a) “PlaintiffsPlaintiff” means Sprint Nextel Corporation, Cellular South,
Inc., and.Corr Wireless Communications, L.L.C.
(i)
(b) “Protected Person” means any person (including any Party or
nonparty) that has provided Investigation Materials or that, voluntarily or under compulsory
process, provides any documents or testimony in these ActionsDiscovery Materials.
(j)
(c) “These ActionsThis Action” means the above-captioned actionsaction
pending in this Court, including any pre-trial, trial, post-trial, or appellate proceedings.
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B.
DESIGNATION OF CONFIDENTIAL INFORMATION
1.
A Protected Person may designate as “Confidential Information” any
InvestigationDiscovery Materials or information that it provides to any Party during these
Actions, to the extent such informationmaterial constitutes Confidential Information as defined
in Paragraph 1(a) of this Order. Such designations constitute a representation to the Court that
such Protected Person believes, in good faith, that the information so designated constitutes
Confidential Information. Any production of documents or testimony not designated as
Confidential Information will not be deemed a waiver of any future claim of confidentiality
concerning such information if it is later designated Confidential Information pursuant to
Paragraph 54 of this Order. However, any such subsequent designation will not retroactively
prohibit the disclosure of any information for which disclosure was proper when made.
3.
All transcripts of depositions, documents and other materials that Plaintiffs and
Defendants provided to the DOJ during the Investigation or to the FCC during its investigation
will be treated as Confidential Information without the need for further designation. Plaintiffs or
Defendants may withdraw these designations at any time.
2.
4. Designation as Confidential Information of deposition transcripts and
documents produced during these Actionsthis Action is governed as follows:
(a)
Any request for discoveryDiscovery Materials of any nonparty Protected
Persons shall be accompanied by a copy of this Protective Order. If a nonparty Protected Person
determines that this Protective Order does not adequately protect its confidential materials, it
may, within 10 days after receipt of a copy of the Protective Order, seek additional relief from
the Court. If a nonparty Protected Person seeks additional relief from the Court, the confidential
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materials for which additional protection has been sought will not be produced until the Court
has ruled.
(b)
All transcripts of depositions taken in these Actionsthis Action after entry
of this Order will be treated as Confidential Information in their entirety for 10 days after the
date a copy of the final transcript has been made available to the deponent for review. Within
three days of receipt of the final transcript, the Party that noticed the deposition shall provide the
final transcript to the deponent. At any time during the 10 days following receipt of the final
transcript, the deponent may designate testimony as Confidential Information, in compliance
with Paragraph 2 of this Order. Such designations (with reference to the page(s) and line(s) of
the final transcript) must be provided in writing by the person making such designations to
Plaintiff Sprint’s counsel and DefendantsParties’ counsel.
A Protected Person that designates as Confidential Information any document
produced in these Actionsthis Action after entry of this Order must stamp or label each
confidential page of each document with the designation “CONFIDENTIAL.” If the entire
document is not Confidential Information, the Protected Person shall stamp or label only those
pages that contain Confidential Information. Where Confidential Information is produced in
electronic format on a disk or other medium that contains exclusively Confidential Information,
the “CONFIDENTIAL” designation may be placed on the disk.
3.
5. If a Party or Protected Person inadvertently fails to designate as Confidential
Information any documents or testimony, it may later so designate by notifying the Parties in
writing. After receiving such notice, the Parties shall thereafter treat the newly designated
information as Confidential Information. No prior disclosure of newly designated Confidential
Information shall violate this Order. However, in such circumstance, the disclosing Party will
8
cooperate with the Protected Person to retrieve copies distributed beyond as permitted by this
Order and otherwise take reasonable steps to mitigate the disclosure.
4.
6. If a Party receives a confidentiality waiver to allow a deponent that is not
related to the waiving PartyProtected Person to be questioned on information that would
otherwise be Confidential Information, that waiver (including identification of the specific
Confidential Information to which it pertains) must be disclosed to counsel for all other Parties
as soon as practicable, but no later than two business days prior to the deposition of the witness
in question, unless good cause for a later disclosure is shown.
7. Any Party that objects to the designation as Confidential Information of any documents
or transcripts may notify the designating person in writing, copying all Parties. The designating
person shall then have 10 days from receipt of the notification to file a motion seeking a Court
order upholding the designation. Such motions shall be referred to the Special Master
appointed for this Action. The burden of proving that the designation is proper under Rule
26(c)(1)(G) shall be upon the person seeking to uphold the designation. If a motion is filed, the
Parties shall continue to treat the designated Confidential Information at issue as Confidential
Information until the Court rules on the motion.Special Master’s Report and
Recommendation. If the designating person does not seek an order within 10 days of receiving
notice, or if the Court determines the designation of Confidential Information to have been
inappropriate, the challenged designation shall be rescinded.
C.
SCOPE OF DISCLOSURE OF CONFIDENTIAL INFORMATION
5.
8. Except as authorized by this Order, information designated as Confidential
Information pursuant to this Order shall not be disclosed to any person other than the persons set
9
forth below, and may be disclosed to and used by the persons set forth below only in this
Action:
(a)
the Court and all persons assisting the Court in these Actionsthis Action,
including the Special Master and his/her staff, law clerks, court reporters, and stenographic or
clerical personnel;
(b)
outside counsel acting for Plaintiffsthe Parties in these Actionsthis
Action, that counsel’s employees, and independent contractors assisting such outside counsel in
the prosecution of these Actions;
(c)
outside counsel acting for Defendants in these Actions, that
counsel’s employees, and[ independent contractors ]assisting such outside counsel in the
defense of these Actions;
(d)
up to [five] in-house counsel for each Party to these Actions for
Confidential Information belonging to a Party, and up to [five] in-house counsel for each Party
to these Actions for Confidential Information belonging to a nonparty Protected Person if the
nonparty gives written permission to the Partythis Action;
(c)
(e) authors, addressees, and recipients of particular information designated
as Confidential Information, solely to the extent that they have previously had lawful access to
the particular information disclosed or to be disclosed;
(f)
persons (and their counsel) who Plaintiffs or Defendants believe, in good
faith, to have had prior access to the Confidential Information, or who have been participants in
acommunication that is the subject of the Confidential Information and from whom verification
of or other information about that access or participation is sought, solely to the extent of
disclosing such information to which they may have had access or that is the subject of the
10
communication in which they may have participated; provided that, unless and until the persons
or their counsel confirms that the persons had access or were participants, only as much of the
information may be disclosed as may be necessary to confirm the persons’ access or
participation; and
(d)
(g) testifying or consulting experts retained by a Party to assist in the
prosecution or defense of these Actions.this Action, including employees of the firm with
which the expert or consultant is associated or[ independent contractors ]to the extent
necessary to assist the experts’ work in this Action.
6.
9. Before any information designated as Confidential Information may be
disclosed to any expert described in Paragraph 97(gd) of this Order, he or she must first read this
Order or must have otherwise been instructed on his or her obligations under the Order by this
Court or counsel for a Party, and shall have executed the agreement included as Appendix A
hereto. Counsel for the Party making the disclosure must retain the original of such executed
agreement for a period of at least one year following the final resolution of these Actionsthis
Action. Each individual described in Paragraph 97 of this Order to whom information
designated as Confidential Information is disclosed must not disclose that Confidential
Information to any other individual, except as provided in this Order.
7.
10. Nothing in this Order:
(a)
limits a person’s use or disclosure of its own information designated as
Confidential Information;
prevents disclosure of Confidential Information by any Party to any current
employee of the person that designated the information as Confidential Information; or
11
(b)
prevents disclosure of Confidential Information by any Party with the
consent of the person that designated the Confidential Information.
D.
DISCLOSURE OF CONFIDENTIAL INFORMATION IN THESE ACTIONS
8.
11. If any documents or testimony designated under this Order as Confidential
Information is included in any pleading, motion, exhibit, or other paper to be filed with the
Court, the Party [or Protected Person] seeking to file such material shall follow the procedures
set forth in LCvR 5.1(j) of the Rules of the United States District Court for the District of
Columbia. Nothing in this Order shall restrict any person, including any member of the public,
from challenging the filing of any Confidential Information material under seal. A Party that
files with the Court material that has been designated as Confidential Information by a
nonparty shall notify the nonparty of that filing (and what particular materials were filed)
within one day after the filing, provided that the nonparty has informed the Parties of its
desire to receive such notification and provided an email contact to the Parties. In
addition, Parties shall provide nonparties at least twenty-four (24) hours’ notice before any
trial or pretrial hearings during which a nonparty’s Confidential Information may be
publicly disclosed, provided that the nonparty has informed the Parties of its desire to
receive such notification and provided an email contact to the Parties.
9.
12. Disclosure at trial of documents and testimony designated as Confidential
Information is governed as follows:
(a)
Absent a ruling by the Court to the contrary, documents or deposition
testimony designated as Confidential Information by a Party or nonparty that appear on an
exhibit list or in deposition designations, that are admitted into evidence at trial, will be disclosed
12
on the public record, and any examination relating to such information will likewise be disclosed
on the public record, after compliance with the following process:
Within seven days after the Parties file pre-trial exhibit lists and within seven days
after the Parties file deposition designations, each Party shall ensure that each nonparty receives
a written notice of any exhibits or designated deposition testimony listed by that Party that the
nonparty designated as Confidential Information, including the document- production page
numbers and/or page and line numbers of deposition testimony. The Party will inform the
nonparty that, absent objection, that Confidential Information may be disclosed on the public
record.
(i)
(i) If a Party or nonparty objects to potential public disclosure of all
or part of the information identified in the written notice, within seven days of the date on which
it received the notice, the Party or nonparty shall identify to the notifying Party the information
designated as Confidential Information for which it seeks protection from public disclosure. The
Party or nonparty objecting to public disclosure and the notifying Party shall attempt to resolve
their differences by, for example, redacting irrelevant Confidential Information. If no resolution
is reached and the Party or nonparty continues to object to potential public disclosure of the
information at trial, the Party or nonparty must, within 14 days after receipt of written notice, file
a motion for additional protection. Resolution of these motions shall be referred to the
Special Master appointed in this Action, who will determine whether the materials in
question should be afforded protection as confidential and the nature of any additional
protections that will be applied to the use of documents found to be confidential at trial.
(b)
Absent a ruling by the Court to the contrary, documents or deposition
testimony designated as Confidential Information by a Party or nonparty that do not appear on an
13
exhibit list or in deposition designations, that are admitted into evidence at trial, will be disclosed
on the public record, and any examination relating to such information will likewise be disclosed
on the public record, after compliance with the following process:
(i)
A Party must alert the Court before doing so that it intends to use
Confidential Information of a Party or nonparty and that that Party or nonparty is not on notice.
(ii)
(ii)
At that time, the Court will determine whether to seal the courtroom
while such Confidential Information is being discussed.
(ii) Within one day after the Party uses that Confidential Information, that Party
shall ensure that a nonparty that designated the material receives a written notice of same. The
Party will inform the nonparty that, absent objection, that Confidential Information will be
disclosed on the public record.
(iii)
(iii) If the Party or nonparty continues to object to public disclosure
of the information at trial, the Party or nonparty must, within seven days after receipt of written
notice, file a motion for additional protection. Any such motion shall be submitted to the
Special Master for disposition.
10.
13. All materialsDiscovery Materials produced or exchanged in connection with
these Actionsthis Action, including but not limited to Confidential Information, produced by a
Party or nonparty as part of this proceeding shall be used solely for purposes of the conduct of
these Actionsthis Action and shall not be used for any business, commercial, competitive,
personal, or other purpose.
14
11.
14. Nothing in this Order shall prevent any person, including members of the
public, from petitioning the Court for reconsideration of a determination that any trial
proceedings shall not be on the public record.
12.
Any Person who has received Discovery Materials in this Action who receives
a request or subpoena for production or disclosure of any Discovery Material shall
immediately give written notice to the Protected Person who produced such Discovery
Materials identifying the information sought and providing a copy of the request or
subpoena. The Person subject to the request or subpoena shall not produce or otherwise
disclose the requested Discovery Materials unless: (a) the Protected Person specifically
consents in writing; (b) the Protected Person fails to seek relief from the subpoena or
request within thirty (30) days of receiving notice; or (c) notwithstanding the Protected
Person’s request for relief, production or disclosure is ordered by a court of competent
jurisdiction. In the event such production or disclosure is ordered in another proceeding,
the Person subject to the request or subpoena shall use reasonable efforts to negotiate a
protective order that contains the same level of protection provided in this Order. Nothing
contained in the Paragraph is intended to suggest that any other court would have priority
over this Order or constitute waiver of any objection or consent to the jurisdiction or any
other court issuing such an order.
E.
PROCEDURES UPON TERMINATION OF THESE ACTIONSTHIS ACTION
Within 90 days after receiving notice of the entry of an order, judgment, or decree terminating
these Actionsthis Action, all persons having received information designated as Confidential
Information must either make a good-faith effort to return such material and all copies thereof to
the person that produced it, or destroy all such Confidential Information and certify that fact in
15
writing to that person. Counsel for the Parties will be entitled to retain court papers, deposition
and trial transcripts and exhibits, and work product, provided that Plaintiffs’Plaintiff’s counsel,
Defendants’ counsel and such counsel’s employees do not disclose the portions of court papers,
deposition transcripts, exhibits, or work product containing information designated as
Confidential Information to any person except pursuant to Court order or agreement with the
person that produced the information designated as Confidential Information. All Confidential
Information returned to the Parties or their counsel by the Court likewise must be disposed of in
accordance with this Paragraph.
F.
RIGHT TO SEEK MODIFICATION
13.
Nothing in this Order prevents any person, including members of the public, from
seeking modification of this Order, upon motion made pursuant to the rules of this Court.
IT IS SO ORDERED.
DATED: December ___, 2011
Hon. Ellen S. Huvelle
UNITED STATES DISTRICT JUDGE
16
APPENDIX A
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
)
)
)
)
)
)
)
)
)
)
)
)
)
SPRINT NEXTEL CORPORATION,
Plaintiff,
v.
AT&T INC., et al.,
Defendants.
Case No. 1:11-cv-01600-ESH
AGREEMENT CONCERNING CONFIDENTIALITY
I,
, am employed as
by
.
I hereby certify that:
1.
I have read the Stipulated Protective Order Concerning Confidentiality
(“Protective Order”) entered in the above-captioned Action, and understand its terms.
2.
I agree to be bound by the terms of the Protective Order and agree to use
information, designated as Confidential Information, provided to me only for the
purpose of this litigation.
3.
I understand that my failure to abide by the terms of the Protective Order
entered in the above-captioned action will subject me, without limitation, to civil and
criminal penalties for contempt of Court.
4.
I submit to the jurisdiction of the United States District Court for the
District of Columbia solely for the purpose of enforcing the terms of the Protective Order
entered in the above-captioned action and freely and knowingly waive any right I may
otherwise have to object to the jurisdiction of said Court.
5.
I make this certificate this
day of
, 201
Signed:
17
.
_____________________
Document comparison by Workshare Professional on Wednesday, December 07, 2011
8:37:20 PM
Input:
Document 1 ID
Description
Document 2 ID
Description
Rendering set
file://C:\Documents and Settings\VANHORSN\Desktop\Pls'
Proposed PO (both actions).doc
Pls' Proposed PO (both actions)
file://C:\Documents and
Settings\VANHORSN\Desktop\Sprint v. AT&T Protective
Order (Sprint only).doc
Sprint v. AT&T Protective Order (Sprint only)
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192
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