MAJUC et al v. UNITED STATES DEPARTMENT OF JUSTICE

Filing 77

MEMORANDUM OPINION granting the Department of Justice's 70 Motion for Summary Judgment. The parties shall submit a Joint Status Report by February 11, 2022, which proposes a course for further proceedings in this matter, if required. See the attached Memorandum Opinion for additional details. Signed by Judge Amit P. Mehta on 01/28/2022. (lcapm3)

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 1 of 18

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
_________________________________________

)
JOHNMARK MAJUC and JOSEPH JOK,
)
)
Plaintiffs,
)
)
v.
)
)
U.S. DEPARTMENT OF JUSTICE,
)
)
Defendant.
)
_________________________________________ )

Case No. 18-cv-566 (APM)

MEMORANDUM OPINION
I.
In this Freedom of Information Act (“FOIA”) case, the court previously held that
Defendant Department of Justice had failed to support its categorical withholdings of all
responsive records pursuant to Exemption 7(A). See Majuc v. U.S. Dep’t of Just. (Majuc I), No.
18-cv-00566 (APM), 2019 WL 4394843, at *2 (D.D.C. Sept. 13, 2019). The court denied
summary judgment. Id. at *4. Defendant now tries again. This time it succeeds. For the reasons
that follow, the court grants Defendant’s motion for summary judgment.
A.
The records sought in this case relate to a criminal investigation of BNP Paribas, S.A.
(“BNPP”) and its affiliates for evading economic sanctions against various countries, including
Sudan. Id. at *1. In 2014, BNPP pleaded guilty to conspiracy to violate the International
Emergency Economic Powers Act and Trading with the Enemy Act. Id. It completed a five-year
term of probation in 2020. Def.’s Mot. for Summ. J., ECF No. 70 [hereinafter Def.’s Mot.], Decl.
of Courtney O’Keefe, ECF No. 70-3 [hereinafter O’Keefe Decl.], ¶ 44.

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 2 of 18

Plaintiffs are two Sudanese refugees who are members of a class action lawsuit against
BNPP, which seeks to hold the bank responsible for its role in human rights abuses committed by
the Sudanese government from 1997 to 2009. See Kashef v. BNP Paribas SA, No. 16-cv-3228
(AJN), 2021 WL 603290 (S.D.N.Y. Feb. 16, 2021). In November 2016, Plaintiffs submitted a
FOIA request to Defendant for 33 categories of records. O’Keefe Decl. ¶ 6; id. Ex. A. 1 Broadly
speaking, the request sought all documents “gathered” or “created” in connection with Defendant’s
investigation of BNPP’s violations of law “with respect to BNPP’s dealings with Sudan.” Id.
Ex. A at 23. Defendant resisted producing any records in response. Majuc I, 2019 WL 4394843,
at *1. It invoked a variety of exemptions but asserted Exemption 7(A) as to all records. See id.
As noted, after an initial round of summary judgment briefing, in September 2019, the court
rejected as inadequate Defendant’s categorical invocation of Exemption 7(A). See id. at *2.
B.
After the court’s decision, the parties reached agreement on search terms and other aspects
of Plaintiffs’ request. Joint Status Report, ECF No. 43. One search term produced nearly 70,000
records, which Defendant estimated might entail close to one million pages. Joint Status Report,
ECF No. 44. The parties then agreed to narrow the scope of the search and prioritize certain
records. Joint Status Report, ECF No. 48. That winnowing still produced over 100,000 pages,
which Defendant then began to process over the course of months. Joint Status Reports, ECF Nos.
52, 54, 57, 59, 61.
Eventually, Defendant produced two “interim” responses.

On September 22, 2020,

Defendant advised that it had reviewed 888 pages of records but intended to withhold all of them
based on Exemptions 3, 4, 6, 7(A), and 7(C). O’Keefe Decl. Ex. F. Then, on November 20, 2020,
1

Citations to the exhibits to the O’Keefe Declaration reference CM/ECF pagination.

2

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 3 of 18

Defendant informed Plaintiffs that it had reviewed an additional 825 pages but that, as before, it
intended to withhold all records pursuant to Exemptions 4, 6, and 7(C). Id. Ex. G.
These non-disclosures prompted the instant round of summary judgment briefing. The
parties agreed that Defendant would suspend processing of additional documents and that they
would proceed to contest the exemptions asserted in the two interim responses. Joint Status
Report., ECF No. 66. Defendant then moved for summary judgment. Def.’s Mot. It took a
categorical approach, organizing the withheld records into eight groups: (1) “Interview Summary
Memoranda,” (2) “BNPP Transactional Data Chart,” (3) “Emails,” (4) “Document Production
Indices,” (5) “Presentation to Government,” (6) “Internal BNP Presentations,” (7) “Compliance
Memoranda,” and (8) “Advice Memoranda from Outside Counsel.”

O’Keefe Decl. Ex. H

[hereinafter Records Index]. Defendant asserted various exemptions to justify the withholdings,
including Exemptions 3, 4, 6, 7(A), and 7(C). See id.
II.
A.
Before turning to the withholdings, the court takes up two threshold contentions made by
Plaintiffs. First, Plaintiffs contest the categorical approach taken by Defendant. They contend that
the “categories are—on their face—impermissibly overinclusive,” the “descriptions of each
category do little more than echo the language of FOIA’s exemptions in conclusory fashion,” and
the index “lacks both substantive detail and the metadata typically included in a comprehensive
Vaughn Index.” Pls.’ Opp’n to Def’s Mot. for Summ. J., ECF No. 73, Pls.’ Mem. in Opp’n to
Def.’s Mot. for Summ. J., ECF No. 73-1 [hereinafter Pls.’ Opp’n], at 6–7. The court disagrees.
Ordinarily, an agency must “provide the requestor with a description of each document
being withheld[] and an explanation of the reason for the agency’s nondisclosure.” Oglesby v.
3

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 4 of 18

U.S. Dep’t of the Army, 79 F.3d 1172, 1176 (D.C. Cir. 1996). But when “the FOIA litigation
process threatens to reveal the very information the agency hopes to protect,” the agency may limit
the information in its affidavits to just “brief or categorical descriptions of the withheld
information.” Citizens for Responsibility & Ethics in Washington (CREW) v. U.S. Dep’t of Just.,
746 F.3d 1082, 1088 (D.C. Cir. 2014) (internal quotation marks omitted). In that circumstance,
the agency can “justify withholding or redacting records ‘category-of-document by category-ofdocument’ rather than ‘document-by-document.’” Am. Immigr. Lawyers Ass’n v. Exec. Off. for
Immigr. Rev., 830 F.3d 667, 675 (D.C. Cir. 2016) (quoting CREW, 746 F.3d at 1088). When, as
here, an agency takes a categorical approach with respect to law enforcement records, it “has a
three-fold task. First, it must define its categories functionally. Second, it must conduct a
document-by-document review in order to assign documents to the proper category. Finally, it
must explain to the court how the release of each category would interfere with enforcement
proceedings.” Bevis v. Dep’t of State, 801 F.2d 1386, 1389–90 (D.C. Cir. 1986).
The Vaughn Index in this case satisfies each of these requirements. The Vaughn Index
consists of five documents: (1) the publicly filed Declaration of Courtney J. O’Keefe (“O’Keefe
Declaration”), see generally O’Keefe Decl.; (2) a spreadsheet attached to the O’Keefe Declaration
that describes the records withheld (“Records Index”), see id., Records Index, at 48–56; (3) the
Ex Parte Declaration of Courtney J. O’Keefe; (4) the Supplemental Declaration of Courtney J.
O’Keefe, Def.’s Reply Mem. in Supp. of Mot. for Summ. J., ECF No. 75, Second Decl. of
Courtney J. O’Keefe, ECF No. 75-1 [hereinafter Suppl. O’Keefe Decl.]; and (5) the Second Ex
Parte Declaration of Courtney J. O’Keefe. See CREW, 746 F.3d at 1088 (“Agency affidavits
sometimes take the form of a ‘Vaughn index,’ but there is ‘no fixed rule’ establishing what such
an affidavit must look like.” (citations and internal quotation marks omitted)). O’Keefe explains
4

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 5 of 18

that the withheld records “consist entirely of business records submitted by BNPP to the
Department of Justice during the course of the Department’s investigation into and prosecution of
BNPP for violations of U.S. laws.” O’Keefe Decl. ¶ 25. The agency grouped these records into
eight categories. See Records Index. Each category, as reflected in the Records Index, is described
in some detail. For example, the description of the first group of records—“Interview Summary
Memoranda”—is as follows:
Memoranda prepared by outside counsel for BNPP that are marked
as FOIA/FOIL Confidential.
These memoranda summarize
interviews of BNPP employees conducted by outside counsel as part
of an internal review of BNPP’s compliance with U.S. sanctions
laws and financial embargoes against countries, including Sudan.
Among other things, the memoranda reflect outside counsel for
BNPP’s interview strategy, refer to the interviewee’s position and
responsibilities within BNPP, cover the employees’ knowledge of
payment systems and processes within BNPP, discuss interactions
with BNPP personnel and compliance departments, knowledge of
U.S. economic sanctions or embargoes pertaining to specific
countries, and BNPP’s handling of U.S. economic sanctions or
embargoes of countries including Sudan.
Id. at 48–49. A similarly detailed description is repeated for each of the seven remaining
categories. Id. at 50–56. As to each category, the Records Index sets forth the number of pages
withheld, identifies the exemptions relevant to each category, and provides a short summary
justification of the asserted exemption. Id. Greater explanations as to the reasons for the
exemptions can be found in O’Keefe’s Declarations. O’Keefe Decl. ¶¶ 26–49; Ex Parte O’Keefe
Decl. ¶¶ 8–22; see also Morley v. CIA, 508 F.3d 1108, 1122 (D.C. Cir. 2007) (stating that the
agency “must provide a relatively detailed justification, specifically identifying the reasons why a
particular exemption is relevant and correlating those claims with the particular part of a withheld
document to which they apply” (internal quotation marks omitted)). By any measure, the Vaughn
5

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 6 of 18

Index in this case is detailed and comprehensive. It easily satisfies the requirements of a
categorical approach. 2 See Bevis, 801 F.2d at 1390 (accepting grouping of records described as
“the identities of possible witnesses and informants,” “reports on the location and viability of
potential evidence,” and “polygraph reports,” but not categories identified as “teletypes,” “airtels,”
or “letters”).
Second, Plaintiffs challenge the sufficiency of the publicly filed O’Keefe Declaration.
They maintain that the Declaration is “conclusory and short on detail” and “lacks an evidentiary
foundation for key factual assertions.” Pls.’ Opp’n at 9. In particular, Plaintiffs complain that
O’Keefe has no “personal knowledge of BNPP’s commercial interests” and therefore her
representations regarding BNPP and Exemption 4 “have no probative value.” Id. at 10–11.
Neither argument has merit. To the extent the O’Keefe Declaration is “conclusory and short on
detail”—and the court is not suggesting it is either—the ex parte submission more than fills in the
gaps. As for their complaint that O’Keefe lacks personal knowledge when asserting BNPP’s
commercial interests, O’Keefe states that the statements made are “on the basis of personal
knowledge” and “on information provided to me by others within the Criminal Division with
knowledge of the search and documents at issue in this case and on information acquired by me in
the course of performing my official duties in the FOIA/PA Unit.”

O’Keefe Decl. ¶ 5.

Specifically, O’Keefe reviewed all of the withheld records and “had multiple substantive
discussions with an attorney in the Criminal Division’s Money Laundering and Asset Recovery
Section (‘MLARS’) who was involved in the Department’s investigation into and prosecution of
BNPP for violations of U.S. laws” and “an MLARS subject matter expert who handles

A fuller discussion of the third requirement—how records release would with interfere law enforcement
proceedings—appears below.
2

6

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 7 of 18

investigations and prosecutions involving financial institutions.” Suppl. O’Keefe Decl. ¶ 6.
Courts routinely have held that declarants in FOIA cases can rely on information obtained through
inter-agency consultations without running afoul of hearsay rules. See Leopold v. U.S. Dep’t of
Just., No. 19-cv-3192 (RC), 2021 WL 124489, at *4 (D.D.C. Jan. 13, 2021) (citing cases).
O’Keefe therefore cannot be characterized to lack “personal knowledge” of the statements set forth
in her various declarations. 3
B.
The court now turns to the exemptions asserted to withhold all records. As noted, at issue
are Exemptions 3, 4, 6, 7(A), and 7(C). See Records Index. The agency withheld the first six of
eight categories under both Exemptions 3 and 7(A), among others; it withheld the last two
categories under Exemptions 4, 6, and 7(C) only. Because the court finds that the agency properly
withheld the first six categories under Exemption 7(A), the court does not reach Exemption 3 or
any other exemption as to those categories. The court also finds that, with one exception, the
agency appropriately invoked Exemptions 4, 6, and 7(C) as to the last two categories. The
exception pertains to the names of BNPP outside counsel, as to which the agency has not
established any valid personal privacy interest.
1.
Exemption 7(A) applies to “records or information compiled for law enforcement
purposes, but only to the extent that the production of such law enforcement records or
information . . . could reasonably be expected to interfere with enforcement proceedings.”

Plaintiffs complain that “DOJ submits no evidence from BNPP to support any of the claims about BNPP’s
documents—or BNPP’s interests in those documents.” Pls.’ Opp’n at 10. But some courts have held that such thirdparty evidence is hearsay and not admissible even in a FOIA case. See Ecological Rts. Found. v. EPA, No. 19-cv-980
(BAH), 2021 WL 2209380, at *7 (D.D.C. June 1, 2021); Leopold, 2021 WL 124489, at *4. The court need not take
a position on that question here.
3

7

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 8 of 18

5 U.S.C. § 552(b)(7)(A); see also CREW, 746 F.3d at 1096. “To justify withholding, the DOJ
must therefore demonstrate that ‘disclosure (1) could reasonably be expected to interfere with
(2) enforcement proceedings that are (3) pending or reasonably anticipated.’” CREW, 746 F.3d at
1096 (quoting Mapother v. Dep’t of Just., 3 F.3d 1533, 1540, (D.C. Cir. 1993)). Exemption 7(A)
is “temporal,” and therefore any material or records must “relate[] to a concrete prospective law
enforcement proceeding.” Id. at 1097 (internal quotation marks omitted).
The agency’s withholdings easily meet these elements of Exemption 7(A). The agency has
established that there are law enforcement proceedings as to which the records pertain. Ex Parte
O’Keefe Decl. ¶¶ 11, 14, 18. Those proceedings are ongoing. Second Ex Parte O’Keefe Decl. ¶ 6;
CREW, 746 F.3d at 1097 (stating that the enforcement proceeding must be “pending at the time of
[a court’s] decision, not only at the time of the initial FOIA request”). The agency also has
explained how release of each of the six categories of records would likely interfere with those
proceedings. Ex Parte O’Keefe Decl. ¶¶ 18–19, 21–22.
Plaintiffs’ primary response is that the “law of the case” doctrine forecloses Defendant
from asserting Exemption 7(A) because the court denied summary judgment on that ground during
the first round of briefing. See Pls.’ Opp’n at 34; see also Majuc I, 2019 WL 4394843, at *3–4.
But that argument misconstrues this court’s earlier ruling. “While successive motions may be
inappropriate in certain contexts, the nature of FOIA cases lends itself to such filings. . . . [A]
court’s decision that the agency fell short of the mark in a mendable way often includes a directive
that it go back and attempt to correct any errors—e.g., by conducting another search or by releasing
more documents.” Wisdom v. United States Tr. Program, 266 F. Supp. 3d 93, 102 (D.D.C. 2017).
That is precisely what occurred here. The court denied summary judgment as to Exemption 7(A)
because the record, as it stood, “[did] not extinguish all genuine issues of material fact.” Majuc I,
8

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 9 of 18

2019 WL 4394843, at *2. In particular “it [was] unclear whether there is any ongoing enforcement
proceeding.” Id. at *2–3 (questioning on the record presented whether disclosure “would interfere
with an ongoing investigation, if there is one”) (emphasis added). The court therefore denied both
parties’ motions for summary judgment. Id. at *4. Those denials were without prejudice. That
case posture should have been apparent at the status conference held after the ruling. There, the
court urged the parties to resolve their differences before they forged ahead with “another affidavit
and another round of summary judgment briefing.” Hr’g Tr., ECF No. 42, at 13. The court’s
initial denial therefore did not foreclose Defendant from reasserting Exemption 7(A). And, as
discussed, the supplemental declarations provided by the agency have cured the record deficiencies
previously identified by the court.
2.
What remains then are the last two categories of records withheld under Exemptions 4, 6,
and 7(C). The court starts with Exemption 4, which allows an agency to protect “trade secrets and
commercial or financial information obtained from a person and privileged or confidential.”
5 U.S.C. § 552(b)(4). Records are confidential for Exemption 4 purposes if they are “customarily
kept private, or at least closely held, by the person imparting” the information within the records
and perhaps also “if the party receiving [the information] provides some assurance that it will
remain secret.” Food Mktg. Inst. v. Argus Leader Media, 139 S. Ct. 2356, 2363, 2366 (2019). The
Supreme Court in Food Marketing did not resolve whether the latter condition is mandatory, and
so it remains “an open question . . . whether government assurance that information will remain
private is necessary for such information to qualify . . . under Exemption 4.” WP Co. v. U.S. Small
Bus. Admin., 502 F. Supp. 3d 1, 12 (D.D.C. 2020). The court need not reach this “open question”
because Plaintiffs do not argue that an assurance of privacy is an essential element of
9

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 10 of 18

“confidentiality” under Exemption 4. See Pls.’ Opp’n at 15–23. Accordingly, the court focuses
on whether the withheld records are of the type “customarily kept private . . . by the person
imparting it,” in this case BNPP.
The last two categories of records withheld pursuant to Exemption 4 consist of
(1) “[c]ompliance memoranda authored by BNPP employees regarding BNPP’s compliance with
international financial embargoes and sanctions, including U.S. sanctions pertaining to Sudan,
marked as FOIA/ FOIL confidential” and (2) “[m]emoranda prepared for BNPP by outside counsel
for BNPP regarding various legal issues arising in the context of embargoed and sanctioned
countries with whom BNPP engaged in business, including Sudan, marked as FOIA/ FOIL
confidential.” Records Index at 55–56. The Records Index describes the first category of
memoranda as providing “overviews of U.S. financial embargoes and sanctions of countries,
including Sudan, discuss[ing] how BNPP may comply with sanctions and financial embargoes in
the course of business transactions, and provid[ing] instructions pertaining to processing
transactions and utilizing internal BNPP payment systems in accordance with sanctions programs
and embargoes.” Id. at 55. The second category contains “legal advice regarding requirements to
adhere to U.S. financial embargoes and sanctions of countries, including Sudan, how such
sanctions and embargoes impact BNPP business and transactions, and explain U.S. authority over
foreign banks as it pertains to U.S.-imposed financial embargoes and sanctions programs.”
Id. at 56.
O’Keefe explains why these records were properly withheld pursuant to Exemption 4:
“This information is ‘commercial’ within the meaning of Exemption 4, because it serves a
commercial function and is of a commercial nature in that it is helpful or instrumental to BNPP’s
business interests and operations.” O’Keefe Decl. ¶ 29. She further states that “BNPP has a
10

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 11 of 18

commercial interest in the information related to their business activities, as establishing and
maintaining these activities requires a substantial dedication of company resources and protects
the bank from potential financial and reputational damages of potential losses.” Id. She also
details why the records are “customarily kept private, or at least closely held,” by BNPP. The
records “contain large amounts of sensitive commercial information concerning . . . banking
protocols and analyses of BNPP’s transactions . . . assessments of BNPP’s internal compliance
policies with U.S. economic sanctions laws and financial embargoes, policies and protocols
regarding transactional issues, and legal advice . . . regarding compliance with U.S. financial
embargoes and related economic sanctions.” Id. ¶ 32. The disclosure of such records, O’Keefe
states, would harm or competitively disadvantage BNPP in multiple ways, including by revealing
to competitors and others its internal financial controls, vulnerabilities of those controls, and means
of avoiding such controls. See id. And, notably, BNPP acted consistently with the non-public
nature of these records: it requested confidential treatment of the records under FOIA, marked the
majority of records as confidential for purposes of FOIA, and requested that the Department of
Justice not release the records publicly and maintain them in a nonpublic facility. Id. ¶ 30. Based
on these representations, the court concurs in O’Keefe’s assessment that “BNPP would not
customarily disclose this type of information . . . to ensure that BNPP’s internal business
operations, financial controls, and compliance programs, as well as their related decision-making
processes, are kept confidential.” Id. ¶ 32.
The court in Leopold v. U.S. Department of Justice sustained the application of
Exemption 4 in very similar circumstances. There, the bank HSBC had entered into a deferred
prosecution agreement arising from its failure to maintain an effective anti–money-laundering
program and conduct adequate due diligence on correspondent bank accounts held on behalf of
11

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 12 of 18

foreign entities. See Leopold, No. 19-cv-3192 (RC), 2021 WL 124489, at *1. As part of the
deferred prosecution agreement, HSBC was subject to an independent corporate monitor who
would evaluate HSBC’s efforts toward reform. Id. The plaintiffs in that case sought disclosure of
the monitor’s thousand-page report. Id. The court found that the report was properly withheld
under Exemption 4, because it contained extensive proprietary, financial, and competitive business
information about HSBC’s worldwide anti–money laundering and sanctions compliance, thus
demonstrating that it was not meant for public consumption. Id. at 6–7. The same is true here. 4
Plaintiffs lodge four objections to the Exemption 4 withholdings. Pls.’ Opp’n at 16. First,
they argue “the business practices DOJ seeks to shield are in and of themselves illegal, and thus
not commercial.” Id. Such information, Plaintiffs insist, cannot be shielded from disclosure
where, as here, “the ‘commercial’ activity was the criminal behavior.” Id. at 20. The court is
unpersuaded. The D.C. Circuit has not addressed whether otherwise confidential records lose
Exemption 4 protection because they reflect unlawful activity, and courts in this District have
taken different approaches. Compare Pub. Citizen v. U.S. Dep’t of Health & Hum. Servs., 975
F. Supp. 2d 81, 101 (D.D.C. 2013) (“Thus, using its ordinary meaning, the term ‘commercial’ is
not limited only to lawful activities but also extends more broadly to any type of activity bearing
on commerce.”), with Ctr. for Pub. Integrity v. U.S. Dep’t of Energy, 234 F. Supp. 3d 65, 76
(D.D.C. 2017) (“The court agrees that Exemption 4 cannot be used to shield illegal business
practices under the guise of confidential business information.”). The case on which Plaintiffs
heavily rely for their argument, Center for Public Integrity, which this court decided, does not help

Leopold is different from this case in one sense: there the monitor agreement acknowledged the sensitivity of
HSBC’s financial and other information and expressly stated that the report was intended to be non-public. Leopold,
2020 WL 124489, at *6. Such an assurance of secrecy is absent here, but as noted Plaintiffs do not contend that such
an assurance is an essential element of “confidentiality” under Exemption 4.

4

12

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 13 of 18

them. There, this court stated in a single line of dicta, without citation, that “Exemption 4 cannot
be used to shield illegal business practices under the guise of confidential business information.”
Ctr. for Pub. Integrity, 234 F. Supp. 3d at 76. That passing statement was made in response to the
plaintiff’s argument that records evincing illegal behavior could not cause competitive harm
because a competitor would not adopt illegal methods. Id. That argument itself was rooted in the
now-overruled requirement that, in the case of mandatory disclosures, Exemption 4 requires a
showing that the disclosure likely would “cause substantial harm to the competitive position of the
source of the information.” Id. at 74 (citing Nat’l Parks Conservation Ass’n v. Morton, 498 F.2d
765, 770 (D.C. Cir. 1974). The Court in Food Marketing expressly rejected the argument that
Exemption 4 required such a showing. See 139 S. Ct. at 2363–65. Therefore, this court’s statement
in Center for Public Integrity concerning records of illegal activity and Exemption 4 rests on an
overturned ground, stripping it of whatever significance, if any, that dicta once held.
In any event, this court in Center for Public Integrity affirmed the invocation of Exemption
4, notwithstanding assertions of illegality, because “the information that Defendant designated as
confidential [was] not itself unlawful or the product of inherently illegal activity. In other words,
the court [could] separate [the company’s] bad acts from the information it seeks to protect.” 234
F. Supp. 3d at 76. That is the case here, too. The last two categories of withheld records consist
of internally drafted memoranda concerning BNPP’s compliance program and memoranda drafted
by outside counsel concerning the application of U.S. sanctions regimes to the bank. Plaintiffs
have not shown that any such records are themselves “unlawful or the product of inherently illegal
activity.”

They do not, for example, point to any portion of the detailed factual proffer

accompanying BNPP’s plea to suggest that such memoranda were used or relied upon to commit
illegal acts. See Majuc I, 2019 WL 4394843, at *4 (describing the factual proffer as containing
13

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 14 of 18

“details about the time, manner, and means of the bank’s violations”). Indeed, O’Keefe confirms
that none of the records at issue match those quoted in the factual proffer. Suppl. O’Keefe
Decl. ¶ 8. Accordingly, Center for Public Integrity does not ultimately aid Plaintiffs’ cause.
Second, Plaintiffs argue that “DOJ’s conclusory and boilerplate recitations fail to
substantiate that the information is indeed commercial and treated as confidential.” Pls.’ Opp’n at
16. “DOJ does not,” Plaintiffs maintain, “explain how the withheld information is related to BNP’s
business activities, what business activities it is referring to, what BNP resources are used to
protect it, or how DOJ would have knowledge of such facts.” Id. at 20. But in making that
argument, Plaintiffs focus exclusively on the representations made in the Records Index and elide
those made by O’Keefe in her declarations. Id. O’Keefe addresses each of the topics that Plaintiffs
insist are missing. And the court already held those representations to be sufficient to establish
the factual basis for Exemption 4.
Third, Plaintiffs urge that the “information is too outdated to have meaningful commercial
consequences.” Id. at 16. Disclosure would not harm BNPP, they say, “because there would be
limited, if any, commercial consequence if out of date policies and procedures were disclosed.”
Id. at 21. That argument, however, rests on the assumption that to satisfy Exemption 4 an agency
must demonstrate that release would cause harm to the records’ producer, and as already discussed,
Food Marketing rejected the need to make such a showing. See 139 S. Ct. at 2363–65; Humane
Soc’y Int’l v. U.S. Fish & Wildlife Serv., 394 F. Supp. 3d 67, 74 (D.D.C. 2019) (observing that,
after Food Marketing, “Exemption 4 does not depend on whether disclosure of the information

14

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 15 of 18

would cause substantial competitive harm, but whether the entity sharing the information typically
kept it private”). 5
Finally, Plaintiffs contend that “certain records appear to contain information that is either
in the public record or is of a type deemed noncommercial by this Court.” Pls.’ Opp’n at 16.
Specifically, Plaintiffs assert that, to the extent the records relate to embargoes and sanctions
regimes, the records “simply describe[] federal law and policy” and therefore, their contents are
inherently reflected in public documents. Id. at 23. 6 This argument, however, fundamentally
mischaracterizes what was withheld under Exemption 4. The withheld records are not just
regurgitated pages from the U.S. Code or Treasury regulations. They are memoranda prepared by
employees and outside counsel that specifically address BNPP’s compliance program and its
conformance with U.S. sanctions and embargo laws and regulations. Such records are not
“inherently reflected in public documents.”
To sum up, the court finds that the agency’s withholding of the final two categories of
records pursuant to Exemption 4 was proper.
3.
Next, the court considers the invocation of Exemptions 6 and 7(C) to withhold certain
information appearing within the last two categories of records. This includes the “names and
identifying information of BNPP employees” and the “names and identifying information of
outside counsel hired by BNPP.” Records Index at 55–56.
If what Plaintiffs mean to say is that outdated records do not qualify as “commercial” for purposes of Exemption 4,
they have not made that argument. The main case on which they rely, Center for Auto Safety v. U.S. Dep’t of Treasury,
expressed doubt that “dated, six-year-old financial information could be used by . . . competitors to cause . . . harm”
in the context of analyzing whether the objectors to release had made a showing of “substantial competitive harm,”
not that the information was not commercial. 133 F. Supp. 3d 109, 129–32 (D.D.C. 2015).
6
Plaintiffs also assert that some records appear to be noncommercial, but those arguments relate to categories of
records already determined to be subject to Exemption 7(A), see Pls.’ Opp’n at 23, so the court need not reach this
contention.
5

15

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 16 of 18

Exemption 6 exempts from disclosure “personnel and medical files and similar files the
disclosure of which would constitute a clearly unwarranted invasion of personal privacy.”
5 U.S.C. § 552(b)(6). Exemption 7(C) permits withholding of “records or information compiled
for law enforcement purposes” where disclosure “could reasonably be expected to constitute an
unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(7)(C). As the court agrees that
Exemption 7(C) applies, there is no need to consider the more stringent standard under
Exemption 6. See Roth v. U.S. Dep’t of Just., 642 F.3d 1161, 1173 (D.C. Cir. 2011). 7
D.C. Circuit “precedents give strong support to Government decisions to withhold names
and identifying information from law enforcement records.” Schrecker v. U.S. Dep’t of Just., 349
F.3d 657, 666 (D.C. Cir. 2003). That is because “the mention of an individual’s name in a law
enforcement file will engender comment and speculation and carries a stigmatizing connotation.”
Id. (internal quotation marks omitted).

“Therefore, persons involved in law enforcement

investigations—witnesses, informants, and the investigating agents—have a substantial interest in
seeing that their participation remains secret.” Id. (internal quotation marks omitted). On the other
hand, “[t]he countervailing public interest in disclosure of the names and other identifying
information of those appearing in the responsive documents” is usually “weak.” Id. That is the
case here, at least with respect to the BNPP employees’ names and identifying information.
Plaintiffs nevertheless insist that withholding employee names and identifying information
was improper. They contend that BNPP employees have diminished expectation of privacy

In view of O’Keefe’s representation that all the withheld records “consist entirely of business records submitted by
BNPP to the Department of Justice during the course of the Department’s investigation into and prosecution of BNPP
for violations of U.S. laws,” O’Keefe Decl. ¶ 25, there is no question the records at issue were “compiled for law
enforcement purposes.” See Bartko v. U.S. Dep’t of Just., 898 F.3d 51, 64 (D.C. Cir. 2018) (“To qualify as lawenforcement records, the documents must arise out of investigations which focus directly on specifically alleged illegal
acts . . . which could, if proved, result in civil or criminal sanctions.”) (internal quotation marks omitted). Plaintiffs
do not argue otherwise. See Pls.’ Opp’n at 25–33.
7

16

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 17 of 18

because BNPP was found guilty of wrongdoing. Pls.’ Opp’n at 31–33. Not surprisingly, Plaintiffs
cite no case that stands for the proposition that an employee’s privacy interest in criminal
investigative files is reduced by virtue of their employer’s admission of guilt. Additionally,
Plaintiffs contend that the disclosure of employee information is required to “evaluate the
thoroughness and efficiency of DOJ’s operations.” Id. at 30; see also id. (asserting that disclosure
“can illuminate DOJ’s zeal or tardiness”). But the D.C. Circuit rejected that argument long ago.
See Schrecker, 349 F.3d at 666.
There is one exception to the foregoing conclusion: the agency cannot withhold the names
and professional identifying information of BNPP’s outside counsel. This court so held in a similar
case and will apply that determination here. See King & Spalding, LLP v. U.S. Dep’t of Health &
Hum. Servs., 395 F. Supp. 3d 116, 122 (D.D.C. 2019) (holding that disclosure of outside counsel’s
name to a confidential source would not result in “an unwarranted invasion of personal privacy”
because lawyers “have little or no privacy interest in their ‘representational capacity’” (quoting
5 U.S.C. § 552(b)(7)(C))).
4.
Next, the court considers Plaintiffs’ global argument that some records or portions of
records must be released because they are in the public domain. Pls.’ Opp’n at 11–14. “[A]
plaintiff asserting a claim of prior disclosure must bear the initial burden of pointing to specific
information in the public domain that appears to duplicate that being withheld.” Afshar v. Dep’t
of State, 702 F.2d 1125, 1130 (D.C. Cir. 1983). Perhaps with one exception, Plaintiffs here have
not met their burden. Plaintiffs have only pointed to generic descriptions in the Records Index that
they suspect match documents identified in the factual proffer. See Pls.’ Opp’n at 13–14. The
only exception is to a memorandum that is quoted, in part, in BNPP’s factual proffer. See id. at
17

Case 1:18-cv-00566-APM Document 77 Filed 01/28/22 Page 18 of 18

13. But O’Keefe has attested that “[n]one of the records withheld in the September and November
2020 interim responses”—which are the only responses presently at issue—“match those quoted
in the Statement of Facts” associated with BNPP’s plea agreement. Suppl. O’Keefe Decl. ¶ 8. She
also has represented that “[n]one of the names listed in Plaintiffs’ opposition appear within the
records withheld by the Criminal Division that are at issue in this briefing.” Id. ¶ 10. The court
accepts these representations and therefore finds that the agency has met its ultimate burden of
persuasion that none of the withheld records are in the public domain. See Davis v. U.S. Dep’t of
Just., 968 F.2d 1276, 1280 (D.C. Cir. 1992).
5.
And finally, the court finds that Defendant has met its segregability obligations. O’Keefe
has sufficiently established that there is no segregable information within the withheld records.
See O’Keefe Decl. ¶ 50; O’Keefe Ex Parte Decl. ¶ 23.
III.
For the foregoing reasons, Defendant’s Motion for Summary Judgment, ECF No. 70, is
granted. The parties shall submit a Joint Status Report by February 11, 2022, which proposes a
course for further proceedings in this matter, if required.

Dated: January 28, 2022

Amit P. Mehta
United States District Court Judge

18