SCIENCE APPLICATIONS INTERNATIONAL CORP. v. USA
Filing
504
REPORTED OPINION (reissued for publication of 502 SEALED MEMORANDUM AND ORDER denying 466 Plaintiff's Motions in Limine and denying 465 Defendants' Motions in Limine.) Signed by Judge Eleni M. Roumel. (jfr) Service on parties made.
In the United States Court of Federal Claims
SCIENCE APPLICATIONS
INTERNATIONAL CORPORATION,
Plaintiff,
v.
THE UNITED STATES,
Defendant,
and
MICROSOFT CORPORATION,
No. 17-cv-825
Filed Under Seal: February 28,
2025 1
Publication Date: March 7,
2025
Intervenor-Defendant,
and
L3 TECHNOLOGIES, INC.,
Third-Party Defendant.
Stephen R. Smith of Cooley LLP, Washington, D.C. for Plaintiff. With him are DeAnna D. Allen
of Cooley LLP, Washington, D.C.; Orion Armon of Cooley LLP, Denver CO.
Matthew D. Tanner, United States Department of Justice, Civil Division, Washington, D.C.
appearing for Defendant. With him are Kavyasri Nagumotu, Scott Bolden, Hayley A. Dunn,
Thomas J. Sullivan, and Brian M. Boynton, United States Department of Justice, Civil Division,
Washington, D.C.
Ahmed J. Davis of Fish & Richardson P.C., Washington, D.C. for Intervenor-Defendant. With
him are Daniel Y. Lee, and Laura C. Whitworth of Fish & Richardson P.C., Washington, D.C.; and
John Thornburgh, Fish & Richardson P.C., San Diego, CA.
1
On February 28, 2025, this Court issued a sealed version of this Memorandum and Order. ECF
No. 502. On March 7, 2025, the parties filed a Notice indicating that they had no proposed
redactions to the Memorandum and Order. ECF No. 503. Accordingly, the sealed and public
versions of this Memorandum and Order are identical, except for the publication date and this
footnote.
William C. Bergmann of Baker & Hostetler LLP, Washington, D.C. for Third-Party Defendant.
With him are Charles C. Carson of Baker & Hostetler LLP, Washington, D.C.; and Jeffrey J.
Lyons of Baker & Hostetler LLP, Philadelphia, PA.
MEMORANDUM AND ORDER
I.
Introduction
This opinion is the latest order in this long-running litigation as it approaches resolution at
trial. Pending before the Court are 14 motions in limine, through which the parties seek to exclude
certain evidence and streamline trial. The Court has issued many opinions and orders throughout
this hard-fought litigation. Familiarity with the factual background of this matter, including with
United States patent number 9,229,230 (’230 Patent) and prior orders and opinions, is presumed.
See, e.g., Sci. Applications Int’l Corp. v. United States, 135 Fed. Cl. 661 (2018); Sci. Applications
Int’l Corp. v. United States, 148 Fed. Cl. 268 (2020); Sci. Applications Int’l Corp. v. United States,
154 Fed. Cl. 594 (2021) (Claim Construction Opinion); Sci. Applications Int’l Corp. v. United
States, 156 Fed. Cl. 486 (2021); Sci. Applications Int’l Corp. v. United States, 161 Fed. Cl. 373
(2022); Sci. Applications Int’l Corp. v. United States, 162 Fed. Cl. 213 (2022); Sci. Applications
Int’l Corp. v. United States, 163 Fed. Cl. 257 (2022); Sci. Applications Int’l Corp. v. United States,
169 Fed. Cl. 346 (2024) (Daubert Opinion); Sci. Applications Int’l Corp. v. United States, 169 Fed.
Cl. 643 (2024).
A.
Procedural History.
On June 19, 2017, Plaintiff Science Applications International Corporation (SAIC) filed
the present action alleging literal patent infringement pursuant to 28 U.S.C. § 1498(a) against
Defendant the United States (the Government). Complaint (ECF No. 1) (Compl.) ¶¶ 2–3. 2
2
Citations throughout this Memorandum and Order reference the ECF-assigned page numbers,
which do not always correspond to the pagination within the document.
2
Plaintiff contends that the Government infringed SAIC’s patents “by entering into contracts with
Plaintiff’s competitors for the manufacture and subsequent use of night vision goggle weapon
systems with specialized heads up displays that allegedly use Plaintiff’s patented technology.” Sci.
Applications Int’l Corp., 148 Fed. Cl. at 269; see Compl. ¶¶ 2, 37. While the original Complaint
alleged infringement of U.S. Patent Nos. 7,787,012 (’012 Patent), 8,817,103 (’103 Patent),
9,618,752 (’752 Patent), and the ’230 Patent (collectively, Asserted Patents), only Claims 1, 5, 12,
18, 29, 30, 37, and 39 of the ’230 Patent (Asserted Claims) remain at issue in this case. See Compl.
¶ 3; Joint Stipulation of Invalidity and Motion for Partial Summary Judgment Regarding the
Asserted Patents (ECF No. 208) (Invalidity Stipulation) at 2 (stipulating to dismiss all claims of
the ’012 Patent, ’103 Patent, and ’752 Patent as well as certain claims of the ’230 Patent based on
the Court’s Claim Construction Order); Order, dated Oct. 4, 2021 (ECF No. 213) (granting
summary judgment for claims listed in the Invalidity Stipulation); Plaintiff SAIC’s Response to
Defendants’ Motions in Limine (ECF No. 474) (Pl. Resp.) at Ex. C, Plaintiff’s Final Election of
Asserted Claims (ECF. No. 474-3).
On February 14, 2024, the Court issued a sealed Memorandum and Order ruling on the
parties’ summary judgment motions. ECF No. 422 (Summary Judgment Opinion). 3 Subsequently,
on March 15, 2024, the parties filed a Joint Status Report proposing competing pretrial schedules.
Joint Status Report (ECF No. 428) at 9–16. Following a March 20, 2024 joint status conference,
the Court entered a mediation and pretrial schedule based on the parties’ joint status report and
additional information provided by the parties at the conference. See Minute Entry, dated Mar. 21,
3
Following redactions, the Court re-issued the opinion for publication on February 29, 2024. See
Summary Judgment Opinion. As this Memorandum and Order cites to sealed portions of the
Summary Judgment Opinion, the Court references the sealed docket entry (ECF No. 422), rather
than the public version of the Summary Judgment Opinion.
3
2024; Scheduling Order, dated Mar. 21, 2024 (ECF No. 429) (Pretrial Scheduling Order). Pursuant
to the Court’s scheduling order, the parties filed their respective motions in limine on July 19,
2024. See Plaintiff’s Motions in Limine (ECF No. 466) (Pl. Mot.); Defendants’ Motions in Limine
(ECF No. 465) (Def. Mot.). On July 26, 2024, the parties filed their Responses to the motions in
limine. See Pl. Resp.; Defendants’ Response in Opposition to Plaintiff’s Motions in Limine (ECF
No. 473) (Def. Resp.).
Trial is scheduled to begin on May 6, 2025. Scheduling Order, dated Feb. 21, 2025 (ECF
No. 498). Pursuant to the parties’ request for expedition, on August 1, 2024, the Court previously
ruled on Plaintiff’s Motion in Limine No. 6 regarding Mr. Eric Miller. Order, dated Aug. 1, 2024
(ECF No. 475) (Miller Exclusion Order); Transcript, dated Aug. 1, 2024 (ECF No. 483) (Miller
Exclusion Tr.) at 5:14–24; see Plaintiff’s Preliminary High Priority Objection (ECF No. 448).
Pending are the remaining portions of the parties’ motions in limine (MIL), in which they request
the exclusion of various types of evidence and testimony expected at trial. 4 See generally Pl. Mot.;
Def. Mot. Briefing is complete, and the motions are ripe for adjudication. A background summary
pertinent to the current motions follows.
B.
Summary of Rulings
For the reasons stated in this Memorandum and Order, the Court rules as follows:
Plaintiff’s MIL No. 1 is denied in part without prejudice to renew at trial and denied in part with
prejudice. Plaintiff’s MIL No. 2 is denied without prejudice to renew at trial. Plaintiff’s MIL No.
3 is denied without prejudice to renew at trial. Plaintiff’s MIL No. 4 is denied as moot. Plaintiff’s
MIL No. 5 is denied without prejudice to renew at trial. Plaintiff’s MIL No. 7 is denied as moot.
4
The Government, Intervenor Defendant Microsoft Corporation (Microsoft), and Third-Party
Defendant L3 Technologies, Inc. (L3) (Collectively, Defendants) filed their Motions in Limine
jointly.
4
Plaintiff’s MIL No. 8 is denied as moot. Plaintiff’s MIL No. 9 is denied without prejudice to renew
at trial. Plaintiff’s MIL No. 10 is denied with prejudice. Plaintiff’s MIL No. 11 is denied without
prejudice to renew at trial. Defendants’ MIL No. 1 is denied with prejudice. Defendants’ MIL No.
2 is denied without prejudice to renew at trial. Defendants’ MIL No. 3 is denied as moot.
II.
Applicable Legal Standards
Rule 16 of the Rules of the United States Court of Federal Claims (Rule(s)) empowers this
Court to issue pretrial orders “to define the issues, facts, and theories actually in contention and to
weed out extraneous issues[, and] . . . to issue pretrial rulings concerning the admissibility at trial
of proposed testimony and documentary evidence.” Baskett v. United States, 2 Cl. Ct. 356, 359
(1983); see also City of Wilmington v. United States, 152 Fed. Cl. 373, 377 (2021). By ruling on
motions in limine, a court can “expedite and render efficient a subsequent trial.” Norman v. United
States, 56 Fed. Cl. 255, 267 (2003) (quoting Weeks Dredging & Contracting, Inc. v. United States,
11 Cl. Ct. 37, 45 (1986)).
Courts “enjoy[] broad discretion” when ruling on motions in limine. City of Wilmington,
152 Fed. Cl. at 377 (quoting Sikorsky Aircraft Corp. v. United States, 102 Fed. Cl. 38, 49 (2011)).
Such discretion is even greater for this Court as bench trials limit the “concern for juror confusion
or potential prejudice.” Spectre Corp. v. United States, 160 Fed. Cl. 486, 495 (2022) (quoting City
of Wilmington, 152 Fed. Cl. at 377); see also Seaboard Lumber Co. v. United States, 308 F.3d
1283, 1302 (Fed. Cir. 2002) (noting that “concerns [about Federal Rule of Evidence 403] are of
lesser import in a bench trial”). Because of the lack of concern for prejudice, “[t]he Court would
ordinarily allow the parties to proceed with presenting their case and withhold judgment on the
admissibility of evidence until after trial.” Spectre Corp., 160 Fed. Cl. at 495; see also United
States v. Brown, 415 F.3d 1257, 1269 (11th Cir. 2005) (“There is less need for the gatekeeper to
keep the gate when the gatekeeper is keeping the gate only for himself.”).
5
The proponent of disputed evidence bears the burden of proving the evidence’s
admissibility by a preponderance of the evidence under Federal Rule of Evidence (FRE) 104(a).
Bourjaily v. United States, 483 U.S. 171, 175–76 (1987); Weinhoffer v. Davie Shoring, Inc., 23
F.4th 579, 582 (5th Cir. 2022) (internal citations omitted) (“The party offering an exhibit must
produce evidence sufficient to support a finding that the item is what the proponent claims it to
be.”); In re Oracle Corp. Sec. Litig., 627 F.3d 376, 385 (9th Cir. 2010) (“Plaintiffs, as the parties
seeking admission of most of the evidence at issue, bore the burden of proof to show its
admissibility.”); United States v. Almonte, 956 F.2d 27, 30 (2d Cir. 1992) (“The party proffering
the evidence bears the burden[.]”); FED. R. EVID. 104(a) (“The court must decide any preliminary
question about whether a witness is qualified, a privilege exists, or evidence is admissible.”).
A.
Relevance
“Relevant evidence is admissible unless” an appropriate authority provides otherwise.
FED. R. EVID. 402. Conversely, “[i]rrelevant evidence is not admissible.” Id. “Evidence is
relevant if . . . it has any tendency to make a fact more or less probable than it would be without
the evidence.” FED. R. EVID. 401. Relevancy is a low threshold. See Daubert v. Merrell Dow
Pharma., Inc., 509 U.S. 579, 587 (1993) (“The Rule’s basic standard of relevance thus is a liberal
one.”). A court “may exclude relevant evidence if its probative value is substantially outweighed
by a danger of one or more of the following: unfair prejudice, confusing the issues, misleading the
jury, undue delay, wasting time, or needlessly presenting cumulative evidence.” FED. R. EVID.
403.
B.
Lay and Expert Witness Testimony
The Federal Rules of Evidence dictate different standards for expert and lay witness
testimony. See FED. R. EVID. 701, 702, 703. Federal Rule of Evidence 701 governs opinion
testimony by lay witnesses. FED. R. EVID. 701. It provides that a lay witness may only testify in
6
the form of an opinion if it is (1) “rationally based on the witness’s perception,” (2) “helpful to
clearly understanding the witness’s testimony or to determining a fact in issue,” and (3) “not based
on scientific, technical, or other specialized knowledge within the scope of FRE 702.” Id.; see
also DataMill, Inc. v. United States, 91 Fed. Cl. 722, 735–36 (2010).
Federal Rules of Evidence 702 and 703 govern expert testimony. FED. R. EVID. 702, 703.
Federal Rule of Evidence 702 permits a witness “qualified as an expert by knowledge, skill,
experience, training, or education” to “testify in the form of an opinion . . . if the proponent
demonstrates to the court that it is more likely than not that” the following four conditions are met:
(a) the expert’s scientific, technical, or other specialized knowledge will help the
trier of fact to understand the evidence or to determine a fact in issue;
(b) the testimony is based on sufficient facts or data;
(c) the testimony is the product of reliable principles and methods; and
(d) the expert’s opinion reflects a reliable application of the principles and methods
to the facts of the case.
FED. R. EVID. 702. Federal Rule of Evidence 703 permits an expert to “base an opinion on facts
or data . . . that the expert has been made aware of.” FED. R. EVID. 703. As a general matter, “an
expert is permitted wide latitude to offer opinions, including those that are not based on firsthand
knowledge or observation,” such as “facts or data . . . that the expert has been made aware of.”
Daubert, 509 U.S. at 592 (citing FED. R. EVID. 702, 703); FED. R. EVID. 703. Beyond the ability
to offer opinions that are not based on firsthand knowledge or observation, a key distinction
between lay and expert testimony is the expert witness’ ability to answer hypothetical questions.
Authentic Apparel Grp., LLC v. United States, 134 Fed. Cl. 78, 82 (2017) (citing United States v.
Henderson, 409 F.3d 1293, 1300 (11th Cir. 2005)).
Personal knowledge is a “prerequisite to acceptance of opinions by lay persons,” so a lay
“witness may testify to an event or occurrence that he has seen himself, but not one that he knows
only from the description of others.” BPLW Architects & Eng’rs, Inc. v. United States, 106 Fed.
7
Cl. 521, 545 (2012) (quoting DataMill, 91 Fed. Cl. at 734–35). This means that a “party offering
[Federal Rule of Evidence 701 lay witness opinion] testimony must show that the witness had an
adequate opportunity to observe and presently recalls the observation, and a person who has no
knowledge of a fact except what another has told him does not satisfy the requirement of
knowledge from observation.” Spectre Corp., 160 Fed. Cl. at 492 (alteration in original) (quoting
BPLW Architects, 106 Fed. Cl. at 545).
Consistent with this principle, lay witnesses with “extensive personal experience”
stemming from their work in the field may testify to this personal experience under Federal Rule
of Evidence 701. See Union Pac. Res. Co. v. Chesapeake Energy Corp., 236 F.3d 684, 693 (Fed.
Cir. 2001). The mere fact that a lay witness’ testimony may be technical in nature should not
immediately subject it to exclusion under Federal Rule of Evidence 701. Authentic Apparel Grp.,
134 Fed. Cl. at 82 (quoting Bank of China, N.Y. Branch v. NBM LLC, 359 F.3d 171, 181 (2d Cir.
2004)) (“The fact that a witness has specialized knowledge does not necessarily preclude the
witness from testifying under [Federal Rule of Evidence] 701, but the testimony must not be
‘rooted exclusively in [the witness’] expertise . . . .’”).
As noted by the Federal Circuit, it is an abuse of discretion for a trial court to permit a lay
witness to opine on the ultimate legal issue of obviousness. HVLPO2, LLC v. Oxygen Frog, LLC,
949 F.3d 685, 688–89 (Fed. Cir. 2020) (noting lay witness’ testimony was “directed to the
conclusion of obviousness and its underlying technical questions,” which “is the province of
qualified experts”). Yet, the Federal Circuit has found no error where a lay witness was not
“directly asked for his opinion on a disputed patent issue,” but “his testimony, instead, was directed
to proving” the underlying elements of a disputed patent law issue. Ironburg Inv. Ltd. v. Valve
Corp., 64 F.4th 1274, 1294 (Fed. Cir. 2023); see also Alcon Inc. v. Padagis Israel Pharms. Ltd.,
8
No. CV 22-1422-WCB, 2025 WL 457119, at *14 n.11 (D. Del. Feb. 5, 2025) (Bryson, J., sitting
by designation) (rejecting fact witnesses’ testimony regarding testing he did not personally conduct
because he could only “appropriately testify as a fact witness about his own experiments, including
the design and results of those experiments,” whereas “any testimony directed to [the conclusions
of that testing] is not appropriate subject matter for a fact witness.”); Express Mobile, Inc. v.
GoDaddy.com, LLC, 680 F. Supp. 3d 517, 530 (D. Del. 2023) (internal citations omitted) (holding
that a lay witness’ testimony about “how [plaintiffs’] respective products work or do not work”
did not constitute expert testimony under the scope of Federal Rule of Evidence 702 “because the
testimony [was] based upon the layperson’s personal knowledge rather than on specialized
knowledge”). Similarly, in Meyer Intellectual Properties Ltd. v. Bodum, Inc., the Federal Circuit
found error where the trial court excluded a lay witness’ testimony about the facts underlying an
obviousness defense. 690 F.3d 1354, 1377 (Fed. Cir. 2013). The Circuit noted that it was “not a
situation where [defendant] sought to have a lay witness give his own opinion regarding
invalidity,” but rather the lay witness was permissibly going to “testify to factual matters within
his personal knowledge.” Id.
C.
Disclosure of Expert Testimony
Rule 26(a)(2) requires disclosures related to a party’s expert witnesses. See Rule 26(a)(2).
Under this rule, an expert’s report must contain “a complete statement of all opinions the [expert]
will express and the basis and reasons for them.” Rule 26(a)(2)(B)(i). The Rules provide for this
disclosure “to allow both sides in a case to prepare their case adequately and to prevent surprise.”
HVLPO2, 949 F.3d at 690 (internal quotation omitted); see also Meyer Intell. Props., 690 F.3d at
1374–75. Expert testimony at trial must be “consistent with” the expert’s report, to “provide
enough notice” for the opposing side. Bayer Healthcare LLC v. Baxalta Inc., 989 F.3d 964, 684
(Fed. Cir. 2021); see also Thompson v. Doane Pet Care Co., 470 F.3d 1201, 1203 (6th Cir. 2006)
9
(“Section 26(a)(2)(B) does not limit an expert’s testimony simply to reading his report. No
language in the rule would suggest such a limitation. The rule contemplates that the expert will
supplement, elaborate upon, explain and subject himself to cross-examination upon his report.”).
“A party must make these disclosures at the times and in the sequence that the court orders.”
Rule 26(a)(2)(D). Failure to comply with any of these disclosure requirements can result in
sanctions. Under Rule 37(c)(1), “[i]f a party fails to provide information or identify a witness as
required by [Rule] 26(a) or (e), the party is not allowed to use that information or witness to supply
evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is
harmless.” Rule 37(c)(1).
D.
Hearsay
Hearsay is “a statement that: (1) the declarant does not make while testifying at the current
trial or hearing; and (2) a party offers in evidence to prove the truth of the matter asserted in the
statement.” FED. R. EVID. 801(c). Federal Rule of Evidence 802 provides that “[h]earsay is not
admissible unless . . . a federal statute; . . . these rules; or . . . other rules prescribed by the Supreme
Court” provide otherwise. FED. R. EVID. 802. Certain statements, such as the statement of an
opposing party or its agents are not considered hearsay. See FED. R. EVID. 801(d)(2); PR
Contractors, Inc. v. United States, 69 Fed. Cl. 468, 473 (2006). Other exceptions to the rule against
hearsay are included in Federal Rule of Evidence 803, such as the exception for business records
under Federal Rule of Evidence 803(6). See FED. R. EVID. 803; Conoco Inc. v. Dep’t of Energy,
99 F.3d 387, 391 (Fed. Cir. 1996) (discussing Federal Rule of Evidence 803(6)); see also id. at
392–93 (discussing additional hearsay exceptions).
10
III.
Plaintiff’s Motions in Limine
Plaintiff filed the following 11 motions in limine:
1. To preclude Desert’s Edge Materials;
2. To exclude the testimony of Dr. Rohan Loveland;
3. To exclude Equinox materials;
4. To preclude Defendants’ expert Dr. Villasenor from testifying regarding the
Elbit ENVG-B or DRS ENVG-III systems;
5. To exclude testimony related to purported soldier feedback or anecdotes
concerning operation of the ENVG systems;
6. To exclude the testimony of Mr. Eric Miller (see Miller Exclusion Order (ECF
No. 475));
7. To preclude testimony based on source code not made available to SAIC for
inspection;
8. To exclude the declaration of Mr. Jason Coffman;
9. To preclude Mr. Jason Coffman from testifying as to his Declaration or source
code that was not made available to SAIC for inspection;
10. To preclude Defendants from demonstrating the Accused Systems; and
11. To preclude misrepresentations about non-SERVAL inventor code.
Pl. Mot. at 3, 5, 7, 9–13, 15, 16. The Court granted Plaintiff’s MIL No. 6 regarding Mr. Eric Miller.
Miller Exclusion Order; see also generally Miller Exclusion Tr. The other 10 Motions in Limine
remain pending.
As noted in the summary of rulings, having considered the parties’ arguments, applicable
law, and the record, this Court DENIES:
1.
2.
3.
4.
5.
Plaintiff’s MIL No. 1 in part without prejudice and in part with prejudice;
Plaintiff’s MIL No. 2 without prejudice;
Plaintiff’s MIL No. 3 without prejudice;
Plaintiff’s MIL No. 4 as moot;
Plaintiff’s MIL No. 5 without prejudice;
11
6. Plaintiff’s MIL No. 7 as moot;
7. Plaintiff’s MIL No. 8 as moot;
8. Plaintiff’s MIL No. 9 without prejudice;
9. Plaintiff’s MIL No. 10 with prejudice; and
10. Plaintiff’s MIL No. 11 without prejudice.
A.
Plaintiff’s MIL No. 1: To Preclude Desert’s Edge Materials.
The Court denies Plaintiff’s MIL No. 1 in part without prejudice and in part with prejudice.
Plaintiff argues that the Court should exclude Defendants’ Desert’s Edge materials pursuant to
Federal Rules of Evidence 402 and 403, because the materials “are not relevant to any claim or
defense to be raised at trial,” and even if they were, “any probative value is outweighed by the
risks of unfair prejudice to SAIC, confusing the issues, misleading the factfinder, and wasting
time.” Pl. Mot. at 3–5. While the parties stipulated that “they would not argue that Desert’s Edge
qualified as prior art,” Plaintiff anticipates Defendants will exceed this limitation at trial. Id. at 3
(noting that Defendants referenced Desert’s Edge in their opening contentions of fact and law and
included materials related to Desert’s Edge on their pretrial exhibit list); see Joint Notice and
Stipulation in Response to the Court’s June 23, 2023 Order (ECF No. 398) (Desert’s Edge
Stipulation).
Specifically, Plaintiff contends that, consistent with the parties’ stipulation, the Desert’s
Edge materials, as non-prior art, may not be used to support an invalidity claim, and may only be
used as a reference in support of an obviousness claim to demonstrate general knowledge in the
art around the time of an invention. Pl. Mot. at 3. It further asserts that Defendants may only use
these materials subject to a “narrow exception,” where the reference may “have qualified as prior
art but for the fact that [it was] published or made publicly available slightly too late in time to
qualify as actual prior art.” Id. (citing Jamison v. Olin Corp., No. 03–1036–KI, 2005 WL 7213836,
at *30 (D. Or. Oct. 4, 2005)) (emphasis in original); see also Ashland Oil, Inc. v. Delta Resins &
12
Refractories Inc., 776 F.2d 281, 303 n.38 (Fed. Cir. 1985). Plaintiff also argues that “Defendants
cannot show that Desert’s Edge was created by or reflects the knowledge of individuals possessing
‘slightly less’ than that of an ordinarily skilled artisan.” 5
In response, Defendants characterize Plaintiff’s MIL No. 1 as an attempt to expand the
scope of the parties’ Desert’s Edge Stipulation. Def. Resp. at 5. Defendants argue that the
stipulation does not prohibit Defendants from presenting any Desert’s Edge materials at trial. Id.
Defendants next cite to precedent that “[n]on-prior art references can be relevant to obviousness
analyses because they evidence the understanding of the person of ordinary skill, which is one of
the four predicate facts of obviousness.” Id. at 5–6 (first citing Graham v. John Deere Co., 383
U.S. 1, 17–18 (1966); then citing Nat’l Steel Car, Ltd. v. Canadian Pac. Ry., Ltd., 357 F.3d 1319,
1338 (Fed. Cir. 2004); and then citing Thomas & Betts Corp. v. Litton Sys., Inc., 720 F.2d 1572,
1580–81 (Fed. Cir. 1983)). Defendants explain that while they intend to use the Desert’s Edge
materials as evidence of the “state of the art and the understandings of persons of skill in the art
prior to, or around, the time of the alleged invention of the ’230 Patent, including through the
testimony of Dr. Loveland,” they will not argue that those materials are prior art. Id. at 6.
As an initial matter, while the Court finds that Defendants’ planned use of the Desert’s
Edge materials does not run afoul of the parties’ stipulation, it advises the parties that it will hold
both parties to the terms of their stipulations and to representations advanced in their briefing. In
5
Plaintiff argues that Defendants cannot prove that Desert’s Edge was “created by or reflects the
knowledge of individuals possessing ‘slightly less’ than that of an ordinarily skilled artisan”
because Desert’s Edge was a “joint creation” by Dr. Rohan Loveland and his father, Mr. Radon
Loveland—the latter of whom had extensive experience as a physicist. Pl. Mot. at 4–5.
Defendants counter that Plaintiff’s argument “misses the mark” because “[t]he issue is not who
invented Desert’s Edge, but rather what Dr. Loveland understood to be a problem in the art as of
1993 and how he, a person with ‘slightly less’ knowledge than that of a skilled artisan, would have
addressed it.” Def. Resp. at 6. Further, Defendants state that Mr. Loveland’s role in developing
Desert’s Edge was “more limited.” Id.
13
the Desert’s Edge Stipulation, the parties agreed that “the Desert’s Edge references . . . will not be
argued to qualify as prior art under 35 U.S.C. [§] 102 . . . and the references will not be relied upon
as anticipatory or as part of an obviousness combination of references.” Desert’s Edge Stipulation
at 1–2. The stipulation continued that “no party waives any right it may have to brief and present
argument at a later time regarding whether any Desert’s Edge reference may be used for other
purposes.” Id. at 2. This stipulation is consistent with the parties’ discussion during oral argument
on the parties’ motions for summary judgment. See Transcript, dated June 22, 2023 (ECF No. 400)
at 223:11–230:22; see also id. at 228:1–6 (“And so that’s why we were so careful about the
stipulation. . . . [L]et’s make it clear that we are still going to want to have the opportunity to have
the witness, the inventor talk to Your Honor about what he was thinking and what he was going
through at the time.”). Accordingly, Defendants’ planned use of the Desert’s Edge materials as
described in their Response is consistent with the parties’ stipulation. Should Defendants run afoul
of the stipulation during trial, Plaintiff may renew its objection accordingly.
The Court also denies with prejudice Plaintiff’s MIL No. 1 as it relates to Defendants’ use
of the Desert’s Edge materials to show obviousness. Federal Circuit precedent permits Defendants’
use of the Desert’s Edge materials for this purpose. National Steel Car undercuts Plaintiff’s
arguments (1) regarding the timing of the public availability of the Desert’s Edge materials and
(2) that Defendants cannot use the Desert’s Edge materials to show “the knowledge of individuals
possessing ‘slightly less’ than that of an ordinarily skilled artisan.” Pl. Mot. at 3–4.
First, regarding timing, Plaintiff seeks to limit Defendants’ use of the Desert’s Edge
materials to show skill in the art at the time of invention because Defendants did not establish
when the Desert’s Edge materials were made public. Id. at 4. Plaintiff points to the fact that
Defendants designated the Desert’s Edge materials “Highly Confidential” in this litigation as
14
recently as 2018. Id. However, the date of publication and whether the materials were designated
confidential in this litigation are of little relevance here. Rather, as National Steel Car notes, “[t]he
question at hand is not whether others learned of [the reference],” but “whether [the reference]
demonstrates that others in [the inventor’s] position (or a more experienced position) would have
considered it obvious to combine the elements.” 357 F.3d at 1338.
Plaintiff’s reliance on Jamison, a non-binding report and recommendation of a special
master in the United States District Court for the District of Oregon, is not well considered. 2005
WL 7213836, at *30. The special master in Jamison was concerned “that it would be extremely
difficult—perhaps impossible—to get the jury to understand the subtle difference between using
the teachings of a reference to assess obviousness and using the reference only as an indicator of
the level of skill.” 2005 WL 7213836, at *30. Accordingly, the special master excluded the
evidence in question on Federal Rule of Evidence 403 grounds. Id. (“The potential for confusion
on the part of the jury greatly outweighs the possible relevance of the references.”). That is of
lesser concern in this bench trial. See also Seaboard Lumber, 308 F.3d at 1302 (noting that
“concerns [about Federal Rule of Evidence 403] are of lesser import in a bench trial”).
Further, Jamison, decided six months after National Steel Car, failed to reference National
Steel Car. Jamison, 2005 WL 7213836. Instead, the special master concluded that non-prior art
evidence is “[u]sually” evidence that is not prior art because it was invented or made public slightly
too late to qualify. Id. That conclusion is undercut by the Federal Circuit’s decision in National
Steel Car, which instructs lower courts that the issue is not when or whether the reference was
disclosed, but whether that reference—prior art or non-prior art—demonstrates what was known
in the art at the time. 357 F.3d at 1338.
15
Second, regarding whether a reference can demonstrate the knowledge of someone with
slightly less than ordinary skill in the art, National Steel Car is again dispositive of Plaintiff’s
position. In National Steel Car, the Federal Circuit found clear error where the district court had
rejected a reference because it was invented by someone who lacked ordinary skill in the art. 357
F.3d at 1338 (finding that an inventor who lacked requisite skill in the art had knowledge relevant
“to determining the knowledge of one of ordinary skill of the art even if [the inventor’s]
qualifications fell short of the background required of one of ordinary skill”). Similarly, here,
Defendants seek to use the testimony of Dr. Loveland, who lacked the requisite skill in the art
when he worked on the Desert’s Edge project, to illustrate what was known in the art. Indeed,
“[s]omething that has already been rendered obvious to a relative newcomer in a field is probative
of what would be obvious to someone who has been around for a longer period of time.” Id.
Defendants clarify that they will “show that Desert’s Edge and multiple other references
evidence the state of the art” at the time of the ’230 Patent’s invention. Def. Resp. at 6. Federal
Circuit precedent permits Defendants to use the Desert’s Edge materials to present this evidence.
Nat’l Steel Car, 357 F.3d at 1338. Thus, this portion of Plaintiff’s MIL No. 1 is denied with
prejudice. However, the Court notes that Defendants may not introduce the Desert’s Edge
materials as prior art in violation of the Desert’s Edge Stipulation and Defendants’ representations
advanced in their briefing. Should Defendants attempt to use the Desert’s Edge materials in this
manner, Plaintiff may renew its objection.
Plaintiff’s Federal Rules of Evidence 402 and 403 arguments also fail because Defendants’
proposed use of the Desert’s Edge materials do not run afoul of the parties’ Desert’s Edge
Stipulation and because Defendants may use the materials to illustrate what was known in the art
at the time of invention. Given the low threshold for relevancy determinations, the Court declines
16
to exclude the evidence at this stage, without the benefit of context at trial. Plaintiff does not
present enough evidence at this stage to demonstrate that admitting the Desert’s Edge materials
will be substantially more prejudicial than probative, especially in a bench trial setting. See FED.
R. EVID. 402 & 403; Spectre Corp., 160 Fed. Cl. at 495 (quoting City of Wilmington, 152 Fed. Cl.
at 377).
B.
Plaintiff’s MIL No. 2: To Exclude the Testimony of Dr. Rohan Loveland.
The Court denies Plaintiff’s MIL No. 2 without prejudice to renew at trial. Plaintiff
requests, consistent with Plaintiff’s MIL No. 1, that the Court exclude Dr. Loveland’s testimony
regarding Desert’s Edge pursuant to Federal Rules of Evidence 402 and 403. Pl. Mot. at 5–7.
Plaintiff objects to Dr. Loveland testifying (i) as an expert, (ii) to what was known in the art, and
(iii) based on privileged information. Id. at 5–6. Defendants respond that Dr. Loveland’s
testimony “will be sufficiently grounded in his own knowledge” and that he will not testify as an
expert witness or concerning privileged information. Def. Resp. at 7–8. They further contend that
Dr. Loveland’s testimony is probative of obviousness and that any concerns of prejudice or
confusion are unwarranted in a bench trial. Id. at 7. To be clear, Dr. Loveland may not provide
expert opinions or rely on privileged information; however, he will be permitted to testify as to
what was known in the art, so long as such testimony is consistent with Federal Circuit precedent.
Accordingly, Plaintiff’s MIL No. 2 is denied without prejudice to renew at trial.
1.
Dr. Loveland May Not Offer Expert Opinions.
The parties agree that Dr. Loveland was not proffered as an expert. See Pl. Mot. at 6; Def.
Resp. at 7; see also Rule 26. They disagree, however, as to whether Dr. Loveland’s testimony will,
at trial, constitute expert testimony. Plaintiff anticipates Dr. Loveland’s testimony veering into the
domain of expert testimony. Pl. Resp. at 5–7. Defendants “do not anticipate Dr. Loveland
providing extensive expert testimony” nor do they anticipate “asking Dr. Loveland to give general
17
expert opinions.” Def. Resp. at 7–8. Specifically, Defendants explain that Dr. Loveland will be
asked about, “research in which he participated and the problems he addressed.” Id. at 8. The
Court understands these representations to clarify that Dr. Loveland will testify only to facts based
on his personal knowledge under Federal Rule of Evidence 701 and not as to anything left to the
province of expert testimony.6 Consistent with Rule 26, Federal Rule of Evidence 702, and
Defendants’ statements, Dr. Loveland will not be permitted to offer any expert opinions at trial.
To the extent Dr. Loveland testifies at trial contrary to Defendants’ representations, exceeding the
scope of his personal knowledge and crossing the line into expert testimony, Plaintiff may renew
its objection at that time.
2.
Dr. Loveland May Testify as to The State of The Art at The Time of
Invention.
Plaintiff contends that Dr. Loveland should not be able to testify as “a non-prior art
developer or user . . . to show the general level of skill in the art.” Pl. Mot. at 5–6. Plaintiff is
correct that technical testimony from a lay witness, even if grounded in their personal knowledge,
would be improper if “directed to the conclusion of obviousness and its underlying technical
questions,” which “is the province of qualified experts.” HVLPO2, 949 F.3d at 689. Dr.
Loveland’s lay testimony, however, is admissible under Federal Circuit precedent so long as he
6
The Federal Circuit has explained that, regarding invalidity, a fact witness “may not testify as an
expert as to anticipation, or any of the underlying questions, such as the nature of the claimed
invention, what a prior art references discloses, or whether the asserted claims read on the prior art
reference.” Sundance, Inc. v. DeMonte Fabricating, Ltd., 550 F.3d 1356, 1364 (Fed. Cir. 2008)
(citing Acoustical Design, Inc. v. Control Elecs. Co., 932 F.2d 939, 942 (Fed. Cir. 1991)). Nor
may a fact witness offer expert testimony on “the underlying technical questions, such as the nature
of the claimed invention, the scope and content of prior art, the differences between the claimed
invention and the prior art, or the motivation of one of ordinary skill in the art to combine these
references to achieve the claimed invention.” Id. (citing Medtronic Inc. v. Intermedics, Inc., 799
F.2d 734, 741 (Fed. Cir. 1986)).
18
only “testif[ies] to factual matters within his personal knowledge” and he is not “directly asked for
his opinion on a disputed patent issue.” Meyer, 690 F.3d at 1377; Ironburg, 64 F.4th at 1294.
Expert testimony is often presented to establish obviousness. See, e.g., Wyers v. Master
Lock Co., 616 F.3d 1231, 1240 n.5 (Fed. Cir. 2010) (noting that “expert testimony may be critical,
for example, to establish the existence of certain features in the prior art”) (internal citations
omitted); Gen. Elec. Co. v. Nintendo Co., Ltd., 179 F.3d 1350, 1363 (Fed. Cir. 1999) (finding
genuine issues of material fact on question of obviousness where each party presented expert
testimony as to what was known in the art); Motorola, Inc. v. Interdigital Tech. Corp., 121 F.3d
1461, 1472 (Fed. Cir. 1997) (upholding jury finding of suggestion to combine prior art references
based on expert testimony). Expert testimony, however, is not required to show obviousness. See
Sundance, 550 F.3d at 1365 (finding that because the technology was simple, an expert witness
was not needed to support a holding of obviousness). Even where, as here, the underlying
technology at issue is more complex, the Federal Circuit has not endorsed a per se rule requiring
expert testimony. See Centricut, LLC v. Esab Grp., Inc., 390 F.3d 1361, 1370 (Fed. Cir. 2004).
Therefore, in some instances, a lay witness may provide technical testimony about the facts
constituting obviousness so long as the testimony is entirely derived from his personal knowledge
and the witness does not testify as to the actual conclusion of obviousness.
When it comes to lay witnesses testifying about underlying facts constituting obviousness,
the issue is one of weight, not admissibility. In Rothman v. Target Corp., the Federal Circuit upheld
a jury verdict over an objection that two fact witnesses who were not persons having ordinary skill
in the art had testified regarding their own reaction to the invention. 556 F.3d 1310, 1318–19 (Fed.
Cir. 2009). The Circuit held that “assuming [the witnesses] were in fact ordinarily skilled [in the
art], the jury would have been free to credit (or discredit) their testimony, and weigh it
19
accordingly.” Id; see also Medtronic, Inc. v. Boston Scientific Corp., No. 99–1035, 2002 WL
34447587, at *37 (D. Minn. Aug. 8, 2022) (permitting prior art publication authors to “testify as
fact witnesses to those things as to which they have first-hand knowledge” as part of an
obviousness defense, but noting “[w]hether that testimony . . . can withstand a Rule 50 motion is
an inquiry for another day.”).
Nor are Plaintiff’s objections based on Federal Rules of Evidence 402 and 403 availing at
this time as the Court lacks the full context of trial. See PR Contractors, 69 Fed. Cl. at 469–70
(quoting Jonasson, 115 F.3d at 440). As discussed above, in this non-jury trial there is less concern
about prejudice or confusion by the Court “to understand the subtle difference between using the
teachings of a reference to assess obviousness and using the reference only as an indicator of the
level of skill.” Supra § III.A (quoting Jamison, 2005 WL 7213836, at *30); see also Spectre Corp.,
160 Fed. Cl. at 495 (quoting City of Wilmington, 152 Fed. Cl. at 377).
3.
Dr. Loveland May Not Testify Based on Privileged Information.
The Court is also not swayed by Plaintiff’s speculation that Dr. Loveland’s testimony will
be based on privileged information. See Pl. Mot. at 6–7; Def. Resp. at 8. Defendants represent
that Dr. Loveland’s testimony will not relate to privileged matters, including whether he is an
inventor or conceived of certain technology. Def. Resp. at 8. Rather, Defendants state that he will
testify only as to his own experience developing similar technology. Id. The Court will hold both
parties to their representations and will not permit Dr. Loveland to testify about privileged matters.
Should Dr. Loveland begin testifying about such issues, Plaintiff is welcome to renew its objection.
C.
Plaintiff’s MIL No. 3: To Exclude Equinox Materials.
Plaintiff’s MIL No. 3 is denied without prejudice to renew at trial. Plaintiff seeks exclusion
of the Equinox materials and the related testimony of Dr. Lawrence Wolff. Pl. Mot. at 7–9. In
response, Defendants argue that Plaintiff’s MIL No. 3 essentially amounts to an improper request
20
“for a summary judgment that the Equinox system is not prior art under 35 U.S.C. § 102(b) as an
invalidating offer for sale or § 102(g)(2) as a prior invention.” Def. Resp. at 8.
1.
Exclusion of The Equinox Materials is Not Warranted.
Plaintiff asks the Court to exclude all materials related to the Equinox SBIR systems
pursuant to Federal Rules of Evidence 402 and 403 because, contrary to Defendants’ claims, the
Equinox system allegedly does not qualify as prior art under 35 U.S.C. §§ 102(b) or 102(g). Pl.
Mot. at 7–9. Plaintiff further contends that Defendants cannot prove that “Equinox conceived of
any relevant concept before SAIC,” including the two-domain alignment approach included in
SAIC’s patent filings on February 28, 2007. Id. at 8. Plaintiff argues that Defendants should not
be able to fill in these “critical gaps” in Defendants’ case with the Equinox materials and Dr.
Wolff’s uncorroborated testimony. Id. at 8–9 (footnote omitted). Defendants respond that “[t]he
evidence at trial will show that Equinox both conceived and offered for sale the alleged invention
described by the claims of the ’230 Patent before the critical date.” Id. Further, Defendants
contend that Plaintiff argues for the first time “that the ’230 Patent claims more than a so-called
‘basic pipelined two-domain alignment approach’” to differentiate its claims from those of the
Equinox system. Id. at 9. Defendants contend the Asserted Claims do not support this argument
and that, regardless, Plaintiff is “incorrect that there is no evidence of Equinox conceiving of a
prior art system designed to address the inherent inaccuracies of aligning images based on IMU
data.” Id.
The Court agrees with Defendants that this is “plainly a matter that [the] Court must decide
after hearing the relevant evidence at trial and is therefore inappropriate for a motion in limine.”
Def. Resp. at 8. Plaintiff’s request to exclude all Equinox materials as non-prior art is so sweeping
that it risks converting this motion in limine into one for summary judgment. See Meyer Intell.
Props., 690 F.3d at 1378 (explaining that where “the court did not allow for full development of
21
the evidence and deprived [Defendant] of an opportunity to present all pertinent material to defend
against the dismissal,” the court “essentially converted [Plaintiff’s] motion in limine into a motion
for summary judgment”). Despite Plaintiff’s assertions that Defendants “cannot” or “failed” to
show evidence supporting the admissibility of the Equinox materials, Defendants list various
exhibits that they claim support their position on Equinox. Compare Pl. Mot. at 8–9, with Def.
Resp. at 8–10. It is well-established that weighing the sufficiency of the evidence is not appropriate
for a motion in limine. See Meyer Intell. Props., 690 F.3d at 1378 (citing Mid-America Tablewares,
Inc. v. Mogi Trading Co., 100 F.3d 1353, 1362 (7th Cir. 1996)) (“[A] motion in limine is not the
appropriate vehicle for weighing the sufficiency of the evidence.”). Accordingly, the Court denies
Plaintiff’s MIL No. 3 on this ground with leave to renew at trial.
2.
Plaintiff’s Request to Exclude Dr. Wolff’s Testimony Fails at this Stage.
Plaintiff requests that this Court preclude Dr. Wolff “from testifying about systems he
admits Equinox did not make” and further preclude him from offering expert or lay opinion “under
Federal Rules of Evidence 402, 403, 701 and 702 and/or pursuant to Rules 26(a) and 37(c).” Pl.
Mot. at 9. Defendants ask the Court to reject Plaintiff’s attempts to limit Dr. Wolff’s testimony
because they assert that Dr. Wolff, as a person of skill in the art, is qualified to testify on his
understanding of what was known in the art at the time of Plaintiff’s invention. Def. Resp. at 10.
Plaintiff’s request to exclude Dr. Wolff’s testimony fails at this stage. Plaintiff speculates
as to what Dr. Wolff may testify. See Pl. Mot. at 8–9 (arguing Dr. Wolff’s testimony may be
“uncorroborated” or constitute improper lay or expert opinion). The Court will not wholly exclude
testimony based on speculation without the benefit of context at trial. See PR Contractors, 69 Fed.
Cl. at 469–70 (quoting Jonasson, 115 F.3d at 440). Moreover, there is less of a concern of
confusion of prejudice at the bench trial. See City of Wilmington, 152 Fed. Cl. at 377. This Court,
however, will not permit a lay witness to provide an ultimate opinion on obviousness or any other
22
substantive patent law issue. See HVLPO2, 949 F.3d at 689; see also supra § III.B.2. Dr. Wolff,
like Dr. Loveland, may only “testify to factual matters within his personal knowledge.” Meyer
Intell. Props., 690 F.3d at 1377; see also Ironburg Inv., 64 F.4th at 1294 (permitting lay testimony
directed towards underlying factual elements of a patent law issue but not towards the ultimate
conclusion).
The Court agrees with Defendants’ assertion that “Dr. Wolff, as a person of skill in the art,
is more than competent to testify as to his own understanding of what was known in the art at the
time of SAIC’s alleged invention” for the same reasons discussed above regarding Dr. Loveland.
Def. Resp. at 10; see supra § III.B.2. The mere fact that a lay witness’ testimony may be technical
in nature does not immediately subject it to exclusion under Federal Rule of Evidence 701.
Authentic Apparel Grp., 134 Fed. Cl. at 82 (quoting Bank of China, 359 F.3d at 181) (“The fact
that a witness has specialized knowledge does not necessarily preclude the witness from testifying
under [Federal Rule of Evidence] 701, but the testimony must not be ‘rooted exclusively in [the
witness’] expertise . . . .’”). As long as the testimony is still based on the witness’ personal
knowledge or perception, “a lay witness may, ‘under certain circumstances[,] express an opinion
even on matters appropriate for expert testimony.’” DataMill, Inc., 91 Fed. Cl. at 736 (quoting
Soden v. Freightliner Corp., 714 F.2d 498, 511 (5th Cir. 1983)).
Finally, Plaintiff’s Motion anticipates that Defendants will introduce untimely evidence.
Pl. Mot at 9 & n.3. The Court will not permit testimony—by Dr. Wolff or any other witness party—
that is based on untimely or undisclosed evidence. As the parties engaged in vigorous and lengthy
discovery in this case, there is simply no excuse for unproduced evidence as such belated
disclosures at this stage would be prejudicial. See, e.g., Summary Judgment Opinion at 20–27
(noting that “[t]he parties have engaged in vigorous discovery practice throughout this litigation”
23
and describing some of the extensions to discovery); Miller Exclusion Tr. at 14:14–19 (“The
Government’s belated disclosure . . . nearly seven years into this case, . . . and well past both the
close of all discovery and the filing of summary judgment motions, clearly prejudices Plaintiff
both substantively and mechanically.”).
Accordingly, Plaintiff’s MIL No. 3 is denied without prejudice to renew at trial. Dr. Wolff
may testify to facts of which he has first-hand knowledge, but he may not base his testimony on
anything other than his personal knowledge, nor may he opine on the ultimate question of
obviousness.
D.
Plaintiff’s MIL No. 4: To Preclude Defendants’ Expert Dr. Villasenor from
Testifying Regarding the Elbit ENVG-B or DRS ENVG-III Systems.
Plaintiff’s MIL No. 4 is denied as moot without prejudice to renew at trial. Plaintiff
requests that the Court preclude Dr. Villasenor from testifying on infringement of the Elbit ENVGB or DRS ENVG-III systems pursuant to Rule 26(a)(2) because (i) he did not include any analysis
or opinions in his expert report on the topics and (ii) he did not review the RTA source code for
both systems. Pl. Mot. at 9. Defendants agree that expert witnesses are limited to testifying to the
opinions contained in their reports. Def. Resp. at 10. As such, Defendants state that they do “not
intend to ask Dr. Villasenor to provide any analysis or opinions specific to SAIC’s allegations of
infringement for the Elbit ENVG-B or the DRS ENVG-III systems.” Id. Defendants note,
however, that some of Dr. Villasenor’s noninfringement opinions apply to all accused products,
and accordingly urge the Court not to preclude Dr. Villasenor from testifying as to such topics as
they relate to the L3/BAE systems. Id.
This motion in limine is moot because Defendants have represented that Dr. Villasenor’s
testimony will be limited to the scope of his expert report. Def. Resp. at 10. Rule 26 requires
proper disclosures “to allow both sides in a case to prepare their case adequately and to prevent
24
surprise.” HVLPO2, 949 F.3d at 690 (internal quotation omitted). Expert testimony at trial must
be “consistent with” the expert’s report, so as to “provide enough notice” for the opposing side to
prepare its case. Bayer Healthcare, 989 F.3d at 684; Omega Patents, LLC v. CalAmp Corp., 13
F.4th 1361, 1370 (Fed. Cir. 2021) (internal citations omitted).
The Court will not permit Dr. Villasenor—or any other expert—to testify beyond the scope
of their expert reports. See Rule 37(c)(1) (excluding expert testimony not properly disclosed under
Rule 26). The Court will permit Dr. Villasenor to testify to noninfringement positions that
Defendants argue “apply with equal force to all accused products” so long as Dr. Villasenor’s
report provided proper notice to Plaintiff that the specific opinions applied broadly. Should Dr.
Villasenor’s testimony go beyond the scope of his report, Plaintiff may raise this objection, and
Defendants should be prepared to provide specific citations from Dr. Villasenor’s report to rebut
the objection.
E.
Plaintiff’s MIL No. 5: To Exclude Testimony Related to Purported Soldier
Feedback or Anecdotes Concerning Operation of the ENVG Systems.
Plaintiff’s MIL No. 5 is denied without prejudice to renew at trial. Plaintiff argues that
pursuant to Federal Rules of Evidence 801, 802, and 805, the Court should exclude any testimony
from Defendants’ fact witnesses or third-party Government contractors that “repeat hearsay
comments or feedback from soldiers purportedly regarding the soldiers’ opinions of the spatially
aligned RTA mode of operation in the accused ENVG systems.” Pl. Mot. at 10–11 (internal
citations omitted). Plaintiff argues that such testimony is hearsay because it is offered for truth of
the matter asserted and is not subject to any hearsay exceptions. Id.
Defendants argue that Plaintiff’s “requested wholesale preclusion” based on hearsay is both
premature and improper. Def. Resp. at 11. Defendants argue that hearsay rulings require “factintensive analysis,” so the Court should make such rulings within the context of questioning at
25
trial. Id. Unlike the cases cited by Plaintiff, Defendants contend that the Court lacks the benefit
of context at trial, including, “what precisely the testimony from these witnesses will be at trial,”
whether their testimony “constitute[s] hearsay[,] and if so, what exception applies.” Id. at 13.
Defendants also explain that they expect the testimony in question to either (1) not be hearsay—
for example, if it is not offered for the truth of the matter asserted—or to (2) qualify under a hearsay
exception. Id. at 11–12.
Plaintiff’s MIL No. 5 is denied without prejudice. The Court will not institute a blanket
ban on such anticipated testimony without the full context of trial; the statements themselves and
the way in which they are presented at trial matter in determining whether they are subject to the
hearsay rule. See PR Contractors, 69 Fed. Cl. at 469–70 (quoting Jonasson v. Lutheran Child &
Fam. Servs., 115 F.3d 436, 440 (7th Cir. 1997)) (alternations in original) (“Thus, while ‘[t]he
prudent use of the in limine motion sharpens the focus of later trial proceedings and permits the
parties to focus their preparation on those matters that will be considered. . . . [s]ome evidentiary
submissions [ ] cannot be evaluated accurately or sufficiently by the trial judge in such a procedural
environment.’”). Ruling on hearsay objections requires the full context in which the testimony is
offered to determine whether the statements are offered for the truth asserted and whether a hearsay
exception applies. If Plaintiff believes the elicited testimony at trial constitutes hearsay, then it
may raise such an objection at trial.
F.
Plaintiff MIL No. 6: To Exclude the Testimony of Mr. Eric Miller.
On August 1, 2024, the Court granted Plaintiff’s MIL No. 6 regarding Mr. Eric Miller.
Miller Exclusion Order; see also generally Miller Exclusion Tr.
26
G.
Plaintiff’s MIL No. 7: To Preclude Testimony Based on Source Code Not Made
Available to SAIC for Inspection.
Plaintiff’s MIL No. 7 is denied as moot. Plaintiff seeks exclusion of testimony that “relies
on or describes the Accused Systems’ source code” that (1) was “not made available to SAIC
during fact discovery in this litigation,” or (2) is “based on access by Defendants to source code
inspection machines after the close of fact discovery.” Pl. Mot. at 12. In response, Defendants
dispute Plaintiff’s arguments on two grounds. First, Defendants state that the evidence and
testimony they intend to present at trial is limited solely to source code material that was made
available to Plaintiff during discovery. Def. Resp. at 14. Second, Defendants construe Plaintiff’s
request to exclude facts and testimony that rely on Defendants’ post-discovery access to the source
code as an improper attempt to limit its ability to continue reviewing “its own previously produced
confidential information, or confidential information produced by another party, or a non-party,
after the close of fact discovery.” Id. Defendants argue that this is contrary to the Protective Order.
Id. (quoting Protective Order (ECF No. 34) ¶ 11).
Plaintiff’s MIL No. 7 is moot because Defendants clarify that they will not present any
evidence that relies on or describes “source code material that was not made available to SAIC
during discovery.” Def. Resp. at 14 (emphasis added). As with Defendants’ other representations,
the Court will hold Defendants to this representation. Even absent Defendants’ representation, the
Court would not permit either party to use unproduced or late-produced source code, as to do so
at this late stage, after years of discovery, would be prejudicial. See supra § III.C.2. Of course,
should Defendants deviate from its representations to this Court at trial, the Plaintiff may renew
its objection.
To the extent Plaintiff seeks, as Defendants claim it does, to exclude timely produced
evidence that Defendants continued reviewing after discovery, the Motion is denied. Def. Resp.
27
at 14. A request to exclude a party from continuing to review timely produced documents defies
common sense and the Protective Order in this case. Protective Order ¶ 11. Indeed, parties will
continue to refine their legal theories throughout litigation. Canpro Invs. LTD. v. United States,
148 Fed. Cl. 83, 93 (2020) (“No claim will remain perfectly static during extended litigation;
plaintiffs will inevitably refine their legal theories and expand the factual record.”). Moreover, as
Defendants note, Plaintiff relies solely on vague references to Rule 37 and Federal Rules of
Evidence 402 and 403 to support its position. Def. Resp. at 14. Accordingly, if Defendants are
correct that Plaintiff seeks to prevent Defendants from reviewing its own timely-produced source
code (which seems to be an incorrect reading of Plaintiff’s argument), Plaintiff’s MIL No. 7 would
be denied.
H.
Plaintiff’s MIL No. 8: To Exclude the Declaration of Mr. Jason Coffman.
Plaintiff’s MIL No. 8 is denied as moot. Plaintiff seeks to exclude Jason Coffman’s
Declaration, which was attached to L3’s Motion for Summary Judgment of Non-Infringement
(ECF No. 344). 7 Pl. Mot. at 13. First, Plaintiff contends that the Declaration is inadmissible
hearsay without any applicable exceptions. Id. at 13–14. Second, Plaintiff renews its arguments
from MIL No. 7, stating that “the Declaration should be excluded to the extent it is based on source
code not made available to SAIC.” Id. Third, Plaintiff argues that to the extent the Declaration is
construed as lay opinion on the ENVG-B system, it should be excluded because “it was not served
in the time for fact discovery” and its prejudicial nature. Id. Fourth, to the extent the Declaration
is construed as expert opinion, Plaintiff argues the Declaration should be excluded pursuant to
7
The Declaration “describe[s] the technical processing constraints and operation of the accused
ENVG-B system when paired with the FWS-I thermal weapon sight and operating in RTA spatially
aligned mode.” Pl. Mot. at 13.
28
Rule 26 as untimely and pursuant to Federal Rule of Evidence 702 as improper expert opinion. Id.
at 14–15.
Defendants note that the Court “has already considered this Declaration and has further
rejected SAIC’s attempts to have it excluded from evidence.” Def. Resp. at 14 (citing Summary
Judgment Opinion at 55–56). Additionally, Defendants represent that they do not plan to introduce
the Coffman Declaration at trial because they will instead be calling Mr. Coffman as a witness. Id.
at 14–15. As Defendants do not intend to introduce the declaration into evidence at trial, Plaintiff’s
MIL No. 8 is denied as moot. Should Defendants deviate from this representation and seek to
introduce the Coffman Declaration at trial, Plaintiff may renew its objection.
I.
Plaintiff’s MIL No. 9: To Preclude Mr. Jason Coffman from Testifying as to
His Declaration or Source Code That Was Not Made Available to SAIC for
Inspection.
Plaintiff’s MIL No. 9 is denied without prejudice to renew at trial. Plaintiff seeks to exclude
part of Mr. Coffman’s live testimony on hearsay grounds to the extent that Mr. Coffman testifies
regarding his Declaration, which was the subject of Plaintiff’s MIL No. 8. Pl. Mot. at 15. Plaintiff
also seeks to exclude any opinion testimony by Mr. Coffman related to how Defendants’ source
code works or whether the Accused Systems infringe on Plaintiff’s patent, pursuant to both Federal
Rules of Evidence 701 and 702, as an improper expert opinion, and to Federal Rules of Evidence
402 and 403. Id. at 15–16.
Defendants argue that Plaintiff’s motion is improper and moot. First, Defendants explain
that Mr. Coffman will testify as a fact witness based on his firsthand knowledge. Def. Resp. at 15.
Defendants acknowledge that elements of his testimony may be “technical in nature,” but note that
Plaintiff’s own fact witnesses, such as the inventors of the ’230 Patent, also plan testify as fact
witnesses on similarly technical topics. Id. Second, Defendants reiterate that they will not rely on
the Coffman Declaration as a trial exhibit and further state that Mr. Coffman will not testify “on
29
source code analysis or comparing the operation of the accused ENVG-B to the claims of the ’230
Patent.” Id. at 15–16.
Plaintiff’s MIL No. 9 is denied without prejudice. First, Defendants represent that Mr.
Coffman will be testifying live as a fact witness based on his personal knowledge, not based on
the declaration. Def. Resp. at 15. Again, the Court will hold Defendants to their assertion that Mr.
Coffman will only testify “as a fact witness, based on his firsthand knowledge.” Def. Resp. at 15.
As discussed above regarding Drs. Loveland and Wolff, the Court will not permit Mr. Coffman to
testify beyond his own personal knowledge or beyond the limits of Federal Rule of Evidence 701.
See supra §§ III.B, III.C.2. Mr. Coffman’s testimony may be permitted so long as his testimony
is based on his personal knowledge or perception. See Meyer Intell. Props., 690 F.3d at 1377;
DataMill, Inc., 91 Fed. Cl. at 736.
Additionally, without the full and beneficial context of trial, the Court will not, at this stage,
exclude Mr. Coffman’s testimony on Federal Rules of Evidence 402 or 403 grounds, particularly
in light of the low threshold for relevancy and the lower risk of prejudice in a bench trial. See
Daubert, 509 U.S. at 587; Spectre Corp., 160 Fed. Cl. at 495 (quoting City of Wilmington, 152
Fed. Cl. at 377). A ruling on hearsay would be premature at this juncture as well because such a
ruling requires the Court to engage in a fact-specific analysis. See PR Contractors, 69 Fed. Cl. at
469–70. This Court declines to conduct such an analysis in the abstract. Plaintiff may raise this
objection at trial if it believes Mr. Coffman testimony amounts to expert testimony.
J.
Plaintiff’s MIL No. 10: To Preclude Defendants from Demonstrating the
Accused Systems.
Plaintiff’s MIL No. 10 is denied with prejudice. Plaintiff argues the Court should preclude
Defendants from demonstrating the Accused Systems at trial. Pl. Mot. at 16–17. First, Plaintiff
contends Defendants were required to provide evidence of the demonstration during discovery but
30
failed to do so, and as such, any demonstrations should be excluded as a sanction for failing to
disclose pursuant to Rule 37. Id.; see Rule 26(a)(1)(A) (“A party must, without awaiting a
discovery request, provide to the other parties . . . (ii) a copy . . . of all documents, electronically
stored information and tangible things that the disclosing party has in its possession custody or
control and may use to support its claims or defenses.”) (emphasis added). Second, Plaintiff
objects under Federal Rules of Evidence 402 and 403, asserting that a demonstration would be
confusing and misleading, as a presentation of the look and functionality of the Accused Systems
alone is insufficient for the Court to determine infringement. Id.
Defendants indicate that they have not determined whether they will demonstrate the
Accused Systems at trial but nonetheless request the Court deny Plaintiff’s MIL. 8 Def. Resp. at
17. First, Defendants argue that Plaintiff never issued a Rule 34 Request for Production for a
demonstration or sample of the Accused Devices. Id. at 16. Because the Accused Devices are
International Traffic in Arms Regulations (ITAR) controlled and “sensitive equipment,”
Defendants argue that Plaintiff’s expectation for Defendants to “have given sample devices to
SAIC in the absence of a specific request or appropriate safeguards” is “not serious.” Id. Second,
Defendants explain that if they were to employ a demonstration, it would be probative to the
Court’s damages analysis, specifically to prove how various features of the ENVG-B unit, rather
than the contested bubble mode, “drive the cost of the ENVG-B, and [that] SAIC’s requested
damages would result in a windfall.” Id.
8
Defendants note that “[i]f the Court would like to see such a demonstration, Defendants will
gladly work toward making a sample device available.” Def. Resp. at 17. Though the Court does
not request it, it notes that a demonstration of some of the Accused Systems at trial, if feasible,
may assist with the Court’s understanding of the accused devices. Such a sample device would
not be entered as substantive evidence but instead would serve as a demonstrative exhibit or
illustrative aid. See, e.g., FED. R. EVID 107.
31
Exclusion is not warranted under Rule 37. A court may impose sanction on parties for
failure to disclose certain information under Rule 26(a)(1)(A). See Niazi Licensing Corp. v. St.
Jude Med. S.C., Inc., 30 F.4th 1339, 1355 (Fed. Cir. 2022); see also Miller Exclusion Tr. at 8:19–
21. Whether to impose sanctions and, if so, to what extent, is left to the discretion of the Court.
See Rule 37(c)(1); Precision Pine & Timber, Inc. v. United States, No. 98-720 C, 2001 WL
1819224, at *3 (Fed. Cl. Mar. 6, 2001) (citing Adkins v. United States, 816 F.2d 1580, 1581–82
(Fed. Cir. 1987)) (select citation omitted) (“The decision on whether to impose discovery
sanctions, either pursuant to its inherent authority or under existing Rules of the Court of Federal
Claims rests within the sound discretion of the Court.”).
A party who can demonstrate that its failure to meet its discovery obligations was
substantially justified or harmless can avoid sanctions. See Rule 37(c)(1); Miller Exclusion Tr. at
9:6–9. Courts consider six factors in determining whether the failure was justified or harmless:
“(1) prejudice or surprise to the opposing party; (2) ability to cure that prejudice or surprise; (3) the
importance of the challenged evidence; (4) the extent to which admitting the evidence would
disrupt trial; (5) the non-disclosing party’s explanation for their conduct; and (6) whether the party
acted in bad faith or willfully.” Summary Judgment Opinion at 29–30 (internal citations omitted).
Overall, Defendants’ conduct is harmless and none of the factors support exclusion. To
begin, since the Accused Products are directly at issue in this case, Plaintiff cannot claim surprise
that Defendants would seek to present a physical demonstration of them at trial. There is also little
prejudice because a demonstration would only help the Court understand the technology and such
a physical sample would not be entered into evidence. Trial courts often allow pedagogical or
illustrative demonstratives that help illustrate evidence or testimony in a digestible manner for the
factfinder, and indeed the parties have regularly used helpful demonstratives in this case to date,
32
without complaint or objection. See FED. R. EVID. 1006; see, e.g., United States v. Janati, 374 F.3d
263, 272–73 (4th Cir. 2004) (describing difference between Federal Rule of Evidence 1006
summary demonstratives and Federal Rule of Evidence 611(a) pedagogical devices); United States
v. Harms, 442 F.3d 367, 375–76 (5th Cir. 2006) (same).
Further, on December 1, 2024, a new Federal Rule of Evidence that considers illustrative
aids became effective. See FED. R. EVID. 107. Federal Rule of Evidence 107 permits “a party to
present an illustrative aid to help the trier of fact understand the evidence” so long as “the aid’s
utility . . . is not substantially outweighed by the danger of unfair prejudice, confusing the issues,
misleading the jury, undue delay, or wasting time.” FED. R. EVID. 107(a). An illustrative aid is not
evidence, but “[w]hen practicable . . . must be entered into the record.” FED. R. EVID. 107(b)–(c).
That the physical sample would not be admitted into evidence like a pedagogical device or
illustrative aid further lessens any prejudice to Plaintiff and illustrates the relative unimportance
of this demonstrative. See Janati, 374 F.3d at 273 (citing 6 Weinstein’s Federal Evidence, §
1006.04[2] (Joseph M. McLaughlin ed., 2d ed. 2003)) (“These ‘pedagogical’ devices are not
evidence themselves, but are used merely to aid the jury in its understanding of the evidence that
has already been admitted.”); FED. R. EVID. 107. While the technology underlying the accused
systems themselves are crucial to this case, the physical sample itself is not. As noted, if a
demonstration takes place, the accused products would not be substantive evidence, but would
instead be considered illustrative aids or pedagogical devices.
Further, there would be little prejudice to Plaintiff; indeed, expert witnesses routinely rely
on photographs rather than physical products to conduct analysis. See Guangzhou Yucheng
Trading Co. v. Dbest Prod., Inc., 644 F. Supp. 3d 637, 657–58 (C.D. Cal. 2022) (citing Greatbatch
Ltd. v. AVX Corp., 2015 WL 9171042, *5 (D. Del. Dec. 11, 2015)). Further, Plaintiff is not
33
prejudiced where it did not require a physical version of the product to conduct its analysis. Nor
do Defendants need the device to prove their case and certainly do not seek to do so here. They
are prepared to introduce evidence of the Accused Products through documents, witness testimony,
and videos that were produced during discovery. See Def. Resp. at 17. And, rather than disrupt
trial, such a demonstration may be useful to the Court. Finally, Defendants do not appear to have
acted in bad faith and their explanation is reasonable given the national security concerns regarding
the accused products. See Def. Resp. at 16–17. Considering all of these factors, Defendants’
conduct was harmless.
Plaintiff’s Federal Rules of Evidence 402 and 403 arguments also fail. As discussed above,
the threshold for relevancy and the risk of prejudice in a bench trial are low. See Daubert, 509
U.S. at 587; Spectre Corp., 160 Fed. Cl. at 495 (quoting City of Wilmington, 152 Fed. Cl. at 377).
In sum, such a physical demonstration could be helpful to the Court’s understanding of the
technology at issue.
Moreover, the Court would not be prejudiced or confused by the
demonstration of an Accused System, particularly where it would not be offered as substantive
evidence. Accordingly, the Court denies with prejudice Plaintiff’s MIL No. 10.
K.
Plaintiff’s MIL No. 11: To Preclude Misrepresentations About Non-SERVAL
Inventor Code.
Plaintiff’s MIL No. 11 is denied without prejudice to renew at trial. Plaintiff first argues
that pursuant to Federal Rule of Evidence 403, the Court should prevent Defendants from
“misrepresenting that code segments other SAIC employees created under [other] SAIC
government contracts . . . were produced in this litigation as ‘SERVAL’ code.” Pl. Mot. at 16.
Plaintiff alleges that Defendants’ counsel has repeatedly made this mischaracterization, pointing
to statements made by Defendants’ attorneys during Mr. Michael Rodger’s deposition. Id. at 16–
17. Second, Plaintiff asserts that Defendants should not be able to introduce substantive evidence
34
regarding other system code through any Plaintiff witness, including Mr. Rodgers, who lacks
personal knowledge of such code, as such testimony would violate Federal Rules of Evidence 403,
602, and 701. Id. at 17. Finally, Plaintiff preemptively asserts that the Court should not permit
any attempts by Defendants to argue that “when contributing to the invention of the ’230 Patent,”
Mr. Rodgers, a named inventor of the ’230 Patent, “was precluded from leveraging the skill and
knowledge he developed over the course of his career.” Id.
Defendants argue that Plaintiff’s MIL is largely moot. Def. Resp. at 17. First, Defendants
explain they “have no intention of misrepresenting any evidence to the Court” about the source
code. Def. Resp. at 17. Further, they argue that they could not have known whether excerpts of
source code produced by Plaintiff was or was not SERVAL code without inquiring during Mr.
Rodgers’s deposition. 9 Id. at 17 & n.6. Second, Defendants explain that they “do not intend to
argue that Mr. Rodgers was somehow precluded from using his own knowledge and skill in
connection with SAIC’s SERVAL project.” Id. at 18.
Whether a certain piece of code is or is not part of the SERVAL code appears to be a factual
issue for trial. Defendants indicate that there are still outstanding questions as to whether these
excerpts of code were used in the SERVAL program. Id. at 17 & n.6. Accordingly, Plaintiff is free
to renew this objection at trial should it believe that Defendants are misrepresenting whether code
was used in the SERVAL program. However, the Court is not inclined to prevent Defendants from
asking a knowledgeable witness whether certain code is or is not part of the SERVAL code.
9
Defendants object to Plaintiff’s characterization of Defense counsel’s line of questioning at Mr.
Rodger’s deposition, noting that “Defense counsel was entitled to inquire whether SAIC had
repurposed code it developed pursuant to government contracts for use in its SERVAL program.”
Def. Resp. at 17. While the parties’ arguments regarding the deposition questions are noted, they
are not relevant to deciding the present MIL.
35
Regarding the second portion of Plaintiff’s MIL No. 11, Defendants indicate that they do
not intend to argue that Mr. Rodgers was precluded from using his own knowledge and skill as
related to SAIC’s SERVAL project. Def. Resp. at 18. Accordingly, the Court will hold Defendants
to this representation and accordingly finds that this portion of Plaintiff’s MIL is moot. Should
Defendants deviate from that representation at trial, Plaintiff may renew its objection. In sum,
Plaintiff’s MIL No. 11 is denied without prejudice.
IV.
Defendants’ Motions in Limine
Defendants filed the following three motions in limine:
1. To preclude all evidence and testimony that the claim terms “overlay” and
“replace” are not distinct;
2. To preclude all evidence and testimony from SAIC’s expert regarding
application of the “display” claim limitation that exceeds the scope of his report
and/or is inconsistent with the Court’s claim construction; and
3. To preclude all evidence and testimony attempting to relitigate, or inconsistent
with, the Court’s previous claim construction ruling concerning the
indefiniteness of the terms “registration” and “in registration with.”
Def. Mot. at 5, 9, 13.
Having considered the parties’ arguments, applicable law, and the record, this Court
DENIES (1) Defendants’ MIL No. 1 with prejudice; (2) Defendants’ MIL No. 2 without prejudice;
and (3) Defendants’ MIL No. 3 as moot.
A.
Defendants’ MIL No. 1: To Preclude All Evidence and Testimony that the
Claim Terms “Overlay” and “Replace” are Not Distinct.
Defendants’ MIL No. 1 is denied with prejudice. Defendants ask the Court to preclude any
testimony, evidence, or argument from Plaintiff “suggesting that the term ‘overlay’ present in the
claims of the ’230 Patent is of similar scope or otherwise encompasses the claim term ‘replace’ of
the ’752 Patent” because Plaintiff is judicially estopped from making that argument. Def. Mot. at
5–9. Defendants contend that Plaintiff’s counsel’s previous statements that the Asserted Patents
36
have different approaches to positioning imagines onto a display and specifically noted the
distinction between the “overlay” claim term found in the ’012, ’103, and ’230 Patents and the
“replace” claim term in the ’752 Patent. Id. at 5–6. Defendants claim that the Court agreed with
Plaintiff’s position and found that the patent claims “are directed to a particular solution and deploy
an unconventional technique.” Id. at 6 (quoting Order, dated Jan. 19, 2018 (ECF No. 14) (MTD
Order) at 14). They take issue with Plaintiff’s assertion “that its prior position does not ‘exclude[e]
replacements from digital overlays’ to bolster its infringement case.” Id. at 7 (quoting Plaintiff
SAIC’s Opening Memorandum of Contentions of Fact and Law (ECF No. 440) (Pl. Opening
Mem.) ¶ 111, n.7). Defendants argue that judicial estoppel prevents this purported shift in
Plaintiff’s position. Id. (first citing New Hampshire v. Maine, 532 U.S. 742, 749 (2001); and then
citing Ideal Innovations, Inc. v. United States, 167 Fed. Cl. 314, 340 (2023)).
Courts consider three factors when deciding whether judicial estoppel applies: (1) whether
the two positions are “clearly inconsistent”; (2) whether the party previously succeeded in
persuading the court to accept the earlier position; and (3) whether there would be an unfair
advantage or unfair detriment absent estoppel. Egenera, Inc. v. Cisco Sys., Inc., 972 F.3d 1367,
1378 (Fed. Cir. 2020) (citing New Hampshire, 532 U.S. at 750–51); Ideal Innovations, 167 Fed.
Cl. at 340. Defendants argue that all three factors are satisfied here. Def. Mot. at 8. First, they
assert Plaintiff previously argued that “overlay” and “replace” are unique processes but now
attempt to argue that the two are indistinct. Id. Second, that this Court previously “adopted SAIC’s
argument that the ’230 Patent’s ‘overlay’ process is separate and apart from the ’752 Patent’s
‘replace’ process.” Id. Third, that “[a]llowing SAIC to alter its position now would give SAIC the
unfair advantage of avoiding invalidity for preemption under Section 101 while also pursuing an
37
infringement claim that expands the scope of the ’230 Patent to encompass that of the invalidated
’752 Patent.” Id. at 8–9.
In response, Plaintiff contends that Defendants’ MIL No. 1 is an attempt to “reopen and
relitigate the construction of the ‘overlay’ term.”10 Pl. Resp. at 3. Plaintiff further claims that none
of the three factors for judicial estoppel are satisfied. Id. at 4. First, Plaintiff argues its positions
are not “clearly inconsistent” because they are not “mutually exclusive” and “directly
inconsistent.” Id. (quoting Egenera, 972 F.3d at 1379). Plaintiff contends that Defendants
“misinterpret[ed] and mischaracterize[d] SAIC’s statements from the January 2018 motion to
dismiss hearing, which dealt with issues under 35 U.S.C. § 101; took place at the infancy of this
litigation (before the Complaint was even Answered); and, as SAIC expressly stated during that
hearing, did not involve claim construction.” Id. Plaintiff clarifies that its position has always
been that “‘overlay’ is a different, broader term than ‘replace,’ and the term ‘overlay,’ as construed
by the Court, encompasses putting one image over or upon a corresponding region whether by
superimposition, replacement, or other processes.” Id. at 5. Second, Plaintiff contends that this
Court was never “persuaded to accept—or even considered relevant—any difference between the
meanings of ‘replace’ and ‘overlay’ or that SAIC otherwise received a benefit from taking that
position in the form of judicial success,” demonstrated by the lack of a decision discussing, let
alone adopting, an argument that “overlay” is separate from “replace.” Id. at 6–7. Third, Plaintiff
10
Plaintiff asserts that L3 furthered a similar argument in its motion for summary judgment of
non-infringement, which this Court “considered and rightly rejected.” Id. (citing Summary
Judgment Opinion at 154–55, 157–61). Further, Plaintiff claims that Defendants’ use of “distinct”
is inaccurate here because “[i]t is possible that the two claims are distinct but not mutually
exclusive—that is, while each is applicable to some embodiments that the other does not describe,
certain embodiments are fairly described by both.” Id. at 3 n.1 (quoting Bos. Sci. Corp. v. Cook
Inc., 187 F. Supp. 3d 249, 263 (D. Mass. 2016)).
38
explains that because its position has always been consistent, there will be no unfair advantage to
itself or an unfair detriment to Defendants absent judicial estoppel. Id. at 7.
Defendants fail to satisfy the requirements for judicial estoppel. First, as Plaintiff’s
positions are not “mutually exclusive” and “directly inconsistent,” they are not “clearly
inconsistent.” Egenera, 972 F.3d at 1379 (quoting RFF Family P’ship v. Ross, 814 F.3d 520, 528
(1st Cir. 2016)). While Plaintiff did explain that the Asserted Patents are “different,” use “different
language,” and employ “a different process,” they did not argue that the term ‘overlay’ is exclusive
of the term ‘replace’ as Defendants contend. See Transcript, dated Jan. 3, 2018 (ECF No. 18)
(MTD Tr.) at 33:18–34:6; 68:4–17. The Court interpreted this same explanation to mean that “the
terms [overlay and replace] serve a similar function.” Memorandum and Order, dated Aug. 6,
2021 (ECF No. 192) at 52 n.13 (“The ’752 Patent uses the term ‘replace’ rather than ‘overlay.’
However, at oral argument on the Government’s motion to dismiss, SAIC’s counsel noted that the
terms serve a similar function.”). Therefore, Defendants’ contention that Plaintiff has argued that
‘overlay’ and ‘replace’ are mutually exclusive lacks merit.
Second, the Court has not previously relied on or accepted a position that “replace” and
“overlay” are inconsistent. See Egenera, 972 F.3d at 1378. Defendants’ claim that the Court
adopted this position when it “found that the patent claims ‘are directed to a particular solution
and deploy an unconventional technique’” takes the Court’s statement out of context. Def. Mot.
at 6 (quoting MTD Order at 14). The relevant portion of the Court’s statement, in its entirety, is:
“Given that the patent claims at issue, when considered as a whole and in light of their
specifications, are directed to a particular solution to an industry problem and deploy an
unconventional technique . . . .” MTD Order at 14. Nothing in that statement adopts a position or
references previous findings in the Court’s opinion that “replace” and “overlay” are inconsistent.
39
Therefore, the Court did not rely on such a purported position when deciding the Motion to
Dismiss.
Not only did the Court forgo reliance on this argument at the Motion to Dismiss phase, but
Plaintiff also expressly argued in its Summary Judgment briefing that “[t]he plain and ordinary
meaning of ‘overlay’ does not exclude replacement, and nothing in the patent claims precludes a
replacement operation to accomplish the recited overlay.” SAIC’s Reply to Defendants’ Combined
Opposition to SAIC’s Motion for Partial Summary Judgment of Infringement by the Government
and Prior Art Status of Desert’s Edge (ECF No. 372) at 8–9. Indeed, the Court cited this argument
in its Summary Judgment Opinion. Summary Judgment Opinion at 181–82.
Third, as there is no evidence that Plaintiff has advanced inconsistent positions and led the
Court to adopt such positions, there would not be an unfair advantage to Plaintiff nor an unfair
detriment to Defendants for Plaintiff to “suggest[] that the term ‘overlay’ present in the claims of
the ’230 Patent is of similar scope or otherwise encompasses the claim term ‘replace’ of the ’752
Patent.” Def. Mot. at 5–9; see Egenera, 972 F.3d at 1378. Accordingly, Defendants’ MIL No. 1
is denied with prejudice.
B.
Defendants’ MIL No. 2: To Preclude All Evidence and Testimony from SAIC’s
Expert Regarding Application of the “Display” Claim Limitation that Exceeds
the Scope of His Report and/or Is Inconsistent With the Court’s Claim
Construction.
Defendants’ MIL No. 2 is denied without prejudice to renew at trial. Defendants object to
any attempts by Plaintiff to offer evidence or testimony through Dr. Chandrajit Bajaj regarding the
application of the “display” claim limitation to the Accused Products. Def. Mot. at 9–10.
Defendants assert that such evidence or testimony exceeds the scope of Dr. Bajaj’s report and is
inconsistent with the Court’s “ordering” claim construction. Id. Defendants advance three
arguments.
40
First, Defendants take issue with Plaintiff’s purported “attempt to rewrite the Court’s claim
construction for trial.” Id. at 10. Defendants note that Plaintiff’s Opening Memorandum does not
affirmatively assert that “the L3 ENVG-B system performs the ‘identify,’ ‘evaluate,’ and ‘display’
elements in sequential order on the same pair of first and second video frames, as required by the
Court’s construction.” Id. (citing Pl. Opening Mem. ¶¶ 107?23). Instead, Defendants contend that
Plaintiff attempts to obfuscate the issue by asserting that “[f]or a given pair of FWS-I and ENVGB video image frames, the RTA BPA is configured such that the RTA video image frame that is
output for display includes image data portions from the frame pair used to reach the (abovediscussed) final fused solution.” Id. (quoting Pl. Opening Mem. ¶ 115) (emphasis in original).
Defendants further note that the term “image data portions” does not appear in Dr. Bajaj’s expert
report and argue that Plaintiff’s proposed testimony amounts to an attempt to rewrite the Court’s
claim construction. Id.
Second, Defendants argue that the Court should preclude Dr. Bajaj from offering any
evidence or testimony beyond the scope of his expert report with respect to the L3 ENVG-B
system. Id. at 11. Namely, they note that his report does not opine on whether the L3 ENVG-B
system performs the “identify,” “evaluate,” and “display” claims in order. Id. Further, Plaintiff’s
Opening Pretrial Memorandum references multiple assertions on the functionality and alleged
infringement of the L3 ENVG-B system, which Defendants speculate will likely be improperly
offered through Dr. Bajaj and thus should be excluded. Id. at 11–12.
Third, Defendants assert that Plaintiff also purportedly intends to improperly introduce
various assertions on the Elbit ENVG-B system’s functionality and alleged infringement through
Dr. Bajaj’s testimony at trial, despite such assertions being absent from his expert report. Id. at 12.
For example, Plaintiff alleges that the “Equinox RTA code performs the ‘identify,’ ‘evaluate’ and
41
‘display’ claim elements in sequential order on the same pair of first and second video frames.”
Id. (quoting Pl. Opening Mem. ¶ 131). Defendants respond that this Court has already found that
“[n]owhere in Dr. Bajaj’s report does he definitively opine that Elbit’s ENVG-B or DRS’s ENVGIII practice claim limitations 1(c), 1(d), and 1(e) in sequential order on the same pair of frames,”
and that “SAIC’s primary evidence of infringement by Elbit’s ENVG-B and DRS’s ENVG-III
systems, Dr. Bajaj’s testimony, does not, on its face, embrace the proper ordering of claim
limitations 1(c), 1(d), and 1(e).” Id. (quoting Summary Judgment Opinion at 188). Defendants
also argue that Plaintiff’s assertions in its Opening Memorandum regarding the Equinox source
code go beyond the scope of Dr. Bajaj’s report. Id. at 13.
Plaintiff characterizes Defendants’ MIL No. 2 as “a belated, improper request to reconsider
L3’s motion for summary judgment of non-infringement for the L3 and BAE ENVG devices and
as a belated, first-time motion for summary judgment of non-infringement for the Elbit and DRS
ENVG devices.” Pl. Resp. at 9–10 (emphasis in original). Plaintiff argues that Dr. Bajaj’s
expected testimony falls within the scope of his opening report and that this Court’s Summary
Judgment Opinion “already found that Dr. Bajaj’s opening report on infringement contains
numerous statements supporting his opinion that the accused ENVG systems perform claim
limitations 1(c) ‘identify,’ 1(d) ‘evaluate,’ and 1(e) ‘display’ in sequential order.” Id. at 10, 11
(citing Summary Judgment Opinion at 171–72, 189). Plaintiff also asserts that Rule 26 does not
preclude an expert from testifying on issues merely because an expert’s report did not clearly or
explicitly state those issues. Id. at 11–12 (internal citations omitted). Further, Plaintiff argues that
Dr. Bajaj should be permitted to respond to Defendants’ “articulation of their sequence of steps
non-infringement defense,” which was raised by Dr. Villasenor’s responsive report after Dr. Bajaj
42
submitted his opening report. Id. at 12 (citing Heller v. District of Columbia, 952 F. Supp. 2d 133,
139 (D.D.C. 2013)).
Defendants’ MIL No. 2 is denied without prejudice to renew at trial. First, Defendants
contend that Plaintiff is attempting to rewrite the Court’s claim construction through use of the
term “image data portions” in Plaintiff’s Opening Pretrial Memorandum rather than reiterating the
“identify,” “evaluate,” “display” elements. Def. Mot. at 10–12. Defendants’ Motion appears to
take issue with the phrasing in Plaintiff’s Opening Pretrial Memorandum as it relates to L3’s
ENVG-B product; Defendants speculate that the use of the term “image data portions” indicates
that Plaintiff plans to promote a different claim construction at trial through Dr. Bajaj’s testimony.
Id. At this point, Defendants’ contentions are mere speculation. Indeed, Plaintiff is under no
affirmative obligation to reiterate the theory in its own Opening Pretrial Memorandum, nor is there
any evidence beyond wordsmithing that Plaintiff intends to usurp the Court’s claim construction.
Of course, Plaintiff must adhere to the Court’s prior orders and rulings, including regarding expert
reports, summary judgment, and claim construction; to the extent Plaintiff deviates from these
rulings at trial, Defendant may object.
Second, this Court has already concluded that Dr. Bajaj’s expert report references the
theories Defendants allege are absent. Summary Judgment Opinion at 171 (citing Bajaj Am. Op.
Rpt. ¶¶ 177–79, 182, 185–86, 190–209). Specifically, Dr. Bajaj’s report “includes statements
suggesting the [L3] ENVG-B performs claim limitations 1(c), 1(d), and 1(e) in sequential order.”
Id. The Court also noted that Dr. Bajaj’s report referenced “L3 technical documents that further
suggest the ENVG-B system performs claim limitations 1(c), 1(d), and 1(e) in sequential order on
the same pair of video frames.” Id. at 172. Therefore, it would not be outside the scope of his
report for Dr. Bajaj to testify on ordering with regard to the L3 system. However, Dr. Bajaj’s report
43
and deposition contained inconsistencies regarding “whether claim limitations 1(c), 1(d), and 1(e)
must be performed in sequential order for a pair of video source images.” Id. While Defendants
may probe these inconsistencies on cross examination, any inconsistency would implicate weight,
not admissibility.
Defendants also seek to exclude Dr. Bajaj’s testimony as it relates to the Equinox source
code despite acknowledging that Dr. Bajaj addressed the Equinox source code in his report. Def.
Mot. at 13. Plaintiff asserts that Dr. Bajaj should not be held to the mere recitation of his expert
report at trial, and, instead, should be permitted to elaborate upon his report so long as such
testimony is sufficiently grounded in the report’s contents. Pl. Resp. at 12 (citing Thompson, 470
F.3d at 1203; Muldrow ex rel. Estate of Muldrow v. Re-Direct, Inc., 493 F.3d 160, 167–68 (D.C.
Cir. 2007); Gay v. Stonebridge Life Ins. Co., 660 F.3d 58, 64 (1st Cir. 2011)). In this instance, his
report discusses the Equinox code. See, e.g., Bajaj Opening Report (ECF No. 340-3) ¶ 478–505.
Thus, since Dr. Bajaj discussed the Equinox source code in his report, he may testify regarding it
at trial. See Bayer Healthcare, 989 F.3d at 684; Thompson, 470 F.3d at 1203 (“Section 26(a)(2)(B)
does not limit an expert’s testimony simply to reading his report. No language in the rule would
suggest such a limitation. The rule contemplates that the expert will supplement, elaborate upon,
explain and subject himself to cross-examination upon his report.”); Rule 26(a)(2). Therefore,
Defendants’ motion is denied.
Third, the Court denies Defendants’ motion to exclude Dr. Bajaj’s testimony concerning
the Elbit and DRS systems. While the Court previously acknowledged that “[n]owhere in Dr.
Bajaj’s report does he definitively opine that Elbit’s ENVG-B or DRS’s ENVG-III practice claim
limitations 1(c), 1(d), and 1(e) in sequential order on the same pair of frames,” that quotation lacks
context. Summary Judgment Opinion at 188–89 (emphasis added). The quote is from the Court’s
44
Summary Judgment Opinion, where the Court was required to “resolv[e] all inferences in the
Government’s favor.” Id. The Court concluded that, because Dr. Bajaj’s testimony “on its face”
did not explicitly embrace the ordering theory, there was a genuine dispute of material fact that
precluded granting Plaintiff’s motion at the time. Id. The Court did not, however, go so far as to
find that Dr. Bajaj’s report was completely devoid of any reference to the ordering theory as related
to Elbit and DRS’s systems. Id. Indeed, the next paragraph noted that “[t]o be sure, Dr. Bajaj’s
report provides disclosures that arguably support infringement of claim limitations 1(c), 1(d), and
1(e).” Id. at 189. Pursuant to Rule 26, at the motion in limine phase, it is sufficient for the Court
to find that there is enough of a basis in Dr. Bajaj’s report to infer that he was referencing the
ordering theory. See Thompson, 470 F.3d at 1203 (“Section 26(a)(2)(B) does not limit an expert’s
testimony simply to reading his report. No language in the rule would suggest such a limitation.
The rule contemplates that the expert will supplement, elaborate upon, explain and subject himself
to cross-examination upon his report.”); Bayer Healthcare, 989 F.3d at 684. Accordingly, because
“Dr. Bajaj’s report provides disclosures that arguably support infringement of claim limitations
1(c), 1(d), and 1(e),” Defendants’ MIL No. 2 is denied. Summary Judgment Opinion at 189.
C.
Defendants’ MIL No. 3: To Preclude All Evidence and Testimony Attempting
to Relitigate, or Inconsistent With, the Court’s Previous Claim Construction
Ruling Concerning the Indefiniteness of the Terms “Registration” and “in
Registration with.”
The Court denies Defendants’ MIL No. 3 as moot. Defendants ask the Court to preclude
Plaintiff from relitigating the Court’s indefiniteness ruling or from attempting to present evidence
inconsistent with the Court’s prior ruling. Def. Mot. at 13–14. Defendants point to the Claim
Construction Protective Order, which barred post-claim construction discovery on the
indefiniteness of the terms “registration” and “in registration with.” Id. at 14 (first citing Order,
dated Oct. 19, 2021 (ECF. No. 221); and then citing Protective Order Regarding Claim
45
Construction Discovery (ECF No. 229) (Claim Construction Protective Order)). Defendants argue
that the logic of the Court’s Claim Construction Protective Order should apply to trial. Id. Plaintiff
agrees that scope of the Claim Construction Protective Order should apply to the extent the term
“registration” arises during trial. Pl. Resp. at 15.
Defendants’ MIL No. 3 is moot as all parties agree that the Claim Construction Protective
Order should apply at trial.11 See Def. Mot. at 14; Pl. Resp. at 15. Plaintiff has represented that it
will not present any evidence regarding the terms “registration” or “in registration with” because
none of the remaining asserted claims include those terms. Id. at 14. As such, the Court will hold
the parties their representations to the Court and to the terms of the Claim Construction Protective
Order at trial. Accordingly, Defendants’ MIL No. 3 is denied as moot.
****
11
In relevant part, the Claim Construction Protective Order states:
A party shall not question fact witnesses during depositions or at trial regarding the
meaning of, or the witness’ understanding of, patent claim terms that have been
construed by the Court, or the topics enumerated above in paragraph (4). This shall
not prevent a party from asking a fact witness about their understanding or meaning
of a claim term as it is used in either: (1) documents describing the features or
operation of accused products, or (2) a prior art reference identified by the
Defendants in their Preliminary Election of Asserted Prior Art, but only if it has
been established that the witness is familiar with the prior art reference that is the
subject of the questioning.
Claim Construction Protective Order at 3.
46
V.
Conclusion
For the reasons stated above, this Court DENIES Plaintiff’s Motions in Limine (ECF No.
466) and Defendants’ Motions in Limine (ECF No. 465). No portion of either Motion remains
pending.
Specifically, consistent with the rulings above, this Court DENIES Plaintiff’s MIL No. 1
in part without prejudice and DENIES in part with prejudice; DENIES Plaintiff’s MIL No. 2
without prejudice; DENIES Plaintiff’s MIL No. 3 without prejudice; DENIES Plaintiff’s MIL No.
4 as moot without prejudice; DENIES Plaintiff’s MIL No. 5 without prejudice; DENIES
Plaintiff’s MIL No. 7 as moot; DENIES Plaintiff’s MIL No. 8 as moot; DENIES Plaintiff’s MIL
No. 9 without prejudice; DENIES Plaintiff’s MIL No. 10 with prejudice; and DENIES Plaintiff’s
MIL No. 11 without prejudice.
The Court also DENIES Defendants’ MIL No. 1 with prejudice; DENIES Defendants’
MIL No. 2 without prejudice; and DENIES Defendants’ MIL No. 3 as moot.
The parties are directed to CONFER and FILE a Notice by March 14, 2025, attaching a
proposed public version of this Sealed Memorandum and Order, with any competition-sensitive or
otherwise protected information redacted.
IT IS SO ORDERED.
Eleni M. Roumel
ELENI M. ROUMEL
Judge
Dated: February 28, 2025
Washington, D.C.
47
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