Harney v. Commissioner of Social Security
Filing
27
OPINION AND ORDER re: 1 Complaint. The decision of the Commissioner is AFFIRMED. The Clerk of Court is directed to enter judgment pursuant to sentence four of 42 U.S.C. § 405(g) in favor of the Commissioner, and close the file. Signed by Magistrate Judge Carol Mirando on 9/29/2017. (HJ)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
FORT MYERS DIVISION
LORI-ANNE HARNEY,
Plaintiff,
v.
Case No: 2:16-cv-340-FtM-CM
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
OPINION AND ORDER
Plaintiff Lori-Anne Harney seeks judicial review of the denial of her claim for
a period of disability and disability insurance benefits (“DIB”) by the Commissioner
of the Social Security Administration (“Commissioner”). The Court has reviewed the
record, the briefs and the applicable law.
For the reasons discussed herein, the
decision of the Commissioner is AFFIRMED.
I.
Issues on Appeal 1
Plaintiff raises three issues on appeal: (1) whether substantial evidence
supports the Administrative Law Judge’s (“ALJ”) findings regarding Plaintiff’s
residual functional capacity (“RFC”); (2) whether the ALJ properly assessed
Plaintiff’s credibility; and (3) whether the ALJ properly considered the disability
decision of a nongovernmental agency.
Any issue not raised by Plaintiff on appeal is deemed to be waived. Access Now,
Inc. v. Southwest Airlines Co., 385 F.3d 1324, 1330 (11th Cir. 2004) (“[A] legal claim or
1
argument that has not been briefed before the court is deemed abandoned and its merits will
not be addressed.”).
II.
Procedural History and Summary of the ALJ’s Decision
On November 15, 2011, Plaintiff filed her application for a period of disability
and DIB. Tr. 161-64. Plaintiff alleged disability beginning on November 10, 2010
due to depression, chronic fatigue syndrome (“CFS”) and fibromyalgia. Tr. 87. The
claim was denied initially and upon reconsideration. Tr. 108-12, 124-28. Plaintiff
requested a hearing before an ALJ and initially received a hearing before ALJ M.
Dwight Evans on May 22, 2014. Tr. 140-57. Plaintiff, who was represented by an
attorney, and vocational expert Joyce Ryan appeared and testified at the hearing.
See Tr. 39-86.
On September 30, 2014, the ALJ issued a decision finding Plaintiff not disabled
from November 10, 2010, the alleged onset date, through the date of the decision.
Tr. 18-33.
At step one, the ALJ found that Plaintiff met the insured status
requirements of the Social Security Act through December 31, 2015 and has not
engaged in substantial gainful activity from November 10, 2010, the alleged onset
date. Tr. 20. At step two, the ALJ found that Plaintiff has the following severe
impairment: chronic fatigue fibromyalgia syndrome. Id. At step three, the ALJ
concluded that Plaintiff “does not have an impairment or combination of impairments
that meets or medically equals the severity of one of the listed impairments in 20
CFR Part 404, Subpart P, Appendix 1.” Tr. 21. The ALJ then determined that
Plaintiff has the RFC to perform the full range of light work. 2 Id. Next, the ALJ
2
The regulations define light work as work that involves:
lifting no more than 20 pounds at a time with frequent lifting or carrying of
objects weighing up to 10 pounds. Even though the weight lifted may be very
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found that Plaintiff is capable of performing her past relevant work as a customer
service representative, an insurance information clerk, an accounting clerk, a quality
assurance clerk, a data analyst (statistician) and an administrative assistant. Tr.
33. Thus, the ALJ concluded that Plaintiff had not been under a disability from
November 10, 2010, the alleged onset date, through September 30, 2014, the date of
the decision. Id.
Following the ALJ’s decision, Plaintiff filed a request for review by the Appeals
Council, which was denied on March 25, 2016.
Tr. 1-3.
Accordingly, the ALJ’s
September 30, 2014 decision is the final decision of the Commissioner. Plaintiff filed
an appeal in this Court on May 9, 2016. Doc. 1. Both parties have consented to the
jurisdiction of the United States Magistrate Judge, and this matter is now ripe for
review. Docs. 15, 16.
III.
Social Security Act Eligibility and Standard of Review
A claimant is entitled to disability benefits when she is unable to engage in
any substantial gainful activity by reason of any medically determinable physical or
mental impairment which can be expected to either result in death or last for a
continuous period of not less than twelve months.
42 U.S.C. §§ 416(i)(1),
little, a job is in this category when it requires a good deal of walking or
standing, or when it involves sitting most of the time with some pushing and
pulling of arm or leg controls. To be considered capable of performing a full
or wide range of light work, [a claimant] must have the ability to do
substantially all of these activities. If someone can do light work, [it is
determined] that he or she can also do sedentary work, unless there are
additional limiting factors such as loss of fine dexterity or inability to sit for
long periods of time.
20 C.F.R. §§ 404.1567(b), 416.967(b).
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423(d)(1)(A); 20 C.F.R. § 404.1505(a). 3 The Commissioner has established a fivestep sequential analysis for evaluating a claim of disability.
See 20 C.F.R. §416.920.
The Eleventh Circuit has summarized the five steps as follows:
(1) whether the claimant is engaged in substantial gainful activity; (2)
if not, whether the claimant has a severe impairment or combination of
impairments; (3) if so, whether these impairments meet or equal an
impairment listed in the Listing of Impairments; (4) if not, whether the
claimant has the residual functional capacity (“RFC”) to perform [her]
past relevant work; and (5) if not, whether, in light of [her] age,
education, and work experience, the claimant can perform other work
that exists in “significant numbers in the national economy.”
Atha v. Comm’r Soc. Sec. Admin., 616 F. App’x 931, 933 (11th Cir. 2015) (citing 20
C.F.R. §§ 416.920(a)(4), (c)-(g), 416.960(c)(2); Winschel v. Comm’r of Soc. Sec., 631
F.3d 1176, 1178 (11th Cir. 2011)). The claimant bears the burden of persuasion
through step four; and, at step five, the burden shifts to the Commissioner.
933; Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987).
Id. at
The scope of this Court’s review
is limited to determining whether the ALJ applied the correct legal standards and
whether the findings are supported by substantial evidence.
McRoberts v. Bowen,
The Court notes that after Plaintiff filed her application and the ALJ issued the
decision, certain Social Security rulings and regulations have been amended, such as the
regulations concerning the evaluation of medical opinions and evaluation of mental
impairments. See e.g., 20 C.F.R. §§ 404.1520a, 404.1520c and 404.1527 (effective March 27,
2017); SSR 16-3p, 2016 WL 1119029 (March 16, 2016). The Court will apply rules and
regulations in effect at the time of the ALJ’s decision, unless regulations specify otherwise.
Green v. Soc. Sec. Admin., Comm’r, — F. App’x —, 2017 WL 3187048, at *4 (11th Cir. July
27, 2017) (in reviewing the ALJ’s decision, refusing to apply SSR 16-3p retroactively because
“administrative rules are not generally applied retroactively.”); Bowen v. Georgetown Univ.
Hosp., 488 U.S. 204, 208 (1988) (“[C]ongressional enactments and administrative rules will
not be construed to have retroactive effect unless their language requires this result.”); 20
C.F.R. § 404.1527 (effective March 27, 2017) (“For claims filed . . . before March 27, 2017, the
rules in this section apply.”). See also Doughty v. Apfel, 245 F.3d 1274, 1278 (11th Cir. 2001)
(holding that when the Appeals Council denies review of the ALJ’s decision, appellate courts
review the ALJ’s decision as the Commissioner’s final decision).
3
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841 F.2d 1077, 1080 (11th Cir. 1988) (citing Richardson v. Perales, 402 U.S. 389, 390
(1971)).
The Commissioner’s findings of fact are conclusive if supported by
substantial evidence.
42 U.S.C. § 405(g).
Substantial evidence is “more than a
scintilla, i.e., evidence that must do more than create a suspicion of the existence of
the fact to be established, and such relevant evidence as a reasonable person would
accept as adequate to support the conclusion.”
Foote v. Chater, 67 F.3d 1553, 1560
(11th Cir. 1995) (internal citations omitted); see also Dyer v. Barnhart, 395 F.3d 1206,
1210 (11th Cir. 2005) (finding that “[s]ubstantial evidence is something more than a
mere scintilla, but less than a preponderance”) (internal citation omitted).
The Eleventh Circuit has restated that “[i]n determining whether substantial
evidence supports a decision, we give great deference to the ALJ’s fact findings.”
Hunter v. Soc. Sec. Admin., Comm’r, 808 F.3d 818, 822 (11th Cir. 2015) (citing Black
Diamond Coal Min. Co. v. Dir., OWCP, 95 F.3d 1079, 1082 (11th Cir. 1996)). Where
the Commissioner’s decision is supported by substantial evidence, the district court
will affirm, even if the reviewer would have reached a contrary result as finder of fact,
and even if the reviewer finds that the preponderance of the evidence is against the
Commissioner’s decision.
Edwards v. Sullivan, 937 F.2d 580, 584 n.3 (11th Cir.
1991); Barnes v. Sullivan, 932 F.2d 1356, 1358 (11th Cir. 1991). “The district court
must view the record as a whole, taking into account evidence favorable as well as
unfavorable to the decision.”
Foote, 67 F.3d at 1560; see also Lowery v. Sullivan,
979 F.2d 835, 837 (11th Cir. 1992) (stating that the court must scrutinize the entire
record to determine the reasonableness of the factual findings).
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It is the function of
the Commissioner, and not the courts, to resolve conflicts in the evidence and to
assess the credibility of the witnesses.
Lacina v. Comm’r, Soc. Sec. Admin., 606 F.
App’x 520, 525 (11th Cir. 2015) (citing Grant v. Richardson, 445 F.2d 656 (5th
Cir.1971)).
The Court reviews the Commissioner’s conclusions of law under a de
novo standard of review. Ingram v. Comm’r of Soc. Sec. Admin., 496 F.3d 1253, 1260
(11th Cir. 2007) (citing Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990)).
IV.
Discussion
a. Whether substantial evidence supports the ALJ’s findings regarding
Plaintiff’s RFC
The ALJ found that although Plaintiff’s chronic fatigue fibromyalgia syndrome
is a severe impairment, she has the RFC to perform the full range of light work. Tr.
20-21. Plaintiff argues that despite finding her CFS severe, the ALJ erred by not
articulating his consideration of her CFS in violation of Social Security Ruling (“SSR”)
14-1p. Docs. 22 at 10-12, 26 at 3-4. Plaintiff further asserts that in assessing her
RFC, the ALJ did not properly consider her non-exertional limitations and symptoms
caused by her CFS. Docs. 22 at 12-13, 26 at 1-2. The Commissioner responds that
in determining Plaintiff’s RFC, the ALJ properly considered her CFS, and substantial
evidence supports the ALJ’s RFC findings. Doc. 23 at 4-11.
SSR 14-1p explains that CFS is “a systemic disorder consisting of a complex of
symptoms that may vary in frequency, duration, and severity.” SSR 14-1p, 2014 WL
1371245, at *2 (Apr. 3, 2014).
CFS “causes prolonged fatigue lasting 6 months or
more, resulting in a substantial reduction in previous levels of occupational,
educational, social, or personal activities.” Id.
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The symptoms of CFS include sore
throat, muscle pain, multi-joint pain without joint swelling or redness, headaches,
disturbed sleep patterns and visual difficulties.
Id. at *3. The ruling further notes
that people with CFS may have co-occurring symptoms, such as fibromyalgia.
Id.
Regardless of CFS’s nature, SSR 14-1p provides that the Commissioner will
adjudicate claims involving CFS “just as [the Commissioner does] for any
impairment.”
Id. at *8. Accordingly, an ALJ assesses the RFC of a claimant with
CFS “based on all the relevant evidence in the record” pursuant to 20 C.F.R. §§
404.1545(a) and 416.945(a).
Id. at *9.
The RFC is the most that a claimant can do despite her limitations. See 20
C.F.R. § 404.1545(a). At the hearing level, the ALJ in the fourth sequential step has
the responsibility of assessing a claimant’s RFC. See 20 C.F.R. § 404.1546(c). The
ALJ is required to assess a claimant’s RFC based on all of the relevant evidence in
the record, including any medical history, daily activities, lay evidence and medical
source statements. 20 C.F.R. § 404.1545(a). The ALJ considers a claimant’s age,
education, work experience, and whether she can return to her past relevant work in
determining her RFC, Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir. 1997) (citing
20 C.F.R. § 404.1520(f)), and bases the RFC assessment upon all relevant evidence of
a claimant’s ability to do work despite her impairments. Phillips v. Barnhart, 357
F.3d 1232, 1238 (11th Cir. 2004); Lewis, 125 F.3d at 1440 (citing 20 C.F.R. §
404.1545(a)).
Plaintiff argues that the ALJ did not fully consider her symptoms related to
CFS, such as her concentration difficulties and memory loss, or articulate his
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consideration of her CFS. Docs. 22 at 11-12, 26 at 3-4. On the contrary, the Court
finds that the ALJ extensively discussed Plaintiff’s symptoms and medical evidence
related to her CFS and properly assessed her RFC.
The ALJ first summarized in
detail Plaintiff’s relevant medical and other records from June 23, 2010 to May 21,
2014, which encompassed Plaintiff’s reports of her activities and symptoms, results
of mental and physical examinations and physicians’ recommendations and opinions.
Tr. 21-27.
Rather than repeating the ALJ’s discussion, the Court will summarize
and discuss the ALJ’s relevant findings.
After his lengthy discussion of the record, the ALJ acknowledged that Plaintiff
has CFS and a range of related symptoms:
As outlined in Social Security Ruling 14-1p, [Plaintiff] does meet the
Center of Disease Control and Prevention’s (CDC) definition of [CFS],
and the record documents diagnostic symptoms and a range of other
symptoms indicative of [CFS]. Symptoms included malaise, selfreported short-term memory and concentration deficits causing a
reduction in previous levels of functioning, muscle pain, multi-joint pain
without swelling or redness, headaches, waking unrefreshed, muscle
weakness, disturbed sleep patterns, orthostatic intolerances,
cardiovascular abnormalities (i.e., palpitations), and gastrointestinal
discomfort as well as co-occurring fibromyalgia.
Tr.
29.
Nonetheless, the ALJ determined that although he gave “the benefit of every
doubt to [Plaintiff] when she says she experiences pain and has limited her to light
work[,] . . . there exists little objective evidence in the record to substantiate
[Plaintiff’s] alleged disabling limitations.”
Tr. 28.
He found that “despite
[Plaintiff’s] continued complaints of pain, she has not received any further treatment
other than prescription medication[, and] . . . also takes note of minimal abnormal
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clinical examination findings and a near normal internal medicine consultative
examination.” Id.
The ALJ further observed “no treating or examining physician
has offered an opinion that [Plaintiff] is restricted from the performance of all work.”
Id.
In support, the ALJ specifically discussed Plaintiff’s reported ability to perform
daily activities, such as living alone, checking her mail and e-mail and feeding and
grooming her pets.
Id. The ALJ determined these daily activities “do not indicate
a mental impairment that interferes with daily functioning.”
Id. The ALJ then
discussed Plaintiff’s alleged symptoms in light of the absence of acceptable medical
evidence to support such symptoms:
[Plaintiff] alleges severe and disabling levels of chronic fatigue and has
been assessed with a chronic fatigue fibromyalgia syndrome by treating
providers at Lee Physicians Group, none of [whom], however, [is] an
acceptable medical source as set forth in 20 CFR 404.1513. [SSR]14-1p
also states that a licensed physician (a medical or osteopathic doctor) is
the only acceptable medical source who can provide appropriate
evidence of a medically determinable [CFS]. However, evidence from
other acceptable medical sources, such as psychologists and
psychiatrists, as well as evidence from medical sources we do not
consider “acceptable medical sources” has been considered in evaluating
the severity and functional effects of [CFS] although no treating medical
source has assessed any functional limitations attributed to [CFS].
Myalgic encephalomyelitis is included as a subtype of chronic fatigue
syndrome; however, encephalopathy was only suspected by the
neurologist in 2010. [Plaintiff] has not seen a neurologist since 2010 and
has never undergone a sleep study or further work-up for any medically
determinable neurological disorder since 2010.
...
[T]here is no evidence or physical examination findings over a period of
at least six consecutive months to support medical signs of palpably
swollen or tender lymph nodes; nonexudative pharyngitis; persistent,
reproducible muscle tenderness on repeated examination including
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positive tender points; frequent viral infections with prolonged recovery;
sinusitis; ataxia; extreme pallor; or pronounced weight change. The
claimant did have positive antibody titer to Epstein-Barr in 2010, but
there is no evidence of prolonged recovery or treatment for the virus. A
MRI of the brain in 2010 showed “mild” periventricular white matter
changes, which were never further evaluated and were of uncertain
significance. She did undergo gastric bypass in 2007, but no treating
medical source as attributed any of her alleged symptomatology to
gastric bypass. She has never undergone tilt table testing due to alleged
dizziness. She has alleged palpitations, but two EKGs were normal and
palpitations were felt to be secondary to stimulant medication. Lab
studies in 2013 showed a positive ANA and a rheumatologist reportedly
assessed [Plaintiff] with fibromyalgia, but there are no treating notes of
record from the rheumatologist or evidence suggesting the elevated ANA
contributes to her chronic fatigue syndrome. She has never undergone a
sleep study or been diagnosed with a medically determinable sleep
disorder. She alleges chronic headaches, but the totality of evidence does
not support severe medically determinable headaches, or headaches of
the frequency and/or severity to result in more than mild limitations in
work-related activities for 12 continuous months. Allegations of
disabling short-term memory and concentration problems are not
supported by the medical evidence of record. Overall, mental status
evaluations are normal other than a depressed and constricted
mood/affect. In April 2014, her treating psychiatrist at SalusCare noted
no underlying medical cause for her chronic fatigue. The absence of any
medical opinion from any treating or examining source regarding any
work limitations is a substantial omission and undermines the alleged
symptoms. . . .
Tr. 28-29 (emphasis added).
Plaintiff argues the ALJ “merely” assessed Plaintiff’s RFC without fully
considering or articulating his consideration of her CFS symptoms and their effect on
her ability to work. Docs. 22 at 11-12, 26 at 3-4. Instead, the Court finds the ALJ
extensively and thoroughly discussed Plaintiff’s CFS and related symptoms.
In fact,
the ALJ explicitly acknowledged Plaintiff’s physical and mental symptoms, including
short-term memory and concentration problems, and gave “every benefit of doubt” to
Plaintiff’s reported symptoms and alleged limitations on her ability to work.
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Tr. 28-
29.
Nonetheless, after thoroughly reviewing Plaintiff’s evidence as a whole, the ALJ
found there is insufficient objective evidence supporting her symptoms and the degree
of limitations she alleged.
Tr. 28-29.
Accordingly, the Court finds without merit
Plaintiff’s arguments that the ALJ did not fully consider or articulate his
consideration of her CFS symptoms and their impact on her ability to work.
Docs.
22 at 11-12, 26 at 3-4.
Next, Plaintiff argues the ALJ did not properly account for all the limitations
caused by her CFS in violation of SSR 14-1p.
Docs. 22 at 12-13, 26 at 2-4. On the
contrary, SSR 14-1p does not require the ALJ to give any special consideration to
Plaintiff’s CFS, but only requires him to assess her CFS and RFC, “just as [he does]
for any impairment,” based on the entire record.
SSR 14-1p, 2014 WL 1371245, at
*8 (Apr. 3, 2014). In fact, RFC assessments and the application of vocational factors
are exclusively reserved to the Commissioner. SSR 96-6p, 1996 WL 374180 (July 2,
1996); 20 C.F.R. § 404.1527(d)(2); Beegle v. Soc. Sec. Admin., Comm’r, 482 F. App’x
483, 486 (11th Cir. 2012) (“A claimant’s [RFC] is a matter reserved for the ALJ’s
determination.”).
Similarly, “when there is credible evidence on both sides of an
issue it is the Secretary, acting through the ALJ, and not the court, who is charged
with the duty to weigh the evidence and to determine the case accordingly.”
Powers
v. Heckler, 738 F.2d 1151, 1152 (11th Cir. 1984) (citing Richardson, 402 U.S. at 389409).
Accordingly, the ALJ properly exercised his discretion by assessing the
conflicting evidence related to Plaintiff’s CFS and RFC, just as he would do with any
other impairments.
See id.; SSR 14-1p, 2014 WL 1371245, at *8 (Apr. 3, 2014); SSR
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96-6p, 1996 WL 374180 (July 2, 1996); 20 C.F.R. § 404.1527(d)(2); Beegle, 482 F.
App’x at 486.
To the extent Plaintiff believes she has greater limitations than those the ALJ
found, it is her burden to establish them.
Wind v. Barnhart, 133 F. App’x 684, 690
(11th Cir. 2005) (citing McCruter v. Bowen, 791 F.2d 1544, 1547 (11th Cir. 1986))
(“[A] diagnosis or a mere showing of a ‘deviation from purely medical standards of
bodily perfection or normality’ is insufficient; instead, the claimant must show the
effect of the impairment on her ability to work.”); see 20 C.F.R. § 404.1545(a)(3) (“[A
claimant is] responsible for providing the evidence [the Commissioner] will use to
make a finding about [the claimant’s RFC.]”).
Plaintiff attempts to meet her burden
by arguing her symptoms could “reasonably affect” her ability to perform work and
pointing to her documented symptoms and treatment history.
at 2-4.
Docs. 22 at 11-12, 26
This evidence does not establish Plaintiff’s additional limitations because
“[t]he mere existence of an impairment does not reveal the extent to which it limits a
claimant’s ability to work, nor does it ‘undermine the ALJ's determination’ regarding
her ability to work.”
Robinson v. Astrue, 365 F. App’x 993, 995 (11th Cir. 2010)
(citing Moore v. Barnhart, 405 F.3d 1208, 1213 n.6 (11th Cir. 2005)).
Rather, as the ALJ noted in his decision and Plaintiff does not dispute, “no
treating medical source has assessed any functional limitations attributed to
[Plaintiff’s CFS,]” and “[t]he absence of any medical opinion from any treating or
examining source regarding any work limitations is a substantial omission.”
29; see Docs. 22 at 10-13, 26 at 1-4.
Tr. 28-
Thus, the Court finds the ALJ properly and
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thoroughly evaluated Plaintiff’s symptoms and evidence related to her CFS, and
substantial evidence supports the ALJ’s assessment of her RFC.
b. Whether the ALJ properly assessed Plaintiff’s credibility
At step one, the ALJ discussed that Plaintiff received unemployment benefits
in 2011 and 2012. 4
Tr. 20.
The ALJ found that “[a] recipient of unemployment
benefits must certify that they are physically and mentally able to work as a
prerequisite for benefits[, and Plaintiff’s] certification of her ability to work to receive
monetary unemployment benefits, while alleging to the Administration that she
cannot work, significantly erodes her credibility.”
Id.
Plaintiff argues the ALJ erred by discounting her credibility on this basis
because receiving unemployment benefits “does not equate to Plaintiff being able to
perform substantial gainful activity.”
Doc. 22 at 14 (quoting O’sNeal v. Astrue, No.
3:08-cv-63-J-MCR, 2009 WL 702865, at *11 (M.D. Fla. Mar. 17, 2009)).
Instead,
Plaintiff asserts the ALJ should have assessed her credibility based on her
statements of pain, symptoms and objective evidence.
Doc. 22 at 14.
Accordingly,
Plaintiff claims substantial evidence does not support the ALJ’s credibility finding.
Id. at 15-16.
The Commissioner responds the ALJ properly evaluated Plaintiff’s
credibility, and any error in the credibility finding was harmless. Doc. 23 at 12-15.
The Eleventh Circuit long has recognized that “credibility determinations are
the province of the ALJ.”
Moore, 405 F.3d at 1212 (citing Wilson v. Heckler, 734
F.2d 513, 517 (11th Cir. 1984)).
4
If objective medical evidence does not confirm the
Plaintiff admits she received benefits for three quarters. Doc. 22 at 15.
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severity of the alleged symptoms but indicates the claimant’s impairments could
reasonably be expected to produce some degree of pain and other symptoms, the ALJ
must evaluate the intensity and persistence of a claimant’s alleged symptoms and
their effect on her ability to work.
See 20 C.F.R. §§ 404.1529(c)(1) (2014); Wilson,
284 F.3d at 1225-26; Foote, 67 F.3d at 1561.
The ALJ compares the claimant’s
statements with the objective medical evidence, the claimant’s daily activities,
treatment and medications received, and other factors concerning limitations and
restrictions the symptoms cause.
See 20 C.F.R. §§ 404.1529(c)(1), 416.929(c)(1).
Plaintiff argues that the ALJ may not discount her credibility based on her
receiving unemployment benefits.
Doc. 22 at 14.
In contrast, the Eleventh Circuit
has upheld the ALJ’s discounting the claimant’s credibility based on the claimant’s
receipt of unemployment benefits.
799, 802 (11th Cir. 2016).
Robinson v. Comm’r of Soc. Sec., 649 F. App’x
The ALJ in Robinson discounted the claimant’s credibility
partly because the claimant received unemployment benefits, noting “in order to
qualify for unemployment benefits, which [the claimant] continued to receive, [the
claimant] had to attest that he was ready, willing and able to work, calling in question
his position that he was disabled and unable to work.”
Id. After reviewing the
ALJ’s decision, the Eleventh Circuit held the ALJ’s credibility finding “was
articulated with substantial supporting evidence in the record.”
Id.
Similarly, other courts in this district have found that an ALJ may properly
consider a claimant’s receipt of unemployment benefits in assessing the claimant’s
credibility.
Robinson v. Colvin, No. 8:14-CV-1533-T-TGW, 2015 WL 12856784, at
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*12 (M.D. Fla. Aug. 17, 2015) (finding that the ALJ properly considered the plaintiff’s
collection of unemployment benefits in discounting his credibility because “the
plaintiff’s certifications to the state of Florida that he was able and willing to work,
at the same time he represented to the Social Security Administration that he was
entitled to disability insurance benefits because he was unable to work, are
contradictory statements that diminish the plaintiff’s credibility.”); Kalishek v.
Astrue, No. 8:10-cv-714-T-23AEP, 2011 WL 4389643, at *5 (M.D. Fla. Aug. 23, 2011)
(“[A]n ALJ may certainly consider a claimant’s receipt of unemployment
compensation in making a credibility determination.”); Boyd v. Astrue, No. 3:10-cv105-J-JRK, 2011 WL 1259795, at *7 (M.D. Fla. Mar. 31, 2011) (“[T]he ALJ properly
considered Plaintiff's receipt of unemployment compensation in making a credibility
determination.”).
Accordingly, the Court finds that the ALJ here properly
considered Plaintiff’s receipt of unemployment benefits to discount her credibility.
Tr. 20; see Robinson, 2015 WL 12856784, at *12; Kalishek, 2011 WL 4389643, at *5;
Boyd, 2011 WL 1259795, at *7; Robinson, 649 F. App’x at 802.
Furthermore, the ALJ considered Plaintiff’s evidence as a whole, citing
unemployment benefits as only one of several reasons to discount her credibility.
Doc. 22 at 14-16; Tr. 20, 27-31.
Based on the requirements of 20 C.F.R. § 404.1529,
the ALJ considered Plaintiff’s symptoms and the extent to which the symptoms
reasonably can be accepted as consistent with the objective medical and other
evidence.
Tr. 27-31.
After properly discussing the standard and Plaintiff’s
extensive medical evidence, the ALJ found that:
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[Plaintiff’s] medically determinable impairments could reasonably be
expected to cause some of the alleged symptoms; however, [Plaintiff’s]
statements concerning the intensity, persistence and limiting effects of
these symptoms are not fully credible to further reduce her [RFC]. She
has not presented consistent factors suggesting she would be unable to
maintain activity in accord with the limitations allowed for in the
identified [RFC] assessment.
Tr. 31.
Here, based on his detailed and extensive analysis of Plaintiff’s evidence as a
whole, the ALJ discounted Plaintiff’s credibility for the reasons well-articulated in
the decision, such as Plaintiff’s treatment history, daily activities and testimony.
Tr.
27-31. “If the ALJ discredits subjective testimony, he must articulate explicit and
adequate reasons for doing so.
Failure to articulate the reasons for discrediting
subjective testimony requires, as a matter of law, that the testimony be accepted as
true.”
Wilson, 284 F.3d at 1225 (internal citations omitted). “The question is not . . .
whether the ALJ could have reasonably credited [a claimant’s] testimony, but
whether the ALJ was clearly wrong to discredit it.”
421 F. App’x 935, 939 (11th Cir. 2011).
Werner v. Comm’r of Soc. Sec.,
“A clearly articulated credibility finding with
supporting evidence in the record will not be disturbed by a reviewing court.”
67 F.3d at 1562.
Foote,
Because the ALJ clearly articulated his credibility finding,
substantial evidence supports his decision.
c. Whether the ALJ properly considered the disability decision of a
nongovernmental agency
Plaintiff worked as an administrative assistant and data analyst for 21st
Century Oncology from February 2005 to November 9, 2010 and alleges her employer
terminated her because her impairment-related symptoms led to her frequent
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absences at work.
Doc. 22 at 16; Tr. 239. Toward the end of her employment, the
ALJ accurately noted that “[Plaintiff] was approved for short-term disability benefits
through Lincoln Financial Group beginning on June 18, 2010, and extending through
November 17, 2010.” Tr. 23, 178-79, 623-25.
Lincoln Financial Group approved Plaintiff’s claim for short-term benefits in a
letter dated June 21, 2010.
Tr. 623.
The company provided four subsequent letters
to Plaintiff extending Plaintiff’s benefits to November 17, 2010. Tr. 178-79, 624-25.
The last one dated November 23, 2010 states, in relevant part:
We are writing to you regarding your claim for Short Term Disability
benefits. We previously approved benefits to 10/1/2010 and have
recently received updated medical documentation for consideration of
additional benefits.
Based on the information received, your benefits have been extended to
11/17/2010. To consider benefits beyond this date, you will need to
provide our office with current medical documentation.
Medical documentation refers, but is not limited to, office and treatment
notes, progress notes, testing and/or laboratory results, x-ray results,
therapy notes and operative reports. This documentation may be
obtained from your physician and should be provided at your own
expense. A note from your physician, without any supporting medical
documentation, may not be sufficient to consider further benefits.
Tr. 179.
By letter dated November 9, 2010, 21st Century Oncology terminated
Plaintiff’s employment:
You have been absent from work since November 5, 2010, and have
exhausted all your Personal Paid Time. You are ineligible for any
additional leave of absence as required by state and federal laws or
under any company policy. As there is no leave status available for a
leave of absence and you are unable to return to work at this time, we
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must regrettably terminate your employment effective November 9,
2010.
Information regarding your rights under COBRA will be sent to you
separately. Please contact Kasha Holt, at the office to arrange time to
drop off any keys or company equipment still in your possession.
Should you be interested in future employment with the organization
please log on to www.21stcenturyontology.com for a list of current
openings. We appreciate your service to the company and certainly wish
you well in the future. You can reach me at 239-931-7335 with any
questions.
Tr. 626 (emphasis in original).
Plaintiff states that her termination resulted in a
cessation of her disability benefits.
Id.; Doc. 22 at 17.
The ALJ briefly noted in his credibility finding that “[i]t is also noteworthy that
[Plaintiff’s] short-term disability payments ceased November 17, 2010.”
Tr. 28.
In
assessing her RFC, the ALJ further discussed Plaintiff’s short-term benefits as
follows:
[Plaintiff] testified that she was on 12[-week] medical leave starting in
June 2010, but went back to work in September 2010, and worked until
November 10, 2010. She testified that she was having problems doing
her job and work ended in November when her doctor took her off work
again. However, the letter from Lincoln Financial Group states benefits
were extended until November 17, 2010, and consideration for benefits
beyond this date would require current medical documentation. It also
stated that a note from a physician without any supporting medical
documentation would not be sufficient to consider further benefits.
Thus, it is reasonable to find that supporting evidence was not
submitted and therefore benefits terminated after which her
employment was terminated. However, the letter from employer states
she was not eligible for any additional leave of absence after exhausting
her personal paid time. There was no indication in the letter that she
was unable to do her job or was having difficulty completing her job
duties. She testified that she fell asleep a few times at her computer
while working at 21st Century, but there is no indication in the record
she was reprimanded or fired for this.
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Tr. 30.
Plaintiff argues that the ALJ misinterpreted her loss of short-term benefits as
if her benefits were ended because she did not submit supporting medical evidence,
asserting instead her employment termination actually led to the cessation of her
short-term disability benefits.
Doc. 22 at 17.
Plaintiff further argues there is no
evidence that supports the ALJ’s analysis regarding the cessation of her short-term
benefits.
Doc. 26 at 6.
Similarly, she claims no evidence supports the ALJ’s finding
that she had no difficulty completing her job.
Id. The Commissioner responds that
the ALJ’s factual findings are entitled to deference, and his error, if any, was
harmless.
Doc. 23 at 15-16.
While Plaintiff may be correct that no evidence supports the ALJ’s inference
regarding Plaintiff’s loss of her benefits, likewise there is no evidence of record
supporting Plaintiff’s contention that her benefits were ceased because 21st Century
Oncology terminated her employment.
Docs. 22 at 17, 26 at 5.
Furthermore,
contrary to Plaintiff’s argument, her employer’s termination letter supports the ALJ’s
finding.
Tr. 30 (noting there was “no indication in the letter that [Plaintiff] was
unable to do her job or was having difficulty completing her job duties.”), 626.
Indeed, the ALJ accurately observed “the letter [] states she was not eligible for any
additional leave of absence after exhausting her personal paid time.”
Tr. 30, 626.
Although the ALJ could have drawn a different inference from the termination letter,
as suggested by Plaintiff, the Court “may not decide facts anew, reweigh the evidence,
or substitute our judgment for that of the Commissioner.”
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Docs. 22 at 16-17, 26 at
5-6; Dyer, 395 F.3d 1210 (alteration in the original) (citations and internal quotation
marks omitted); Davis v. Comm’r of Soc. Sec., 11 F. Supp. 3d 1154, 1165 (M.D. Fla.
2014) (citing Celebrezze v. O’Brient, 323 F.2d 989, 990 (5th Cir. 1963)) (“[I]t is the
responsibility of the Commissioner to draw inferences from the evidence, and those
inferences are not to be overturned if they are supported by substantial evidence.”).
To the extent that the ALJ may have committed an error, the Court finds that
it was harmless.
Hunter v. Comm’r of Soc. Sec., 609 F. App’x 555, 558 (11th Cir.
2015) (citing Diorio v. Heckler, 721 F.2d 726, 728 (11th Cir. 1983)) (“To the extent
that an [ALJ] commits an error, the error is harmless if it did not affect the judge’s
ultimate determination.”).
The ALJ’s analysis of Plaintiff’s short-term benefits was
only part of his extensive findings regarding Plaintiff’s credibility.
Tr. 27-31.
The
Court already found that the ALJ applied proper legal standards and assessed her
credibility based on his thorough review of the entire record, including her treatment
Id. Given the ALJ’s extensive discussion,
history, daily activities and testimony.
the weight of the evidence and the Court’s findings, the ALJ’s error, if any, in
analyzing Plaintiff’s short-term benefits was harmless because it did not affect the
ALJ’s ultimate assessment of her credibility.
558 (citing Diorio, 721 F.2d at 728).
Tr. 27-31; see Hunter, 609 F. App’x at
As a result, the Court will not disturb the ALJ’s
findings regarding Plaintiff’s short-term benefits and does not find remand
appropriate on this ground.
Tr. 28, 30.
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V.
Conclusion
Upon review of the record, the Court concludes that the ALJ applied the proper
legal standards, and his determination that Plaintiff was not disabled from November
10, 2010 to September 30, 2014 is supported by substantial evidence.
ACCORDINGLY, it is hereby
ORDERED:
1.
The decision of the Commissioner is AFFIRMED.
2.
The Clerk of Court is directed to enter judgment pursuant to sentence
four of 42 U.S.C. § 405(g) in favor of the Commissioner, and close the file.
DONE and ORDERED in Fort Myers, Florida on this 29th day of September,
2017.
Copies:
Counsel of record
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