Olney v. Commissioner of Social Security
Filing
27
OPINION AND ORDER accepting and adopting 24 Report and Recommendations; overruling 25 Objection. The Decision of the Commissioner of Social Security is affirmed. The Clerk shall enter judgment accordingly and close the file. Signed by Judge John E. Steele on 9/13/2018. (RKR)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
FORT MYERS DIVISION
RICHARD OLNEY,
Plaintiff,
v.
Case No:
COMMISSIONER
SECURITY,
OF
2:17-cv-349-FtM-29CM
SOCIAL
Defendant.
OPINION AND ORDER
This
matter
is
before
the
Court
on
consideration
of
Magistrate Judge Carol Mirando’s Report and Recommendation (Doc.
#24), filed on July 30, 2018, recommending that the Decision of
the Commissioner be affirmed.
Plaintiff filed Objections to the
Report and Recommendation (Doc. #25) on August 13, 2018, and the
Commissioner filed a Response (Doc. #26) on August 17, 2018,
adopting its arguments in the Joint Memorandum (Doc. #22) filed on
February 14, 2018.
I.
The Court reviews the Commissioner’s decision to determine if
it is supported by substantial evidence and based upon proper legal
standards.
Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 1158
(11th Cir. 2004)(citing Lewis v. Callahan, 125 F.3d 1436, 1439
(11th Cir. 1997)).
Substantial evidence is more than a scintilla
but less than a preponderance, and is such relevant evidence as a
reasonable person would accept as adequate to support a conclusion.
Moore v. Barnhart, 405 F.3d 1208, 1211 (11th Cir. 2005)(citing
Crawford,
363
F.3d
at
1158-59).
Even
if
the
evidence
preponderates against the Commissioner’s findings, the Court must
affirm
if
the
evidence.
decision
Crawford,
reached
363
F.3d
is
at
supported
1158-59
by
(citing
Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990)).
substantial
Martin
v.
The Court does
not decide facts anew, make credibility judgments, reweigh the
evidence, or substitute its judgment for that of the Commissioner.
Moore, 405 F.3d at 1211 (citing Bloodsworth v. Heckler, 703 F.2d
1233, 1239 (11th Cir. 1983)); Dyer v. Barnhart, 395 F.3d 1206,
1210 (11th Cir. 2005)(citing Phillips v. Barnhart, 357 F.3d 1232,
1240 n.8 (11th Cir. 2004)).
The Court reviews the Commissioner’s
conclusions of law under a de novo standard of review.
Comm’r
of
Soc.
Sec.
Admin.,
496
F.3d
1253,
1260
Ingram v.
(11th
Cir.
2007)(citing Martin, 894 F.2d at 1529).
II. ALJ Findings and Conclusions
The Administrative Law Judge (ALJ) found that plaintiff had
not engaged in substantial gainful activity since the alleged
disability onset date of September 1, 1999, when he was 21 years
old.
old
(Doc. #16-2, Tr. 18, 21.)
man
who
completed
a
two
In 2016, plaintiff was a 38 year
year
associates
degree
program.
Plaintiff claims disability due to anxiety, panic disorder, ADHD,
obsessive compulsive disorder, and anger issues.
- 2 -
(Id., Tr. 24.)
The ALJ found that plaintiff has attention deficit hyperactivity
disorder,
anxiety
disorder,
personality
disorder,
obsessive-
compulsive disorder, panic disorder, affective disorder.
The ALJ
found that these impairments cumulatively cause more than a minimal
effect on the claimant’s ability to perform basic work activities,
and therefore make for a severe combination of impairments.
Tr. 22.)
(Id.,
The ALJ found that plaintiff’s physical issues did not
restrict functioning.
(Id.)
The ALJ found that treatment notes indicate that plaintiff is
doing well on prescribed medications.
Numerous Global Assessment
of Function (GAF) scores ranged from mild to moderate limitations.
(Id.,
Tr.
25.)
Dr.
David
Rawlings,
Ph.D.,
a
consultative
examiner, indicated that plaintiff could function adequately in
college even though he had some problems operating with time
pressures and has a degree of social deficit.
(Id., Tr. 25.)
In
an opinion approximately 12 years previous, Dr. Rawlings found
plaintiff had some problems operating with time pressures and a
degree of social deficit, but could function in a college based
curriculum.
The ALJ gave this opinion some weight.
(Id., Tr.
26.)
Dr. Lori Chang, Psy.D., a consultative examiner, found that
plaintiff’s concentration and attention were within normal ranges.
(Id., Tr. 23, 26.)
intellect,
normal
Dr. Chang found that plaintiff had average
concentration,
- 3 -
logical/coherent
thought
processes, and no apparent memory deficit.
(Id., Tr. 25.)
Dr.
Chang found intact recent and remote memory, mild anxiety, and
fair judgment and insight.
Dr. Chang’s opinion was based upon a
comprehensive
of
examination
significant weight.
Dr.
Leigh
plaintiff
and
therefore
(Id., Tr. 26.)
Ann
Wong,
Ph.D.
stated
that
plaintiff
was
(Id., Tr. 23.)
distrustful and unsympathetic towards others.
Dr.
Wong examined plaintiff at his attorney’s request.
that
he
had
an
given
unstable
sense
of
self,
and
Dr. Wong found
was
emotionally
reactive.
The form reports by Dr. Wong were given little weight.
Dr.
opined
Wong
that
plaintiff
had
mostly
mild
to
moderate
limitations in understanding and memory, sustained concentration
and persistence, social interaction, and adaption.
Dr. Wong also
stated that plaintiff had marked limitations in concentration and
social functioning.
The ALJ found this was inconsistent with the
treating source assessments and other forms filled out by Dr. Wong.
The ALJ also noted that Dr. Wong did not read plaintiff’s medical
records from before and after the alleged disability onset date.
(Id., Tr. 25-26.)
The State agency psychological consultants’ assessments were
given significant weight as the opinions were consistent with the
record as a whole, and based upon a comprehensive review of the
record uncontradicted by plaintiff’s treating sources.
26.)
- 4 -
(Id., Tr.
The ALJ found plaintiff had only a mild restriction in daily
activities.
Plaintiff reported that he could take care of his
personal care but sometimes needed to be reminded to bathe, and he
could make simple meals, drive, ride in a car, shop for groceries,
play interactive video games, do his laundry, and watch TV.
Tr. 22.)
(Id.,
Plaintiff also told doctors that he helped around the
house, does laundry, shops for groceries, and occasionally goes to
the movies.
(Id., Tr. 22-23.)
The ALJ found plaintiff had moderate difficulties in social
functioning.
Plaintiff reported having no friends or socializing,
but he plays interactive multiplayer video games.
The
ALJ
found
plaintiff
had
concentration, persistence, or pace.
moderate
(Id., Tr. 23.)
difficulties
with
The ALJ noted that plaintiff
remained focused and engaged throughout the 50 minute hearing.
More
specifically,
that
plaintiff
testified
coherently,
with
understanding of the questions posed, in an organized fashion, and
formulated concise responses while maintaining decorum appropriate
for
the
setting.
Plaintiff
was
viewed
by
an
examining
psychologist as being capable of functioning at a college-based
curriculum.
(Id., Tr. 23.)
The ALJ found that plaintiff’s
statements concerning the intensity, persistence, and limiting
effects of the symptoms was not entirely credible.
- 5 -
(Id., Tr. 25.)
The ALJ noted that plaintiff had not been psychiatrically
hospitalized,
nor
had
he
experienced
a
similar
decompensation for the required durational period.
episode
of
(Id., Tr. 23.)
The ALJ noted that plaintiff had no past relevant work, and
was 21 years old on the disability onset date.
Plaintiff had at
least a high school education and could communicate in English.
Considering
plaintiff’s
age,
education,
work
experience,
and
residual functional capacity, the ALJ found that there exist jobs
in significant numbers in the national economy that plaintiff could
perform.
(Id., Tr. 26-27.)
A vocational expert testified that plaintiff would be able to
perform the requirements of a laundry worker (medium, unskilled)
of which there are approximately 118,000 such jobs; a cleaner
(medium, unskilled) of which there are approximately 150,000 such
jobs; and table worker (light, unskilled) of which there are
approximately 92,000 such jobs.
(Id., Tr. 27.)
The ALJ found
that the testimony was consistent with the information contained
in the Dictionary of Occupational Titles.
of
“not
disabled”
because
adjustment to other work.
plaintiff
The ALJ made a finding
could
make
a
successful
(Id., Tr. 27.)
III. Magistrate Findings and Conclusions
The Magistrate Judge considered five issues on appeal: (1)
whether
the
ALJ
improperly
engaged
in
“sit
and
squirm
jurisprudence”; (2) whether the ALJ’s determination of plaintiff’s
- 6 -
residual
functional
capacity
(RFC)
failed
to
incorporate
the
opinions of the state agency psychologists; (3) whether the ALJ
properly evaluated the opinion of Dr. Wong; (4) whether the jobs
cited by the ALJ comply with plaintiff’s RFC; and (5) whether
substantial
evidence
supports
the
existence
number of jobs that plaintiff can perform.
The
Magistrate
Judge
found
that
of
a
substantial
(Doc. #24, p. 2.)
the
ALJ
properly
noted
plaintiff’s appearance and demeanor in assessing the extent of
plaintiff’s limitations as to concentration, persistence or pace.
The Magistrate Judge noted that the ALJ is permitted to rely on
the fact that plaintiff did not appear to be as limited in his
ability to concentrate at the hearing.
The Magistrate Judge found
that the ALJ did not make a medical assessment based on plaintiff’s
appearance at the hearing, and therefore the ALJ did not engage in
sit and squirm jurisprudence.
The Magistrate Judge also noted
that the ALJ articulated reasons for discrediting the severity of
plaintiff’s alleged symptoms unrelated to plaintiff’s demeanor at
the hearing.
The Magistrate Judge found that the ALJ properly weighed the
opinions of the state agency psychologists, and incorporated their
opinions in limiting plaintiff’s work.
The Magistrate Judge noted
that the ALJ included all of plaintiff’s mental limitations in his
hypothetical
identified,
to
the
vocational
expert,
and
after
the
ALJ
further
questioned
Dr.
Newton
- 7 -
jobs
were
regarding
plaintiff’s off task percentage based on plaintiff’s difficulty
concentrating.
The Magistrate Judge found that the ALJ properly weighed the
opinions of Dr. Ann Adams Psy.D. and Jennifer Meyer, Ph.D., the
agency consultants.
properly
assessed
The Magistrate Judge found that the ALJ
plaintiff’s
RFC
because
the
ALJ
included
limitations attributable to the moderate difficulties Drs. Adams
and
Meyer
found
with
regard
to
plaintiff’s
concentration,
persistence and pace.
The Magistrate Judge found that the ALJ erred in failing to
state the weight he gave to the first part of Dr. Wong’s opinion,
but that it was harmless because it was not error to give little
weight to the remainder of Dr. Wong’s opinions contained within
the forms.
The Magistrate Judge noted that plaintiff had not
established that he had greater limitations than the ALJ found,
and the limitations Dr. Wong identified were accounted for in
plaintiff’s RFC.
The Magistrate Judge found that the ALJ properly weighed Dr.
Wong’s opinion with regard to the mental RFC and mental disorders
checklists, and substantial evidence supported the reasoning.
The
Magistrate Judge found that the ALJ articulated sufficient reasons
for discounting Dr. Wong’s opinions in the forms, and substantial
evidence supported the weight given this portion of her opinions.
- 8 -
The
supported
Magistrate
the
ALJ’s
Judge
step
found
five
that
substantial
determination.
The
evidence
ALJ’s
RFC
determination mirrored the hypothetical posed to the vocational
expert, the vocational expert testified that his opinions were
consistent with the Dictionary of Occupational Titles, and the ALJ
found
that
the
vocational
expert
was
qualified
to
testify.
Therefore, the Magistrate Judge found that the ALJ’S finding that
plaintiff could perform the jobs of laundry worker, cleaner and
table worker was supported.
The Magistrate Judge found that the
ALJ’s determination that a significant number of jobs exist in the
national economy and reliance on the vocational expert was also
supported by substantial evidence.
IV. Medical Objections to the Report and Recommendation
A. State Agency Psychologists
Plaintiff
argues
that
Dr.
Adams
found
plaintiff
to
be
moderately limited in the ability to complete a normal workday and
workweek
without
interruptions
from
symptoms,
and
perform
consistent
to
at
a
psychologically
unreasonable number and length of rest periods.
pace
based
without
an
Plaintiff argues
that Dr. Meyer also found plaintiff moderately limited.
Plaintiff
argues that he could not perform work on a regular and continuing
basis due to these interruptions and rest periods.
Plaintiff
objects that the ALJ failed to discuss theses RFC limitations found
by the State agency psychologists.
- 9 -
Dr. Adams found that the restrictions on daily living were
mild, and that plaintiff had moderate difficulties in maintaining
social functioning, concentration, persistence or pace.
#16-3, Tr. 75.)
(Doc.
Dr. Adams found no significant understanding or
memory limitations, and found that plaintiff was not significantly
limited
in
his
ability
to
carry
out
very
short
and
instructions, or to carry out detailed instructions.
simple
Dr. Adams
found plaintiff was moderately limited in his ability to maintain
attention
and
concentration
for
extended
periods,
but
not
significantly limited in the ability to perform activities within
a schedule, maintain regular attendance, and be punctual within
customary tolerances.
(Id., Tr. 77.)
Dr. Adams noted plaintiff
was not significantly limited in his ability to sustain an ordinary
routine without special supervision, or the ability to make simple
work-related decisions, but plaintiff was moderately limited in
the ability to work in coordination with or in proximity to others
without
being
plaintiff
distracted
would
have
by
them.
moderate
Dr.
Adams
limitations
explained
working
in
that
close
proximity to others, and therefore moderate difficulty completing
work
days
without
interruptions
but
that
plaintiff
could
concentrate with regular breaks throughout the day if close or
frequent interactions with the public or with coworkers is limited.
(Id., Tr. 78.)
As to social interaction limitations, Dr. Adams
found that plaintiff was moderately limited in his ability to
- 10 -
accept instructions and respond appropriately to criticism from
supervisors.
(Id.)
Dr. Adams found plaintiff was moderately
limited in his ability to respond appropriately to changes in the
work
setting
but
that
plaintiff
can
set
realistic
goals
independently, and can avoid normal hazards and adapt to infrequent
changes in a work setting.
On
reconsideration,
(Id., Tr. 79.)
Dr.
Meyer
also
found
only
mild
restriction of activities of daily living. (Id., Tr. 122.)
Dr.
Meyer found that plaintiff was moderately limited in his ability
to maintain attention and concentration for extended periods, the
ability to work in coordination with or in proximity to others
without being distracted by them, and moderately able to complete
a normal workday and workweek.
found
that
plaintiff
was
(Id., Tr. 125-126.)
capable
of
sustaining
Dr. Meyer
attention
to
complete simple, repetitive tasks for 2 hour segments over an 8
hour work day.
(Id., Tr. 126.)
Dr. Meyer determined that
plaintiff would respond best to non-confrontational supervision,
and would have difficulty appropriately responding to changes in
high stress and fast-paced work environments but that plaintiff
was capable of adapting to simple or gradual changes.
(Id., Tr.
127.)
The ALJ found that plaintiff had moderate difficulties in
social functioning, and concentration, persistence or pace.
The
ALJ stated that he gave the State agency psychological consultants
- 11 -
significant weight, and stated that the limitations expressed by
Dr. Adams and Dr. Myer were reflected in plaintiff’s RFC.
#16-2, Tr. 26.)
(Doc.
The ALJ clearly reflected on the findings based
on the non-exertional limitations set for simple, routine, and
repetitive tasks, with few work place changes, and no required
interaction with members of the public, and no more than occasional
interaction with co-workers.
(Id., Tr. 24.)
The Court finds that
the decision is supported by substantial evidence.
The objection
is overruled.
B. Dr. Wong
Plaintiff argues that the ALJ failed to properly assess the
opinion
of
Dr.
Wong
because
he
overlooked
her
opinion
that
plaintiff had extreme limitations in the ability to complete a
normal workday and workweek without interruptions.
Plaintiff also
argues that the fact that Dr. Wong was arranged by counsel is not
reason to discount the opinion of the consultative examiner.
As a preliminary matter, there is nothing in the ALJ’s opinion
to support a conclusion that the ALJ considered and discounted Dr.
Wong’s opinion because she was arranged by counsel.
As further
discussed below, the ALJ gave little weight to the form reports,
but clearly considered the remaining findings.
This objection is
overruled.
Plaintiff
was
referred
to
LSW
Psychological
Services
by
counsel for a “limited focus psychological evaluation to determine
- 12 -
his suitability for social security benefits.”
527.)
Dr.
Wong
examined
plaintiff,
and
(Doc. #16-10, Tr.
found
he
adequately
followed directions and appeared to answer candidly, but required
a slower pace and extra time throughout the evaluation.
529.)
(Id., Tr.
Dr. Wong found that plaintiff exhibited mild difficulties
with an atypically low threshold for frustration when he was
discouraged, perceived his answer to be incorrect, or when he
appeared flustered while pressed to respond.
(Id., Tr. 529-530.)
Dr. Wong observed some symptoms of anxiety.
Plaintiff’s IQ fell
in the high average range, indicating an ability to learn new
things
and
Plaintiff
perform
was
better
found
to
than
his
demonstrate
peers.
(Id.,
high
average
efficiency and average cognitive fluency skills.
Tr.
530.)
cognitive
Plaintiff’s
ability to process simple information quickly fell in the average
range, and his short-term memory was in the high average range.
(Id., Tr. 531.)
Plaintiff’s long-term memory was in the low
average range, and he struggles to organize and store visual
information into long-term memory, and to recall that information.
However, plaintiff could retrieve learned knowledge once stored.
Dr. Wong also administered a personality test and assessed his
anxiety, depression, and panic related symptoms.
(Id., Tr. 531-
532.)
Dr.
Wong
diagnosed
disorder
with
fair
plaintiff
insight,
with
generalized
- 13 -
obsessive-compulsive
anxiety
disorder,
unspecified depressive disorder, unspecified personality disorder,
academic underachievement despite adequate cognitive potential,
and other problems related to psychosocial circumstances.
Tr. 533.)
(Id.,
The ALJ referenced the Summary of Results by Dr. Wong,
noting the finding that plaintiff tends to be distrustful and has
a tendency to be unsympathetic toward others.
532.)
(Id., Tr. 23, 25,
The ALJ further noted Dr. Wong found plaintiff had an
unstable sense of self and that he was emotionally reactive.
In
light of this evidence, the ALJ imposed limitations for simple,
routine and repetitive tasks in a work environment free of fastpaced production requirements, involving only simple work related
decisions with few if any work place changes and no required
interpersonal interaction.
(Id., Tr. 25.)
However, the form
reports completed by Dr. Wong were given little weight because
they are inconsistent with the treating source assessments – “which
are entitled to greater weight and are indicative of no more than
moderate limitations”, and inconsistent with Dr. Wong’s other
forms
showing
concentration.
slight
to
moderate
social
functioning
and
(Id., Tr. 25-26.)
The Mental Residual Functional Capacity Assessment (Doc. #1610, Tr. 538) checked off mostly moderate to mild for understanding
and
memory,
sustained
concentration
interaction, and adaptation.
and
persistence,
social
Dr. Wong checked extreme for only
one element of sustained concentration and persistence finding
- 14 -
that the ability to complete a normal workday and workweek without
interruptions from psychologically based symptoms and to perform
at a consistent pace without an unreasonable number and length of
rest periods.
It is this one inconsistent finding that plaintiff
argues the ALJ overlooked.
It is clear that the ALJ considered
the form but gave it little weight because of the inconsistency in
the one element with other findings.
The objection is overruled.
V. Vocational Objections to the Report and Recommendation
Plaintiff argues that the jobs identified by the vocational
expert do not comply with the RFC.
Plaintiff argues that the
three jobs require the ability to follow detailed instructions,
which conflicts with the RFC’s limitations.
Plaintiff argues that
the jobs carry a reasoning level of R2, and only jobs requiring a
reasoning level of R1 are limited to simple tasks.
The
ALJ
told
the
vocational
expert
that
plaintiff
had
testified to having difficulty at times concentrating, and that
his thoughts get scattered.
The ALJ asked the vocational expert
“[i]s there any degree of employer tolerance for an employee being
off task in unskilled, full-time competitive employment.”
The
vocational expert responded that it would be up to 10% of the
workday, so it would preclude full-time competitive employment.
(Doc. #16-2, Tr. 60.)
Counsel questioned the vocational expert
as to whether a reasoning level 2, which involves detailed but
involved written or oral instructions, would be inconsistent with
- 15 -
the limitation to simple instructions.
The vocational expert
testified “[n]ot necessarily” because of the type of work being
done, and that it would still be within the parameters of unskilled
and not detailed.
A
laundry
(Id., Tr. 62.)
worker,
a
cleaner,
and
all
have
a
specific
vocational preparation time (SVP) of 2, which ranges from anything
beyond
short
demonstration
up
to
and
including
1
month.
Dictionary of Occupational Titles (DOT), Appendix C: Components of
the Definition Trailer, § II, SVP).
All three jobs also are
unskilled work “which needs little or no judgment to do simple
duties that can be learned on the job in a short period of time”,
usually in 30 days.
20 C.F.R. § 404.1568(a).
Therefore unskilled
and a job with an SVP of 2 are consistent.
All three jobs also have a reasoning level of 2.
DOT,
Appendix C: Components of the Definition Trailer, § III, General
Educational Development (GED).
A reasoning level of 2 requires
the ability to “[a]pply commonsense understanding to carry out
detailed but uninvolved written or oral instructions.
Deal with
problems involving a few concrete variables in or from standardized
situations.”
(Doc. #22-1, Exh. A, p. 1.)
The vocational expert
addressed the reasoning level of 2 and stated that the occupations
would not be detailed because of the type of work involved.
The
Eleventh Circuit has noted that jobs with reasoning levels of 2 or
3 may also be jobs with simple tasks.
- 16 -
Chambers v. Comm'r of Soc.
Sec., 662 F. App'x 869, 873 (11th Cir. 2016).
The Court finds,
as in Chambers, that plaintiff has not shown that the jobs require
“more mental capacity than allowed for in the limitations outlined
by the ALJ.”
Id.
The objection is overruled.
Plaintiff also argues that the laundry worker job requires a
temperament level of V, but there was no testimony or apparent
conflict between the vocational expert’s testimony and the DOT,
which does not include temperament.
After
an
independent
review,
The objection is overruled.
the
Court
agrees
with
the
findings and recommendations in the Report and Recommendation.
Accordingly, it is now
ORDERED:
1.
The Report and Recommendation (Doc. #24) is accepted and
adopted by the Court.
2.
Plaintiff's Objection (Doc. #25) is OVERRULED.
3.
The Decision of the Commissioner of Social Security is
affirmed.
4.
The Clerk of the Court shall enter judgment accordingly
and close the file.
DONE and ORDERED at Fort Myers, Florida, this
of September, 2018.
- 17 -
13th
day
Copies:
Hon. Carol Mirando
U.S. Magistrate Judge
Counsel of Record
- 18 -
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