HORN v. CREWS
Filing
17
ORDER denying and dismissing with prejudice 1 Petition for writ of habeas corpus; the Clerk shall enter judgment and close the case. Signed by Judge Timothy J. Corrigan on 1/9/2017. (LPB)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
SEDRICK HORN,
Petitioner,
v.
Case No. 3:14-cv-603-J-32MCR
SECRETARY, FLORIDA
DEPARTMENT OF
CORRECTIONS, et al.,
Respondents.
ORDER
Petitioner Sedrick Horn, an inmate of the Florida penal system, initiated this
action by filing a pro se Petition (Doc. 1) for writ of habeas corpus pursuant to 28
U.S.C. § 2254.
Horn challenges his March 29, 2011, state court (Duval County,
Florida) convictions for sale and delivery of cocaine and marijuana, for which he
received concurrent sentences of twelve and five years imprisonment after entering
pleas of guilty.
Horn raises one ground for relief, premised on receiving
constitutionally ineffective assistance of counsel.
Respondents have responded.
See Answer to Petitioner’s Habeas Petition (Doc. 12) (Response). 1 Horn has replied.
See Petitioner’s Reply Pleading (Doc. 13) (Reply). This case is ripe for review.
Respondents also filed exhibits identified by letters A-O. See Doc. 13. The
Court refers to the exhibits as “Ex.” followed by their identifying letter.
1
I.
Procedural History
Horn filed an amended motion for postconviction relief in state court. 2 Ex. K
at 12-17. Pursuant to former Florida Rule of Criminal Procedure 3.850(d) (2012),
the state trial court summarily denied Horn’s motion without an evidentiary hearing
or responsive pleading from the State, finding that the “’files[ ] and records of the case
conclusively show that the movant is entitled to no relief. . . .’” 3 Ex. K at 28-56; 29.
Horn appealed to the First District Court of Appeal (Ex. K at 57-65), but no appellate
briefs were filed. The First District Court of Appeal summarily affirmed per curiam
without issuing a written opinion. Horn v. State, 134 So. 3d 455 (Fla. 1st DCA 2014);
Ex. L. Horn moved for rehearing (Ex. M), which the First District of Appeal denied
(Ex. N). The mandate issued on April 9, 2014. Ex. O.
II.
Exhaustion and Procedural Default
Before bringing a § 2254 habeas action in federal court, a petitioner must
exhaust all state court remedies that are available for challenging his state
conviction. See 28 U.S.C. § 2254(b), (c). To exhaust state remedies, the petitioner
must “fairly present[]” every issue raised in his federal petition to the state's highest
court, either on direct appeal or on collateral review. Castille v. Peoples, 489 U.S.
346, 351 (1989) (emphasis omitted).
As the United States Supreme Court has
Because Respondents fully set forth the procedural history, see Response at
1-2, the Court will limit its recitation.
2
Effective July 1, 2013, Florida Rule of Criminal Procedure 3.850 was revised,
and subsection (d) was substantially amended and redesignated as (f). In re
Amendments to Fla. Rules of Crim. Pro. and Fla. Rules of App. Pro., 132 So. 3d 734
(Fla. 2013).
3
2
explained:
Before seeking a federal writ of habeas corpus, a state
prisoner must exhaust available state remedies, 28 U.S.C.
§ 2254(b)(1), thereby giving the State the “‘“opportunity to
pass upon and correct” alleged violations of its prisoners’
federal rights.’” Duncan v. Henry, 513 U.S. 364, 365, 115
S.Ct. 887, 130 L.Ed.2d 865 (1995) (per curiam) (quoting
Picard v. Connor, 404 U.S. 270, 275, 92 S.Ct. 509, 30
L.Ed.2d 438 (1971)). To provide the State with the
necessary “opportunity,” the prisoner must “fairly present”
his claim in each appropriate state court (including a state
supreme court with powers of discretionary review),
thereby alerting that court to the federal nature of the
claim.
Duncan, supra, at 365-366, 115 S.Ct. 887;
O’Sullivan v. Boerckel, 526 U.S. 838, 845, 119 S.Ct. 1728,
144 L.Ed.2d 1 (1999).
Baldwin v. Reese, 541 U.S. 27, 29 (2004); see also Boerckel, 526 U.S. at 845 (“[S]tate
prisoners must give the state courts one full opportunity to resolve any constitutional
issues by invoking one complete round of the State's established appellate review
process.”)
Petitioners must “present their claims to the state courts such that the
reasonable reader would understand each claim’s particular legal basis and specific
factual foundation.” Kelley v. Sec’y for Dep’t of Corr., 377 F.3d 1317, 1344-45 (11th
Cir. 2004) (citing Picard, 404 U.S. at 277). As explained by the Eleventh Circuit:
[T]he prohibition against raising nonexhausted claims in
federal court extends not only to broad legal theories of
relief, but also to the specific assertions of fact that might
support relief. For example, habeas petitioners may not
present particular factual instances of ineffective
assistance of counsel in the federal petitions that were not
first presented to the state courts.
Id. at 1344. “In sum, to preserve a claim of ineffective assistance of counsel for
3
federal review, the habeas petitioner must assert this theory of relief and
transparently present the state courts with the specific acts or omissions of his
lawyers that resulted in prejudice.” Id. Thus,
[f]ederal habeas petitioners are undoubtedly on their
strongest footing with regard to the exhaustion
requirement when their federal claims are carbon copies of
the claims they presented to the state courts. Such
reproduction leaves no question that the claims presented
to the federal court are the same as those that were
presented to the state court. But we do not demand exact
replicas. We recognize that habeas petitioners are
permitted to clarify the arguments presented to the state
courts on federal collateral review provided that those
arguments remain unchanged in substance
Id. “The crux of the exhaustion requirement is simply that the petitioner must have
put the state court on notice that he intended to raise a federal claim.” Preston v.
Sec’y, Fla. Dep’t of Corr., 785 F.3d 449, 457 (11th Cir. 2015); see also French v.
Warden, Wilcox State Prison, 790 F.3d 1259, 1270-71 (11th Cir. 2015), cert. denied,
136 S. Ct. 815 (2016).
“[W]hen a petitioner has failed to exhaust his claim by failing to fairly present
it to the state courts and the state court remedy is no longer available, the failure
also constitutes a procedural bar.” McNair v. Campbell, 416 F.3d 1291, 1305 (2005)
(citing Coleman v. Thompson, 501 U.S. 722, 735 n.1 (1991); see also Boerckel, 526
U.S. at 848; Vazquez v. Sec’y, Fla. Dep’t of Corr., 827 F.3d 964, 966 (11th Cir. 2016).
Notwithstanding a procedural default, a federal court may still consider the claim if
a state habeas petitioner can show either (1) cause for and actual prejudice from the
default; or (2) a fundamental miscarriage of justice. Maples v. Thomas, 132 S.Ct.
912, 922 (2012) (citations omitted).
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“To establish ‘cause’ for procedural default, a petitioner
must demonstrate that some objective factor external to
the defense impeded the effort to raise the claim properly
in the state court.” Wright v. Hopper, 169 F.3d 695, 703
(11th Cir. 1999). To establish “prejudice,” a petitioner
must show that there is at least a reasonable probability
that the result of the proceeding would have been different.
Id.; Crawford v. Head, 311 F.3d 1288, 1327-28 (11th Cir.
2002).
Henderson v. Campbell, 353 F.3d 880, 892 (11th Cir. 2003).
III.
Standard of Review
The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA) governs
a state prisoner’s federal petition for habeas corpus. See 28 U.S.C. §2254; Ledford
v. Warden, Ga. Diagnostic & Classification Prison, 818 F.3d 600, 642 (11th Cir. 2016).
“‘The purpose of AEDPA is to ensure that federal habeas relief functions as a guard
against extreme malfunctions in the state criminal justice systems, and not as a
means of error correction.’” Id. (quoting Greene v. Fisher, 132 S. Ct. 38, 43 (2011)).
Under AEDPA, when a state court has adjudicated the
petitioner’s claim on the merits, a federal court may not
grant habeas relief unless the state court’s decision was
“contrary to, or involved an unreasonable application of,
clearly established Federal law, as determined by the
Supreme Court of the United States,” 28 U.S.C. §
2254(d)(1), or “was based on an unreasonable
determination of the facts in light of the evidence presented
in the State court proceeding,” id. § 2254(d)(2). A state
court’s factual findings are presumed correct unless
rebutted by clear and convincing evidence.
Id. §
2254(e)(1); Ferrell v. Hall, 640 F.3d 1199, 1223 (11th Cir.
2011).
. . . “It bears repeating that even a strong case for relief
does not mean the state court's contrary conclusion was
unreasonable.” [Harrington v. Richter, 562 U.S. 86, 101
(2011)] (citing Lockyer v. Andrade, 538 U.S. 63, 75, 123 S.
5
Ct. 1166, 155 L.Ed.2d 144 (2003)). The Supreme Court
has repeatedly instructed lower federal courts that an
unreasonable application of law requires more than mere
error or even clear error. See, e.g., Mitchell v. Esparza,
540 U.S. 12, 18, 124 S. Ct. 7, 157 L.Ed.2d 263 (2003);
Lockyer, 538 U.S. at 75 (“The gloss of clear error fails to
give proper deference to state courts by conflating error
(even clear error) with unreasonableness.”); Williams v.
Taylor, 529 U.S. 362, 410, 120 S. Ct. 1495, 146 L.Ed.2d 389
(2000) (“[A]n unreasonable application of federal law is
different from an incorrect application of federal law.”).
Bishop v. Warden, GDCP, 726 F.3d 1243, 1253-54 (11th Cir. 2013).
Before applying AEDPA deference, the federal habeas court must first identify
the last state court decision that evaluated the claim on the merits. See Wilson v.
Warden, Ga. Diagnostic Prison, 834 F.3d 1227, 1235 (11th Cir. 2016) (en banc);
Marshall v. Sec’y, Fla. Dep’t of Corr., 828 F.3d 1277, 1285 (11th Cir. 2016).
Regardless of whether the last state court provided a reasoned opinion, “it may be
presumed that the state court adjudicated the claim on the merits in the absence of
any indication or state-law procedural principles to the contrary.” 4 Richter, 562 U.S.
at 99; see also Johnson v. Williams, --- U.S. ---, 133 S. Ct. 1088, 1096 (2013).
Where the last adjudication on the merits is “‘unaccompanied by an
explanation,’ a petitioner’s burden under section 2254(d) is to ‘show [ ] there was no
reasonable basis for the state court to deny relief.’”
Wilson, 834 F.3d at 1235
(quoting Richter, 562 U.S. at 98). “[A] habeas court must determine what arguments
The presumption is rebuttable and may be overcome “when there is reason
to think some other explanation for the state court’s decision is more likely.”
Richter, 562 U.S. at 99-100; see also Williams, 133 S. Ct. at 1096-97. However, “the
Richter presumption is a strong one that may be rebutted only in unusual
circumstances.” Williams, 133 S. Ct. at 1096.
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or theories supported or, as here, could have supported, the state court’s decision; and
then it must ask whether it is possible fairminded jurists could disagree that those
arguments or theories are inconsistent with the holding in a prior decision of [the]
Court.” Richter, 562 U.S. at 102; see also Wilson, 834 F.3d at 1235; Marshall, 828
F.3d at 1285. To determine which theories could have supported the state appellate
court’s decision, the federal habeas court may look to a state trial court’s previous
opinion as one example of a reasonable application of law or determination of fact;
however, the federal habeas court is not limited to assessing the reasoning of the
lower court. Wilson, 834 F.3d at 1239. As such,
even when the opinion of a lower state court contains
flawed reasoning, [AEDPA] requires that [the federal
court] give the last state court to adjudicate the prisoner’s
claim on the merits “the benefit of the doubt,” Renico [v.
Lett, 449 U.S. 766, 733 (2010)] (quoting [Woodford v.
Visciotti, 537 U.S. 19, 24 (2002)]), and presume that it
“follow[ed] the law,” [Woods v. Donald, --- U.S. ---, 135 U.S.
1372, 1376 (2015)] (quoting Visciotti, 537 U.S. at 24).
Id. at 1238; see also Williams, 133 S. Ct. at 1101 (Scalia, J., concurring).
IV.
Ineffective Assistance of Counsel
To prevail on this claim, a petitioner “must meet both the deficient
performance and prejudice prongs of Strickland.” Wong v. Belmontes, 558 U.S. 15,
16 (2009) (per curiam) (citing Strickland v. Washington, 466 U.S. 668, 687 (1984)).
To establish deficient performance, a person
challenging a conviction must show that “counsel's
representation fell below an objective standard of
reasonableness.” 466 U.S. at 688, 104 S. Ct. 2052. A
court considering a claim of ineffective assistance must
apply a “strong presumption” that counsel's
representation was within the “wide range” of
7
reasonable professional assistance. Id., at 689, 104 S.
Ct. 2052. The challenger's burden is to show “that
counsel made errors so serious that counsel was not
functioning as the ‘counsel’ guaranteed the defendant
by the Sixth Amendment.” Id., at 687, 104 S. Ct. 2052.
With respect to prejudice, a challenger must
demonstrate “a reasonable probability that, but for
counsel's unprofessional errors, the result of the
proceeding would have been different. A reasonable
probability is a probability sufficient to undermine
confidence in the outcome.” Id., at 694, 104 S. Ct.
2052. It is not enough “to show that the errors had
some conceivable effect on the outcome of the
proceeding.” Id., at 693, 104 S. Ct. 2052. Counsel's
errors must be “so serious as to deprive the defendant
of a fair trial, a trial whose result is reliable.” Id., at
687, 104 S. Ct. 2052.
Richter, 562 U.S. at 104. Since both prongs of the two-part Strickland test must be
satisfied to show a Sixth Amendment violation, “a court need not address the
performance prong if the petitioner cannot meet the prejudice prong, and vice-versa.”
Ward v. Hall, 592 F.3d 1144, 1163 (11th Cir. 2010) (citation omitted); see also Lynch
v. Sec’y, Fla. Dep’t of Corr., 776 F.3d 1209, 1228 n.14 (11th Cir. 2015).
The two-part Strickland test applies to challenges to the validity of guilty pleas
based on ineffective assistance of counsel. Hill v. Lockhart, 474 U.S. 52, 58 (1985).
The petitioner must demonstrate that counsel’s performance was deficient. See id.
at 56-59; Lynch, 776 F.3d at 1218. To establish prejudice, the petitioner “must show
that there is a reasonable probability that, but for counsel’s errors, he would not have
pleaded guilty and would have insisted on going to trial.”
Id. at 59 (footnote
omitted); Lynch, 776 F.3d at 1218. Alternatively, where a plea offer has lapsed or
been rejected because of counsel’s deficient performance, the petitioner must “show a
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reasonable probability that the end result of the criminal process would have been
more favorable by reason of a plea to a lesser charge or sentence of less prison time.”
Missouri v. Frye, -- U.S. --, --, 132 S. Ct. 1399, 1409 (2012). A complete showing of
prejudice in this circumstance requires the petitioner to show a reasonable
probability that he would have accepted the earlier plea offer and that neither the
prosecution nor the court would have prevented the offer from being accepted or
implemented. Id. at 1410.
Finally, a state court's adjudication on the merits of an ineffectiveness claim is
accorded great deference under AEDPA.
The question “is not whether a federal court believes
the state court's determination” under the Strickland
standard “was incorrect but whether that
determination was unreasonable - a substantially
higher threshold.” Schriro, supra, at 473, 127 S. Ct.
1933. And, because the Strickland standard is a
general standard, a state court has even more latitude
to reasonably determine that a defendant has not
satisfied that standard. See Yarborough v. Alvarado,
541 U.S. 652, 664, 124 S. Ct. 2140, 158 L.Ed.2d 938
(2004) (“[E]valuating whether a rule application was
unreasonable requires considering the rule's
specificity. The more general the rule, the more leeway
courts have in reaching outcomes in case-by-case
determinations”).
Knowles v. Mirzayance, 556 U.S. 111, 123 (2009). Thus, the standards created by
Strickland and § 2254(d) are both highly deferential, “and when the two apply in
tandem, review is ‘doubly’ so[.]” Richter, 562 U.S. at 105 (quoting Knowles, 556 U.S.
at 123).
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V.
Evidentiary Hearing
“In deciding whether to grant an evidentiary hearing, a federal court must
consider whether such a hearing could enable an applicant to prove the petition’s
factual allegations, which, if true, would entitle the applicant to federal habeas
relief.” Schriro v. Landrigan, 550 U.S. 465, 44 (2007) (citation omitted). “It follows
that if the record refutes the applicant’s factual allegations or otherwise precludes
habeas relief, a district court is not required to hold an evidentiary hearing.” Id.
Because this Court can “adequately assess [Petitioner’s] claim[s] without further
factual development,” Turner v. Crosby, 339 F.3d 1247, 1275 (11th Cir. 2003), an
evidentiary hearing will not be conducted.
VI.
Findings of Fact and Conclusions of Law
A. Exhaustion
Horn asserts in his Petition that he had an “involuntary plea agreement
predicated on misadvice of defense counsel that mislead (sic) defendant as to the
consequences of his plea.”
Doc. 1 at 5.
Specifically, he contends that defense
counsel misled him “as to the length of prison sentence he would receive by entering
into an open plea to the trial court where the state would recommend a sentence of
two to five years; however no such recommendation was made and Defendant was
sentenced to an overall term of twelve years imprisonment.” 5 Id. Horn does not
Horn fails to cite the Sixth Amendment or even the common term,
“ineffective assistance of counsel” in his federal Petition. However, he does
articulate that he received “misadvice of defense counsel” and that he was “mislead
(sic) by defense counsel.” Doc. 1 at 5. The federal constitutional claim was,
however, clearly identified in his state motion, see Ex. K at 13. Giving Horn the
5
10
articulate how the outcome would have been different absent counsel’s alleged
deficient performance. In short, Horn claims that he entered an open plea with the
expectation that the State would recommend a sentence of two to five years, and that
counsel performed deficiently by misleading him as to the consequences of the plea. 6
In his state motion for postconviction relief, Horn asserted that his “nolo
contendere plea was not voluntary, competent, or intelligently entered as a proximate
result of being deprived of effective assistance of counsel, in violation of the 6th and
the 14th Amendment of the United States Constitution.” 7 Ex. K at 13. Specifically,
he contended that “[c]ounsel affirmatively misadvised and represented to Defendant
that the State had offered a term of two to five years upon the entry of a guilty or nolo
benefit of the doubt, the Court will consider his Petition as fairly presenting a federal
constitutional claim.
In Horn’s Reply (Doc. 13), he alleges for the first time specific details
regarding alleged plea negotiations. He asserts that his first attorney negotiated a
thirty-six month plea offer but agreed to return to the State to ask for less time. Doc.
13 at 2. Subsequently, his second attorney also approached him with the thirty-six
month offer and likewise decided to return to the State to ask for less time. Horn
asserts that at the next court appearance, the State offered a two year sentence to
dispose of the case. He contends, for the first time, that his attorney advised him “to
turn down the favorable two year offer because after consulting with the trial judge
in chambers, the judge had promised to impose a sentence lesser than 2 years if the
petitioner enters an open guilty plea and lie about any promises during the plea
colloquy.” Doc. 13 at 3. In sum, Horn now contends for the first time in his Reply
that he rejected a negotiated offer for two years, knowingly lied during the plea
colloquy on the advice of counsel, and expected to receive a sentence of less than two
years. As Horn raises these arguments for the first time in his Reply brief, the Court
declines to consider the merits, see Herring v. Sec’y, Dep’t of Corr., 397 F.3d 1338,
1342 (11th Cir. 2005), although the Court notes the inconsistencies between Horn’s
Reply, the Petition, and the state motion and is generally skeptical of such
latebreaking assertions.
6
Despite Horn’s assertion that he pled nolo contendere, the record reflects that
he pled guilty. See Ex. K at 34-36.
7
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contendere plea, which he accepted such representation.”
Id. at 13.
He also
asserted that “[c]ounsel misrepresented to the Court that the nolo contendere plea
was an ‘open plea’ when, in fact, it was a negotiated plea offer with the State that
induced him to forego jury trial and enter the plea in his best interest.” Id. at 14.
Furthermore, he contended that “[d]efense counsel never presented to the Court the
gist of the plea negotiation with the State and the ‘deal’ for his induced plea and
indicated it was an ‘open plea.’” Id. He claimed that counsel performed deficiently
by “induc[ing], encourage[ing], or badger[ing]” him into a nolo contendere plea and
waiver of jury trial.
Id.
He asserted that absent the deficient performance of
counsel, “he would not have entered the nolo contendere plea and would have
proceeded to trial by jury.” Id. In other words, Horn claimed that he was induced
to enter a negotiated plea that guaranteed a sentence of two to five years, and that
counsel performed deficiently by misrepresenting to the court that it was an open
plea and failing to present the “deal” to the court. 8
Respondents contend that Horn presents a different claim in his federal
Petition than he presented in his state motion for postconviction relief and that his
new federal claim is unexhausted and procedurally defaulted.
Response at 8.
Indeed, there is a difference between alleging that counsel misled him as to the
consequences of an open plea and alleging that counsel induced him to enter a
negotiated plea but failed to present the agreement to the court. Either way, and for
Reading Horn’s state claim liberally, the Court acknowledges the possibility
that he may have also implied that counsel performed deficiently by misrepresenting
the “deal” to him. See Ex. K at 13.
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12
whatever reason, Horn claims that he expected a sentence of two to five years and
received a sentence of twelve years. 9 In that sense, Horn’s state and federal claims
are similar and overlap to some extent, and the gravamen of his complaint is the
same. But while Horn may clarify the arguments he presented to the state courts,
he may not change the substance of his arguments on federal collateral review. See
Kelley, 377 F.3d at 1344. He may not present broad legal theories of relief or specific
assertions of fact that might support relief in his federal Petition if he did not present
them first to the state courts.
different hue.”
Id.
His claims may not “assume[ ] a strikingly
Id. at 1347. The Court, however, need not decide this question.
Even if the claim is unexhausted, the Court may deny Horn’s claim “on the merits,
notwithstanding the failure of the applicant to exhaust the remedies of the State.”
28 U.S.C. § 2254(b)(2). To that end, the Court will address the merits.
B. Merits
The state trial court identified the two-pronged Strickland standard for claims
of ineffective assistance of counsel. The court also acknowledged that a defendant
may not seek to go behind his sworn testimony at a plea hearing in a postconviction
motion. The court then found that Horn’s claim was conclusively refuted by the
record in the case for the following reasons:
First, [the Defendant] cannot go behind his own
sworn testimony. During the plea colloquy, the Defendant
stated that he understood that he was facing up to 15 years
and that he wanted to enter a plea. (Ex. C, pp. 5-6). He
stated that no one had promised him anything to enter his
In his Reply, he claims that he expected a sentence of less than two years.
Doc. 13 at 3.
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plea. (Id. at p.6). Most significantly, he testified that no
one, including his attorney, had promised or suggested that
he would receive a certain sentence. (Id. at pp. 6-7).
Finally, after the trial court confirmed that he had received
no promises, the Defendant, again, acknowledged that he
knew he was facing up to 15 years if he entered his plea.
(Id. at p.7).
Additionally, the Defendant was standing in open
court when his attorney made the following statement:
“At this time Your Honor, my client has authorized me to
withdraw his plea of not guilty and enter a plea of guilty.
There is no agreed upon disposition with the State so
we’d [sic] ask that this be set out for a sentencing
hearing in a week or two.” (Id. at p.3) (emphasis
supplied). Further, the Defendant acknowledged that he
had received and signed a “blue form” that sets out a
defendant’s rights. (Id. at p.7). The “blue form” clearly
states 1) “I have not been offered any hope of reward, better
treatement, or certain type of sentence to get me to enter
this plea. I have not been promised by anyone, including
my attorney, that I would actually serve any certain
amount of time;” and 2) “This form represents the sole and
complete agreement between myself and the State.” (Ex.
A). All of this occurred during the plea colloquy where the
Defendant confirmed that he had graduated, could read
and write, was not under the influence of any drug or
alcoholic beverage, and had not been coerced or threatened
by anyone to enter his plea. (Ex. C, ppp. 6-8).
On this record, the Defendant cannot possibly claim
that, somehow, he was mislead by his attorney that there
was, in fact, a negotiated plea deal with the State for a
sentencing range between 2 and 5 years. The court did
not simply make the Defendant aware of the maximum
sentence he was facing, but asked him directly whether
anyone, including his attorney had promised that he would
receive a certain sentence. Cf., Ely v. State, 13 So.3d 167,
168 (Fla. 2d DCA 2009) (explaining defendant’s awareness
of maximum sentence does not conclusively refute
defendant’s claim of ineffective assistance when
allegations involve advice from attorney that defendant’s
sentence would be much less than maximum). Defendant
was standing in open court when his attorney said that the
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plea was given without any agreed upon disposition and he
signed a written form that essentially acknowledged the
same. Relief is denied as to Ground I.
Ex. K at 29-31. The First District Court of Appeal affirmed per curiam without
written opinion. Ex. L.
The Court presumes that the First District Court of Appeal’s summary
affirmance was on the merits.
See Richter, 562 U.S. at 99-100.
Therefore, the
adjudication is entitled to deference under § 2254(d), and the Court applies the
Richter test to determine which arguments or theories could have supported the
appellate court’s decision. Wilson, 834 F.3d at 1235; see also Marshall, 828 F.3d at
1285. In this endeavor, the Court may rely on the state trial court’s opinion as one
example of a reasonable application of law, but the Court is not limited to assessing
the reasoning of the state trial court. See Wilson, 834 F.3d at 1239. The Court also
gives the First District Court of Appeal the benefit of the doubt and presumes that it
followed the law in affirming the state trial court’s denial of Horn’s claim. See id. at
1238.
A defendant’s solemn declarations in court carry a strong presumption of truth.
Blackledge v. Allison, 431 U.S. 63, 74 (1977); see also Winthrop-Redin v. United
States, 767 F.3d 1210, 1217 (11th Cir. 2014) (stating that defendants who make
statements under oath at a plea colloquy bear a heavy burden to show his statements
were false) (quotation and citation omitted). Thus, the defendant’s representations
at the plea hearing “constitute a formidable barrier in any subsequent collateral
proceedings.” Id. at 73-74; see also Stano v. Dugger, 921 F.2d 1125, 1152 (11th Cir.
15
1991) (recognizing that the record of the plea proceedings may contradict any
subsequent claim that counsel’s representation was deficient).
As such, “[t]he
subsequent presentation of conclusory allegations unsupported by specifics is subject
to summary dismissal, as are contentions that in the face of the record are wholly
incredible.” Allison, 431 U.S. at 74.
Horn presented no evidence contradicting the transcript of the plea colloquy.
In describing his claim, he described no detailed facts but rather asserted conclusions.
Given his statements under oath at the plea colloquy, Horn “[could not] possibly claim
that, somehow, he was mislead by his attorney that there was, in fact, a negotiated
plea deal with the State for a sentencing range between 2 and 5 years.” Ex. K at 31.
Likewise, the record of the plea colloquy refutes Horn’s altered claim in his federal
Petition that he entered an open plea with the expectation that the State would
recommend a sentence of two to five years, and that counsel performed deficiently by
misleading him as to the consequences of the plea. Horn has not demonstrated that
counsel performed deficiently, and even if he had properly pled prejudice in his
federal Petition, he has not demonstrated prejudice under either Hill or Frye. In
sum, “a competent, knowledgeable defendant can make an informed, voluntary choice
to plead guilty and [ ] he subsequently cannot fault his attorney for ineffective
assistance of counsel after receiving an unexpected sentence.” Stano, 921 F.2d at
1154.
The state trial court’s opinion provided a reasonable basis for the First District
Court of Appeal’s summary affirmance.
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The state trial court’s finding that the
record conclusively refuted Horn’s allegations was neither contrary to nor an
unreasonable application of clearly established federal law, nor was it based on an
unreasonable determination of the facts in light of the evidence presented. Horn’s
Petition is due to be denied.
Accordingly it is hereby
ORDERED:
1. Horn’s Petition Under § 2254 for Writ of Habeas Corpus (Doc. 1) is
DENIED, and this action is DISMISSED WITH PREJUDICE.
2. The Clerk of Court shall enter judgment denying the Petition and
dismissing this case with prejudice.
3. If Horn appeals the denial of the Petition, the Court denies a certificate of
appealability. 10 Because this Court has determined that a certificate of
appealability is not warranted, the Clerk of the Court shall terminate
from the pending motions report any motion to proceed on appeal as a
pauper that may be filed in this case. Such termination shall serve as a
denial of the motion.
This Court should issue a certificate of appealability only if the Petitioner
makes “a substantial showing of the denial of a constitutional right.” 28
U.S.C. § 2253(c)(2). To make this substantial showing, Petitioner “must
demonstrate that reasonable jurists would find the district court’s assessment
of the constitutional claims debatable or wrong,” Tennard v. Dretke, 542 U.S.
274, 282 (2004) (quoting Slack v. McDaniel, 529 U.S. 473, 484 (2000)), or that
“the issues presented were ‘adequate to deserve encouragement to proceed
further.’” Miller-Eli v. Cockrell, 537 U.S. 322, 335-36 (2003) (quoting Barefoot
v. Estelle, 463 U.S. 880, 893 n.4 (1983)). Here, after consideration of the
record as a whole, a certificate of appealability is not warranted.
10
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4. The Clerk of the Court shall close this case.
DONE AND ORDERED in Jacksonville, Florida this 9th day of January,
2017.
lpb
Copies to:
Sedrick Horn, DOC # U33804
Counsel of record
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