Wells v. Commissioner of Social Security
Filing
22
OPINION AND ORDER: The Commissioner's decision is REVERSED and REMANDED pursuant to sentence four of 42 U.S.C. § 405(g). The Clerk shall enter judgment and close the file. Signed by Magistrate Judge Monte C. Richardson on 3/13/2017. (ADM)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
SONYA ROSE GRIER WELLS,
Plaintiff,
v.
CASE NO. 3:15-cv-1179-J-MCR
ACTING COMMISSIONER OF THE
SOCIAL SECURITY ADMINISTRATION,
Defendant.
________________________________/
MEMORANDUM OPINION AND ORDER1
THIS CAUSE is before the Court on Plaintiff’s appeal of an administrative
decision denying her application for a period of disability and disability insurance
benefits (“DIB”). Plaintiff alleges she became disabled on March 1, 2009. (Tr.
199.) A hearing was held before the assigned Administrative Law Judge (“ALJ”)
on October 2, 2014, at which Plaintiff was represented by an attorney. (Tr. 3480.) The ALJ found Plaintiff not disabled from March 1, 2009 through November
3, 2014, the date of the decision.2 (Tr. 14-26.)
In reaching the decision, the ALJ found that Plaintiff had “the following
severe impairments: chronic anemia, diabetes mellitus, degenerative disc
disease, obesity, arthroplasty, an affective disorder, neuropathy and gastritis.”
1
The parties consented to the exercise of jurisdiction by a United States
Magistrate Judge. (Docs. 11, 14.)
2
Plaintiff had to establish disability on or before December 31, 2014, her date
last insured, in order to be entitled to a period of disability and DIB. (Tr. 14.)
(Tr. 16.) The ALJ also found that Plaintiff had the residual functional capacity
(“RFC”) to perform a reduced range of sedentary work. (Tr. 19.)
Plaintiff is appealing the Commissioner’s decision that she was not
disabled from March 1, 2009 through November 3, 2014. Plaintiff has exhausted
her available administrative remedies and the case is properly before the Court.
The Court has reviewed the record, the briefs, and the applicable law. For the
reasons stated herein, the Commissioner’s decision is REVERSED and
REMANDED.
I.
Standard
The scope of this Court’s review is limited to determining whether the
Commissioner applied the correct legal standards, McRoberts v. Bowen, 841
F.2d 1077, 1080 (11th Cir. 1988), and whether the Commissioner’s findings are
supported by substantial evidence, Richardson v. Perales, 402 U.S. 389, 390
(1971). “Substantial evidence is more than a scintilla and is such relevant
evidence as a reasonable person would accept as adequate to support a
conclusion.” Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 1158 (11th Cir.
2004). Where the Commissioner’s decision is supported by substantial evidence,
the district court will affirm, even if the reviewer would have reached a contrary
result as finder of fact, and even if the reviewer finds that the evidence
preponderates against the Commissioner’s decision. Edwards v. Sullivan, 937
F.2d 580, 584 n.3 (11th Cir. 1991); Barnes v. Sullivan, 932 F.2d 1356, 1358 (11th
2
Cir. 1991). The district court must view the evidence as a whole, taking into
account evidence favorable as well as unfavorable to the decision. Foote v.
Chater, 67 F.3d 1553, 1560 (11th Cir. 1995); accord Lowery v. Sullivan, 979 F.2d
835, 837 (11th Cir. 1992) (stating the court must scrutinize the entire record to
determine the reasonableness of the Commissioner’s factual findings).
II.
Discussion
Plaintiff argues that the ALJ erred in assigning minimal weight to the
opinions of Drs. Goldman and Reno, who treated Plaintiff, and the opinions of Dr.
McCloskey, who performed a consultative examination of Plaintiff. Plaintiff
asserts that the opinions of these doctors establish far greater limitations than
assessed by the ALJ in the RFC, particularly with respect to lifting, standing,
walking, sitting, and the requirement to alternate between these positions.
Plaintiff also asserts that the opinions of these doctors are consistent with the
underlying record and with each other, and these doctors provided the only
opinions from treating/examining sources regarding Plaintiff’s work-related
limitations. Plaintiff further argues that the ALJ’s credibility finding is deficient as
a matter of law because he did not consider Plaintiff’s 25-year exemplary work
history before finding her not credible. Defendant responds that the ALJ properly
discounted the opinions of Drs. Goldman, Reno, and McCloskey, and properly
concluded that Plaintiff’s allegations concerning her subjective symptoms were
inconsistent with the evidence of record.
3
A.
The Opinions of Drs. Goldman, Reno, and McCloskey
On August 14, 2010, Dr. James McCloskey conducted a consultative
examination of Plaintiff. (Tr. 723-27.) Under Functional Limitations, Dr.
McCloskey noted:
The claimant reports functional limitations of sitting 10-15 minutes,
standing 10 minutes, walking a few feet and lifting and carrying 2
pounds frequently and 4 pounds occasionally with limitations due to
back and right leg pain and feet weakness. The claimant reports
other limitations such as fastening her bra and traveling long
distances.
(Tr. 724.)
On examination, Plaintiff “had an unsteady, asymmetric gait favoring the
right lower extremity,” her “lower extremity strength was difficult to assess
secondary to pain,” there was “[d]ecreased sensation over the plantar surface of
the feet bilaterally,” and “[t]he straight leg test was positive at 15 degrees on the
right and 25 degrees on the left.” (Tr. 726.) Further, the musculoskeletal
examination demonstrated, in relevant part, that:
The claimant was able to lift, carry and handle light objects. The
claimant was unable to squat and rise from that position. The
claimant was able to rise from a sitting position without assistance
with difficulty getting up and down from the exam table. The
claimant was able to walk on heels and unable to walk on toes.
Tandem walking was not achieved, and the claimant could not stand
or hop on either foot bilaterally. The claimant could not dress and
undress adequately well; she required assistance from her daughter
in dressing in the morning and was not able to secure her bra.
(Tr. 726-27.) Dr. McCloskey continued: “Range of motion in the hip and lower
4
extremity was difficult to assess secondary to pain and the limited range of
motion observed above was most likely secondary to pain and not true limited
range of motion of the joint itself.” (Tr. 727.)
The doctor’s impression was as follows:
The claimant provided us with her best effort during the examination.
The claimant can be expected to sit for two hours, stand for 30
minutes and walk for 15 minutes at a time in an eight-hour workday
before requiring a break. These limitations are due to lower back
pain and radiculopathy. The claimant does not need an assistive
device with regards to short and long distances and uneven terrain.
The claimant can be expected to carry 5 pounds frequently and 10
pounds occasionally. There are limitations on bending, stooping,
crouching, and so on and the claimant will be able to perform these
occasionally. These limitations are due to lower back pain,
radiculopathy and limited range of motion. There are no
manipulative limitations on reaching, handling, feeling, grasping,
fingering, and the claimant will be able to perform these frequently.
(Id.)
Dr. Andrew Reno, a chiropractic doctor, has treated Plaintiff since April 9,
2010 for severe low back pain, right leg pain, and bilateral foot pain. (See Tr.
729.) She was diagnosed with disc displacement, sciatica, lumbar disc
degeneration, and spasm of muscle. (Id.) In a September 1, 2010 letter to Dr.
Powell, Dr. Reno summarized Plaintiff’s treatment as follows:
[Plaintiff] was initially treated with manipulation, progressive
rehabilitation and modalities[,] including ultrasound combined with
muscle stimulation. After her first three visits[,] both back and leg
pain [were] reduced by 50%. Mrs. Wells then lost her brother and
missed two appointments to attend his funeral. At the funeral, Mrs.
Wells’ husband Gregory died during the eulogy.
5
Upon her return to the office[,] pain did elevate to its previous level
and did not respond to the previous[ly] mentioned treatments. Nonsurgical spinal decompression was then utilized and improvements
were again seen in [the] low back and right leg pain. However[,] no
change was seen in foot pain.
Due to the complication of her case[,] I referred her to Dr. Powell’s
MD office in order to have one physician in control of her
[medications] as well as perform any new testing deemed necessary.
I feel an EMG could give a clearer view of the foot pain because it
does present as neurological problem associated with diabetes.
Mrs. Wells reports she is sleeping the best she has in months due to
the decrease in pain. She[,] at this time[,] considers three to four
hours a good night sleep compared to what she has been used to. I
would[,] however[,] like to see at least an increase of an additional
two hours per night.
(Tr. 729-30.) In conclusion, Dr. Reno stated: “Mrs. Wells has applied to
Department of Rehabilitative Services for benefits and I have forwarded all notes.
At this time[,] I strongly recommend her to not return to work. With her current
pain level and presentation[,] I don’t feel she could even drive safely to get there.”
(Tr. 730.)
On September 22, 2014, nurse practitioner Joan Rellmore and Dr. David
Goldman co-signed a “Medical Opinion Re: Ability to Do Work-Related Activities
(Physical).” (Tr. 1776-77.) They opined that Plaintiff could lift and carry less than
ten pounds occasionally and frequently due to back pain and neuropathy, could
stand and walk for less than two hours in an eight-hour workday, and could sit for
less than two hours in an eight-hour workday. (Tr. 1776.) Further, Plaintiff could
sit for 45 minutes and stand for 15 minutes before changing position, she would
6
need to walk around every 15 minutes for 5 minutes, she would need the
opportunity to shift positions at will, and would sometimes need to lie down at
unpredictable intervals every four hours. (Id.) These limitations were due to
radiculopathy from back pain, lesion in the left T7 vertebrae, and weakness in the
legs. (Id.)
Dr. Goldman and nurse practitioner Rellmore also opined that Plaintiff
could occasionally twist, stoop (bend), crouch, and climb stairs, but never
ladders, due to neuropathy and back pain. (Tr. 1777.) They further opined that
Plaintiff’s reaching, fingering (fine manipulation), handling (gross manipulation),
and feeling were affected by her impairment. (Id.) They added that Plaintiff’s
symptoms were severe enough to constantly interfere with attention and
concentration, that she would be absent from work more than four days per
month due to her impairments or treatment, and that her symptoms and
limitations began in 2007. (Id.)
B.
Standard for Evaluating Opinion Evidence
The ALJ is required to consider all the evidence in the record when making
a disability determination. See 20 C.F.R. § 404.1520(a)(3). With regard to
medical opinion evidence, “the ALJ must state with particularity the weight given
to different medical opinions and the reasons therefor.” Winschel v. Comm’r of
Soc. Sec., 631 F.3d 1176, 1179 (11th Cir. 2011). Substantial weight must be
given to a treating physician’s opinion unless there is good cause to do otherwise.
7
See Lewis v. Callahan, 125 F.3d 1436, 1440 (11th Cir. 1997).
“‘[G]ood cause’ exists when the: (1) treating physician’s opinion was not
bolstered by the evidence; (2) evidence supported a contrary finding; or (3)
treating physician’s opinion was conclusory or inconsistent with the doctor’s own
medical records.” Phillips v. Barnhart, 357 F.3d 1232, 1240-41 (11th Cir. 2004).
When a treating physician’s opinion does not warrant controlling weight, the ALJ
must nevertheless weigh the medical opinion based on: (1) the length of the
treatment relationship and the frequency of examination, (2) the nature and
extent of the treatment relationship, (3) the medical evidence supporting the
opinion, (4) consistency of the medical opinion with the record as a whole, (5)
specialization in the medical issues at issue, and (6) any other factors that tend to
support or contradict the opinion. 20 C.F.R. § 404.1527(c)(2)-(6).
Although a treating physician’s opinion is generally entitled to more weight
than a consulting physician’s opinion, see Wilson v. Heckler, 734 F.2d 513, 518
(11th Cir. 1984) (per curiam); 20 C.F.R. § 404.1527(c)(2), “[t]he opinions of state
agency physicians” can outweigh the contrary opinion of a treating physician if
“that opinion has been properly discounted,” Cooper v. Astrue, 2008 WL 649244,
*3 (M.D. Fla. Mar. 10, 2008). Further, “the ALJ may reject any medical opinion if
the evidence supports a contrary finding.” Wainwright v. Comm’r of Soc. Sec.
Admin., No. 06-15638, 2007 WL 708971, *2 (11th Cir. Mar. 9, 2007) (per curiam).
See also Sryock v. Heckler, 764 F.2d 834, 835 (11th Cir. 1985) (per curiam)
8
(same).
Evidence from other sources, e.g., not acceptable medical sources such as
nurse-practitioners, may be used to show the severity of a claimant’s impairments
and how it affects the claimant’s ability to work. 20 C.F.R. § 404.1513(d); SSR
06-03p. “Since there is a requirement to consider all relevant evidence in an
individual’s case record, the case record should reflect the consideration of
opinions from medical sources who are not ‘acceptable medical sources’ and
from ‘non-medical sources’ who have seen the claimant in their professional
capacity.” SSR 06-03p.
The weight to which such evidence may be entitled will vary
according to the particular facts of the case, the source of the
opinion, including that source’s qualifications, the issue(s) that the
opinion is about, and many other factors . . . . However, depending
on the particular facts in a case, and after applying the factors for
weighing opinion evidence, an opinion from a medical source who is
not an “acceptable medical source” may outweigh the opinion of an
“acceptable medical source,” including the medical opinion of a
treating source.
Id.; see also Duncan v. Astrue, Case No. 3:07-cv-751-J-HTS, 2008 WL 1925091,
*2 (M.D. Fla. Apr. 29, 2008) (citing SSR 06-03p); Sloan v. Astrue, 499 F.3d 883,
888-89 (8th Cir. 2007) (same).
C.
The ALJ’s Decision
The ALJ found that Plaintiff had the RFC to perform sedentary work,3
3
“The regulations define sedentary work as involving lifting no more than 10
pounds at a time and occasionally lifting or carrying articles like docket files, ledgers,
(continued...)
9
except:
[T]he claimant can lift 10 lbs. occasionally and up to 10 lbs.
frequently. Further, the claimant can occasionally climb ramps and
stairs. In addition, she can occasionally balance, stoop, kneel and
crawl. Moreover, the claimant can never climb ladders, ropes or
scaffolds. In addition, she can never crouch. Further, the claimant
must avoid all exposure to hazards, including dangerous machinery,
temperature extremes, humidity and wetness. Finally, the claimant
is limited to unskilled (SVP 2) work.
(Tr. 19.)
In making this finding, the ALJ discussed Plaintiff’s subjective complaints
and the medical evidence, including the opinions of Drs. Goldman, Reno, and
McCloskey. (Tr. 20-24.) With respect to the opinions of Dr. Goldman and nurse
practitioner Rellmore, the ALJ stated:
The undersigned has evaluated the opinion of Joan Rellmore, a
nurse practitioner (Exhibit 26F). The undersigned notes, pursuant to
the Code, that a nurse practitioner is not an acceptable medical
source . . . . In addition, only acceptable medical sources can give
medical opinions . . . . However, in this case, as requested in the
form itself, the form has apparently been co-signed by a medical
doctor. This fact makes the opinion as if the doctor himself authored
it, and it is therefore deemed to be from an acceptable medical
source. However, just because an opinion is from an acceptable
3
(...continued)
and small tools. Although sitting is involved, a certain amount of walking and standing
is often necessary in carrying out job duties. Jobs are sedentary if walking and
standing are required occasionally and other sedentary criteria are met. By its very
nature, work performed primarily in a seated position entails no significant stooping.
Most unskilled sedentary jobs require good use of the hands and fingers for repetitive
hand-finger actions. ‘Occasionally’ means occurring from very little up to one-third of the
time. Since being on one’s feet is required ‘occasionally’ at the sedentary level of
exertion, periods of standing or walking should generally total no more than about 2
hours of an 8-hour workday, and sitting should generally total approximately 6 hours of
an 8-hour workday.” SSR 83-10.
10
medical source does not make it persuasive. In this case, it is not
clear if this doctor ever treated or examined the claimant. Moreover,
even if he did treat her at some point, there does not appear to be a
long term treating relationship. Further, the opinion is not consistent
with the record as a whole, or even the treatment notes form [sic] the
doctor’s own clinic. Therefore, the undersigned gives this opinion
little weight.
(Tr. 23.)
The ALJ next discussed Dr. Reno’s opinions as follows:
The undersigned has also evaluated the opinion of chiropractor
Andrew Reno (Exhibit 8F). On September 1, 2010, the chiropractor
wrote a letter indicating that the claimant could not return to work.
However, other than postulating that the claimant could not drive, the
chiropractor gave no specific limitations that the claimant’s
diagnoses caused. In addition, the chiropractor’s findings are not
consistent with the evidence as a whole. As noted above, the
ultimate determination of disability is reserved to the Commissioner
pursuant to SSR 96-5p. In addition, this opinion is overly vague and
offers little probative value as to the claimant’s actual abilities.
Therefore, the undersigned gives this opinion little weight.
(Tr. 23-24.)
With respect to Dr. McCloskey’s opinions, the ALJ stated:
On August 14, 2010, the doctor examined the claimant but failed to
make even a single diagnosis. Despite making no diagnoses[,] the
doctor opined that the claimant had limitations with bending,
stooping, crouching “and so on” (Exhibit 7F, page 5). The doctor
neglected to define what was included in “and so on.” That term is
so vague that it could include anything from sight to hearing to
crawling. Overly vague opinions, such as this one, offer no actual
insight into the claimant’s ability to perform work activities and are of
little to no use in the evaluation process. Therefore, the undersigned
gives this vague opinion little to no weight.
(Tr. 23.)
11
D.
Analysis
The Court agrees with Plaintiff that the ALJ erred in his evaluation of the
opinion evidence. Although an ALJ may discount any medical opinion if the
evidence supports a contrary finding, in the present case, the ALJ’s reasons for
discounting the opinions of Drs. Goldman, Reno, and McCloskey are not
supported by substantial evidence.
First, in rejecting Dr. Goldman’s opinion, the ALJ took the position that the
opinion was inconsistent with the treatment notes from the doctor’s own clinic,
while at the same time, rejecting the opinion because it did not seem clear that
Dr. Goldman ever treated or examined Plaintiff. (Tr. 23.) This inconsistency in
the ALJ’s stated reasons for discounting Dr. Goldman’s opinion leaves the Court
speculating as to whether the ALJ examined the voluminous record in this case.
To the extent the ALJ concluded that Dr. Goldman’s opinion was inconsistent with
the record as a whole, the ALJ did not provide any indication as to what parts of
the record he had in mind. The ALJ similarly discounted Dr. Reno’s opinion for
being inconsistent with the evidence as a whole, without pointing to any particular
evidence in that respect.
Without specific references to the record, which spans over 1900 pages
and certainly includes evidence supporting Plaintiff’s claim for disability, the Court
cannot conclude that the ALJ’s decision to discount the doctors’ opinions based
on somewhat conclusory and internally inconsistent reasons, was supported by
12
substantial evidence. Without attempting to provide a complete picture of
Plaintiff’s condition and medical records, the Court observes that the record
includes detailed reports from multiple emergency room visits, treatment records,4
4
See, e.g., Tr. 505 (“Again[,] most significantly she is an uncontrolled diabetic
preventing her from being referred for [an epidural steroid injection]. . . . Brian D’Orazio
. . . was recommending [another] back surgery.”), 506 (“[S]he has also ha[d] significant
medical problems here recently with markedly labile blood sugars and sometimes her
serum glucose is 500-600. She has had recent anem ia which required a transfusion
and recent SVT [i.e., supraventricular tachycardia] that required cardioversion. . . .
Exam shows significant amount of pain behavior. She is able to stand independently
and walk normally, but is very slow and cautious in her gait. Her lumbar spine flexion
maximum is only 20 degrees and extension is -5 degrees. She had tenderness in the
left sciatic notch, LS midline and SI joint region. Her [straight leg raising] signs are
positive on the left in a sitting position about 60 degrees . . . . She does have some
neuropathy and sensory changes in both feet and distal ankles. . . . I think given the
small size of her disk fragment this most likely will resorb with time.”), 507 (noting
“severe low back and left leg pain”), 508 (“She is in obvious distress . . . . It takes
maximum effort and my assistance to assist her to arise her [sic] from a sitting position
to attempt to transfer to the exam table, but she is unable to arise on the step stool to
be placed on the exam table. . . . The left lower extremity has significant weakness to
resistance anterior tibialis and EHL. This is 4/5. Possibly there is a degree of pain
inhibition involved. She had a positive contralateral [straight leg raise], positive left
[straight leg raise] at 35 degrees and positive sciatic tension sign. . . . Since the
patient’s diabetes is uncontrolled[,] I did not place her on a Medrol Dosepak.”), 736 &
742 (noting pedal edema, chronic back pain, burning and hypersensitivity in feet), 766
(noting “[right] and [left] foot still in pain, cannot walk/stand or sleep”), 770 (noting
“continuing back pain”), 781 (“Severe back pain [on September 1, 2011]. Back surgery
[in] 2007.”), 992 (diagnosing diabetes type II, neuropathy, and nerve damage, and
observing weak grasp), 993 (noting severe neuropathy, severe back and bilateral foot
pain), 1196 (noting back and joint pain on examination), 1374 (noting “severe back
pain”), 1593 (noting Plaintiff was administered an epidural steroid injection in the lumbar
area), 1595-99 (noting sharp pain in the lower lumbar spine radiating to the right thigh,
worsened by walking; stating the “pain is so bad that she can’t sleep”; observing soft
tissue tenderness and muscle spasm in the back, but otherwise painless range of
motion; Plaintiff was prescribed medications and advised to follow-up with Dr. Kirchmier
with Orthopedic Surgery), 1703-04 (assessed back pain rated 10/10 with radiation,
neuropathy, diabetes), 1750-52 (noting complaints of chronic low back and bilateral
leg/feet pain since 2007 after back surgery; pain is described sharp, 10/10, shooting
along with pins and needles; swelling of feet; Plaintiff cannot get comfortable and has
(continued...)
13
lab results and other diagnostic studies,5 as well as medical opinions as to
Plaintiff’s work-related limitations. The record demonstrates that Plaintiff has
been treated for chronic back pain, sciatica, foot pain, chronic chest pain and
discomfort, chronic anemia, uncontrolled diabetes, and hypertension, among
others. As part of her treatment, Plaintiff underwent epidural steroid injections
and a lumbar laminectomy and diskectomy,6 was hospitalized several times,7
4
(...continued)
most trouble at night; on examination, hypersensitivity to touch on feet and legs was
noted; her diagnoses included chronic low back pain/DDD - history of laminectomy of
L4-5, chronic pain syndrome, and LE polyneuropathy); 1894-99 (an emergency room
visit for an injury to the left hand and wrist on September 27, 2014 when Plaintiff’s knee
gave out and she fell at home; the pain was rated 8/10; on examination, there was
“moderate tenderness and swelling and mild deformity” of the left wrist; sling applied to
the sprained left wrist).
5
See e.g., Tr. 675 (March 3, 2009 chest X-ray), 646-47 (March 4, 2009 cardiac
study), 507 (March 12, 2009 lumbar MRI, which “[m]ost significantly shows at the L4-L5
level recurrent left paracentral disc extrusion which impinges the left L4 and L5 nerve
roots. It is surrounded by enhancing scar.”), 632-33 (same), 631 (March 20, 2009
pelvic ultrasound), 673 (April 9, 2009 chest study), 671 (December 30, 2009 chest Xray), 642-43 (December 31, 2009 left heart catheterization), 908-10 (March 15, 2010
esophagogastroduodenoscopy and colonoscopy), 783 (January 28, 2011 lumbar MRI
showing: “Degenerative disc disease and facet DJD of the lumbar spine. A left
paracentral disc herniation at L4-L5 has decreased in size compared to 3/12/2009.”),
956 (October 17, 2011 pelvic MRI), 960 (January 23, 2012 pelvic ultrasound), 838 (May
10, 2012 chest CT scan), 881 (October 31, 2012 pelvic ultrasound), 1334 (August 21,
2013 lumbar MRI showing chronic degenerative changes of the lumbar intervertebral
discs with chronic narrowing of the left lateral recess at L4/L5).
6
Plaintiff’s recommended hysterectomy was cancelled due to her uncontrolled
diabetes. (See 585, 816.)
7
See, e.g., Tr. 602-05 (admitted on March 3, 2009 for chest pain and
palpitations, “where she was found to have an SVT [i.e., supraventricular tachycardia]
with heart rate of 164”), 590 (admitted on December 30, 2009 for chest pain, which
Plaintiff rated as 10/10), 812-13 (admitted on May 9, 2012 for chest pain, lower
(continued...)
14
referred to different medical providers, and/or advised to limit her activities or stop
working for several days at a time. (See, e.g., Tr. 344-45 (patient advised to stay
out of work until December 11, 2007), 456 (stating “no work until 3/18/2007”), 916
(no work for three days as of April 5, 2010), 1611 (“No driving or operating
machinery. Limit lifting. Rest. Do not work today, tomorrow.”), 1741 (“Do not
work for two days.”).)
The ALJ also concluded that the opinions of Dr. Reno and Dr. McCloskey
were “overly vague.” As to Dr. Reno’s opinions, the ALJ stated “other than
postulating that the claimant could not drive, the chiropractor gave no specific
limitations that the claimant’s diagnoses caused.” (Tr. 23-24.) However, the
purpose of Dr. Reno’s letter was not to give any particular opinion as to Plaintiff’s
work-related limitations, but to apprise Dr. Powell of Plaintiff’s treatment to date.
Clearly, Dr. Reno considered Plaintiff’s case to be complicated and that is why he
referred Plaintiff to Dr. Powell’s office. (See Tr. 729-30.) Dr. Reno stated that he
7
(...continued)
extremity pain, shortness of breath, and palpitations; “found to be severely anemic”;
and discharged on May 12, 2012), 860-80 (admitted on October 30, 2012 for recurrent
supraventricular tachycardia, “triggered by profound anemia,” and discharged on
November 2, 2012), 1320-31 (admitted August 20, 2013 for acute exacerbation of
chronic back pain, bilateral foot pain, sudden onset of chest pain, and blood sugar of
over 500; Plaintiff appeared “to be in pain” and “in severe distress,” and her range of
motion in the back was limited; she was discharged on August 23, 2013), 1460-1534
(arrived by ambulance on July 9, 2014 with complaints of abdominal pain, nausea,
vomiting, and chest pain; she “appear[ed] ill and [was] writhing in pain (abdominal
pain)”; discharged on July 14, 2014), 1536-56 (admitted on July 17, 2014 for “significant
abdominal pain secondary to gastritis, esophagitis, and constipation,” as well as
anemia; discharged on July 22, 2014).
15
had treated Plaintiff for severe low back pain, right leg pain, and bilateral foot pain
since April of 2010. (Tr. 729.) He noted no improvement in Plaintiff’s foot pain
and only three to four hours of sleep at night. (Tr. 729-30.) Based on Plaintiff’s
“current pain level and presentation,” Dr. Reno recommended that Plaintiff not
return to work, and he did not feel that “she could even drive safely to get there.”
(Tr. 730.) This opinion seems consistent with the opinions of Dr. Goldman and
Dr. McCloskey, all of which suggest more severe restrictions than found by the
ALJ.
The ALJ found Dr. McCloskey’s opinions overly vague in that the doctor
stated Plaintiff had “limitations on bending, stooping, crouching, and so on,” but
did not define what was included in “and so on.” (Tr. 23.) Regardless of any
ambiguity as to “and so on,” Dr. McCloskey issued a detailed report after an
examination, during which Plaintiff provided “her best effort.” (Tr. 727.) Based on
this examination, Dr. McCloskey opined that Plaintiff could be expected to sit for
two hours, stand for 30 minutes, and walk for 15 minutes at a time before
requiring a break. (Id.) He stated that these limitations were due to lower back
pain and radiculopathy.8 (Id.) Dr. McCloskey also opined that Plaintiff could be
8
The ALJ rejected Dr. McCloskey’s opinion partly because he “failed to make
even a single diagnosis.” (Tr. 23.) Although there is no separate section in Dr.
McCloskey’s report for Plaintiff’s diagnoses, Dr. McCloskey included diagnoses
throughout his report. (See Tr. 727 (“These limitations are due to lower back pain and
radiculopathy. . . . These limitations are due to lower back pain, radiculopathy and
limited range of motion.”).)
16
expected to carry five pounds frequently and ten pounds occasionally, could
occasionally bend, stoop, and crouch due to lower back pain, radiculopathy, and
limited range of motion, and could frequently perform manipulative limitations.
(Id.) Dr. McCloskey made these findings after noting, inter alia, that, on
examination, Plaintiff was able to lift and carry light objects, she was unable to
squat, she had difficulty getting up and down from the exam table, she was
unable to walk on toes, stand, or hop on either foot, she had an unsteady,
asymmetric gait, and the straight leg raise test was positive. (Tr. 726-27.) The
ALJ did not address these opinions, which not only suggest greater functional
limitations than found by the ALJ, but also seem consistent with the opinions of
Dr. Goldman and Dr. Reno. While the ALJ was not required to address every
medical opinion in the record, he could not ignore probative evidence supporting
Plaintiff’s claim, particularly when the evidence was consistent with other opinions
in the record.
Based on the foregoing, this case will be remanded with instructions to the
ALJ to properly consider the opinions of Drs. Goldman, Reno, and McCloskey,
explain what weight they are being accorded, and the reasons therefor. In the
event the ALJ decides to reject any portion of these opinions, the ALJ must
provide explicit reasons supported by substantial evidence. If, while evaluating
the evidence, the ALJ finds that further development of the record is necessary,
the ALJ shall take the appropriate steps to do so. In light of this conclusion and
17
the possible change in the RFC assessment, the Court finds it unnecessary to
address Plaintiff’s argument regarding credibility. See Jackson v. Bowen, 801
F.2d 1291, 1294 n.2 (11th Cir. 1986) (per curiam); Freese v. Astrue, 2008 WL
1777722, at *3 (M.D. Fla. Apr. 18, 2008); see also Demenech v. Sec’y of the
Dep’t of Health & Human Servs., 913 F.2d 882, 884 (11th Cir. 1990) (per curiam).
Accordingly, it is ORDERED:
1.
The Commissioner’s decision is REVERSED and REMANDED
pursuant to sentence four of 42 U.S.C. § 405(g), with instructions to the ALJ: (a)
to reconsider the opinions of Drs. Goldman, Reno, and McCloskey, and, if
necessary, to further develop the record; (b) to reevaluate Plaintiff’s RFC
assessment, if necessary; and (c) to conduct any further proceedings deemed
appropriate.
2.
The Clerk of Court is directed to enter judgment accordingly,
terminate any pending motions, and close the file.
3.
In the event that benefits are awarded on remand, any § 406(b) or §
1383(d)(2) fee application shall be filed within the parameters set forth by the
Order entered in In re: Procedures for Applying for Attorney’s Fees Under 42
U.S.C. §§ 406(b) & 1383(d)(2), Case No.: 6:12-mc-124-Orl-22 (M.D. Fla. Nov. 13,
2012). This Order does not extend the time limits for filing a motion for attorney’s
fees under the Equal Access to Justice Act, 28 U.S.C. § 2412.
18
DONE AND ORDERED at Jacksonville, Florida, on March 13, 2017.
Copies to:
Counsel of Record
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