Beighley v. Commissioner of Social Security
Filing
21
OPINION AND ORDER reversing and remanding this matter with instructions. Clerk to enter judgment accordingly and close the file. Signed by Magistrate Judge James R. Klindt on 9/5/2017. (BHC)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
JACKSONVILLE DIVISION
ERIN RAE BEIGHLEY,
Plaintiff,
Case No. 3:16-cv-850-J-JRK
vs.
NANCY A. BERRYHILL,1
Acting Commissioner of Social Security,
Defendant.
_____________________________________/
OPINION AND ORDER2
I. Status
Erin Rae Beighley (“Plaintiff”) is appealing the Commissioner of the Social Security
Administration’s final decision denying her claim for disability insurance benefits (“DIB”) and
supplemental security income (“SSI”). Plaintiff’s alleged inability to work is the result of
psoriatic arthritis, scoliosis, fibromyalgia, spondylitis, degenerative disc disease, bipolar
disorder, and “severe back pain.” Transcript of Administrative Proceedings (Doc. No. 12; “Tr.”
or “administrative transcript”), filed October 4, 2016, at 49, 60, 73, 84, 229 (emphasis
omitted). On November 2, 2011, Plaintiff filed applications for DIB and SSI, alleging an onset
of disability date of June 10, 2010. Tr. at 49 (DIB), 60 (SSI). Plaintiff’s applications were
1
Nancy A. Berryhill became the Acting Commissioner of Social Security on January 23,
2017. Pursuant to Rule 25(d)(1), Federal Rules of Civil Procedure, Nancy A. Berryhill should be
substituted for Carolyn W. Colvin as Defendant in this suit. No further action need be taken to continue
this suit by reason of the last sentence of section 205(g) of the Social Security Act, 42 U.S.C. § 405(g).
2
The parties consented to the exercise of jurisdiction by a United States Magistrate
Judge. See Notice, Consent, and Reference of a Civil Action to a Magistrate Judge (Doc. No. 13), filed
October 4, 2016; Reference Order (Doc. No. 15), entered October 5, 2016.
denied initially, Tr. at 49-59, 72, 97-102 (DIB); Tr. at 60-70, 71, 103-09 (SSI), and on
reconsideration, Tr. at 73-83, 95, 113-18 (DIB); Tr. at 84-94, 96, 119-24 (SSI).
On October 10, 2013, an Administrative Law Judge (“ALJ”) held a hearing at which
the ALJ heard testimony from Plaintiff, who was represented by counsel, and a vocational
expert (“VE”). Tr. at 24-48. On October 24, 2013, the ALJ issued a decision finding Plaintiff
disabled through the date of the decision. Tr. at 16-22. On December 16, 2013, the Appeals
Council (“AC”) sent Plaintiff a letter notifying Plaintiff that the AC was reviewing the ALJ’s
decision because “[it] found that the [D]ecision is not supported by substantial evidence.” Tr.
at 172; see Tr. 172-78. The letter advised Plaintiff that the AC planned to issue a decision
finding Plaintiff not disabled. Tr. at 173.
On April 22, 2014, the AC reversed the ALJ’s finding that the Plaintiff was disabled
and issued a decision that became the final decision of the Commissioner.3 Tr. at 4-9.
Plaintiff timely appealed the AC’s decision to the United States District Court for the Middle
District of Florida.4 On December 8, 2015, the Court reversed and remanded the decision
to the Commissioner. Tr. at 532-39. On April 25, 2016, on remand, the AC again found
Plaintiff not disabled through the date of the ALJ’s original decision, and issued a Decision
that became the final decision of the Commissioner. Tr. at 521-28. On June 28, 2016,
3
“[I]f the [AC] grants review of a claim, then the decision that the [AC] issues is the
Commissioner's final decision.” Sims v. Apfel, 530 U.S. 103, 106-07 (2000) (citing 20 C.F.R §§
404.900(a)(4)-(5), 404.955, 404.981, 422.210(a)).
4
See Beighley v. Colvin, No. 3:14-CV-720-J-MCR, 2015 WL 8123870 (M.D. Fla. Dec. 8,
2015).
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Plaintiff commenced this action under 42 U.S.C. §§ 405(g) and 1383(c)(3) by timely filing a
Complaint (Doc. No. 1), seeking judicial review of the Commissioner’s final decision.
Plaintiff raises two issues on appeal: (1) “[w]hether the Commissioner erred in
determining that [Plaintiff] has the residual functional capacity [(“RFC”)] to perform light work
after providing more weight to the opinions of non-examining state agency physicians than
any examining or treating physician, and failing to adequately consider all of the pertinent
evidence in the record”; and (2) “[w]hether the Commissioner erred in determining that
[Plaintiff] has the [RFC] to perform light work after failing to adequately assess [Plaintiff’s]
credibility when she suffered from pain caused from psoriatic arthritis and a back condition.”
Plaintiff’s Brief Addressing the Merits of Appeal (Doc. No. 17; “Pl.’s Brief”), filed December
5, 2016, at 2-3, 11-21 (argument as to first issue), 22-25 (argument as to second issue). On
January 31, 2017, Defendant filed a Memorandum in Support of the Commissioner’s
Decision (Doc. No. 19; “Def.’s Mem.”) addressing the issues raised by Plaintiff. After a
thorough review of the entire record and consideration of the parties’ respective filings, the
undersigned finds the Commissioner’s final decision is due to be reversed and remanded for
further administrative proceedings.
II. The AC’s Decision
When determining whether an individual is disabled,5 an ALJ, or the AC, must follow
the five-step sequential inquiry set forth in the Code of Federal Regulations (“Regulations”),
determining as appropriate whether the claimant (1) is currently employed or engaging in
5
“Disability” is defined in the Social Security Act as the “inability to engage in any
substantial gainful activity by reason of any medically determinable physical or mental impairment which
can be expected to result in death or which has lasted or can be expected to last for a continuous period
of not less than 12 months.” 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A).
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substantial gainful activity; (2) has a severe impairment; (3) has an impairment or
combination of impairments that meets or medically equals one listed in the Regulations; (4)
can perform past relevant work; and (5) retains the ability to perform any work in the national
economy. 20 C.F.R. §§ 404.1520, 416.920; see also Phillips v. Barnhart, 357 F.3d 1232,
1237 (11th Cir. 2004). The claimant bears the burden of persuasion through step four, and
at step five, the burden shifts to the Commissioner. Bowen v. Yuckert, 482 U.S. 137, 146 n.5
(1987).
Here, on remand, the AC followed the five-step sequential inquiry in the Decision. See
Tr. at 526-28. At step one, the AC determined that “[Plaintiff] has not engaged in substantial
gainful activity since June 10, 2010 [(the alleged onset date)].” Tr. at 527 (citations omitted).
At step two, the AC found that “[Plaintiff] has the following severe impairments: psoriatic
arthritis, tuberculosis, disorders of the spine, fibromyalgia, and obesity.” Tr. at 527 (citations
omitted). At step three, the AC ascertained that “[Plaintiff] does not have an impairment or
combination of impairments which is listed in, or which is medically equal to an impairment
listed in 20 CFR Part 404, Subpart P, Appendix 1.” Tr. at 527 (citation omitted).
The AC determined that Plaintiff has the following RFC: “[Plaintiff can] perform the full
range of the work at the light exertional level.” Tr. at 527 (citation omitted). At step four, the
AC found “[Plaintiff] is unable to perform any past relevant work because the physical
demands of those jobs exceeded [Plaintiff’s RFC] for a full range of light work.” Tr. at 527
(citations omitted).
At step five, after considering Plaintiff’s age (“32 years old, which is defined as a
younger individual”), education (“a high school education”), work experience, and RFC, the
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ALJ found that “there are jobs that exist in significant numbers in the national economy that
[Plaintiff] could perform during the period at issue.” Tr. at 527-28 (citations omitted). The AC
concluded that “[Plaintiff was] not disabled . . . at any time from her alleged onset date, June
10, 2010, through the date of the [ALJ’s] decision . . . .” Tr. at 528.
III. Standard of Review
This Court reviews the Commissioner’s final decision as to disability pursuant to 42
U.S.C. § 405(g). Although no deference is given to the ALJ’s conclusions of law, findings of
fact “are conclusive if . . . supported by ‘substantial evidence.’” Doughty v. Apfel, 245 F.3d
1274, 1278 (11th Cir. 2001) (citing Falge v. Apfel, 150 F.3d 1320, 1322 (11th Cir. 1998)).
“Substantial evidence is something ‘more than a mere scintilla, but less than a
preponderance.’” Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005) (quoting Hale v.
Bowen, 831 F.2d 1007, 1011 (11th Cir. 1987)). The substantial evidence standard is met
when there is “such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Falge, 150 F.3d at 1322 (quoting Richardson v. Perales, 402 U.S. 389,
401 (1971)). It is not for this Court to reweigh the evidence; rather, the entire record is
reviewed to determine whether “the decision reached is reasonable and supported by
substantial evidence.” Cornelius v. Sullivan, 936 F.2d 1143, 1145 (11th Cir. 1991) (citation
omitted); see also McRoberts v. Bowen, 841 F.2d 1077, 1080 (11th Cir. 1988); Walker v.
Bowen, 826 F.2d 996, 999 (11th Cir. 1987). The decision reached by the Commissioner must
be affirmed if it is supported by substantial evidence–even if the evidence preponderates
against the Commissioner’s findings. Crawford v. Comm’r of Soc. Sec., 363 F.3d 1155, 115859 (11th Cir. 2004) (per curiam).
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IV. Discussion
As indicated above, Plaintiff raises two issues before this Court. The first concerns the
AC’s assessment of the medical opinions, and the second concerns the AC’s basis for the
credibility finding. See Pl.’s Brief at 11-25. Two observations are critical in addressing these
issues. First, the ALJ’s decision reflects that the ALJ’s finding of disability was mostly based
on Plaintiff’s “limited range of daily activities,” and Plaintiff’s inability to take Enbrel (a
medication that helps relieve Plaintiff’s pain) due to its incompatibility with her tuberculosis
medication. See Tr. at 20. Second, in disagreeing with the ALJ’s decision, the AC partly relied
on Plaintiff’s ability to perform certain activities of daily living but, in doing so, failed to
consider the record as a whole, including activities Plaintiff is unable to perform and the fact
that Plaintiff stopped taking Enbrel. See Tr. at 524-25. This affected both the AC’s credibility
determination and the AC’s assessment of the medical opinions.
In addressing the issues in detail, the undersigned first sets out the applicable law.
Then, the undersigned discusses the AC’s credibility determination, followed by the AC’s
assessment of the medical opinions.
A. Applicable Law
To establish a disability based on testimony of pain or other subjective symptoms, a
claimant must satisfy two parts of a three-part test showing: (1) evidence of any underlying
medical condition; and (2) either (a) objective medical evidence confirming the severity of the
alleged subjective symptoms; or (b) that the objectively determined medical condition can
reasonably be expected to give rise to the claimed subjective symptoms. Wilson v. Barnhart,
284 F.3d 1219, 1225 (11th Cir. 2002) (citing Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir.
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1991) (stating that “the standard also applies to complaints of subjective symptoms other
than pain”)). “The claimant’s subjective testimony supported by medical evidence that
satisfies the standard is itself sufficient to support a finding of disability.” Holt, 921 F.2d at
1223.
“[C]redibility determinations are the province of the [administrative judge].” Moore v.
Barnhart, 405 F.3d 1208, 1212 (11th Cir. 2005). The administrative judge “must articulate
explicit and adequate reasons” for finding a claimant “not credible.” Wilson, 284 F.3d at 1225.
“When evaluating a claimant’s subjective symptoms, the [administrative judge] must consider
things such as (1) the claimant’s daily activities; (2) the nature, location, onset, duration,
frequency, radiation, and intensity of pain and other symptoms; (3) precipitating and
aggravating factors; (4) adverse side effects of medications; and (5) treatment or measures
taken by the claimant for relief of symptoms.” Davis v. Astrue, 287 F. App’x 748, 760 (11th
Cir. 2008) (unpublished) (citing 20 C.F.R. § 404.1529(c)(3)(i)-(vi)). After considering the
claimant’s subjective complaints, “the [administrative judge] may reject them as not credible,
and that determination will be reviewed for substantial evidence.” Marbury v. Sullivan, 957
F.2d 837, 839 (11th Cir. 1992) (citing Wilson v. Heckler, 734 F.2d 513, 517 (11th Cir. 1984)).
In discussing the AC’s power to review an ALJ’s credibility determination, the Eleventh
Circuit has held:
[T]he [AC] has the power to reject an ALJ's credibility findings, but in
determining whether there is substantial evidence to support the decision of the
[AC], a federal court will consider the record as a whole, including, inter alia,
the ALJ's credibility findings and the reasons those findings were rejected by
the [AC]. In order to permit meaningful review, . . . the [AC] should ordinarily
reject the ALJ's credibility findings expressly and state the reasons for its
conclusion. The [AC’s] rejection of the credibility findings in light of the stated
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reasons must, of course, be supported by substantial evidence on the record
as a whole.
Parker v. Bowen, 788 F.2d 1512, 1521-22 (11th Cir. 1986).
The Regulations establish a “hierarchy” among medical opinions6 that provides a
framework for determining the weight afforded each medical opinion: “[g]enerally, the
opinions of examining physicians are given more weight than those of non-examining
physicians[;] treating physicians[’ opinions] are given more weight than [non-treating
physicians;] and the opinions of specialists are given more weight on issues within the area
of expertise than those of non-specialists.” McNamee v. Soc. Sec. Admin., 164 F. App’x 919,
923 (11th Cir. 2006) (citing 20 C.F.R. § 404.1527(d)(1), (2), (5)). The following factors are
relevant in determining the weight to be given to a physician’s opinion: (1) the “[l]ength of the
treatment relationship and the frequency of examination”; (2) the “[n]ature and extent of [any]
treatment relationship”; (3) “[s]upportability”; (4) “[c]onsistency” with other medical evidence
in the record; and (5) “[s]pecialization.” 20 C.F.R. §§ 404.1527(d)(2)-(5), 416.927(d)(2)-(5);
see also 20 C.F.R. §§ 404.1527(e), 416.927(f).
With regard to a treating physician or psychiatrist,7 the Regulations instruct
administrative judges how to properly weigh such a medical opinion. See 20 C.F.R.
6
“Medical opinions are statements from physicians and psychologists or other acceptable
medical sources that reflect judgments about the nature and severity of [a claimant’s] impairment(s),
including [the claimant’s] symptoms, diagnosis and prognosis, what [the claimant] can still do despite
impairment(s), and [the claimant’s] physical or mental restrictions.” 20 C.F.R. § 404.1527(a)(2); see also
20 C.F.R. § 404.1513(a) (defining “[a]cceptable medical sources”).
7
A treating physician or psychiatrist is a physician or psychiatrist who provides medical
treatment or evaluation to the claimant and who has, or has had, an ongoing treatment relationship with
the claimant, as established by medical evidence showing that the claimant sees or has seen the
physician with a frequency consistent with accepted medical practice for the type of treatment and/or
evaluation required for the medical condition. See 20 C.F.R. § 404.1502.
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§ 404.1527(c). Because treating physicians or psychiatrists “are likely to be the medical
professionals most able to provide a detailed, longitudinal picture of [a claimant’s] medical
impairment(s),” a treating physician’s or psychiatrist’s medical opinion is to be afforded
controlling weight if it is “well-supported by medically acceptable clinical and laboratory
diagnostic techniques and is not inconsistent with the other substantial evidence” in the
record. Id. When a treating physician’s or psychiatrist’s medical opinion is not due controlling
weight, the administrative judge must determine the appropriate weight it should be given by
considering the factors identified above (the length of treatment, the frequency of
examination, the nature and extent of the treatment relationship, as well as the supportability
of the opinion, its consistency with the other evidence, and the specialization of the
physician). Id.
If an administrative judge concludes the medical opinion of a treating physician or
psychiatrist should be given less than substantial or considerable weight, he or she must
clearly articulate reasons showing “good cause” for discounting it. Lewis v. Callahan, 125
F.3d 1436, 1440 (11th Cir. 1997). Good cause exists when (1) the opinion is not bolstered
by the evidence; (2) the evidence supports a contrary finding; or (3) the opinion is conclusory
or inconsistent with the treating physician’s or psychiatrist’s own medical records. Phillips,
357 F.3d at 1240-41; see also Edwards v. Sullivan, 937 F.2d 580, 583-84 (11th Cir. 1991);
Schnorr v. Bowen, 816 F.2d 578, 582 (11th Cir. 1987) (stating that a treating physician’s
medical opinion may be discounted when it is not accompanied by objective medical
evidence). An examining physician’s opinion, on the other hand, is not entitled to deference.
See McSwain v. Bowen, 814 F.2d 617, 619 (11th Cir. 1987) (per curiam) (citing Gibson v.
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Heckler, 779 F.2d 619, 623 (11th Cir. 1986)); see also Crawford, 363 F.3d at 1160 (citation
omitted).
An administrative judge is required to consider every medical opinion. See 20 C.F.R.
§§ 404.1527(d), 416.927(d) (stating that “[r]egardless of its source, we will evaluate every
medical opinion we receive”). While “the [administrative judge] is free to reject the opinion of
any physician when the evidence supports a contrary conclusion,” Oldham, 660 F.2d at 1084
(citation omitted); see also 20 C.F.R. §§ 404.1527(d)(2), 416.927(d)(2), “the [administrative
judge] must state with particularity the weight given to different medical opinions and the
reasons therefor,” Winschel v. Comm’r of Soc. Sec., 631 F.3d 1176, 1179 (11th Cir. 2011)
(citing Sharfarz v. Bowen, 825 F.2d 278, 279 (11th Cir.1987)); see also Moore, 405 F.3d
1212; Lewis, 125 F.3d at 1440. “In the absence of such a statement, it is impossible for a
reviewing court to determine whether the ultimate decision on the merits of the claim is
rational and supported by substantial evidence.” Winschel, 631 F.3d at 1179 (quoting Cowart
v. Schweiker, 662 F.2d 731, 735 (11th Cir. 1981)).
B. Credibility Determination
Plaintiff argues that “the Commissioner did not adequately assess [Plaintiff’s]
credibility, which was particularly important in this case since [Plaintiff’s] main issue is that
[sic] pain caused from her psoriatic arthritis and back condition.” Pl.’s Brief at 24. According
to Plaintiff, “[the AC’s] credibility determination is . . . nothing more than boiler plate type
language, and does not offer enough reasoning to support the Commissioner’s determination
that [Plaintiff] is not credible.” Id. Responding, Defendant contends that “the [AC] gave ample
reasons . . . for reaching its conclusion that Plaintiff’s subjective complaints were not entirely
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supported.” Def.’s Mem. at 21 (citations omitted). Based upon a review of the ALJ’s Decision,
the AC’s Decision, and the administrative record, the undersigned is unable to determine
whether the AC’s credibility finding is supported by substantial evidence because the AC
failed to consider certain evidence regarding Plaintiff’s activities of daily living, as well as the
significant change in Plaintiff’s medication and its effect on Plaintiff’s pain.
As noted above, the starting point for this Court’s review is the ALJ’s credibility
determination. See Parker, 788 F.2d at 1521-22. Before making his credibility finding, the
ALJ observed the following:
During the hearing, [Plaintiff] described a limited range of daily activities, noting
that she needs assistance on a regular basis due to frequent flares. The
treatment notes confirm that [Plaintiff] has had a sporadic response to
prescribed medications. [Plaintiff’s] course of treatment has been complicated
due to the incompatibility of her tuberculosis treatment with her treatment for
psoriatic arthritis.
Tr. at 20 (citation omitted). The ALJ then found that “[Plaintiff’s] statements concerning the
intensity, persistence and limiting effects of [her] symptoms are generally credible.” Tr. at 20.
The ALJ recognized that Plaintiff was not then able to take Enbrel (the arthritis medication)
because it was incompatible with her then-current tuberculosis medication. The ALJ noted,
however, that “due to the efficacy of Enbrel in managing [Plaintiff’s] symptoms [when she is
able to take it], a continuing disability review [was] recommended in [twenty four] months.”
Tr. at 20.
The AC reversed the ALJ’s credibility finding and found that “[Plaintiff’s] statements
regarding the intensity, persistence, and limiting effects of her impairments during the period
at issue are only partially supported by the evidence in the record, as there is contradictory
clinical evidence, opinion evidence, self-reported levels of activity, and response to
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treatment.” Tr. at 524. In support of this finding, the AC relied partly on Plaintiff’s activities of
daily living:
[I]n January 2012, [Plaintiff] advised Dr. [Gathline] Etienne that she was
independent in her activities of daily living, and in February 2012, she indicated
to Dr. [Janet] Humphreys that she could care for her own personal needs. At
the hearing, while [Plaintiff] alleged disabling pain, she also testified that she
could do housework, cook, and vacuum. In addition, she testified that she was
able to care for her then [thirteen]-month old child during the day, shop at the
grocery store once per week, and drive her two other children to and from
school [five] days per week and to their weekly sports activities.
Tr. at 524 (citations omitted). The AC also noted that “treatment notes consistently indicated
that [Plaintiff] was doing better on E[n]brel and/or had pain once off E[n]brel.” Tr. at 524
(citations omitted).
The Eleventh Circuit has indicated: “[W]e [do not] believe that participation in
everyday activities of short duration, such as housework or fishing, disqualifies a claimant
from disability . . . .” Lewis v. Callahan, 125 F.3d 1436, 1441 (11th Cir. 1997). When
considering daily activities, the administrative judge must consider the record as a whole.
See Parker, 793 F.2d at 1180 (holding AC erred in finding that the plaintiff’s “daily activities
and her ability to care for her personal needs have not been significantly affected” because
it “ignored other evidence that her daily activities have been significantly affected”). Here,
the AC partly relied on Plaintiff’s reported daily activities when making its credibility
determination, and when doing so, it ignored various evidence that her daily activities have
been significantly affected, similar to the Plaintiff in Parker.
The AC ignored several aspects of Plaintiff’s testimony about daily activities. At the
hearing, when the ALJ asked Plaintiff whether she could do housework, she answered: “Not
as often as I should,” and she testified she did not do laundry. Tr. at 32. She testified she
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cooked, but that she did not do the dishes nor make the bed. Tr. at 32. She testified she
vacuumed, but that she “[v]ery rarely” took out the trash. Tr. at 32-33. When asked how
often she went to the grocery store, she answered: “At least once a week for milk or bread,
but the long hauls, you know, where you really load the house up, maybe once every other
month and someone always goes with me, my mom or my husband.” Tr. at 34-35. When
testifying about taking care of her thirteen-month-old child, she indicated that “[s]ome days
[her] mother has to come help . . . or . . . come take him over to her house for a little bit so
[Plaintiff] can just rest.” Tr. at 39. According to Plaintiff, “[Plaintiff’s] husband has actually had
to call in to work to stay home . . . on several occasions.” Tr. at 39. Plaintiff testified she has
a “very difficult time” buttoning buttons and fastening zippers, and that “[her children] have
to help each other,” or, if her husband is home, she asks him for help. Tr. at 41. When asked
whether she is able to open a jar, she testified that “mostly [she has] to get help to open
anything.” Tr. at 42.
The AC also did not mention Plaintiff’s testimony about her ability to stand, walk, and
sit. Plaintiff testified she can “walk slowly at [her] own pace, if there’s a wall or a countertop
or something . . . [she] can probably get a quarter of a mile before [she has] to stop.” Tr. at
40. She also stated that “[s]tanding tends to be more difficult for [her] than walking,” and that
she can stand “probably ten minutes before [she] need[s] to sit down.” Tr. at 41. With regard
to sitting, she testified that “[she] can sit for a couple of hours, but mostly [she] lay[s],
because even . . . sitting hurts [her] back and [her] hips and her feet swell . . . .” Tr. at 41.
She also testified she was prescribed a cane, Tr. at 40, which was ignored by the AC.
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As noted, the AC also relied on certain statements Plaintiff made to Dr. Humphreys
and Dr. Etienne in discrediting Plaintiff. While the AC indicated Plaintiff told Dr. Humphreys
she “could care for her own needs,” Tr. at 524, the AC failed to recognize that on the same
day, she also told Dr. Humphreys that “[s]he is able to shop with her mother’s assistance[;
s]he can cook, but tends to neglect the housekeeping[; and s]he typically spends her days
in bed, sleeping, watching television, and reading.” Tr. at 346-47. The AC noted that Plaintiff
told Dr. Etienne she was “independent with her activities of daily living,” Tr. at 524, but the
AC did not mention that she also told the doctor that she “[t]ried obtaining a nursing degree
but health limited completion of [the] degree.” Tr. at 340. Further, while the AC noted Plaintiff
told Dr. Humphreys she had a psoriaric arthritis flare in 2009 and worked as a corrections
officer until June 2010 “despite this flare-up,” Tr. at 524, Plaintiff also told Dr. Humphreys
that “[s]he left her last job of nine years as a corrections officer in June 2010 due to her
pain,” and that “[s]he went back to college for two semesters, but dropped due to her pain
in June 2011.” Tr. at 346.
Importantly, the AC’s error in not considering the entire record regarding daily
activities includes its failure to address the effects of Plaintiff’s medication regimen on her
ability to perform daily activities. The administrative transcript reflects that as of June 13,
2013, Plaintiff stopped taking Enbrel because she started treatment for tuberculosis. See
Tr. 417. The AC, however, made no finding on how Plaintiff’s ability to perform activities of
daily living is affected when she is not taking Enbrel. Indeed, it is unclear whether the AC
recognized that as of the date of the ALJ’s decision, Plaintiff was unable to take Enbrel. The
AC also disregarded the side effects Plaintiff experiences when she takes the tuberculosis
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medication, which Plaintiff was taking as of the date of the ALJ’s decision. See Tr. 38-40.
At the hearing before the ALJ, Plaintiff testified that “Enbrel definitely helps” and that “[w]hen
[she] can get back on that, . . . it will be great.” Tr. at 38. She specifically stated that Enbrel
“stops some of the inflammation, which helps [with] some of the pain,” and she is “not as
stiff” when she takes it. Tr. at 38. She indicated that, without Enbrel, “when [she] get[s] up
in the mornings, [she is] very stiff,” and “it takes [her] hours before [she] can move even
close to what [she] used to be able to . . . .” Tr. at 38. With regard to the tuberculosis
medicine, she stated: “It’s really brutal stuff, makes me feel horrible. . . . I know if I take that
medicine, I’m not going to get out of bed. It’s horrible stuff.” Tr. at 39-40.
In making its credibility finding, the AC erred in failing to consider all of Plaintiff’s
testimony regarding daily activities. This error is compounded by the AC’s failure to address
the effects of Plaintiff’s then-current medication regimen on her daily activities. Thus, remand
is required for reconsideration of Plaintiff’s credibility, including her reports on daily activities,
the effects of not taking Enbrel, and the side effects of the tuberculosis medication.
C. Assessment of Medical Opinions
Plaintiff argues that “[t]he Commissioner erred in determining that [Plaintiff] has the
[RFC] to perform light work after providing more weight to the opinions of non-examining
state agency physicians than any examining or treating physician, and failing to adequately
consider all of the pertinent evidence in the record.” Pl.’s Brief at 11-12. Responding,
Defendant contends that “the [AC] properly explained the weight it gave to the various
medical opinions, clearly articulated its reasons, and did not err by giving the greater weight
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to the opinion of a non-treating source over a treating and examining one.” Def.’s Mem. at
16.
Dr. David Fanney treated Plaintiff primarily for psoriatic arthritis, fibromyalgia,
“[g]eneralized osteoarthritis of multiple sites,” and “intervertebral disc degeneration.” See,
e.g., Tr. at 302, 313. The administrative transcript contains treatment notes from Dr. Fanney
spanning December 2, 2010 to August 12, 2013, and it reflects that Plaintiff had
appointments with Dr. Fanney every one to two months. See Tr. at 300-313, 405-442, 44764, 468-71. In a letter dated October 9, 2013, Dr. Fanney indicated, “[Plaintiff] suffers from
pain in her hands, painful range of motion in both shoulders, [and] cervical spine and lumbar
spine pain . . . .” Tr. at 512. He then opined that “[Plaintiff] is 100 [percent] disabled and
unable to work due to her condition.” Tr. at 512. The AC gave Dr. Fanney’s opinion “little
weight” because it “relates to an issue reserved to the Commissioner” and is “inconsistent
with his own treatment records, which show essentially normal physical and mental
functioning, as well as other clinical evidence in the file and [Plaintiff’s] reported activities of
daily living.” Tr. at 525.
On January 21, 2012, Dr. Etienne conducted a consultative examination of Plaintiff
and diagnosed her with psoriatic arthritis and thoracic spondylosis. Tr. at 340-44. Dr. Etienne
opined that “[t]he combination of these . . . disease processes will limit [Plaintiff] from
prolonged standing for more than [thirty] minutes without rest, or heavy lifting greater than
[twenty pounds].” Tr. at 342. The AC gave Dr. Etienne’s opinion “some weight” because
“there is no evidence of poor stamina, weakness, joint dysfunction in the lower extremities
or other similar impairment or symptom that would warrant limiting standing and walking to
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no more than [thirty] minutes on a continuous basis.” Tr. at 525. According to the AC, “such
a recommendation is inconsistent with [Plaintiff’s] own reported activities of daily living as
discussed [in the AC’s Decision].” Tr. at 525.
In assessing the opinions of Dr. Fanney and Dr. Etienne, the AC relied on Plaintiff’s
activities of daily living. As explained in detail above, it is not clear that the AC adequately
considered Plaintiff’s testimony and reports regarding her activities of daily living.
Reconsideration of Plaintiff’s credibility and activities of daily living will likely impact the AC’s
assessment of the medical opinions. Thus, on remand, the AC shall reconsider the medical
opinions as well.
V. Conclusion
For the foregoing reasons, it is
ORDERED:
1.
The Clerk of Court is directed to enter judgment pursuant to sentence four of
42 U.S.C. § 405(g), and pursuant to § 1383(c)(3), REVERSING the Commissioner’s final
decision and REMANDING this matter with the following instructions:
(A)
Reconsider Plaintiff’s credibility, including activities of daily living and
the effects of her medication regimen;
(B)
Reconsider the medical opinions, stating with particularity the weight
assigned to each opinion and the reasons for that weight; and
(C)
Take such other action as may be necessary to resolve this matter
properly.
2.
The Clerk be further directed to close the file.
3.
Plaintiff’s counsel be advised that, in the event benefits are awarded on
remand, any § 406(b) or § 1383(d)(2) fee application shall be filed within the parameters set
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forth by the Order entered in Case No. 6:12-mc-124-Orl-22 (In Re: Procedures for Applying
for Attorney’s Fees Under 42 U.S.C. §§ 406(b) and 1383(d)(2)).
DONE AND ORDERED at Jacksonville, Florida on September 5, 2017.
bhc
Copies to:
Counsel of record
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