Voter Verified, Inc. v. Election Systems & Software, Inc.
Filing
184
ORDER granting 166 Motion for summary judgment. Signed by Senior Judge Patricia C. Fawsett on 7/28/2011. (KMF)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
ORLANDO DIVISION
VOTER VERIFIED, INC.,
Plaintiff,
-vs-
Case No. 6:09-cv-1969-Orl-19KRS
ELECTION SYSTEM & SOFTWARE,
INC.,
Defendant.
______________________________________
ORDER
This case comes before the Court on the following:
1.
Motion for Summary Judgment of Non-Infringement of Claims 1-48, 50-55, 57-84,
and 86-92 by Election Systems & Software, Inc. (Doc. No. 166, filed June 9, 2011);
2.
Response to the Fourth Motion for Summary Judgment of Diebold, Incorporated and
the Third Motion of Summary Judgment of Premier Election Solutions, Inc. (Doc. No.
172, filed July 9, 2011); and
3.
Reply in Support of Their Respective Motions for Summary Judgment of NonInfringement by Election Systems & Software, Inc. (Doc. No. 179, filed July 24,
2011).
Background
I. Procedural History
On November 19, 2009, Voter Verified, Inc. (“VVI”) filed the present action against Election
Systems & Software, Inc. (“ES&S”). (Doc. No. 1.) The Complaint, seeking both damages and
injunctive relief, alleges that ES&S willfully infringed United States Patents Nos. 6,769,613 (“the
‘613 patent”) and RE40,449 (“the ‘449 patent”). (Id. at 11-12.) ES&S denies VVI’s allegations of
infringement and seeks a declaratory judgment that: (1) the ‘613 and the ‘449 patents are invalid
pursuant to 35 U.S.C. §§ 101, 102, 103, and 112; (2) the ‘613 patent is invalid pursuant to 35 U.S.C.
§ 251; and (3) ES&S is not infringing and has never infringed the ‘613 and ‘449 patents. (Doc. No.
17, filed Jan. 13, 2010.)
On April 28, 2010, VVI filed a Motion for Summary Judgment arguing that there were no
genuine issues of material fact relating to the direct infringement of claim 49 of the ‘613 and ‘449
patents. (Doc. No. 71 at 1.) VVI also moved for summary judgment on the validity of the asserted
patents and the issue of intervening rights. (Id.) On May 28, 2010, ES&S responded in opposition
to VVI’s summary judgment motion and filed a Cross Motion for Summary Judgment, contending
that: (1) the ‘613 patent cannot be infringed because it was surrendered; (2) claims 49, 56, 85, 93, and
94 of the ‘449 patent are not infringed; and (3) claims 49, 56, 85, 93, and 94 of the ‘449 patent are
invalid as anticipated under 35 U.S.C. § 102. (Doc. No. 84.) Plaintiff’s Motion for Summary
Judgment was granted in part and denied in part. (Doc. No. 114 at 37-39.) The Motion was granted
to the extent VVI sought a finding that: (1) the claims of the ‘449 patent are not invalid under 35
U.S.C. § 101; (2) the claims of the ‘449 patent, other than claim 94, are not invalid under 35 U.S.C.
§ 112; and (3) claims 1-48, 50-84, and 86-92 are not invalid under 35 U.S.C. § 102. (Id. at 37-38.)
ES&S’s Cross Motion for Summary Judgment was also denied in part and granted in part. (Id.) The
Motion was granted to the extent ES&S sought a finding that: (1) the ‘613 patent was surrendered to
the United States Patent and Trademark Office (“PTO”); (2) the Accused Systems do not infringe
claims 49, 56, 85, and 93 of the ‘449 patent; (3) claim 94 of the ‘449 patent is invalid under 35 U.S.C.
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§ 112; and (4) the enumerated Risks Digest articles qualify as prior art. (Id. at 38.) ES&S was also
granted leave to file a supplemental summary judgment motion addressing the issue of obviousness.
(Id.)
On November 9, 2010, ES&S filed a Motion and Memorandum in Support of Invalidity of
Claim 49 of U.S. Patent No. RE40,449. (Doc. No. 119.) The Motion was granted to the extent ES&S
sought a finding that claim 49 of the ‘449 patent is invalid as obvious under 35 U.S.C. § 103. (Doc.
No. 135.) However, because ES&S did not address the obviousness of the remaining claims, the
Court granted VVI’s Second Motion for Summary Judgment to the extent it sought a finding that
claims 1-48, 50-84, and 86-92 are valid. (Id. at 22.)
On June 9, 2011, ES&S filed the present Motion for Summary Judgment of Non-Infringement
of Claims 1-48, 50-55, 57-84, and 86-92 of U.S. Patent No. RE40,449 and Memorandum in Support.
(Doc. No. 166.) In the Motion, ES&S contends that no product or combination of products sold by
ES&S infringes claim 1, claim 25, or any dependent claim of the ‘449 patent. (Id.) VVI responded
in opposition to ES&S’s Motion on July 9, 2011, (Doc. No. 172), and ES&S filed a reply on July 24,
2011, (Doc. No. 179).
II. The Asserted Patents
The patents at issue in the present case include the ‘613 and ‘449 patents (collectively, the
“Asserted Patents”). The ‘613 patent issued on August 3, 2004. (Doc. No. 1-1 at 1.) On February
14, 2005, a reissue application for the ‘613 patent was filed. (Id. at 10.) On August 5, 2008, the ‘613
patent was surrendered to the United States Patent and Trademark Office (“PTO”) and reissued as the
‘449 patent. (Id.) VVI is the owner by assignment of both the ‘613 and ‘449 patents. (Id. at 30.)
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In general, the Asserted Patents involve a computer voting system that displays ballots for
voting, instructs voters to input their selections, prints the votes of the voters, instructs the voters to
review the printed ballots for accuracy, and then instructs the voters to submit acceptable printed
ballots for tabulation. By way of example, claim 1 of the ‘449 patent recites:
1. A self-verifying voting system comprising: one or more voting stations
comprising:
(a) one or more computer programs which operate in a computer to display
general voting instructions, at least one election ballot showing the candidates and
issues to be voted on, and directions to the voter for operation of the system;
present the election ballot for voting and input of votes by the voter;
accept input of the votes from the voter;
print out the election ballot according to which the voter voted with the votes of the
voter printed thereon, so that the votes of the voter are readable on said election
ballot by the voter and readable by a tabulation machine;
record the votes in the computer; and
compare the votes read by a ballot scanning machine with the votes recorded in the
computer;
(b) a computer with at least one display device, at least once device to
accept voting input from a voter, at least one data storage device, and sufficient
memory to provide for the operation of said computer program in which said
computer program runs;
(c) a printer connected to said computer for printing the election ballot
according to which the voter voted;
(d) a ballot scanning means for reading the votes on the printed ballot
printed according to the election ballot which the voter voted so that the votes
shown on the printed ballot are compared by the computer program with the votes
recorded in the computer for the voter;
(e) means for connecting said ballot scanning means to said computer; and
a means for tabulating the printed ballots generated by said one or more voting
stations.
III. The AutoMark System
The AutoMark System is an electronic ballot marking device designed to machine-mark the
voting selections for voters who are visually impaired, have a disability, or who are more comfortable
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using an alternative language. (Doc. No. 166-1 ¶ 3.) The AutoMark System includes: (1) a computer;
(2) a scanner; (3) a touch screen display; (4) an audio output; (5) braille-embossed keys; and (6) a
printer. (Id. ¶ 4.) A voter using the AutoMark System initiates the voting process by inserting a
blank paper ballot into the ballot feed tray. (Id. ¶ 6.) The AutoMark System then scans the paper
ballot and either displays the various races on a touch screen or reads an “audio ballot.” (Id. ¶¶ 6-7.)
The voter may then make his or her selections by touching buttons on the screen. (Id. ¶ 9.) After all
of the votes have been selected, a “summary screen” is displayed on the touch screen for review by
the voter. (Id. ¶ 10.) At this time, the voter may change any of his or her selected votes. (Id.) Once
the voter verifies that the selected votes are correct, the AutoMark System produces a market ballot,
printing the voter’s selection on his or her paper ballot by filling in ovals or arrows corresponding to
the selected candidates. (Id.)
The AutoMark System may also be used to verify the accuracy of paper ballots. (Id. ¶ 13.)
When the AutoMark System is used in this manner, the voter inserts a previously marked ballot into
the ballot feed tray. (Id.) The AutoMark System then reads the markings on the inserted ballot and
displays a “verification summary” of the votes. (Id.) If the voter wishes to make changes to the
ballot, a new ballot must be requested and the voting process must be repeated. (Id.) The voter’s
selections are not stored in the permanent memory of the AutoMark System’s terminal. (Id. ¶ 14.)
IV. The iVotronic RTAL System
The iVotronic RTAL System is a direct recording electronic system that uses a touch screen
terminal to display ballots and record votes.1 (Doc. No. 166-1 ¶ 16.) The iVotronic RTL System
1
The AutoMark System and the iVotronic RTAL System will be referred to collectively as
the “Accused Systems.”
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includes: (1) a card reader; (2) a touchscreen; (3) an audio output; (4) memory for storing election
ballots; and (5) a printer. (Id. ¶ 17.) A voter using the iVotronic RTAL System begins the voting
process by inserting a personalized electronic ballot card into a terminal. (Id. ¶ 18.) A ballot then
appears on the touch screen, and the voter selects candidates by pressing on the touch screen. (Id.)
As the voter makes selections, a Real-Time Audit Log printer prints a continual hard copy log of each
action taken by the voter. (Id. ¶ 21.) A voter can verify the candidates or issues he or she selected
by reviewing the hard copy log. (Id.) When the voter has finished making his or her selections, the
voter presses the red “vote” button at the top of the screen, and the votes are saved to the permanent
memory of the iVotronic RTAL System. (Id. ¶ 19.) At the end of the day, the electronic votes stored
in the memory of each iVotronic RTAL System are transferred to the master electronic ballot card
which is used to transmit the entire precinct’s election results via modem to election headquarters.
(Id. ¶ 20.) Each iVotronic RTAL System also prints summary reports displaying the total number of
votes in both a bar code and a human readable format. (Id. ¶ 22.) The hard copy logs are retained
for audit purposes. (Id. ¶ 23.)
Standard of Review
A party is entitled to summary judgment “if the movant shows that there is no genuine dispute
as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P.
56(a); accord Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986); Hickson Corp. v. N.
Crossarm Co., 357 F.3d 1256, 1259 (11th Cir. 2004). A dispute of fact is “material” if, under the
applicable substantive law, it might affect the outcome of the case. Hickson Corp., 357 F.3d at 1259.
A dispute of fact is “genuine” if the record taken as a whole could lead a rational trier of fact to find
for the nonmoving party. Id. at 1260. A court must decide “whether the evidence presents a
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sufficient disagreement to require submission to a jury or whether it is so one-sided that one party
must prevail as a matter of law.” Id.; Anderson, 477 U.S. at 251-52.
The party moving for summary judgment has the burden of proving that: (1) there is no
genuine issue as to any material fact, and (2) it is entitled to judgment as a matter of law. Celotex
Corp. v. Catrett, 477 U.S. 317, 323 (1986). In determining whether the moving party has satisfied
its burden, the court considers all inferences drawn from the underlying facts in the light most
favorable to the party opposing the motion and resolves all reasonable doubts against the moving
party. Anderson, 477 U.S. at 255. The court may not weigh conflicting evidence or weigh the
credibility of the parties. Hairston v. Gainesville Sun Pub. Co., 9 F.3d 913, 919 (11th Cir. 1993). If
a reasonable fact finder could draw more than one inference from the facts and that inference creates
an issue of material fact, a court must not grant summary judgment. Id. On the other hand, summary
judgment must be granted “against a party who fails to make a showing sufficient to establish the
existence of an element essential to that party’s case, and on which the party will bear the burden of
proof at trial.” Celotex Corp., 477 U.S. at 322. In addition, when a claimant fails to produce
“anything more than a repetition of his conclusory allegations,” summary judgment for the movant
is “not only proper but required.” Morris v. Ross, 663 F.2d 1032, 1034 (11th Cir. 1981).
Analysis
I. Independent Claims 1 and 25
ES&S first contends that it does not infringe independent claims 1 and 25 of the ‘449 patent
because no product or combination of products sold by ES&S uses a ballot scanning means interfaced
with a computer program to compare the votes on a printed ballot to the votes recorded in a computer.
(Doc. No. 166 at 4, 7.) In response, VVI maintains that the Accused Systems infringe claim 1 and
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claim 25 of the ‘449 patent because a voter using the systems performs the element of comparing the
votes on a printed ballot to the votes recorded in a computer. (Doc. No. 172 at 6-7.)
An infringement analysis involves two steps. First, the court must construe the claims, a
question of law in which the scope and meaning of the asserted claims is defined. Lacks Indus., Inc.
v. McKechnie Vehicle Components USA, Inc., 322 F.3d 1335, 1341 (Fed. Cir. 2003). The claims as
construed are then compared to the accused device. Id. This is a question of fact. Insituform Techs.,
Inc. v. Cat Contracting, Inc., 161 F.3d 688, 692 (Fed. Cir. 1998). In order to establish patent
infringement, a patentee must demonstrate by a preponderance of the evidence “that an accused
product embodies all limitations of the claim either literally or by the [doctrine of equivalents].”
Amgen Inc. v. F. Hoffman-LA Roche Ltd, 580 F.3d 1340, 1374 (Fed. Cir. 2009) (citing TIP Sys., LLC
v. Phillips & Brooks/Gladwin, Inc., 529 F.3d 1364, 1379 (Fed. Cir. 2008)).
To literally infringe a claim, “every limitation set forth in a claim must be found in an accused
product, exactly.” Southwall Techs., Inc. v. Cardinal IG Co., 54 F.3d 1570, 1575 (Fed. Cir. 1995).
“A finding of infringement under the doctrine of equivalents requires a showing that the difference
between the claimed invention and the accused product or method was insubstantial or that the
accused product or method performs the substantially same function in substantially the same way
with substantially the same result as each claim limitation of the patented product or method.”
AquaTex Indus., Inc. v. Techniche Solutions, 479 F.3d 1320, 1326 (Fed. Cir. 2007) (citations omitted).
Equivalents are assessed on a limitation-by-limitation basis. Id. at 1328 (citing Tex. Instruments, Inc.
v. Cypress Semiconductor Corp., 90 F.3d 1558, 1567 (Fed. Cir. 1996)).
ES&S maintains that it does not infringe independent claims 1 and 25 of the ‘449 patent either
literally or under the doctrine of equivalents because no product or combination of products sold by
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ES&S meets element (d) of claim 1 or element (e) of claim 25, which are identical (“Contested
Elements”). The Contested Elements recite:
a ballot scanning means for reading the votes on the printed ballot printed according
to the election ballot which the voter voted so that the votes shown on the printed
ballot are compared by the computer program with the votes recorded in the computer
for the voter
Both VVI and ES&S maintain that the Contested Elements are set forth in the “means-plusfunction” format,2 (Doc. No. 166 at 5; Doc. No. 172 at 2), a claim format that recites “a function to
be performed rather than definite structure or materials for performing that function.” Lockheed
Martin Corp. v. Space Sys./Loral, Inc., 324 F.3d 1308, 1318 (Fed. Cir. 2003). The use of the term
“means” in the Contested Elements creates a presumption that § 112, ¶ 6 has been invoked. See
Kemco Sales, Inc. v. Control Papers Co., Inc., 208 F.3d 1352, 1361 (Fed. Cir. 2000) (finding that the
use of the term “means” in a claim limitation creates a presumption that § 112, ¶ 6 has been invoked).
This presumption is further supported by the fact that the elements recite a function but do not recite
any structure for performing that function. Id. (noting that the presumption may be overcome if the
properly construed claim limitation recites a sufficient structure to perform the claimed function).
Furthermore, the parties do not dispute the construction of the Contested Elements as means-plusfunction limitations. Accordingly, the Court finds that the Contested Elements are recited in the
“means-plus-function” format under § 112, ¶ 6.
2
Section 112, paragraph 6 provides that “[a]n element in a claim for a combination may be
expressed as a means or step for performing a specified function without the recital of structure,
material, or acts in support thereof, and such claim shall be construed to cover the corresponding
structure, material, or acts described in the specification and equivalents thereof.” 35 U.S.C. § 112,
¶ 6.
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The proper construction of a means-plus-function limitation involves two steps. First, the
court must identify the claimed function. Telemac Cellular Corp. v. Topp Telecom, Inc., 247 F.3d
1316, 1324 (Fed. Cir. 2001) (citing Kemco Sales, 208 F.3d at 1361). “In identifying the function of
a means-plus-function claim, a claimed function may not be improperly narrowed or limited beyond
the scope of the claim language.” Lockheed Martin, 324 F.3d at 1319 (citing Micro Chem. Inc. v.
Great Plains Chem. Co., 194 F.3d 1250, 1258 (Fed. Cir. 1999). Once the claimed function is
identified, the patent must be examined to identify the corresponding structure disclosed in the
specification that performs the claimed function. Telemac Cellular, 247 F.3d at 1324. “In order to
qualify as corresponding, the structure must not only perform the claimed function, but the
specification must clearly associate the structure with performance of the function.” Cardiac
Pacemakers, Inc. v. St. Jude Med., Inc., 296 F.3d 1106, 1113 (Fed. Cir. 2002) (citation omitted).
Having determined that the Contested Elements fall under § 112, ¶ 6, the Court must begin the
construction of these elements by identifying the claimed function. The plain language of the
Contested Elements recites the function as “reading the votes on the printed ballot printed according
to the election ballot which the voter voted so that the votes shown on the printed ballot are compared
by the computer program with the votes recorded in the computer for the voter.” While VVI contends
that the function is limited to “reading the votes on the printed ballot printed according to the election
ballot,” VVI provides no argument to support this truncated reading of the claimed function, and such
a reading is not supported by the plain language of the Contested Elements which explicitly describes
the claimed function to include reading the printed ballot in a manner that permits the computer
program to compare the printed votes with the votes recorded by the computer. See JVW Enters., Inc.
v. Interact Accessories, Inc., 424 F.3d 1324, 1330 (Fed. Cir. 2005) (finding that “a court may not
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construe a means-plus-function limitation by adopting a function different from that explicitly recited
in the claim” or by “importing the functions of a working device into the specific claims, rather than
reading the claims for their meaning independent of any working embodiment” (quotation omitted)).
Moreover, the computer program comparison portion of the claimed function adds substance to the
claim by further describing the manner in which the ballot scanning means is to read the votes on the
printed ballot, specifically, in a manner that allows the votes to be compared to the votes recorded in
the computer by a computer program. Cf. Tex. Instruments Inc. v. U.S. Int’l Trade Comm’n, 988 F.2d
1165, 1172 (Fed. Cir. 1993) (declining to construe the function to include the claim language that
merely described the inherent results of the claimed function). Therefore, in accordance with the
plain language of the claims, the Court construes the function recited in the Contested Elements as
reading the votes on the printed ballot printed according to the election ballot which the voter voted
so that the votes shown on the printed ballot are compared by the computer program with the votes
recorded in the computer for the voter.
The structure corresponding to the claimed function of the Contested Elements must next be
identified. ES&S contends that the proper structure is a ballot scanning machine interfaced with a
computer using a computer program. (Doc. No. 166 at 6.) In response, VVI argues that the while
ES&S “correctly identified the structure,” it failed to identify an alternative structure, comparison by
the voter. (Doc. No. 172 at 2-4.)
The specification of the ‘449 patent provides the following descriptions of structure
corresponding to the claimed function:
A printed ballot produced by the computer voting station which shows the votes of a
voter is then presented to the voter and either compared by the voter, or by operation
of the computer program for the voting system with a ballot scanning machine, the
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machine capable of reading ballot selections, with the votes of the voter temporarily
stored in the computer. col. 2 ln. 25-33
Also connected to the computer in the voting station may be a machine which is
capable of reading ballot selection markings previously described, either directly,
through a master computer, or network to which the computer for the voting station is
connected. Such a machine will hereinafter be referred to as a “ballot scanning
machine” and is essentially an electro-optical sensing device from the well-known art.
Such a ballot scanning machine may be interfaced with the computer in the voting
station to scan the paper ballot printed by the printer as voted by the voter. col 3. ln.
54-64.
The printed ballot produced by the computer voting station which shows the votes of
a voter presented to the voter may either be compared by the voter, or by operation of
the computer program for the voting system with a ballot scanning machine, the
machine capable of reading ballot selection markings, or by both methods, with the
votes of the voter temporarily stored in the computer. col. 3 ln. 64 - col. 4 ln.4.
The result of the comparison is then judged acceptable or unacceptable by the voter,
in the case of comparison by the voter, or by the computer program for the voting
system, in the case of comparison with the ballot as read by the ballot scanning
machine in the voting station. . . . col. 4 ln. 7-11.
. . . voter observes that the printed ballot correctly represents the votes of the voter, the
ballot may be submitted by the voter for processing to a ballot scanning machine
interfaced with that voting station. Such processing may proceed in the computer
program by comparison of the votes represented by the ballot selection marking on the
printed ballot with the votes stored in the computer for the voting station. col 5 ln. 2228.
In this manner, the specification repeatedly discloses the structure corresponding to performing the
claimed function as a ballot scanning machine interfaced with a computer program that compares the
votes read by the ballot scanning machine with the votes recorded in the computer. Such a ballot
scanning machine interfaced with the computer program described specifically in element (a) of
claims 1 and claim 25 is capable of performing the claimed function and identified in the specification
with the performance of the function. See Cardiac Pacemaker, 296 F.3d at 1113. (“[I]n order to
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qualify as corresponding, the structure must not only perform the claimed function, but the
specification must clearly associate the structure with the performance of the function.”).
VVI contends that the specification also discloses comparison by the voter as an alternative
structure corresponding to the claimed function. (Doc. No. 172 at 2-3.) VVI’s argument fails for two
reasons. First, “a human being cannot constitute a ‘means.’” Default Proof Credit Card Sys., Inc. v.
Home Depot U.S.A., Inc., 412 F.3d 1291, 1300 (Fed. Cir. 2005) (citing In re Prater, 415 F.2d 1393,
1398 (C.C.P.A. 1969) (finding defendants’ arguments that the structure corresponding to a means can
entail human participation or a human being manually operating an apparatus to be “misplaced”).
Thus, means-plus-function claims are not construed to “cover structures in which a human being
substitutes for a part of the claimed structure.” Davies v. United States, 31 Fed. Cl. 769, 778-79 (Fed.
Cl. 1994) (citing Brown v. Davis, 116 U.S. 237, 249 (1886) (finding that even if a human being could
perform the claimed function manually, the accused device does not infringe the patent where the
accused device does not itself perform the function). Thus, the means-plus-function language in the
Contested Elements will not be construed to cover a human being performing the claimed function.
Furthermore, even assuming a human being was a permissible structure under § 112, ¶ 6, the
specification fails to disclose a human being performing the claimed function in its entirety. The
claimed function includes not only reading the votes on the printed ballot and the votes recorded in
the computer, but reading the votes in a manner that allows a computer program to compare them.
The specification does not disclose a human being reading the printed votes and the votes recorded
by the computer in a manner that would allow for comparison “by the computer program.”3
3
In other claims of the ‘449 patent, the voter’s comparison of the votes on the printed ballot
card to the votes stored in the computer is specifically claimed. For example, element (c) of claim
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Accordingly, the Court declines to construe the structure corresponding to the claimed function to
include a human being as an alternative equivalent. Instead, the Court finds the only structure
corresponding to the claimed function to be a ballot scanning machine interfaced with the computer
program described in element (a) of claims 1 and 25 that compares the votes read by the ballot
scanning machine with the votes recorded in the computer.
In order to infringe claim 1 or claim 25 of the ‘449 patent, the Accused Systems must perform
either the identical function claimed in the Contested Elements or a substantially similar function. See
Kemco Sales, 208 F.3d at 1364. However, the undisputed evidence in the record demonstrates that
the Accused Systems are incapable of comparing the votes on the printed ballots to the votes recorded
in the computer.
The iVotronic RTAL System is designed to provide a voter with the opportunity to review the
printer’s continuous paper tape and compare the selections indicated on the paper tape to the
candidates selections on the touchscreen. (Doc. No. 166-1 ¶ 21.) However, there is no evidence in
the record to establish that the iVotronic RTAL System itself is capable of making the comparison
between the selections on the printed tape and the votes in the recorded in the computer as required
by claims 1 and 25. In fact, the uncontested evidence in the record demonstrates that the iVotronic
RTAL System does not include any type of ballot scanning machine or other device capable of reading
printed ballots or the printed selections on the paper tape.4
49 recites the method step of: “comparison by the voter of the printed votes with the votes temporarily
stored in the computer for the voting station.” (emphasis added).
4
VVI provides no argument or evidence to the contrary, conceding that the iVotronic RTAL
System does not “include any form of ballot scanning machine.” (Doc. No. 172 at 6.)
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The AutoMark System does include a ballot scanning device capable of reading the votes of
a marked ballot and presenting a verification summary of the votes it reads on a touch screen terminal.
(Doc. No. 166-1 ¶ 13.) However, there is no evidence in the record to establish that the AutoMark
System is capable of comparing the votes on the printed ballot to the votes recorded on the computer.
Instead, the uncontested evidence of record demonstrates that the AutoMark System simply reads the
marks on an inserted ballot and presents a verification summary based on that reading; it cannot recall
any voter’s selections from memory for comparison purposes because the temporary memory is
cleared every time the ballot is ejected. (Id.) While VVI contends that voters accomplished the
claimed function of the Contested Elements by comparing the printed votes to the votes displayed on
the screens of the Accused Systems, infringement does not result where the actions of a human being
are substituted for the actions of an accused device. The accused device must itself perform the
function. Davies, 31 Fed. Cl. at 778-79 (finding that even if a human being could perform the claimed
function manually, the accused device does not infringe the patent where the accused device does not
itself perform the function).
In sum, because the Accused Systems are not capable of comparing the votes of a printed
ballot to the votes recorded in the computer in any manner, the Accused Systems are unable to perform
either the identical function or a function substantially similar to the function claimed in the Contested
Elements. Accordingly, ES&S’s Motion for Summary Judgment will be granted to the extent it seeks
a finding that ES&S does not infringe claim 1 and claim 25 of the ‘449 patent, either literally or under
the doctrine of equivalents.5
5
VVI does not contend that any other product or combination of products attributable to the
ES&S infringe the claims of the ‘449 patent.
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II. Dependent Claims
ES&S next argues that in light of the Court’s findings on summary judgment regrading claims
1, 25, 49, 56, 85, and 93, ES&S does not infringe any independent claims of the ‘449 patent and
therefore do not infringe any dependant claims as a matter of law. (Doc. No. 166 at 2.) VVI provides
no response in opposition, conceding that ES&S “correctly state[s] the law of the Federal Circuit.”
(Doc. No. 173 at 8.)
“A conclusion of noninfringement as to [an] independent claim [] requires a conclusion of
noninfringement as to the dependent claims.”6 Muniauction, Inc. v. Thomson Corp., 532 F.3d 1318,
1329 n.5 (Fed. Cir. 2008) (citing Monsanto Co. v. Syngenta Seeds, Inc., 503 F.3d 1352, 1359 (Fed.
Cir. 2007)); Minn. Mining & Mfg. Co. v. Chemque, Inc., 303 F.3d 1294, 1302 (Fed. Cir. 2002) (“It is
axiomatic that dependent claims cannot be found infringed unless the claims from which they depend
have been found to be infringed.” (quotation omitted)). Therefore, where an accused device has been
found not to infringe an independent claim, the device also does not infringe the claims depending
from the noninfringing independent claim as a matter of law. Exergen Corp. v. Wal-Mart Stores, Inc.,
575 F.3d 1312, 1325 (Fed. Cir. 2009) (finding that because independent claim 27 was not infringed
by the accused device, dependent claims 28-30 also were not infringed).
In the present case, the Court has determined that ES&S does not infringe independent claims
1, 25, 49, 56, 85, and 93 of the ‘449 patent. In light of this finding and the fact that VVI does not
6
In Wahpeton Canvas Co., Inc. v. Frontier, Inc., 870 F.2d 1546 (Fed. Cir. 1989), the Federal
Circuit explained that: “One may infringe an independent claim and not infringe a claim dependent
on that claim. The reverse is not true. One who does not infringe an independent claim cannot
infringe a claim dependent on (and thus containing all the limitations of) that claim.” Id. at 1552.
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contend that any system other than the Accused Systems infringes the claims of the ‘449 patent, the
Court concludes that ES&S also does not infringe any of the claims depending from these
independent claims, specifically claims 2-24, 26-48, 50-55, 57-84, and 86-92. Accordingly, ES&S
does not infringe any valid claims of the ‘449 patent.7
Conclusion
Based on the foregoing, the Motion for Summary Judgment of Non-Infringement of Claims
1-48, 50-55, 57-84, and 86-92 by Election Systems & Software, Inc. (Doc. No. 166, filed June 9,
2011) is GRANTED.
DONE and ORDERED in Orlando, Florida on July 28, 2011.
Copies furnished to:
Counsel of Record
Unrepresented Parties
7
There are 94 claims in the ‘449 patent. The Court previously determined, on summary
judgment, that claim 94 of the ‘449 patent is invalid pursuant to 35 U.S.C. § 112. (Doc. No. 155.)
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