Cronin v. Commissioner of Social Security
Filing
22
MEMORANDUM AND OPINION reversing Commissioners decision and REMANDING the case pursuant to sentence four of 42 U.S.C. § 405(g). The Clerk of the Court is directed to enter judgment consistent with this opinion and, thereafter, to close the file signed by Magistrate Judge David A. Baker on 9/11/2012. (AKJ)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
ORLANDO DIVISION
MICHAEL J. CRONIN,
Plaintiff,
-vs-
Case No. 6:10-cv-1765-Orl-DAB
COMMISSIONER OF SOCIAL
SECURITY,
Defendant.
______________________________________
Memorandum Opinion & Order
Plaintiff brings this action pursuant to the Social Security Act (the Act), as amended, Title 42
United States Code Section 405(g), to obtain judicial review of a final decision of the Commissioner
of the Social Security Administration (the Commissioner) denying his claim for disability insurance
benefits and a period of disability under the Act.
The record has been reviewed, including a transcript of the proceedings before the
Administrative Law Judge (ALJ), the exhibits filed and the administrative record, and the pleadings
and memoranda submitted by the parties in this case. Oral argument has not been requested.
For the reasons that follow, the decision of the Commissioner is REVERSED and
REMANDED.
I.
BACKGROUND
A.
Procedural History
Plaintiff filed for a period of disability and disability insurance benefits on February 14, 2002;
Plaintiff apparently was previously awarded a closed period of disability that ended in May 2001. R.
56-58, 313. Plaintiff alleged an onset of disability on July 1, 2001, due to heart disease, herniated
discs in the lower back, degenerative disc disease and carpal tunnel syndrome. R. 56, 71. His
application was denied initially and upon reconsideration. R. 4-6. Following a hearing on February
17, 2004, Plaintiff was first found not disabled by Administrative Law Judge David G. Danziger as
and a denial of benefits was issued on August 5, 2004. R. 13-22. Following Plaintiff’s appeal to the
Middle District of Florida1, on January 11, 2007, the Court granted the Commissioner’s unopposed
motion for remand and sent the case back to the Commissioner for further proceedings. R. 327-30.
On February 6, 2007, the Appeals Council remanded the case to an ALJ for proceedings consistent
with the Court’s order of remand. R. 330-35. The Court’s order of remand required: (1) reevaluate
Plaintiff’s residual functional capacity assessment, and include all non-exertional limitations
demonstrated in the record or provide rationale for rejecting them in accordance with Eleventh Circuit
law and Social Security regulations; (2) obtain vocational expert testimony regarding the effect of all
of Plaintiffs exertional and non-exertional limitations on his ability to perform other work in the
national economy in accordance with case law and with SSR 96-9P and 85-15 and if necessary,
resolve any conflicts in the vocational expert's testimony; and (3) consider the Veteran
Administration’s determination of disability and state the weight accorded this determination or the
reasons for rejecting it. R. 328-29.
A second hearing was held on August 20, 2007 (R. 363-86) before Administrative Law Judge
Philemina M. Jones (“ALJ Jones”), who issued a decision on February 7, 2008, finding that Plaintiff
was not disabled on or before the expiration of his insured status on June 30, 2006. R. 312-20.
Plaintiff’s request for review (R. 307-08) was denied by the Appeals Council on September 21, 2010.
R. 251-53. Plaintiff filed this action for judicial review on November 26, 2010. Doc. 1.
B.
Medical History and Findings Summary
1
The case was previously assigned to United States Magistrate Judge Gary R. Jones of the Ocala Division. Plaintiff
has relocated and now resides in Deltona (see Doc. 1) within the Orlando Division of the Court.
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Plaintiff was fifty years old when his insured status expired on June 30, 2006. He has a twelfth
grade education and has past work experience as a chef. R. 52, 56, 72, 77.
Plaintiff’s medical history is set forth in detail in the ALJ’s decision. By way of summary,
Plaintiff complained of heart disease, herniated discs in the lower back, degenerative disc disease and
carpal tunnel syndrome. R. 56, 71. After reviewing Plaintiff’s medical records and Plaintiff’s
testimony, the ALJ found that Plaintiff suffered from lumbar sprain and right carpal tunnel syndrome,
which were “severe” medically determinable impairments but were not severe enough to meet or
medically equal one of the impairments listed in Appendix 1, Subpart P, Regulations No. 4. R. 315.
The ALJ determined that Plaintiff retained the residual functional capacity (RFC) to perform light
work except for limitations to occasionally climbing ramps and stairs, balancing, stooping, kneeling,
crouching and crawling; he could never climb ladders, ropes or scaffolds; and needed to avoid even
moderate exposure to fumes, odors, dusts, gases, poor ventilation and hazards. R. 317. In making
this determination, the ALJ found that Plaintiff’s allegations regarding his limitations were not totally
credible. R. 318-19. Considering Plaintiff’s vocational profile and RFC, as well as the testimony of
the vocational expert (“VE”), the ALJ concluded that Plaintiff could perform past relevant work as
a chef, as defined in the Dictionary of Occupational Titles. R. 319. Accordingly, the ALJ determined
that Plaintiff was not under a disability, as defined in the Act, at any time through June 30, 2006, his
date last insured. R. 320.
Plaintiff now asserts three main points of error. First, he argues that the ALJ erred by finding
that his coronary artery disease was not severe. Second, he claims the ALJ erred by finding he had
the RFC to perform his past relevant work contrary to the Veterans Administration rating finding him
100% disabled. Lastly, Plaintiff contends the ALJ erred by improperly applying the pain standard and
in evaluating his credibility.
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Because ALJ Jones failed to adequately address Plaintiff’s 100% disability rating from the VA
(which is to be accorded great weight), in spite of a previous remand from the Court to do so, the
decision of the Commissioner is REVERSED and REMANDED.
II.
STANDARD OF REVIEW
The scope of this Court’s review is limited to determining whether the ALJ applied the correct
legal standards, McRoberts v. Bowen, 841 F.2d 1077, 1080 (11th Cir. 1988), and whether the findings
are supported by substantial evidence, Richardson v. Perales, 402 U.S. 389, 390 (1971). The
Commissioner’s findings of fact are conclusive if supported by substantial evidence. 42 U.S.C.
§ 405(g). Substantial evidence is more than a scintilla – i.e., the evidence must do more than merely
create a suspicion of the existence of a fact, and must include such relevant evidence as a reasonable
person would accept as adequate to support the conclusion. Foote v. Chater, 67 F.3d 1553, 1560 (11th
Cir. 1995)(citing Walden v. Schweiker, 672 F.2d 835, 838 (11th Cir. 1982) and Richardson v. Perales,
402 U.S. 389, 401 (1971)).
“If the Commissioner’s decision is supported by substantial evidence, this Court must affirm,
even if the proof preponderates against it.” Phillips v. Barnhart, 357 F.3d 1232, 1240 n. 8 (11th Cir.
2004). “We may not decide facts anew, reweigh the evidence, or substitute our judgment for that of
the [Commissioner.]” Id. (internal quotation and citation omitted). Dyer v. Barnhart, 395 F.3d 1206,
1210 (11th Cir. 2005). The district court must view the evidence as a whole, taking into account
evidence favorable as well as unfavorable to the decision. Foote, 67 F.3d at 1560; accord, Lowery
v. Sullivan, 979 F.2d 835, 837 (11th Cir. 1992) (court must scrutinize the entire record to determine
reasonableness of factual findings).
The ALJ must follow five steps in evaluating a claim of disability. See 20 C.F.R. §§ 404.1520,
416.920. First, if a claimant is working at a substantial gainful activity, he is not disabled. 20 C.F.R.
§ 404.1520(b). Second, if a claimant does not have any impairment or combination of impairments
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which significantly limit his physical or mental ability to do basic work activities, then he does not
have a severe impairment and is not disabled. 20 C.F.R. § 404.1520(c). Third, if a claimant’s
impairments meet or equal an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1, he is
disabled. 20 C.F.R. § 404.1520(d). Fourth, if a claimant’s impairments do not prevent his from doing
past relevant work, he is not disabled. 20 C.F.R. § 404.1520(e). Fifth, if a claimant’s impairments
(considering his residual functional capacity, age, education, and past work) prevent his from doing
other work that exists in the national economy, then he is disabled. 20 C.F.R. § 404.1520(f).
III.
ISSUES AND ANALYSIS
ALJ Jones did not apply the correct burden of proof in assessing Plaintiff’s disability. When
considering a case where benefits were previously awarded for a “closed period of disability” and a
cessation of benefits naturally follows from the ending of the closed period, the burden is on the
Commissioner to prove that the claimant was no longer disabled as of the cessation date because the
Plaintiff had experienced “medical improvement.” See, e.g., Pickett v. Bowen, 833 F.2d 288, 292
(11th Cir. 1987) (“Consequently, we discern from the broad remedial policies underlying the
Disability Amendments that Congress intended to reach ‘closed period’ claimants.”); Waters v.
Barnhart, 276 F.3d 716 (5th Cir. 2002) (in disability benefits cases involving a “closed period of
disability,” the “medical improvement standard” places burden on government to prove, in all relevant
respects, that the claimant is no longer disabled as of cessation date). In a “closed period” case, “the
decision-maker determines that a new applicant for disability benefits was disabled for a finite period
of time which started and stopped prior to the date of his decision. Typically, bot the disability
decision and the cessation decision are rendered in the same document.” Pickett, 833 F.2d at 289 n.
1. “In closed period cases, the ALJ engages in the same decision-making process as in termination
cases, that is, deciding whether (or, more aptly, when) the payments of benefits should be terminated.”
Waters, 276 F.3d at 718; Pickett, 833 F.2d at 289 n. 1 (“The findings of disability and eligibility, and
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the findings of cessation of disability and termination occur in the same document.”). Thus, the
Eleventh Circuit has concluded that “closed period” claimants are entitled to a redetermination under
the “medical improvement” standard and benefits pending redetermination. Pickett, 833 F.2d at 291.
In this case, the Commissioner erroneously argues that Plaintiff was previously awarded a
closed period of disability which ended in May 2001 and “the issue of Plaintiff’s disability prior to
May 2001 is not relevant to his current claim.” Doc. 21 at 9. The SSA records (R. 342) demonstrate
– and ALJ Jones acknowledges (R. 313) – that Plaintiff’s benefits ceased in May 2001 when
Plaintiff’s “closed period of benefits” ceased and he stopped receiving benefits. Notes in the SSA
Disability Insured Benefits Status Report indicate that Plaintiff’s alleged onset date preceded the
“cessation date” and the staff at the SSA used “the following month as [alleged onset date].” R. 342.
Applying the cessation of disability standard, ALJ Jones should have used the “medical
improvement standard” which places the burden on the Commissioner, not the claimant. See Simpson
v. Schweiker, 691 F.2d 966, 969 (11th Cir. 1982) (in disability benefits cases involving cessation of
a disability, “medical improvement standard” places burden on government to prove, in all relevant
respects, that the claimant is no longer disabled as of cessation date), superseded by statute on other
grounds as stated in Elam v. Railroad Retirement Bd., 921 F.2d 1210, 1214 (11th Cir. 1991), cited with
approval in Pickett, 833 F.2d at 289; Huie v. Bowen, 788 F.2d 698 (11th Cir. 1986) (benefits could not
be terminated until medical improvement was shown). However, the ALJ applied the standard she
described as “the claimant must establish disability on or before that date [June 30, 2006] in order to
be entitled to a period of disability and disability insurance benefits.” R. 313 (emphasis added). This
was clear error, and as such ALJ Jones’ decision was not based on substantial evidence.
A.
VA rating
Plaintiff claims that the ALJ should not have found him able to perform his past relevant work
when the VA assessed him with a 100% disability rating. The Commissioner argues ALJ Jones
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properly considered the VA disability rating as part of the evidence she considered as a whole in
making the RFC determination. (R. 319).
Residual functional capacity is an assessment based on all relevant evidence of a claimant's
remaining ability to do work despite his impairments. 20 C.F.R. § 404.1545(a); Lewis v. Callahan,
125 F.3d 1436,1440 (11th Cir. 1997). The focus of this assessment is on the doctor's evaluation of
the claimant's condition and the medical consequences thereof. Id. Substantial weight must be given
to the opinion, diagnosis and medical evidence of a treating physician unless there is good cause to
do otherwise. See Lewis, 125 F.3d at 1440; Edwards, 937 F.2d at 583; 20 C.F.R. §§ 404.1527(d),
416.927(d). If a treating physician’s opinion on the nature and severity of a claimant’s impairments
is well-supported by medically acceptable clinical and laboratory diagnostic techniques, and is not
inconsistent with the other substantial evidence in the record, the ALJ must give it controlling weight.
20 C.F.R. §§ 404.1527(d)(2), 416.927(d)(2). Where a treating physician has merely made conclusory
statements, the ALJ may afford them such weight as is supported by clinical or laboratory findings
and other consistent evidence of a claimant’s impairments. See Wheeler v. Heckler, 784 F.2d 1073,
1075 (11th Cir. 1986); see also Schnorr v. Bowen, 816 F.2d 578, 582 (11th Cir. 1987).
Plaintiff argues that ALJ Jones erred in finding that he could perform his past relevant work
in light of the VA’s determination that Plaintiff was 100% disabled from a non-service connected
disability. R. 243, 361-62, 371. He contends that ALJ Jones did not adequately consider the opinion
of the VA but summarily dismissed it.
In discussing Plaintiff’s credibility and RFC, ALJ Jones described the VA records submitted
as follows:
After the supplemental hearing the claimant's representative submitted copies of the
claimant’s DVA rating decision dated October 31, 1997 showing the claimant was
entitled to a non-service connected pension (Exhibit B9F/4) and medical reports from
Central Florida Physiatrists from March 3, 1997 through January 7, 1999 (Exhibit
B9F/5). The representative argues that the claimant’s residual functional capacity
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should include the restriction to lie down at will. The undersigned notes that the VA
did not cite this as a reason for granting benefits, but did include the restrictions of
June 25, 1997 “. . . no repetitive bending or twisting, no lifting over 25 lbs.” The
restriction cited by the claimant's representative is shown for August 5, 1997 and
January 7, 1999 which were not included in the evidence considered by the VA.
R. 319. ALJ Jones did not give great weight to the VA’s 100% disability rating of Plaintiff, instead
finding:
[T]he VA determination does not refer to nor is there any indication that the entire
record as is currently before the undersigned, including the above referenced CT scans
and other radiological evidence, was considered.
R. 319. Plaintiff argues that ALJ Jones’ finding is nonsensical because records from the period after
1997 could not have been considered by the VA since the determination of 100% disability was made
in 1997. R. 361-62. Plaintiff contends the VA indicated which evidence was considered in the
determination, and his heart condition was a large factor in that determination (R. 361), even though
it was ultimately ignored by ALJ Jones who did not even find his coronary artery disease to be a
severe impairment.
The Commissioner argues ALJ Jones properly considered the VA disability rating as part of
the evidence she considered “as a whole in making the RFC determination.” Doc. 21 (citing R. 361).
The Commissioner argues that a determination by another governmental agency that a person is
disabled is generally not binding on the Commissioner, who must make a disability determination
based on Social Security law and not on the rules of another agency. 20 C.F.R. §§ 404.1504,
404.1512(b)(5). However, the Eleventh Circuit cases cited by the Commissioner notably fail to
involve VA disability ratings, and even though they concern state agency disability determinations,
they actually support Plaintiff’s proposition that disability determinations by other agencies are
entitled to “great weight.” See Doc. 21 at 9, citing Falcon v. Heckler, 732 F.2d 827, 831 (11th Cir.
1984) (holding ALJ erred in not giving great weight to Florida workers compensation agency’s
findings of temporary total disability); Bloodsworth v. Heckler, 703 F.2d 1233, 1241 (11th Cir. 1983)
-8-
(findings of disability by another agency (Florida State Retirement Division), although not binding
on SSA, are entitled to great weight).
Moreover, the third case cited by the Commissioner, Hogard v. Sullivan, 733 F.Supp. 1465
(M.D. Fla. 1990), clearly holds that the ALJ must give “great weight” to VA disability ratings, which
follows Eleventh Circuit’s case law directly on point. See Brady v. Heckler, 724 F.2d 914, 921 (11th
Cir. 1984) ((“Although the V.A.’s disability rating is not binding on the Secretary of Health and
Human Services, it is evidence that should be given great weight.”) (citing Olson v. Schweiker, 663
F.2d 593 (5th Cir. 1981) and Rodriguez v. Schweiker, 640 F.2d 682, 686 (5th Cir. 1981)); Kieser v.
Barnhart, 222 F. Supp. 2d 1298, 1303 (M.D. Fla. 2002) (noting that the ALJ’s decision failed to
indicate whether he accorded any weight to the VA’s disability rating).
When an ALJ rejects the VA’s findings, the ALJ should state the reasons for doing so in order
to allow a reasoned review by the courts. Morrison v. Apfel, 146 F.3d 625, 628 (8th Cir. 1998) (citing
Mem., Soc. Sec. Admin. Office of Hearings and Appeals 3 (Oct. 2, 1992)). In a case where the ALJ
rejected a plaintiff’s disability rating because the VA disability criteria differ from the
Commissioner’s, this Court held that the ALJ erred in failing to accord the VA’s rating great weight
as required by case law, and remand would be warranted for application of the proper legal standard.
Hogard v. Sullivan, 733 F.Supp. 1465, 1469 (M.D. Fla. 1990) (reversed and remanded for award of
benefits on other issues). Here, ALJ Jones dismissed Plaintiff’s VA 100% disability rating in a single
sentence, stating that the VA did not consider the entire record ALJ Jones had before her. After the
hearing, Plaintiff’s representative submitted information from the VA reporting that 60% of his
disability rating was for myocardial infarction (heart attack) and 40% was for inverterbral disc
syndrome. R. 255. ALJ Jones failed to find that Plaintiff’s coronary artery disease was a severe
impairment, without providing a reasoned basis for disregarding the weight normally given to a VA
determination of 60% disability from such disease.
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The Supreme Court has said, “Social Security proceedings are inquisitorial rather than
adversarial. It is the ALJ’s duty to investigate the facts and develop the arguments both for and
against granting benefits and the Council’s review is similarly broad.” Sims v. Apfel, 530 U.S. 103,
111 (2000) (citation omitted). Where there are references in the medical records to a VA disability
finding, the ALJ has the duty to develop the record relating to the other agency’s disability findings.
See Baca v. Department of Health & Human Servs., 5 F.3d 476, 479-80 (10th Cir. 1993). Even
though the Social Security claimant has the burden of providing medical evidence establishing
disability, “the ALJ has a basic duty of inquiry to fully and fairly develop the record as to material
issues;” this duty exists even when the claimant is represented by counsel. Id. In Baca, the plaintiff
had received a 50% disability rating from the VA based upon ear and joint disease, and he made an
application to the SSA for disability benefits based upon arthritis and heart disease. Id. at 478. The
VA had been evaluating the plaintiff for disability for many years before the expiration of his insured
status, and although later records were provided, the plaintiff’s VA records for the relevant period
were not available at the hearing before the ALJ. Id. at 480. The appellate court remanded the case,
ordering the Commissioner to make every reasonable effort to obtain the VA records and to consider
the VA disability rating for the relevant period. Id.
The case of Weers v. Barnhart, 2002 WL 69512, *2 (D. Kan. Jan. 15, 2002), is similar to the
facts of this case. In Weers, the only evidence of the plaintiff’s VA disability rating before the ALJ
was plaintiff’s own testimony that he had received a 100% disability rating from the VA and was
receiving benefits. Id. In the disability decision in Weers, the ALJ made no reference to the VA
disability rating other than plaintiff’s testimony but did not discuss what weight or consideration, if
any, he gave to such evidence. Id. at *4. The ALJ did not have any of the findings or evaluations
upon which the VA based its rating and the only VA records considered by the ALJ were medical
treatment records like those of other health care providers that did not provide a disability rating or
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disability evaluation. Id. at *5. As such, it should have been obvious to the ALJ that the relevant VA
records were missing from the record; because the ALJ was aware that the plaintiff claimed a 100%
VA disability rating yet failed to obtain the missing VA records, the district court remanded the case
for the ALJ to obtain the relevant VA disability records. Id. at *6.
In this case, although ALJ Jones was aware that the VA had assigned Plaintiff a 100%
disability rating in 1997 and Plaintiff timely provided the applicable VA disability information, ALJ
Jones failed to note that 60% of the disability rating was for heart-related ailments. Although the ALJ
is required to accord great weight to the VA’s disability rating, ALJ Jones dismissed the VA rating
(for Plaintiff’s lower back problems at least) on the pretense that the VA did not have all of the
records that she had, and she gave no weight to the VA’s 100% rating for Plaintiff’s impairments.
Accordingly, the ALJ’s decision is not consistent with the requirements of law and is not supported
by substantial evidence.
B.
Coronary artery disease
Plaintiff argues that ALJ Jones erred in failing to consider the claimant’s coronary artery
disease as a severe impairment. He argues that ALJ Jones failed to even address whether his coronary
artery disease was a severe impairment2. Plaintiff contends that one of the most problematic issues
with ALJ Jones’s failure to address his coronary artery disease is that this condition is one of the main
reasons the claimant was found to be 100% disabled through the Veteran’s Administration. In part
of the VA’s decision that Plaintiff submitted, the VA was noted:
Outpatient treatment reports from Mid-Florida Cardiology Specialists dated 7-14-94
to 11-04-96 showed the veteran had a myocardial infarction and was given TPA prior
to that. He underwent catheterization showing significant disease of the right coronary
artery and received angioplasty of the right coronary artery with stent placement. The
veteran also had 30-50% in the mid LAD and an 80% lesion in a second small
2
Plaintiff argued in passing that the ALJ should have found his morbid obesity was also a severe impairment, but
devotes no argument to the issue. Although the medical records document obesity, no physician prescribed any restrictions
on Plaintiff from it.
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marginal vessel. The ramus also had a 30-40% lesion. The left ventricle showed
adequate systolic function with mild inferior wall hypokinesis.
R. 361.
At Step 2 of the five-step evaluation process, the ALJ is called upon to determine whether a
claimant’s impairments are severe. By definition, this inquiry is a “threshold” inquiry. It allows only
claims based on the most trivial impairments to be rejected. In this Circuit, an impairment is not
severe only if the abnormality is so slight and its effect so minimal that it would clearly not be
expected to interfere with the individual's ability to work, irrespective of age, education, or work
experience. A claimant need show only that his impairment is not so slight and its effect not so
minimal. McDaniel v. Bowen, 800 F.2d 1026, 1031 (11th Cir. 1986).
Plaintiff has had episodes of coronary artery disease and has been treated by the VA for the
condition. The VA assessed a 60% disability rating due to Plaintiff’s heart condition. R. 255.
Additionally, the consultative examiner, Dr. Tindall noted in May 2002 that Plaintiff was status post
two myocardial infarctions (in 1994 and 1996) with stenting and angioplasty of the right coronary
artery, but he did not currently suffer from any angina or congestive heart failure. R. 85, 157. As of
September 1998, he did not have clinical angina, but he did experience fatigue, weakness and dyspnea
even with minor effort. R. 158. In July 2002, Plaintiff was admitted to the hospital overnight due to
chest pain, and he was informed that he was experiencing angina. R 106. He was again admitted to
the hospital complaining of chest pain in July 2005. R. 217. After hospitalization for two days, he was
released with a diagnosis of coronary artery disease per a cardiac catheterization, which revealed
coronary artery luminal irregularities. R. 217-25.
On remand, the ALJ will fully consider Plaintiff’s coronary artery disease, any restrictions
from the impairment, and give great weight to the VA’s determination of 60% disability rating for
Plaintiff’s two heart attacks and angioplasty.
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C.
Pain and credibility
Plaintiff asserts that the ALJ erred in evaluating his pain due to his knee problems. he also
argues that the ALJ erred by finding his medically determinable impairments could not have been
reasonably expected to produce the alleged symptoms. R. 319. The Commissioner argues that ALJ
Jones articulated adequate reasons for her credibility finding, and substantial evidence supports her
findings.
ALJ Jones appropriately referred to the Eleventh Circuit’s pain standard for evaluating
subjective complaints and cited the applicable regulations and Eleventh Circuit caselaw (R. 317), and
in discussing Plaintiff’s RFC, stated:
The undersigned finds that the testimony of the claimant at both hearings, particularly
as it related to alleged physical limitations, was inconsistent with the weight of the
medical evidence, was not wholly credible and therefore failed to support a finding of
disability. Specifically, the undersigned notes that the claimant had full strength in·the
arms, legs and hands, according to the objective medical evidence. There was no
support in the medical evidence of record for the extreme physical limitations to which
the claimant testified. Furthermore, it appears that his occasional shortness of breath
was attributable to a large extent to cigarette smoking.
As for the opinion evidence, in June and September 2002, non-examining doctors from
the State agency assessed the claimant's physical ability to perform work-related
activities in light of the medical evidence of record and the report and
recommendations of the consultative examiners, and concluded that the claimant could
perform a wide range of light work (Exhibits B-2F and 8-3F; Tr. 86-101). The
undersigned finds the opinion at Exhibit B-2F to be more consistent with the overall
evidence of record for the period at issue and thus gives this opinion the most weight.
R. 319.
Where an ALJ decides not to credit a claimant’s testimony about pain, the ALJ must articulate
specific and adequate reasons for doing so, or the record must be obvious as to the credibility finding.
Jones v. Dep’t of Health and Human Servs., 941 F.2d 1529, 1532 (11th Cir. 1991) (articulated reasons
must be based on substantial evidence). A reviewing court will not disturb a clearly articulated
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credibility finding with substantial supporting evidence in the record. Foote, 67 F.3d at 1561-62;
Cannon v. Bowen, 858 F.2d 1541, 1545 (11th Cir. 1988).
The ALJ’s credibility determination and in turn disability decision is based in part on
“evidence showing Plaintiff had full strength in the arms, legs and hands according to the objective
medical evidence” and his shortness of breath was “attributable to a large extent to cigarette
smoking.” R. 319. ALJ Jones fails to cite to any particular medical record that Plaintiff’s smoking
was the cause of his shortness of breath as opposed to coronary artery disease, and the fact is that he
was hospitalized twice after 2002 with heart problems even though he had quit smoking by that time.
R. 186, 207. In addition, Plaintiff was diagnosed with carpal tunnel syndrome in the right wrist (R.
128) and documented moderate degenerative disease (R. 184, 195), and thus, the characterization of
“full strength” in “all” extremities is hyperbole. Moreover, even an individual with full strength in
extremities may have limitations on exertion if restricted by heart problems.
On remand, the ALJ will properly assess Plaintiff’s credibility taking into account the VA’s
disability rating, and Plaintiff’s limitations based on all of his impairments.
IV.
CONCLUSION
Accordingly, the Commissioner’s decision is REVERSED and REMANDED pursuant to
sentence four of 42 U.S.C. § 405(g). The Clerk of the Court is directed to enter judgment consistent
with this opinion and, thereafter, to close the file.
DONE and ORDERED in Orlando, Florida on September 11, 2012.
David A. Baker
DAVID A. BAKER
UNITED STATES MAGISTRATE JUDGE
Copies furnished to:
Counsel of Record
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