Beck, Jr. v. Commissioner of Social Security
Filing
29
MEMORANDUM OF DECISION: The final decision of the Commissioner is AFFIRMED. The Clerk is directed to enter judgment in favor of the Commissioner and to close the case. Signed by Magistrate Judge Gregory J. Kelly on 9/13/2013. (PAB)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
ORLANDO DIVISION
JAMES BECK, JR.,
Plaintiff,
v.
Case No: 6:12-cv-1121-Orl-GJK
COMMISSIONER OF SOCIAL SECURITY,
Defendant.
MEMORANDUM OF DECISION
James Beck, Jr. (the “Claimant”), appeals to the District Court from a final decision of
the Commissioner of Social Security (the “Commissioner”) denying his application for benefits.
Doc. No. 1. Claimant argues that the Administrative Law Judge (the “ALJ”) erred at step-two of
the sequential evaluation process by failing to find Claimant’s depression and anxiety to be
severe and, generally, that the ALJ failed to fully and fairly develop the record by not obtaining
additional medical records related to Claimant’s depression and anxiety or sending Claimant out
for a consultative mental examination. Doc. No. 25 at 9-14. For the reasons set forth below, the
Commissioner’s final decision is AFFIRMED.
I.
ANALYSIS.
The factual and procedural background of this case is largely contained the Court’s prior
order reversing and remanding the case to the Commissioner for further proceedings and is
adopted herein by reference. See R. 476-79; Case No. 6:08-cv-1821-Orl-GJK, Doc. No. 18
(M.D. Fla. Mar. 1, 2010). At all stages in the case, including the initial application and at both
hearings before the ALJ, Claimant has alleged disability based solely on physical impairments –
namely a heart condition, chronic allergies, and sleep apnea. R. 78, 431, 476, 994, 996-997,
1000, 1006. On October 28, 2009, Claimant presented to the Veteran’s Administration (the
“VA”) complaining of stress and panic symptoms related to his physical conditions, an inability
to receive social security disability benefits, and the ending of a personal relationship. R. 810.
Claimant denied any acute symptoms. R. 810.
The physicians at the VA conducted a mental status examination which reflects that
Claimant was: dressed appropriately; calm; cooperative; displaying normal speech and congruent
affect, but distractible attention and brief attention; displaying normal memory, thought process,
memory, judgment, and insight; and not a suicide risk. Doc. No. 810-811. Claimant was
diagnosed with: Adjustment reaction not otherwise specified; financial and relationship issues;
and a global assessment of functioning score of 65. R. 811. The VA physicians continued a
prescription for Lorazepam and recommended a follow-up evaluation with a psychiatrist. R.
811. The treatment note contains no opinion regarding any functional limitations. R. 811.1 This
is the only treatment note relied upon or addressed by Claimant on appeal. Doc. No. 25 at 1-14.
Claimant maintains that the ALJ erred at step-two of the sequential evaluation process
based solely on October 28, 2009 treatment note (R. 810-11). Doc. No. 25 at 8-13. More
specifically, Claimant argues that the ALJ erred by failing to find Claimant’s “depression and
anxiety” to be severe impairments. Doc. No. 25 at 8-12. Claimant also maintains that the ALJ
failed to fully develop the record because the ALJ should have secured additional evidence
related to Claimant’s anxiety and/or ordered a consultative mental health examination. Doc. No.
25 at 12-14.
1
At the April 21, 2011 hearing before the ALJ, Claimant testified as to all of his current medications, which did not
include Lorazepam. R. 996.
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The Claimant’s arguments are rejected for three principal reasons. First, as set forth
above, Claimant never alleged at any stage of the administrative proceedings that he suffers from
depression and/or anxiety. R. 78, 431, 476, 994, 996-997, 1000, 1006. The ALJ is not required
to investigate an impairment that is neither alleged in a claimant’s application, nor testified to at
the hearing. See Street v. Barnhart, 133 Fed.Appx. 621, 627 (11th Cir. 2005) (quoting Pena v.
Chater, 76 F.3d 906, 909 (8th Cir. 1995)); Robinson v. Astrue, 365 Fed.Appx. 993, 995 (11th
Cir. 2010).2
Accordingly, the ALJ committed no error at step-two and was not required to
further develop the record or order a consultative examination for condition(s) that Claimant did
not allege were severe or contributed to his allegations of disability.
Second, the ALJ did not err at step-two because the ALJ found that Claimant suffers from
severe impairments of cardiomyopathy and obesity, and then proceeded to the next steps in the
sequential evaluation process. R. 454-61. In Farrington v. Astrue, Case No. 3:09-cv-94-J-TEM,
2010 WL 1252684 at *4 (M.D. Fla. Mar. 29, 2010), the Court explained:
Articulation of the specific impairments included in the Step 2
finding, while preferable, however, is not essential for an adequate
finding under the Regulations. As the Eleventh Circuit has stated,
“the ALJ could not have committed any error at step two because
he found that [the claimant] had a severe impairment or
combination of impairments and moved on to the next step in the
evaluation, which is all that is required at step two.” Council v.
Barnhart, 127 Fed. Appx. 473 (Table), No. 04-13128, at 4 (11th
Cir. Dec. 28, 2004); see also Jamison v. Bowen, 814 F.2d 585, 588
(11th Cir.1987) (stating that the finding of any severe impairment
is enough to satisfy the requirement of step two).
Id. Therefore, as long as an ALJ’s decision demonstrates consideration of the combined effect of
all of a claimant’s impairments, and if the ALJ finds a severe impairment at step-two, the ALJ
satisfies the requirements of regulations. Id.
In this case, the ALJ found severe impairments at
step-two, proceeded to the remaining steps, and, in determining the Claimant’s residual
2
In the Eleventh Circuit, unpublished decisions are not binding, but are persuasive authority.
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functional capacity, the ALJ stated that she “has considered all symptoms and the extent to
which these symptoms can reasonably be accepted as consistent with the objective medical
evidence and other evidence. . . .” R. 454-55. While the ALJ did not specifically discuss the
October 28, 2009 treatment note, the ALJ considered the combined effect of all of Claimant’s
symptoms in determining the Claimant’s residual functional capacity assessment. R. 454-55.
See also Dyer v. Barnhart, 395 F.3d 1206, 1211 (11th Cir. 2005) (there is no rigid requirement
that an ALJ specifically refer to every piece of evidence in the record).
Thus, the ALJ satisfied
the requirements of the regulations.
Third, the treatment note Claimant relies upon does not contain a diagnosis of depression
or anxiety. R. 811. Rather, on October 28, 2009, Claimant was diagnosed with adjustment
reaction not otherwise specified. R. 811. Claimant was prescribed Lorazepam for treatment of
his adjustment reaction and, notably, at the hearing Claimant failed to list Lorazepam as one of
his current medications. R. 996. Regardless of the precise diagnosis, it is well settled that a
mere diagnosis is insufficient to establish that an impairment is severe. See Sellers v. Barnhart,
246 F.Supp.2d 1201, 1211 (M.D. Ala. 2002) (citing McCruter v. Bowen, 791 F.2d 1544, 1547
(11th Cir. 1986)). Therefore, the ALJ committed no error at step-two.
II.
CONCLUSION.
For the reasons stated above, Claimant’s arguments are rejected. Accordingly, it is
ORDERED that:
1.
The final decision of the Commissioner is AFFIRMED;
2.
The Clerk is directed to enter judgment in favor of the Commissioner; and
3.
The Clerk is directed to close the case.
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DONE AND ORDERED in Orlando, Florida on September 13, 2013.
The Court Requests that the Clerk
Mail or Deliver Copies of this order to:
N. Albert Bacharach, Jr., Esq.
N. Albert Bacharach, Jr., P.A.
115 Northeast 6th Avenue
Gainesville, Florida 32601
John F. Rudy, III
Suite 3200
400 N Tampa St
Tampa, FL 33602
Mary Ann Sloan, Regional Chief Counsel
Dennis R. Williams, Deputy Regional Chief Counsel
Susan Kelm Story, Branch Chief
Christopher G. Harris, Assistant Regional Counsel
Office of the General Counsel, Region IV
Social Security Administration
61 Forsyth Street, S.W., Suite 20T45
Atlanta, Georgia 30303-8920
The Honorable Janet Mahon
Administrative Law Judge
c/o Office of Disability Adjudication and Review
3505 Lake Lynda Dr.
Suite 300
Orlando, Florida 32817-9801
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