Woodall v. Secretary, Department of Corrections et al
Filing
29
ORDER denying petition for writ of habeas corpus and dismissing case with prejudice. The Clerk of the Court shall enter judgment accordingly and is directed to close this case. A Certificate of Appealability is denied in this case. Signed by Judge Paul G. Byron on 11/21/2014. (AJM)
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
ORLANDO DIVISION
ROBERT FRED WOODALL, III,
Petitioner,
v.
Case No. 6:12-cv-1429-Orl-36DAB
SECRETARY, DEPARTMENT
OF CORRECTIONS, et al.
Respondents.
/
ORDER
This cause is before the Court on Petitioner’s amended petition for habeas corpus
relief pursuant to 28 U.S.C. section 2254 (Doc. No. 19). Upon consideration of the
amended petition, the Court ordered Respondents to show cause why the relief sought
in the amended petition should not be granted. Thereafter, Respondents filed a response
to the amended petition in compliance with this Court's instructions and with the Rules
Governing Section 2254 Cases in the United States District Courts (Doc. No. 21). Petitioner
filed a reply (Doc. No. 27) to the response.
Petitioner alleges three claims for relief in his habeas petition: (1) trial counsel was
ineffective by failing to file a motion for a new trial as to count three because Petitioner
was convicted of an offense not charged in the information; (2) trial counsel was
ineffective by failing to move for a post-verdict judgment of acquittal as to count three
because the evidence was insufficient; and (3) his conviction as to count three violated his
due process rights. For the reasons set forth below, the petition will be denied.
I.
PROCEDURAL BACKGROUND
The State charged Petitioner by information with burglary of a conveyance with
an assault or battery with a firearm (count one), attempted first degree murder with a
firearm (count two), and aggravated battery with a firearm (count three). A jury found
Petitioner guilty as to counts one and three and guilty as to the lesser included offense of
aggravated assault with a firearm with regard to count two. The trial court adjudicated
Petitioner guilty of the crimes and sentenced him to imprisonment for a term of twenty
years as to each of counts one and three (with a minimum mandatory sentence of twenty
years) and for a term of ten years as to count three (with a minimum mandatory sentence
of ten years), with all of the sentences to run concurrently.
Petitioner filed a direct appeal with the Florida Fifth District Court of Appeal, and,
during the pendency of the appeal, he filed a motion to correct sentencing error pursuant
to Florida Rule of Criminal Procedure 3.800(b) with the state trial court. The trial court
granted the motion such that the sentence as to count three was corrected to reflect a
three-year minimum mandatory sentence. The appeal proceeded, and the state appellate
court affirmed per curiam.
Petitioner next filed, through counsel, a petition for writ of habeas corpus with the
state appellate court, which was denied. Finally, Petitioner filed, through counsel, a
motion for postconviction relief pursuant to Florida Rule of Criminal Procedure 3.850,
2
which the trial court denied. Petitioner appealed the denial, and the state appellate court
reversed in part, affirmed in part, and remanded with directions that the trial court vacate
the judgments and sentences on counts one and two. See Woodall v. State, 94 So. 3d 666
(Fla. 5th DCA 2012). The trial court subsequently vacated the judgments and sentences
on counts one and two.
II.
A.
LEGAL STANDARDS
Standard of Review Under the Antiterrorism Effective Death Penalty Act
(“AEDPA”)
The instant habeas corpus petition is governed by the AEDPA. Under the AEDPA,
if a claim was adjudicated on the merits in state court, habeas corpus relief can only be
granted if the state court's adjudication results in one of two outcomes. It must have either
“resulted in a decision that was contrary to, or involved an unreasonable application of,
clearly established federal law, as determined by the Supreme Court of the United
States,” or “resulted in a decision that was based on an unreasonable determination of
the facts in light of the evidence presented in the state court proceeding.” 28 U.S.C. §
2254(d)(1) and (2).
The Supreme Court has stated that a “state-court decision is contrary to this
Court's clearly established precedents if it applies a rule that contradicts the governing
law set forth in our cases, or if it confronts a set of facts that is materially indistinguishable
from a decision of this Court but reaches a different result. Brown v. Payton, 544 U.S. 133,
141 (2005). Moreover, a “state-court decision involves an unreasonable application of this
3
Court's clearly established precedents if the state court applies this Court's precedents to
the facts in an objectively unreasonable manner. Id. Section 2254(d) creates a “difficult
to meet and highly deferential standard for evaluating state-court rulings, which
demands that state-court decisions be given the benefit of the doubt.” Cullen v. Pinholster,
131 S. Ct. 1388, 1398 (2011) (citations omitted) (quotations omitted).
B.
Standard for Ineffective Assistance of Counsel
The United States Supreme Court in Strickland v. Washington, 466 U.S. 668 (1984),
established a two-part test for determining whether a convicted person is entitled to relief
on the ground that his counsel rendered ineffective assistance: (1) whether counsel’s
performance was deficient and “fell below an objective standard of reasonableness”; and
(2) whether the deficient performance prejudiced the defense.1
Id. at 687-88. A court
must adhere to a strong presumption that counsel’s conduct falls within the wide range
of reasonable professional assistance. Id. at 689-90. “Thus, a court deciding an actual
ineffectiveness claim must judge the reasonableness of counsel’s challenged conduct on
the facts of the particular case, viewed as of the time of counsel’s conduct.” Id. at 690;
Gates v. Zant, 863 F.2d 1492, 1497 (11th Cir. 1989).
1In
Lockhart v. Fretwell, 506 U.S. 364, 372 (1993), the United States Supreme Court
clarified that the prejudice prong of the test does not focus solely on mere outcome
determination; rather, to establish prejudice, a criminal defendant must show that
counsel’s deficient representation rendered the result of the trial fundamentally unfair or
unreliable.
4
Because “[t]he standards created by Strickland and § 2254(d) are both highly
deferential, it follows that when the two apply in tandem, review is doubly so.” Morton
v. Sec'y, Fla. Dept. of Corr., 684 F.3d 1157, 1167 (11th Cir. 2012) (citation omitted) (quotation
omitted). Under § 2254(d), “the question is not whether counsel's actions were reasonable
[but] whether there is any reasonable argument that counsel satisfied Strickland 's
deferential standard.” Harrington v. Richter, 131 S. Ct. 770, 788 (2011). As both prongs of
the Strickland test must be satisfied to establish a constitutional violation, the failure to
satisfy either prong requires that an ineffective assistance claim be denied. Strickland, 466
U.S. at 700.
III.
A.
ANALYSIS
Claim One
Petitioner argues that trial counsel was ineffective by failing to file a motion for a
new trial as to count three because Petitioner was convicted of an offense not charged in
the information.
Specifically, he alleges that the information charged him with
committing an aggravated battery by using a deadly weapon (a firearm), whereas the
jury was instructed on both the use of a deadly weapon and the alternate theory of
causing great bodily harm. This claim was raised in Petitioner’s Rule 3.850 motion and
was denied because there had been no showing of prejudice.
Count three of the information stated that Petitioner did the following:
knowingly commit a battery upon ROHIT PALTA, and in furtherance
thereof, did actually and intentionally touch or strike ROHIT PALTA
against the will of ROHIT PALTA, or did intentionally cause bodily harm
5
to ROHIT PALTA and in the commission of said battery, ROBERT FRED
WOODALL III did use and actually discharge a firearm, a deadly weapon.
See App. A at 31. The trial court instructed the jury as follows:
To prove the crime of an aggravated battery, the State must prove two
elements beyond a reasonable doubt. The first element is an element of
battery. Number one, that Robert Woodall intentionally caused bodily
harm to Rohit Palta. Number two, that the defendant, in committing the
battery, intentionally or knowingly caused great bodily harm to Rohit Palta,
or, used a firearm or deadly weapon.
See App. B at 343.
The jury found Petitioner guilty of aggravated battery with a firearm as charged
in count three of the information. See App. A at 109. The jury also entered a special
verdict finding that, as to count three, Petitioner “discharge[d] a firearm and as a result
of the discharge, death or great bodily harm was inflicted upon the victim.” Id. at 110.
According to Petitioner, it was impossible to determine whether he had been convicted
of the aggravated battery by using a deadly weapon, which was charged in the
information, or the uncharged offense of causing great bodily harm.
Under Florida law, an aggravated battery may be committed either by causing
great bodily harm to the victim in the course of committing a battery or by committing a
battery through the use of a deadly weapon. See § 784.045(1)(a)1–2, Fla. Stat. Moreover,
“it is a fundamental principle of due process that a defendant may not be convicted of a
crime that has not been charged by the state.” Jaimes v. State, 51 So. 3d 445, 448 (Fla. 2010).
Petitioner cites to Sanders v. State, 959 So. 2d 1232 (Fla. 2d DCA 2007), State v.
Weaver, 957 So. 2d 586 (Fla. 2007), and Santin v. State, 977 So. 2d 781 (Fla. 5th DCA 2008).
6
In Sanders, the state appellate court found that a jury instruction on an uncharged form
of battery was fundamental error when the prosecution argued in favor of and presented
evidence on the uncharged theory. In Weaver, the jury found the defendant guilty of
battery; however, the verdict did not specify whether the conviction was based on the
charged or uncharged form of the offense. The Supreme Court of Florida concluded that,
because the uncharged version of the offense was never at issue, it could be assumed that
the jury's general verdict of guilty was not based on the uncharged theory. As a result,
the faulty instruction did not rise to the level of fundamental error. In Santin, the state
appellate court found that it was fundamental error to give a jury instruction on an
alternative theory not charged.
The present case is distinguishable from the cases cited by Petitioner. Here, the
jury entered a specific verdict, not a general verdict, and made a specific finding that
Petitioner “discharge[d] a firearm and as a result of the discharge, death or great bodily
harm was inflicted upon the victim.” See App. A at 110. Consequently, the jury made a
specific finding that Petitioner discharged a firearm resulting in bodily harm to the
victim. The evidence supported the charged offense; namely, that Petitioner discharged
a firearm (a deadly weapon) in the course of committing a battery, and there was no
underlying ambiguity in the jury’s verdict. The information charged Petitioner with
committing battery through the use of a deadly weapon, and the jury, as reflected in the
special verdict, found that Petitioner discharged a firearm during the commission of the
7
crime. The jury’s special verdict makes clear that Petitioner was not convicted of an
offense based on elements that were never charged.
Under the circumstances, the Court finds that Petitioner has failed to demonstrate
prejudice under the Strickland standard. As such, Petitioner has failed to establish that
the state court's decision rejecting his claim was contrary to, or involved an unreasonable
application of, clearly established federal law, as determined by the Supreme Court of
the United States. Applying the AEDPA's deferential standard, this Court rejects claim
one.
B.
Claim Two
Petitioner argues that trial counsel was ineffective by failing to move for a postverdict judgment of acquittal as to count three because the evidence was insufficient. This
claim was not raised in Petitioner’s Rule 3.850 motion, and, as noted above, Petitioner
was represented by counsel in those proceedings. Although Petitioner alleges that the
claim “was fully litigated on direct appeal . . .,” see Doc. No. 27 at 7, the record reveals
that Petitioner did not raise an ineffective assistance of counsel claim on direct appeal.
Moreover, under Florida law, “[g]enerally, an allegation of ineffective assistance of
counsel should be raised in a motion for postconviction relief, rather than on direct
appeal.” Grant v. State, 864 So. 2d 503, 505 (Fla. 4th DCA 2004).
The federal court must dismiss those claims or portions of claims that either (1)
have been explicitly ruled procedurally barred by the highest state court considering the
8
claims,1 or (2) are not exhausted but would clearly be barred if returned to state court.2
Thus, "[f]ederal courts are precluded from addressing claims that have been held to be
procedurally defaulted under state law. In addition, federal courts may not address
claims that have not been presented in state court if the state court would have found the
claims to be procedurally defaulted . . . ." Tower v. Phillips, 7 F.3d 206, 210 (11th Cir. 1993).
Petitioner's claim is procedurally barred because it was not raised with the state
courts. However, there are two exceptions to the procedural default bar. First, a
petitioner may overcome a procedural default by showing “both ‘cause’ for the default
and actual ‘prejudice’ resulting from the default.” Henderson v. Campbell, 353 F.3d 880,
892 (11th Cir. 2003). The second exception, known as the “fundamental miscarriage of
justice,” only “occurs in an extraordinary case, where a constitutional violation has
resulted in the conviction of someone who is actually innocent.” Id.
In the present case, Petitioner has neither alleged nor shown either cause or
prejudice that would excuse the default. Likewise, Petitioner has neither alleged nor
shown the applicability of the actual innocence exception. A review of the record reveals
1Harris
v. Reed, 489 U.S. 255, 261 (1989).
2See,
e.g., Coleman v. Thompson, 501 U.S. 722, 735 n.1 (1991) (if the petitioner failed
to exhaust state remedies and the court to which the petitioner would be required to
present his claims in order to meet the exhaustion requirement would now find the claims
procedurally barred, there is a procedural default for federal habeas purposes regardless
of the decision of the last state court to which the petitioner actually presented his claims).
9
that the Petitioner is unable to satisfy either of the exceptions to the procedural default
bar. Therefore, claim two is procedurally barred, and it is denied.
C.
Claim Three
Petitioner states that his “conviction for aggravated battery on Count 3 of the
Information violates his right to due process under the Fifth and Fourteenth
Amendments of the United States Constitution.” See Doc. No. 19 at 41. He states that
“neither the evidence presented by the State nor the doctrine of transferred intent
supported a conviction of aggravated battery against Rohit Palta.” Id. at 42. It appears
that this claim was raised in Petitioner’s direct appeal.
The information in this case specifically charged in count three that Petitioner did
“knowingly commit a battery upon ROHIT PALTA, and in furtherance thereof, did
actually and intentionally touch or strike ROHIT PALTA against the will of ROHIT
PALTA, or did intentionally cause bodily harm to ROHIT PALTA and in the commission
of said battery, ROBERT FRED WOODALL III did use and actually discharge a firearm,
a deadly weapon.” See App. A at 31. The evidence at trial revealed that Petitioner pointed
a gun and fired shots in the direction of both Karl Phillips and Mr. Palta. See App. B at
133-35. Mr. Palta was following Mr. Phillips and was right behind him. Id. at 134-35.
One of the shots struck Mr. Palta in the ankle. Id. at 134-35, 161-63.
Under Florida law, “[a] person commits aggravated battery who, in committing
battery . . . [i]ntentionally or knowingly causes great bodily harm, permanent disability
or permanent disfigurement” or uses a deadly weapon. §784.045(1)(a), Fla. Stat. The
10
“offense of battery occurs when a person actually and intentionally touches or strikes
another person against the will of the other” or “[i]ntentionally causes bodily harm to
another person.” §784.03(1)(a), Fla. Stat.
In the present case, the State submitted competent, substantial evidence that
Petitioner intentionally fired his gun in the direction of Mr. Phillips and Mr. Palta and
that a bullet struck Mr. Palta in his ankle against his will and caused great bodily harm.
In addition, there was competent, substantial evidence that Petitioner aimed and fired
the gun at Mr. Phillips and Mr. Palta and that Mr. Palta was following just behind Mr.
Phillips. The record does not support Petitioner’s argument that he was only aiming at
Mr. Phillips, particularly in light of the fact that the gun was shot at least two or three
times.
The evidence supported Petitioner’s conviction, and Petitioner has failed to
demonstrate that his due process rights were violated. As such, Petitioner has failed to
demonstrate that the state court's decision rejecting his claim was contrary to, or involved
an unreasonable application of, clearly established federal law, as determined by the
Supreme Court of the United States. Applying the AEDPA's deferential standard, this
Court rejects this claim.
Any of Petitioner's allegations not specifically addressed herein have been found
to be without merit.
IV.
CONCLUSION
Accordingly, it is hereby ORDERED AND ADJUDGED as follows:
11
1.
The Petition for Writ of Habeas Corpus (Doc. No. 1) filed by Robert Fred
Woodall, III is DENIED, and this case is DISMISSED with prejudice.
2.
The Clerk of the Court shall enter judgment accordingly and is directed to
close this case.
3.
This Court should grant an application for certificate of appealability only
if the Petitioner makes “a substantial showing of the denial of a constitutional right.” 28
U.S.C. § 2253(c)(2). Petitioner has failed to make a substantial showing of the denial of a
constitutional right.3 Accordingly, a Certificate of Appealability is DENIED in this case.
DONE and ORDERED in Orlando, Florida on November 21, 2014.
3Pursuant
to Rule 11 of the Rules Governing Section 2254 Cases In the United States
District Courts,
The district court must issue or deny a certificate of appealability when it
enters a final order adverse to the applicant. Before entering the final order,
the court may direct the parties to submit arguments on whether a
certificate should issue. If the court issues a certificate, the court must state
the specific issue or issues that satisfy the showing required by 28 U.S.C. §
2253(c)(2). If the court denies a certificate, a party may not appeal the denial
but may seek a certificate from the court of appeals under Federal Rule of
Appellate Procedure 22. A motion to reconsider a denial does not extend
the time to appeal.
12
Copies furnished to:
OrlP-2 11/21
Counsel of Record
13
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?