EB et al v. VAUGHAN et al
Filing
38
ORDER denied 29 Motion to Dismiss Amended Complaint. Signed by JUDGE RICHARD SMOAK on 9/29/2011. (sea)
IN THE UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF FLORIDA
TALLAHASSEE DIVISION
F.A., by and through his Next Friend,
Freddie Sims., et al.,
Plaintiff,
vs.
CASE NO. 4:11cv198/RS-WCS
MIKE HANSEN, in his official
capacity as Acting Director for the
Agency for Persons with Disabilities,
et al.,
Defendants.
__________________________________
ORDER
Before me are the Defendants‟ Motion to Dismiss Amended Complaint (Doc. 29)
and Plaintiffs‟ Response in opposition (Doc. 30).
Standard of Review
To survive a motion to dismiss, a complaint must contain sufficient facts, which
accepted as true, state a claim to relief that is plausible on its face. Ashcroft v. Iqbal, 129
S. Ct. 1937, 1949 (2009); Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 569, 127 S. Ct.
1955, 1974 (2007). Granting a motion to dismiss is appropriate if it is clear that no relief
could be granted under any set of facts that could be proven consistent with the
allegations of the complaint. Hishon v. King & Spalding, 467 U.S. 69, 73, 104 S. Ct.
2229, 2232 (1984). In making this determination, the court must accept all factual
allegations in the complaint as true and in the light most favorable to Plaintiff.
Christopher v. Harbury, 536 U.S. 403, 406, 122 S. Ct. 2179, 2182 (2003).
Background
Plaintiffs are individuals involuntarily committed to the care and custody of the
State of Florida, Agency for Persons with Disabilities (“APD”). They are in the Mentally
Retarded Defendant Program (“MRDP”) pursuant to FLA. STAT. § 916 et seq. (Doc. 16,
¶ 1). Plaintiffs claim that Defendants fail to provide adequate treatment or training in
violation of the Due Process clause of the Fourteenth Amendment. Id. at ¶ 88.
Analysis
Plaintiffs and Defendants agree that Youngberg v. Romeo, 457 U.S. 307 (1982), is
the touchstone for cases such as these. Youngberg and its progeny firmly established that
mentally retarded individuals in state custody have, under the Fourteenth Amendment,
liberty interests in “reasonable care and safety, reasonably nonrestrictive confinement
conditions, and such training as may be required by these interests.” Id. at 324.
However, these liberty interests are not absolute.
“There are occasions in which it is necessary for the State to
restrain the movement of residents -- for example, to protect
them as well as others from violence. Similar restraints may
also be appropriate in a training program. And an institution
cannot protect its residents from all danger of violence if it is
to permit them to have any freedom of movement. The
question then is not simply whether a liberty interest has been
infringed but whether the extent or nature of the restraint or
lack of absolute safety is such as to violate due process.” Id.
at 320.
The question presented in Youngberg is identical to the one presented here:
whether the extent or nature of the restraint and the lack of safety or training at
Defendants‟ program violate Plaintiffs‟ due process. The answer to this question is
determined by balancing Plaintiffs‟ liberty interests against the relevant state interests.
Courts play a limited role in weighing these interests. Judges are not better
qualified than professionals in making decisions regarding the restraint and training of the
in-custody mentally retarded. See id at 323. For this reason, “courts must show
deference to the judgment exercised by a qualified professional. 1” Id. at 322. Likewise,
Defendants must comply with the advice of professionals. They “may not restrain
residents except when and to the extent professional judgment deems this necessary to
assure such safety or to provide needed training.” Id. at 324. In addition, Defendants
have a duty to provide “such training as an appropriate professional would consider
reasonable to ensure [Plaintiffs‟] safety and to facilitate [Plaintiffs‟] ability to function
free from bodily restraints.” Id.
The decisions of professions are “presumptively valid.” Id. at 322-23. “Liability
may be imposed only when the decision by the professional is such a substantial
departure from accepted professional judgment, practice, or standards as to demonstrate
1
A „professional‟ decisionmaker is “a person competent, whether by education, training or experience, to make the
particular decision at issue. Long-term treatment decisions normally should be made by persons with degrees in
medicine or nursing, or with appropriate training in areas such as psychology, physical therapy, or the care and
training of the retarded. Of course, day-to-day decisions regarding care -- including decisions that must be made
without delay -- necessarily will be made in many instances by employees without formal training but who are
subject to the supervision of qualified persons. Youngberg, 457 U.S. at 323, n.30.
that the person responsible actually did not base the decision on such a judgment.” Id. at
330. The Court‟s role is limited to only “„make certain that professional judgment in fact
was exercised,‟ not to second-guess the outcome of that judgment.” Johnson v. Florida,
348 F.3d 1334, 1339 (11th Cir. 2003) (quoting Youngberg at 321).
Here, Defendants assert that Plaintiffs have come up short by not sufficiently
alleging what the professional standard is and by not pleading non-conclusory facts
which establish that Defendants substantially departed from that standard. (Doc. 29, p. 4,
14-21). Plaintiffs allege that part of the professional standard is an “individualized
functional assessment which includes how [a plaintiff‟s] mental health diagnoses may
impact his behavior.” (See Doc.16, ¶ 38). Similarly they contend that the professional
standard requires individualized behavior plans and individualized treatment programs.
Id. at ¶79 & 81. Plaintiffs cite no binding authority, either in medical literature or case
law for their position. Rather, in their response the motion, Plaintiffs cite a string of outof-jurisdiction cases which stand for the general proposition that individuals in the
custody of a state‟s program for mentally retarded persons must receive some form of
individualized treatment or training. (Doc. 30, p. 12, citing Sharp v. Weston, 233 F.3d
1166 (9th Cir. 2000); Thomas S. v. Flaherty, 699 F. Supp. 1178 (W.D.N.C. 1988); Lelsz
v. Kavanagh, 673 F. Supp. 828 (N.D. Tex. 1987)).
While not binding on this court, those out -of-circuit decisions are sufficient to
make Plaintiffs‟ claim regarding the baseline standard of care plausible. Defendants
contend that MRDP establishes individualized behavior contracts, individualized training
procedures, and individualized interventions for each resident. (Doc. 29, p. 6). If true,
this blunts much of Plaintiffs‟ argument regarding a substantial departure from the
standard of care. However, at this stage, Plaintiffs‟ claims are plausible. A different
outcome may result when the record contains evidence about the professional judgments
made by Defendants.
The Motion to Dismiss (Doc. 29) is DENIED.
ORDERED on September 29, 2011.
/S/ Richard Smoak
RICHARD SMOAK
UNITED STATES DISTRICT JUDGE
Disclaimer: Justia Dockets & Filings provides public litigation records from the federal appellate and district courts. These filings and docket sheets should not be considered findings of fact or liability, nor do they necessarily reflect the view of Justia.
Why Is My Information Online?