PONS v. BERRYHILL
Filing
20
MEMORANDUM DECISION AND ORDER. The Commissioner is directed to remand this case to the Administrative Law Judge for further proceedings consistent with this Order. That JUDGMENT is entered, pursuant to sentence four of 42 U.S.C. § 405(g), REVERSING the Commissioner's decision and REMANDING this case for further administrative proceedings. That the Clerk is directed to close the file. Signed by MAGISTRATE JUDGE ELIZABETH M TIMOTHY on 9/27/2018. (sdw)
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IN THE UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF FLORIDA
PANAMA CITY DIVISION
KATHY ELAINE PONS,
Plaintiff,
vs.
Case No.: 5:17cv187/EMT
NANCY A. BERRYHILL,
Acting Commissioner of Social Security,
Defendant.
______________________________/
MEMORANDUM DECISION AND ORDER
This case has been referred to the undersigned magistrate judge for disposition
pursuant to the authority of 28 U.S.C. § 636(c) and Fed. R. Civ. P. 73, based on the
parties’ consent to magistrate judge jurisdiction (see ECF Nos. 7, 8). It is now before
the court pursuant to 42 U.S.C. § 405(g) of the Social Security Act (“the Act”), for
review of a final decision of the Commissioner of the Social Security Administration
(“Commissioner”) denying Plaintiff’s application for disability insurance benefits
(“DIB”) under Title II of the Act, 42 U.S.C. §§ 401–34.
Upon review of the record before this court, it is the opinion of the undersigned
that the findings of fact and determinations of the Commissioner are not supported by
substantial evidence; thus, the decision of the Commissioner should be reversed.
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I.
PROCEDURAL HISTORY
On March 21, 2013, Plaintiff filed an application for DIB, and in the application
she alleged disability beginning June 24, 2011 (tr. 23).1 Her application was denied
initially and on reconsideration, and thereafter she requested a hearing before an
administrative law judge (“ALJ”). A hearing was held on March 24, 2015, and on
May 1 2015, the ALJ issued a decision in which he found Plaintiff “not disabled,” as
defined under the Act, at any time through the date of his decision (tr. 23–37). The
Appeals Council subsequently denied Plaintiff’s request for review. Thus, the
decision of the ALJ stands as the final decision of the Commissioner, subject to
review in this court. Ingram v. Comm’r of Soc. Sec. Admin., 496 F.3d 1253, 1262
(11th Cir. 2007). This appeal followed.
II.
FINDINGS OF THE ALJ
In denying Plaintiff’s claims, the ALJ made the following relevant findings (see
tr. 23–37):
All references to “tr.” refer to the transcript of Social Security Administration record filed
on November 9, 2017 (ECF No. 12). Moreover, the page numbers refer to those found on the lower
right-hand corner of each page of the transcript, as opposed to those assigned by the court’s
electronic docketing system or any other page numbers that may appear.
1
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(1)
2011 ;
Plaintiff last met the insured requirements of the Act on December 31,
(2)
period;
Plaintiff did not engage in substantial gainful activity during the relevant
2
(3) Through the date last insured, Plaintiff had the following severe
impairments: lumbar degenerative disc disease with herniated nucleus pulposus at L5-S1, cervical spondylosis, and fibromyalgia;
(4) Through the date last insured, Plaintiff had no impairment or combination
of impairments that met or medically equaled the severity of one of the listed
impairments in 20 C.F.R. Part 404, Subpart P, Appendix 1;
(5) Through the date last insured, Plaintiff had the residual functional
capacity (“RFC”) to perform light work as defined in 20 C.F.R. § 404.1567(b) except
that she could continuously use her left hand for simple grasping and fine
manipulation; frequently use her right hand for simple grasping and fine manipulation;
and occasionally use both hands for pushing and pulling arm controls. She could
occasionally use her feet for pushing and pulling leg controls and occasionally stoop,
crouch, kneel, crawl, balance, climb ramps and stairs, and reach overhead. She could
not climb ladders, ropes or scaffolds. She could occasionally work around
unprotected heights and moving machinery. She could tolerate occasional exposure
to marked changes in temperature and humidity and occasionally drive automotive
equipment. She experiences a moderate degree of pain, which occasionally interferes
with concentration, persistence and pace, but does not require her to abandon her work
or work station; this is not a continuous concept but instead occurs intermittently. She
could not perform any computer work on a repetitive basis;
(6)
Plaintiff was unable to perform any past relevant work;
(7) Plaintiff was born on November 20, 1961, and was 50 years old, which
is defined as an individual closely approaching advanced age, on the date last insured;
Thus, the time frame relevant to Plaintiff’s claim for DIB is only about six months, from
June 24, 2011 (date of alleged onset), through December 31, 2011 (date last insured).
2
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(8) Plaintiff has at least a high school education and is able to communicate
in English;
(9) Transferability of job skills is not material to the determination of
disability because using the Medical-Vocational Rules as a framework supports a
finding that Plaintiff is “not disabled,” whether or not she has transferable job skills;
(10) Through the date last insured, considering Plaintiff’s age, education,
work experience, and RFC, there were jobs that existed in significant numbers in the
national economy that Plaintiff could have performed;
(11) Plaintiff therefore was not under a disability, as defined in the Act, at any
time from June 24, 2011, the alleged onset date, through December 31, 2011.
III.
STANDARD OF REVIEW
Review of the Commissioner’s final decision is limited to determining whether
the decision is supported by substantial evidence from the record and was a result of
the application of proper legal standards. Carnes v. Sullivan, 936 F.2d 1215, 1218
(11th Cir. 1991) (“[T]his Court may reverse the decision of the [Commissioner] only
when convinced that it is not supported by substantial evidence or that proper legal
standards were not applied.”); see also Lewis v. Callahan, 125 F.3d 1436, 1439 (11th
Cir. 1997); Walker v. Bowen, 826 F.2d 996, 999 (11th Cir. 1987). “A determination
that is supported by substantial evidence may be meaningless . . . if it is coupled with
or derived from faulty legal principles.” Boyd v. Heckler, 704 F.2d 1207, 1209 (11th
Cir. 1983), superseded by statute on other grounds as stated in Elam v. R.R. Ret. Bd.,
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921 F.2d 1210, 1214 (11th Cir. 1991). As long as proper legal standards were applied,
the Commissioner’s decision will not be disturbed if in light of the record as a whole
the decision appears to be supported by substantial evidence. 42 U.S.C. § 405(g);
Falge v. Apfel, 150 F.3d 1320, 1322 (11th Cir. 1998); Lewis, 125 F.3d at 1439; Foote
v. Chater, 67 F.3d 1553, 1560 (11th Cir. 1995). Substantial evidence is more than a
scintilla, but not a preponderance; it is “such relevant evidence as a reasonable person
would accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S.
389, 401, 91 S. Ct. 1420, 1427, 28 L. Ed. 2d 842 (1971) (quoting Consolidated Edison
Co. v. NLRB, 305 U.S. 197, 59 S. Ct. 206, 217, 83 L. Ed. 126 (1938)); Lewis, 125
F.3d at 1439. The court may not decide the facts anew, reweigh the evidence, or
substitute its judgment for that of the Commissioner. Martin v. Sullivan, 894 F.2d
1520, 1529 (11th Cir. 1990) (citations omitted). Even if the evidence preponderates
against the Commissioner’s decision, the decision must be affirmed if supported by
substantial evidence. Sewell v. Bowen, 792 F.2d 1065, 1067 (11th Cir. 1986).
The Act defines a disability as an “inability to engage in any substantial gainful
activity by reason of any medically determinable physical or mental impairment which
can be expected to result in death or which has lasted or can be expected to last for a
continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). To qualify
as a disability the physical or mental impairment must be so severe that the claimant
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is not only unable to do her previous work, “but cannot, considering [her] age,
education, and work experience, engage in any other kind of substantial gainful work
which exists in the national economy.” Id. § 423(d)(2)(A). Pursuant to 20 C.F.R.
§ 404.1520(a)–(g), the Commissioner analyzes a disability claim in five steps:
1.
If the claimant is performing substantial gainful activity, she is not
disabled.
2.
If the claimant is not performing substantial gainful activity, her
impairments must be severe before she can be found disabled.
3.
If the claimant is not performing substantial gainful activity and she has
severe impairments that have lasted or are expected to last for a continuous period of
at least twelve months, and if her impairments meet or medically equal the criteria of
any impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1, the claimant is
presumed disabled without further inquiry.
4.
If the claimant’s impairments do not prevent her from doing her past
relevant work, she is not disabled.
5.
Even if the claimant’s impairments prevent her from performing her past
relevant work, if other work exists in significant numbers in the national economy that
accommodates her RFC and vocational factors, she is not disabled.
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The claimant bears the burden of establishing a severe impairment that keeps
her from performing her past work. 20 C.F.R. § 404.1512. If the claimant establishes
such an impairment, the burden shifts to the Commissioner at step five to show the
existence of other jobs in the national economy which, given the claimant’s
impairments, the claimant can perform. MacGregor v. Bowen, 786 F.2d 1050, 1052
(11th Cir. 1986). If the Commissioner carries this burden, the claimant must then
prove she cannot perform the work suggested by the Commissioner. Hale v. Bowen,
831 F.2d 1007, 1011 (11th Cir. 1987).
IV.
PLAINTIFF’S PERSONAL, EMPLOYMENT, AND MEDICAL HISTORY
A.
Medical History
Evidence That Pre-dates the Alleged Disability Onset Date
On March 12, 2009, Hulon E. Crayton, M.D., conducted a musculoskeletal
examination of Plaintiff which revealed full range of motion of all joints without
synovitis, but a positive “fibromyalgia trigger point exam” (tr. 278).
Follow-up treatment notes from Dr. Crayton are brief and generally state “exam
is unchanged” or “no synovitis is noted”; they include fibromyalgia diagnoses; and
they reflect prescriptions for (or adjustments to) various medications such as Ultram,
Mobic, and Flexeril (see, e.g., tr. 277, 275, 273, and 269 (treatment notes dated April
15, 2009, February 4, 2010, November 9, 2010, and April 20, 2011, respectively)).
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Plaintiff returned to Dr. Crayton on May 26, 2011 (tr. 268). She had obtained
a cervical MRI earlier that month and was there, in part, to discuss its results. Dr.
Crayton explained that the MRI showed moderately severe disc degeneration at C4-5
and C5-6 (tr. 268; see also tr. 282). Dr. Crayton assessed severe cervical spondylosis,
as well as fibromyalgia (tr. 268). He also referred Plaintiff to a Dr. Hammad for
targeted cervical epidural injections (id.).
Evidence from the Relevant Period (June 24 to December 31, 2011)
On September 20, 2011, Plaintiff returned to Dr. Crayton after having obtained
a lumbar MRI on June 28, 2011 (tr. 267, 281). Dr. Crayton’s earlier assessments as
to cervical spondylosis and fibromyalgia remained the same, but he added left lateral
posterior disc herniation at L5-S1 (tr. 267). He also noted that Plaintiff’s physical
examination remained unchanged (id.).
Plaintiff returned to Dr. Crayton on December 7, 2011 (tr. 266). She reported
that her medications were, at best, providing “perhaps 30% worth of [pain] relief,”
although she acknowledged that she had not obtained the recommended epidural
injections with Dr. Hammad (id.).
Evidence That Post-dates the Alleged Disability Onset Date
Plaintiff saw Karin Maddox, M.D., in late February 2012, with primary
complaints of back pain, which Plaintiff reported had begun approximately twenty
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years prior (tr. 261). She also reported joint pain and muscle pain (tr. 260). Plaintiff
described her symptoms as “mild”; she stated they were exacerbated by prolonged
periods of standing or sitting; and she stated did not experience numbness or weakness
in her upper or lower extremities (tr. 261). Plaintiff advised she had not previously
tried physical therapy or injections for her back pain (id.). A physical examination
revealed no decreased range of motion and no joint swelling, as well as full (“5/5”)
and normal strength in all muscles (tr. 260, 259). Sensation to light touch, pain, and
vibration was intact, and gait and reflexes were normal (tr. 259). Dr. Maddox did note
tenderness to palpation of the cervical and lumbar spine and multiple trigger points
in the cervical and lumbar regions (tr. 258). She assessed myofascial pain, neck pain,
and low back pain (id.).3
Plaintiff resumed treatment with Dr. Crayton in May of 2012 (tr. 286). She
reported that her current medication regimen (a combination of Butrans patches,
Tramadol, and Cymbalta) were providing “adequate pain relief” with no adverse side
effects (id.).
As before, Dr. Crayton assessed fibromyalgia, severe cervical
spondylosis, and left L5-S1 lateral posterior disc herniation (id.). Plaintiff returned
Although Dr. Maddox did not include fibromyalgia among Plaintiff’s assessments (see tr.
258), she noted fibromyalgia in another section of her report where she listed Plaintiff’s “other
problems” and detailed Plaintiff’s past medical history, family history, social history, and medication
history (see tr. 261).
3
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on October 25, 2012, and reported “doing well physically” (tr. 288). Her assessments
remained the same (tr. 289). Plaintiff returned in March of 2013 and reported a flare
up in her neck pain and stated she was “scare[d]” of obtaining the recommended
epidural injections (tr. 293; see also tr. 220 (Plaintiff again reporting fear relating to
the injections, as well as her belief that there was “a big chance of them not even
working or lasting very long”)). Otherwise, the treatment record is essentially the
same as Dr. Crayton’s treatment records from 2012 (see tr. 293). Additional records
from Dr. Crayton, dated in April, September, and December of 2013, as well as in
January of 2014, reflect that Plaintiff received Toradol injections (60mg) in her hip
for pain, evidently without any complications or adverse side effects, as none were
noted (see tr. 308, 307, 306, 305).
Plaintiff returned to Dr. Crayton on January 7, 2014, with complaints of neck,
back, and shoulder pain (tr. 303). It was also noted that she was there for “follow up”
as to her fibromyalgia (id.). Plaintiff stated the Toradol injections “help[ed]” for about
a week (id.). Dr. Crayton assessed lumbago, continued Plaintiff’s medications
(Tramadol, Cymbalta, and Butrans patches), and advised her to return in six months
(tr. 303–04). Plaintiff returned on July 7, 2014 (tr. 300). She again reported pain in
her neck, shoulders, and low back (id.). She also stated she had been walking daily
with her dogs, though she reported feeling fatigued and requested a B-12 injection
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(id.).
Dr. Crayton also administered another Toradol injection, again without
complications (tr. 301).
Plaintiff returned to Dr. Crayton in January of 2015. Plaintiff’s complaints
were essentially the same as in July 2014 (see tr. 311). A physical examination
revealed positive trigger points, tenderness in the cervical and lumbar areas, and
limited range of motion in the neck (tr. 312). Toradol and B-12 injections were
administered; Plaintiff was assessed with fibromyalgia, degenerative joint disease, and
chronic fatigue; and Plaintiff was advised to return in three months (tr. 311–12), after
obtaining follow-up lumbar and cervical MRIs.
Plaintiff obtained both lumbar spine and cervical spine MRIs on February 25,
2015 (tr. 316). R. Darr McKeown, the radiologist, compared the lumbar MRI to the
prior one of June 2011 and opined that the left posterolateral herniation at L5-S1 had
resolved, though he noted “progression of the moderately severe facet degeneration,
now allowing grade 1 spondylolisthesis” (id.). Dr. McKeown also assessed mild disc
narrowing at L4-5 and mild disc degeneration at a few other levels (id.). Dr.
McKeown then compared the cervical spine MRI with Plaintiff’s earlier MRI of May
2011 (tr. 314). Dr. McKeown noted no disc herniations or any cord compression (id.).
He did observe some multilevel degenerative disc and facet joint disease, most
prominent at C3 to C7, along with spurs, protrusions, and facet hypertrophy at those
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same levels, but he commented that there had been “just minimal progression of the
disease since the [prior MRI]” (id.).
B.
Relevant Hearing Testimony
Plaintiff’s Testimony and Personal/Work History
At Plaintiff’s hearing before the ALJ, held March 24, 2015, she testified she has
an AA degree and prior payroll and bookkeeper-type work experience from 2007,
2005, and earlier in the 2000s, which she performed at the sedentary level of exertion
(tr. 51–53). Plaintiff stated she was unable to work during the relevant period due to
pain in her lower back, shoulders, neck, and spine, as well as severe headaches (tr.
53). She claimed to have debilitating pain that occurred at least three times a week
(see tr. 55), and she stated that heating pads provided relief in that they made her
“comfortable,” so she literally used them all day long or at least eight hours a day (see,
e.g., tr. 62, 63, 64). She also claimed that from a seated position she could lift no
more than five pounds due to upper extremity weakness (tr. 57), though she estimated
she could have lifted slightly more during the relevant period (id.). Also with respect
to the relevant period, Plaintiff stated she could stand for only one hour in an eighthour workday; walk for twenty to thirty minutes; sit, in intervals of twenty to thirty
minutes, no more than a total of two hours; and occasionally carry ten pounds (tr.
57–58). Plaintiff, who previously reported she was raising her twelve-year-old son
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alone (see tr. 221), testified she was able to take her son to school and pick him up
each day, as well as perform light housekeeping, such as laundry, making the beds,
cooking “quick” meals, and loading the dishwasher, but she was unable to iron,
sweep, vacuum, or mop (tr. 60, 229).
Plaintiff’s sister provided a statement and completed a questionnaire, on which
she corroborated many of Plaintiff’s complaints of pain and other symptoms, as well
as her reports of some limited daily activities (see tr. 223–26).
Testimony of the Vocational Expert (“VE”)
John Black, a VE, testified at Plaintiff’s hearing. In summary, he characterized
Plaintiff’s past work as both sedentary and skilled (tr. 69). He then testified that if
Plaintiff’s statements were determined to be fully credible, she would not have been
able to perform any work during the relevant period (id.). Likewise, if Plaintiff
experienced “a moderately severe degree of pain which interfere[d] with
concentration, persistence and pace for greater than three hours at a time and
occur[red] threes days a week,” such that the workstation would have to be
abandoned, she would be unemployable (tr. 72).
The VE then testified that a hypothetical person of Plaintiff’s age, with
Plaintiff’s RFC, education, and work experience, could perform Plaintiff’s past work,
unless the person was precluded from performing repetitive computer work, as
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Plaintiff is per the RFC (tr. 70–71). However, taking into account the computer
restriction, the VE opined that person could perform other available work such as
cashier and ticket taker (light, unskilled jobs) (tr. 71–72).
V.
DISCUSSION
Plaintiff raises two issues in this appeal: (1) whether the ALJ erred in evaluating
the credibility of her subjective complaints; and (2) whether the ALJ erred in
determining her RFC, including by failing to properly consider the effects of
Plaintiff’s fibromyalgia on her work-related functional abilities (ECF No. 16 at 1,
5–10).
A.
Credibility Findings
In Holt v. Sullivan, 921 F.2d 1221, 1223 (11th Cir. 1991), the court articulated
the “pain standard,” which applies when a disability claimant attempts to establish a
disability through her own testimony of pain or other subjective symptoms. The pain
standard requires: (1) evidence of an underlying medical condition and either (a)
objective medical evidence that confirms the severity of the alleged pain arising from
that condition, or (b) that the objectively determined medical condition is of such a
severity that it can be reasonably expected to give rise to the alleged pain. Id. at 1223
(internal citation omitted). If a claimant testifies as to her subjective complaints of
disabling pain and other symptoms, as Plaintiff did here, the ALJ must clearly
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“articulate explicit and adequate reasons” for discrediting the claimant’s allegations
of completely disabling symptoms. Foote, 67 F.3d at 1561–62. Additionally,
“‘[a]lthough this circuit does not require an explicit finding as to credibility, . . . the
implication must be obvious to the reviewing court.’” Id. at 1562 (quoting Tieniber
v. Heckler, 720 F.2d 1251, 1255 (11th Cir. 1983)). The credibility determination does
not need to cite “‘particular phrases or formulations,’” but it cannot merely be a broad
rejection which is “‘not enough to enable [the district court or this Court] to conclude
that [the ALJ] considered her medical condition as a whole.’” Id. (quoting Jamison
v. Bowen, 814 F.2d 585, 588–90 (11th Cir. 1987)).
Here, the ALJ concluded that Plaintiff’s medically determinable impairments
reasonably could be expected to cause some of her symptoms (tr. 30). But the ALJ
found that Plaintiff’s statements as to the intensity, persistence, and limiting effect of
her symptoms were not entirely credible “for the reasons explained in this decision”
(tr. 30).
The ALJ then acknowledged the results of the cervical spine MRI, which
Plaintiff obtained a month or so before the alleged onset date, as well as the lumbar
spine MRI, which Plaintiff obtained four days after the alleged onset date (see tr. 30,
34). After describing the MRI findings and characterizing many of them as “mild,”
the ALJ found Plaintiff to have two severe impairments based largely on this evidence
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(see tr. 30). In concluding that these impairments did not result in the extreme
limitations alleged by Plaintiff, however, the ALJ referenced Dr. Crayton’s treatment
notes, including those demonstrating that Plaintiff failed to obtain the recommended
cervical epidural injections, that Plaintiff’s conditions were managed with medications
only, that the medications appeared to provide adequate pain relief, and that Plaintiff
reported “doing well physically” and walking her dogs daily (see tr. 30–31, 34). The
ALJ also noted Plaintiff’s report to Dr. Maddox that her symptoms were “mild,” that
her medications “helped,” and that, other than medications, Plaintiff had not sought
or obtained treatment for her symptoms, such as physical therapy or epidural
injections (tr. 31). The ALJ also noted that the lumbar and cervical MRIs obtained
well after the relevant period showed, at least in part, resolution of one condition and
minimal progression of the other (tr. 32). The ALJ also repeatedly referenced the lack
of objective evidence to support Plaintiff’s allegations (see, e.g., tr. 33, 34). All of
these reasons are supported by the record and would appear to provide substantial
support for the ALJ’s overall credibility findings. The court finds itself unable to
uphold the overall decision, however, in light of the ALJ’s additional findings
regarding Plaintiff’s RFC and fibromyalgia, as discussed next.
B.
Residual Functional Capacity Determination
Fibromyalgia
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1.
Residual Functional Capacity
The regulations define RFC as that which an individual is still able to do despite
the limitations caused by her impairments. 20 C.F.R. § 404.1545(a). The ALJ will
“assess and make a finding about [the claimant’s] residual functional capacity based
on all the relevant medical and other evidence” in the case. 20 C.F.R. § 404.1520(e).
An ALJ need not include in the RFC limitations, restrictions, or opinions he has
properly rejected or that are otherwise unsupported by the record. See McSwain v.
Bowen, 814 F.2d 617, 620 n.1 (11th Cir. 1987).
Here, just after making the credibility findings discussed above, and finding that
Plaintiff’s testimony is unpersuasive because it is “inconsistent with the objective
abnormalities established by the record,” the ALJ stated: “In sum, the above residual
functional capacity assessment is supported by
” (tr. 34). No text appears after the
word “by” (see id.). The Commissioner urges this court to overlook the incomplete
sentence and rely on the ALJ’s prior discussion to discern the basis for his RFC
determination, namely, the ALJ’s description of the MRIs, his summary of the
treatment records of Dr. Crayton and Dr. Maddox, and his discounting of Plaintiff’s
testimony. But such is a difficult leap, especially in a case like this one where no
physician—treating, examining, or even a non-examining agency physician—offered
any opinion as to Plaintiff’s physical capacities, making the actual basis for the RFC
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determination unclear.4 Stated succinctly, the ALJ’s RFC determination does not
reflect an accurate and logical bridge between the evidence and the result. See Green
v. Shalala, 51 F.3d 96, 101 (7th Cir. 1995) (to permit an informed review, ALJ must
articulate his analysis of the evidence; “[o]nly then may a reviewing court track the
ALJ’s reasoning and be assured that the ALJ considered the important evidence”);
Herron v. Shalala, 19 F.3d 329, 333 (7th Cir. 1994); Zblewski v. Schweiker, 732 F.2d
75, 78–79 (7th Cir. 1984); see also SSR 82-62 (“The rationale for a disability decision
must be written so that a clear picture of the case can be obtained. The rationale must
follow an orderly pattern and show clearly how specific evidence leads to a
conclusion.”).
In light of the ALJ’s finding that Plaintiff’s fibromyalgia is a severe
impairment, the error as to the RFC is compounded by the ALJ’s repeated references
to the lack of objective evidence to support Plaintiff’s allegations. The Eleventh
Circuit has noted that fibromyalgia “‘often lacks medical or laboratory signs, and is
Additionally, the ALJ made a somewhat confusing statement regarding the opinion of Efren
Baltazar, M.D., a non-examining agency physician who reviewed Plaintiff’s file in connection with
her request for reconsideration and who determined, on July 18, 2013, that the medical evidence of
record was insufficient to assess Plaintiff’s claim (see tr. 85–92). Dr. Baltazar therefore concluded
that Plaintiff was “not disabled” based solely on the lack of evidence, without assessing her RFC
or otherwise offering any opinion as to her physical or mental abilities to perform work (id.). The
ALJ assigned “little evidentiary weight” to Dr. Baltazar’s opinion, because the ALJ found that
Plaintiff was more limited than Dr. Baltazar opined and because the opinions of treating and
examining physicians are entitled to more weight than those of non-examining physicians such as
Dr. Baltazar (tr. 32).
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generally diagnosed mostly on a[n] individual’s described symptoms,’ and that the
‘hallmark’ of fibromyalgia is therefore ‘a lack of objective evidence.’” Hernandez v.
Comm'r of Soc. Sec., 523 F. App’x 655, 657 (11th Cir. 2013) (quoting Moore v.
Barnhart, 405 F.3d 1208, 1211 (11th Cir. 2005)). Although many of the reasons cited
by the ALJ for finding Plaintiff less than fully credible are well-founded, it is unclear
to what extent the ALJ relied upon his oft-repeated concern about the lack of objective
evidence in weighing her credibility and in determining her RFC.5 The lack of
objective support cannot provide substantial evidence to wholly discredit Plaintiff’s
testimony as to her fibromyalgia symptoms or to exclude from the RFC any
restrictions related to her fibromyalgia. While the ALJ in fact considered other factors
in making his credibility and RFC findings, the extent to which he did so is far from
clear, as is, conversely, the extent to which he relied upon the lack of objective
medical evidence as it relates to Plaintiff’s fibromyalgia and related symptoms.
It may be that the RFC in fact accurately reflects Plaintiff’s functional abilities
during the relevant period, but this court cannot uphold a decision by an
The ALJ statements regarding the lack of objective evidence include these: (1) “the
objective findings in this case fail to provide strong support for the claimant’s allegations of
disabling symptoms and limitations” (tr. 30); (2) “the record, in its entirety, does not contain
objective signs and findings that could reasonably be expected to produce the degree and intensity
of pain and limitations alleged by the claimant” (tr. 33); (3) “I find that the claimant’s testimony is
inconsistent with the objective abnormalities established by the record” (tr. 34); and (4) “there are
no diagnostic studies to show abnormalities which could reasonably be expected to produce
symptoms anywhere near the level of severity alleged by the claimant” (id.).
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administrative agency, even if there is enough evidence in the record to support the
decision, if the reasons given by the trier of fact do not set forth an accurate and
logical connection between the evidence of record and the findings of the ALJ. See,
e.g., Zblewski, 732 F.2d at 78–79 (while strong grounds may have existed for
rejecting claimant’s testimony, the ALJ’s failure to articulate reasons for doing so
precludes meaningful appellate review). This case is therefore due to be remanded for
further administrative proceedings. Given the importance of credibility findings in
fibromyalgia cases, the ALJ should reassess Plaintiff’s credibility and RFC, giving
due consideration to the need to go beyond objective medical evidence in properly
evaluating such cases.
VI.
CONCLUSION
For the foregoing reasons, the Commissioner’s decision is not supported by
substantial evidence and should not be affirmed. 42 U.S.C. § 405(g); Lewis, 125 F.
3d at 1439; Foote, 67 F.3d at1560. This action will therefore be remanded for
additional administrative proceedings, to include a redetermination of Plaintiff’s
credibility and RFC.
Accordingly, it is hereby ORDERED:
Case No.: 5:17cv187/EMT
Page 21 of 21
1.
That the Commissioner is directed to remand this case to the
Administrative Law Judge for further proceedings consistent with this Order.
2.
That JUDGMENT is entered, pursuant to sentence four of 42 U.S.C.
§ 405(g), REVERSING the Commissioner’s decision and REMANDING this case
for further administrative proceedings.
3.
That the Clerk is directed to close the file.
At Pensacola, Florida this 27th day of September 2018.
/s/ Elizabeth M. Timothy
ELIZABETH M. TIMOTHY
CHIEF UNITED STATES MAGISTRATE JUDGE
Case No.: 5:17cv187/EMT
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