Pershing LLC v. Checa Curi

Filing 59

ORDER denying 32 Motion to Dismiss -- Answer to Amended Petition due by 6/13/2013 Signed by Chief Judge Federico A. Moreno on 5/23/2013. (cbe)

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UNI TED STATES DI STRI COURT FOR THE CT SOU THERN D I STRI O F FLO RJ CT DA M i m iD i son a vi i C as N um be 1 62449- V - O R EN O e r: 2CI M PERSH I LLC , NG Pe ii r ttone , VS. J OSE AN TON I CH ECA CU RI O , Re po nt s nde . / O R DER D EN YI G M O TIO N TO D I ISS N SM Reyn o t sCo r' Or e De i gt ePei o e ' M oin frP ei n r Ij ncin, lig n hi u ts d r nyn h tt n rs t o r l a y n u t i o mi o Re p n e t a mo e t ds s Pei o rsAme d dPei o f rPema e tIj n tv Reif s o d n h s v d o imis tt ne ' i n e tt n o r n n n u cie l . i e TheCour a e wihPeii rt tt sandad onaFe r Rul ofCi lPr dur 1 b)6) t gres t ttone ha he t r deal e vi oce e 2( ( m o i dif r fom t sa r unde whih t Cour de des whe he t a r pr i i r ton fe s r he t nda d r c he t ci t r o wa d elm na y ij n tv rle A d na o p ei n r ijmci rle d e n tdcaed s s a o tee tr n u ci e eif e il f r l ay nt t eif o s o itt imis l f h n ie mi ve c e.Ac r i y,t Cour de e t m oto t dimi s as co dngl he t ni s he i n o s s . THI CAUSE ca befr t Cour u t M otont Dimis( E.No.32) fld on S me o e he t pon he i o s s D. ,ie M ar h 6. 3. c 201 TH E CO U RT ha co i r d t m oton,t r pons and t peri ntpor i oft s ns de e he i he es e, he tne tons he r or a be ng ot r s f l a s d i t pr i es i i ec d, nd i he wi e uly dvi e n he em s , t s ADJUDGED t t hemotoni DENI .Re ponde s l fl a ans rt t Am e d ha t i s ED s nt ha l ie n we o he nde Pe ii b no l t rt n June 1 201 tton y a e ha 3. 3. 1.B ackground Pei o e,Pes i g LLC,fld s i t p r n n l e j i t eRe p d n , o eAntno tt n r rh n i ie u t o ema e ty n on h s on e t J s oi Che a Cur, fom pur ui hi cai s i a ar tai pr e ng i t Fi ncil l ty c i r s ng s l m n n bir ton oce di n he na a ndusr Re a or A ge y,Jos Ant o Che a Cu i v.Pe s n LLC, FI RA Ca e N o. 1 03777. gul t y nc e oni c r r hi g, N s 2- Pettone ' poston i t tby a tvel ltgai hi cai si t sf u f sx a ahal mont ii rs ii s ha c i y ii tng s l m n hi or m or i nd f hs i Jos Ant o Chec Cur v.Pe s n LLC,Ca e No.1 20566- V- OREN O,Res n e oni a i r hig, s 2CI M ponde nt Che Cur waved hi rg t a bir t ca i i s i ht o r ta e.Thepa teswe e s tt a bir t Che a Cur' c am son ri r e o r ta e c is l i J nua y 15s201 be or FI RA,whe Perhi LLC fld t s s t The Cour ha de e t a r 3, f e N n s ng, ie hi ui. t s nid he mo inf rp ei n r ij n to a n w teRepo d n Che a Cu i a mo e t ds s te to o rlmi ay n u ci n nd o h s n e t c r h s v d o imis h c mp an f r p r n n ij ncin. o lit o a ema e t nu to Pe s ng, rhi LLC i as urtesbr rde e egitr dwiht SEC a ame be o FI s ec ii oke - alrr se e t he nd m r f NRA. Pe s ngpr de br r e utona cla a es r i est fna i or z i nai nwi rhi ovi s oke age xec i nd e r nc e v c o i ncal ganiatons to de a wihi Fl i Asa me be ofFI t , r hi i oblgatd t compl wih Fm lA ' r e nd t n orda. m r NIA Pe s ng s i e o y t t s uls a r gultons i udi t FI nd e a i , ncl ng he NRA CodeofAr taton Pr edur f CusomerDiput s Asa bir i oc e or t s e. cusom e ,Pe s ng LLC cl i s t Che a Cur ha a rghtt r quie Per hi t ar tat eve t r r hi a m hat c i d i o e r s ng o bir e, n wihou a wrte a e m e t t te f ctbec us hi c am sa os i c t t itn gr e nt o ha fe a e s l i r e n onne ton wih a busnes ci t i s a tviy. l anyeve ,i t sc s ,Chec Cu ia ntd Jor e A.Gome ashi a horz d age ci t n nt n hi a e a r ppoi e g z s ut i e nt andempowe e Gomezt t kea1aci nsau horze i t t l adi Aut i aton'doc nt rd o a 1 to t i d n he Tul Tr ng horz i ' ume . Ac i pu s ntt t a horz ton, tng r ua o hat ut ia i Gome e ut aM a gi Agr e e wih Pe s ng,whih z xec ed r n e m nt t r hi c c a ne a A r t a i n Agr m e . ont i d n bir to ee nt Chec Cur ' c pl nti t pr o c e be or t s Cour w a f l d o Fe ua y 1 201 a i s om ai n he i r as f e hi t s ie n br r 0, 2. Hi sx- ountc si c ompl i pld cai f rbr ac ofc r c ,br c offduc a y dut ne i nc ant e l ms o e h onta t ea h i ir y, glge e, u j s e c me tad n a da et gb e c o fd cayd t , n adiga da e t gc mmo lw nu t mi h n , ii g n b ti ra h fi u ir u y a d i n n b ti o n a n n fa On J y 25,201 t Cour,i nzi on a moton t dim isi t prorca e f d t t r ud. ul 2, he t n lng i o s s n he i s , oun ha Che Cur c d sae a c am f br a h ofconta ,butt r m a ni cl m s we e ba r d by ca i oul t t l i or e c r ct he e i ng ai r re Fl i se onom i l sr l . Le st one mont l e on Augus 23,201 Che a Cur fl d a orda' c c os u e s han h atr t 2, c i ie n tc o v u tr d s s a wih u p eu iei t sCo r i iaigt a d s o eyi t c s oie f olnay imis l to t rj d c n hi u tndc tn h t ic v r n he a e r ve e anagr e e t a bir t be or FT e ald e m nt o r ta e f e NRA.OnAugus 31 201 t Cour dimi s t c e t , 2,he t s s ed he as wi u prj d c . t t eu ie ho Att oute oft sc s , r hi m ove a t Cour de e t r s f apr i i r he s t hi a e Pe s ng d nd he t ni d he eque t or elm na y ij n to . P rhi ' p iin wa a d c n iu st bet a Ch c Cu ih d wav dh srg t o nu cin e s ng s osto s n o tn e o h t e a r a ie i ih t a bir t be a e he ha knowl e of hi rg a t tme he fld t Ditit Co ta ton. r ta e c us d edg s i ht t he i ie he src ur ci Re p n e tCh c Cu i eiso t Co r' Or e De yngt Mo inf rP ei n r Ij n to s o d n e a r rle n he u ts d r n i he to o r lmia y nu cin andi now movi t dim ist c pl nti ise iet a gui t tPettone c l o e tbls s ng o s s he om ai n t ntr y r ng ha ii r am t sa ih t the wa ve hi rg t a bir t ha i d s i ht o r ta e. l .Le St I gal andar d s vve a m oton t dimi s pl ntfs mus do m or t m e el sat l l ur i i o s s , ai if t e han r y t e ega c l i s'nsea pli if mus ç le s m es cii f t l i f hos c usonsorf e oncusons'i t d a ntfs ti l ge o pe fc ac ua bass ort e oncl i a ac dimis loft i cai . Jac s v Bel hTeec s sa her l ms' k on . lsout l omm.?72F. 1 1 ( 1hCi. 4) ' , 3d 250, 263 1 t r200 . W he r i onam oto t dim is ac r m us viw t c n ulng i n o s s , ou t t e he ompl nti t lg m os f vor et ai n he iht t a abl o t pl i ifa a e t pli tf swe lplade f c sa tu Se StJo e sHos , nc. . p. he antf nd cc pt he a n if l- e d a t s r e. e . s ph' p.I v Hos Co p.o ,7 F.d 9 , 3( 1h Ci.1 8 ) Th stn t ho v r d e n ta py t lg l r fAm. 95 2 48 95 1 t r 9 6 . i e e, we e, o s o p l o e a c n lso s S eAs c otv I al 1 S.Ct 1 3 ,1 4 ( 0 9 . Mo e v r çwj ie lg l o cu in . e h rf . qb , 29 . 97 99 20) ro e,l hl e a g c l i ns c n pr de t fa e k of a co pl nt t y mus be s oncuso a ovi he r m wor m ai , he t uppore by f c ua td at l alg to . I a 1 0.Th s 'ta t a alg to smu t ee o g t r iearg torle a o e l ains' d t 95 e ' o e'l cu l le ain s b n u h o as ih t eif b v l t s c a i l ve on t a s pton t ta lof t c pl nts a l ga i a e t u ' Be lAt. he pe ul tve e l he s um i ha l he om ai ' le tons r r e. ' l l Cor v.Twombl 55 U. 5 5 ( p. y, 0 S. 44, 45 2007) I s tt c ai mus notmeel algea . n hor, he ompl nt t r y le m ic s onduc , m us de onsr t t t hepl de i e il dt r le .Se I ,1 S. . t1 t but t m ta e ha t ea r s ntte o e if e qbal 29 Ct a 950. 11 LegalAnal s 1. ysi I m o ng t dimi s Re po nta g s t tbe a e t Cour de e t moton f n vi o s s , s nde r ue ha c us he t nid he i or p ei n r ij n to ,t e Co r s o l l wiedimist eAme d d Peiin f rlj n tv r l ay n u ci n h u t h ud i s s s h mi ke n e tto o n u cie Rele . The Cour dia e wih Re ponde ' poston a t sanda d on a m oton t dimis if t s gr es t s nts ii s he t r i o s s dfesfo t a o amo inf rp ei n r ij n to . ifr r m h t f to o r l ay n u ci n mi On am o i t dim is t Cour m us t ket plade f c si t lghtm os f vor bl t ton o s s ,he t t a he e d a t n he i ta a e o t en n- vn pat.Co v rey, namoinf r r lmi r ij n tv r l ft ePeiin rh s h o mo ig ry n es l o to o p ei nay n u cie ei ,h t o e a e t t bur n t s he de o how t ti i lkel t s c d on t mert ,wils f rir pa a ehar ,t tt ha t s i y o uc ee he is l ufe re r bl m ha he balnc ofhar hi weghs i is f vor a t tt publc i e es f s t is nc of a a e ds ps i n t a , nd ha he i nt r t avor he s ua e n ij n to TheCo l,nt i c s , o n t tP t in rha n tme ta b r e Tha d e n t n u cin. u' i hs a e f u d ha ei o e d o t h t u d n. t o s o t t me n t tPe ii rwilbeuna et uli ael pr vai on t mert ofisc am t tChe Cur a ha ttone l bl o tm t y e l he is t l i ha ca i kn wigywav dhsrg toabtaeb s b tnil a t iaigi tel iaint tep eu ie o n l ie i ih t r i t y u sa t l ri p tn n h i g to o h rj dc r a yp c t ofPe s ng. r hi A r e oft Pe ii ne ' co pl nts st R ul 8 pl di s anda d i m e . To s a e evi w he tto r s m ai how he e ea ng t r s t tt ava l cam f rpema e tij n tv rle,Peiin rmu talg f cst a wo l e tbih ibe li o r n n nu cie eif tto e s le e a t h t ud sa ls a t ls c s on is c a m ofw a ve ,i r pa a e ha m ,a t har t Pe ii r out e ghs a c ua uc es t li i r r e r bl r nd he m o ttone w i ny al edham t Reponde . Kly v Unie He tgr p,I . 376 F. 1 1 ( lh Ci. leg r o s nt a . td alh ou nc, 3d 092, 097 1 t r 200 .l lg oft algai i t Ame Peii a t Rul 1 b)6)sandad,hi Cour 4) n iht he le tons n he nded tton nd he e 2( ( t r t s t 4- - c nnotdi m i st c e. a s s he as D N A O D R DiCabraMi Florida,this 7day ofM ay,2013. O E ND R EE n hmest a mi 6 , FED CO A . ORENO M UN I TED STA TES DI STR I J D G E CT U Co e pr de t pi s ovi d o: Cou elofRe or ns c d

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