Pershing LLC v. Checa Curi
Filing
59
ORDER denying 32 Motion to Dismiss -- Answer to Amended Petition due by 6/13/2013 Signed by Chief Judge Federico A. Moreno on 5/23/2013. (cbe)
UNI
TED STATES DI
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PERSH I LLC ,
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OSE AN TON I CH ECA CU RI
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m o i dif r fom t sa r unde whih t Cour de des whe he t a r pr i i r
ton fe s r he t nda d
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c e.Ac r i y,t Cour de e t m oto t dimi s
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co dngl he
t ni s he i n o s s .
THI CAUSE ca befr t Cour u t M otont Dimis( E.No.32) fld on
S
me o e he
t pon he i o s s D.
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M ar h 6. 3.
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TH E CO U RT ha co i r d t m oton,t r pons and t peri ntpor i oft
s ns de e he
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1.B ackground
Pei o e,Pes i g LLC,fld s i t p r n n l e j i t eRe p d n , o eAntno
tt n r rh n
i
ie u t o ema e ty n on h s on e t J s
oi
Che a Cur, fom pur ui hi cai s i a ar tai pr e ng i t Fi ncil l ty
c
i r
s ng s l m n n bir ton oce di n he na a ndusr
Re a or A ge y,Jos Ant o Che a Cu i v.Pe s n LLC, FI RA Ca e N o. 1 03777.
gul t y
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oni
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r
r hi g,
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s
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Pettone ' poston i t tby a tvel ltgai hi cai si t sf u f sx a ahal mont
ii rs ii s ha
c i y ii tng s l m n hi or m or i nd
f
hs
i Jos Ant o Chec Cur v.Pe s n LLC,Ca e No.1 20566- V- OREN O,Res
n e oni
a
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s
2CI M
ponde
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Che Cur waved hi rg t a bir t
ca i i
s i ht o r ta e.Thepa teswe e s tt a bir t Che a Cur' c am son
ri
r e o r ta e
c
is l i
J nua y 15s201 be or FI RA,whe Perhi LLC fld t s s t The Cour ha de e t
a r
3, f e N
n s ng,
ie hi ui.
t s nid he
mo inf rp ei n r ij n to a n w teRepo d n Che a Cu i a mo e t ds s te
to o rlmi ay n u ci n nd o h s n e t c r h s v d o imis h
c mp an f r p r n n ij ncin.
o lit o a ema e t nu to
Pe s ng,
rhi LLC i as urtesbr rde e egitr dwiht SEC a ame be o FI
s ec ii oke - alrr se e t he
nd
m r f NRA.
Pe s ngpr de br r e utona cla a es r i est fna i or z i nai nwi
rhi ovi s oke age xec i nd e r nc e v c o i ncal ganiatons to de
a wihi Fl i Asa me be ofFI t , r hi i oblgatd t compl wih Fm lA ' r e
nd t n orda.
m r
NIA Pe s ng s i e o
y t
t s uls
a r gultons i udi t FI
nd e a i , ncl ng he NRA CodeofAr taton Pr edur f CusomerDiput s Asa
bir i
oc e or t
s e.
cusom e ,Pe s ng LLC cl i s t Che a Cur ha a rghtt r quie Per hi t ar tat eve
t r r hi
a m hat c
i d i o e r
s ng o bir e, n
wihou a wrte a e m e t t te f ctbec us hi c am sa os i c
t t
itn gr e nt o ha fe
a e s l i r e n onne ton wih a busnes
ci
t
i s
a tviy. l anyeve ,i t sc s ,Chec Cu ia ntd Jor e A.Gome ashi a horz d age
ci t n
nt n hi a e
a r ppoi e
g
z
s ut i e
nt
andempowe e Gomezt t kea1aci nsau horze i t t l adi Aut i aton'doc nt
rd
o a 1 to
t i d n he Tul Tr ng horz i ' ume .
Ac i pu s ntt t a horz ton,
tng r ua o hat ut ia i Gome e ut aM a gi Agr e e wih Pe s ng,whih
z xec ed
r n
e m nt t r hi
c
c a ne a A r t a i n Agr m e .
ont i d n bir to
ee nt
Chec Cur ' c pl nti t pr o c e be or t s Cour w a f l d o Fe ua y 1 201
a i s om ai n he i r as f e hi
t s ie n br r 0, 2.
Hi sx- ountc
si c
ompl i pld cai f rbr ac ofc r c ,br c offduc a y dut ne i nc
ant e l ms o e h
onta t ea h i ir
y, glge e,
u j s e c me tad n a da et gb e c o fd cayd t , n adiga da e t gc mmo lw
nu t mi h n , ii g n b ti ra h fi u ir u y a d i n n b ti o n a
n
n
fa On J y 25,201 t Cour,i nzi on a moton t dim isi t prorca e f d t t
r ud.
ul
2, he
t n lng
i o s s n he i s , oun ha
Che Cur c d sae a c am f br a h ofconta ,butt r m a ni cl m s we e ba r d by
ca i oul t t l i or e c
r ct
he e i ng ai
r re
Fl i se onom i l sr l . Le st one mont l e on Augus 23,201 Che a Cur fl d a
orda' c
c os u e s han
h atr
t
2, c
i ie
n tc o v u tr d s s a wih u p eu iei t sCo r i iaigt a d s o eyi t c s
oie f olnay imis l to t rj d c n hi u tndc tn h t ic v r n he a e
r ve e anagr e e t a bir t be or FT
e ald
e m nt o r ta e f e NRA.OnAugus 31 201 t Cour dimi s t c e
t , 2,he
t s s ed he as
wi u prj d c .
t t eu ie
ho
Att oute oft sc s , r hi m ove a t Cour de e t r s f apr i i r
he s t hi a e Pe s ng
d nd he
t ni d he eque t or elm na y
ij n to . P rhi ' p iin wa a d c n iu st bet a Ch c Cu ih d wav dh srg t o
nu cin e s ng s osto s n o tn e o h t e a r a ie i ih t
a bir t be a e he ha knowl e of hi rg a t tme he fld t Ditit Co ta ton.
r ta e c us
d
edg
s i ht t he i
ie he src ur ci
Re p n e tCh c Cu i eiso t Co r' Or e De yngt Mo inf rP ei n r Ij n to
s o d n e a r rle n he u ts d r n i he to o r lmia y nu cin
andi now movi t dim ist c pl nti ise iet a gui t tPettone c l o e tbls
s
ng o s s he om ai n t ntr y r ng ha ii r am t sa ih
t the wa ve hi rg t a bir t
ha
i d s i ht o r ta e.
l .Le St
I gal andar
d
s vve a m oton t dimi s pl ntfs mus do m or t m e el sat l l
ur i
i o s s , ai if
t
e han r y t e ega
c l i s'nsea pli if mus ç le s m es cii f t l i f hos c usonsorf e
oncusons'i t d a ntfs ti l ge o pe fc ac ua bass ort e oncl i
a
ac
dimis loft i cai . Jac s v Bel hTeec
s sa her l ms' k on . lsout l omm.?72F. 1 1 ( 1hCi. 4)
'
,
3d 250, 263 1 t r200 .
W he r i onam oto t dim is ac r m us viw t c
n ulng
i n o s s , ou t t e he ompl nti t lg m os f vor et
ai n he iht t a abl o
t pl i ifa a e t pli tf swe lplade f c sa tu Se StJo e sHos , nc. . p.
he antf nd cc pt he a n if l- e d a t s r e. e . s ph' p.I v Hos
Co p.o ,7 F.d 9 , 3( 1h Ci.1 8 ) Th stn t ho v r d e n ta py t lg l
r fAm. 95 2 48 95 1 t r 9 6 . i e e, we e, o s o p l o e a
c n lso s S eAs c otv I al 1 S.Ct 1 3 ,1 4 ( 0 9 . Mo e v r çwj ie lg l
o cu in . e h rf . qb , 29
. 97 99 20)
ro e,l hl e a
g
c l i ns c n pr de t fa e k of a co pl nt t y mus be s
oncuso a
ovi he r m wor
m ai , he
t
uppore by f c ua
td
at l
alg to . I a 1 0.Th s 'ta t a alg to smu t ee o g t r iearg torle a o e
l ains' d t 95
e
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o e'l cu l le ain s b n u h o as ih t eif b v
l
t s c a i l ve on t a s pton t ta lof t c pl nts a l ga i a e t u ' Be lAt.
he pe ul tve e l he s um i ha l
he om ai ' le tons r r e.
' l l
Cor v.Twombl 55 U. 5 5 (
p.
y, 0 S. 44, 45 2007) I s tt c ai mus notmeel algea
. n hor, he ompl nt t
r y le
m ic
s onduc , m us de onsr t t t hepl de i e il dt r le .Se I ,1 S. . t1
t but t m ta e ha t ea r s ntte o e if e qbal 29 Ct a 950.
11 LegalAnal s
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On am o i t dim is t Cour m us t ket plade f c si t lghtm os f vor bl t
ton o s s ,he
t t a he e d a t n he i
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t en n- vn pat.Co v rey, namoinf r r lmi r ij n tv r l ft ePeiin rh s
h o mo ig ry n es l o
to o p ei nay n u cie ei ,h t o e a
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n
ij n to TheCo l,nt i c s , o n t tP t in rha n tme ta b r e Tha d e n t
n u cin.
u' i hs a e f u d ha ei o e d o t h t u d n. t o s o
t
t
me n t tPe ii rwilbeuna et uli ael pr vai on t mert ofisc am t tChe Cur
a ha ttone l
bl o tm t y e l he is t l i ha
ca i
kn wigywav dhsrg toabtaeb s b tnil a t iaigi tel iaint tep eu ie
o n l ie i ih t r i t y u sa t l ri p tn n h i g to o h rj dc
r
a yp c
t
ofPe s ng.
r hi
A r e oft Pe ii ne ' co pl nts st R ul 8 pl di s anda d i m e . To s a e
evi w
he tto r s m ai how he e ea ng t r s t
tt
ava l cam f rpema e tij n tv rle,Peiin rmu talg f cst a wo l e tbih
ibe li o r n n nu cie eif tto e s le e a t h t ud sa ls
a t ls c s on is c a m ofw a ve ,i r pa a e ha m ,a t har t Pe ii r out e ghs a
c ua uc es
t li
i r r e r bl r nd he m o ttone
w i
ny
al edham t Reponde . Kly v Unie He tgr p,I . 376 F. 1 1 ( lh Ci.
leg r o s
nt a . td alh ou nc,
3d 092, 097 1 t r
200 .l lg oft algai i t Ame Peii a t Rul 1 b)6)sandad,hi Cour
4) n iht he le tons n he nded tton nd he e 2( ( t r t s t
4-
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c nnotdi m i st c e.
a
s s he as
D N A O D R DiCabraMi Florida,this 7day ofM ay,2013.
O E ND R EE n hmest a
mi
6
,
FED
CO A . ORENO
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UN I
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STR I J D G E
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Co e pr de t
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