Bacon et al v. Stiefel Laboratories, Inc. et al
Filing
423
ORDER Granting 389 Defendants' Motion to Preclude Plaintiff's Use of Certain Proposed Testimony and Exhibits at Trial. Signed by Senior Judge James Lawrence King on 11/21/2011. (jw)
I THE UNI
N
TED STATES DI
STRI COURT
CT
FOR THE SOUTHERN DI
STRI 0F FLORI
CT
DA
CI L ACTI N O,09- 871 CV- N G/ CAL1
VI
ON
21 - Kl M
LEY
Ti hy Fi ry,
mot
nne t
Pl i if
antf,
VS.
STI
EFEL LABORATORI m C.e a .,
ES,
,t 1
Def nda s
e nt .
/
O RDER GM NTI DEFENDANTS'M OTI TO PRECLUDE PLAI FF' USE
NG
ON
NTI S
OF CERTAI PRO PO SED TESTI ONY AND EXH I TS AT TRI
N
M
BI
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() e n el . r i y c f . 9 3 61 7 2 r 2 0 ) fndn h t s r
l
wh
-
t s e ba i f ..cai i alged m ir pr s nttons oro isons pl ntfsha no m a
he ol ss or . l ms s le
se e e a i
m s i , ai if ve t de
o t a (ru u e t she ) cam t e Rul 1 b- () a d () a d rman s be t t t e
u fa d ln c me li md r e 0 5 a n c, n e i u j c o h
heghtne pla ng r quie e soft PSLRA ';I Re P e l c Se s Lii ,5 4 F.S p
i e d e di e r m nt
he
' n hz r n . c . t 8
)
g.
u p.
2 6 , 4 ( . N. 2 0 )( rn ig Dee a t' to t ds s a d fn i ta K e a s
d 21 6 0 SD. Y. 0 8 ga tn fnd ns moin o imis n i dng h t s c u e
b
.
Pl i if a lge no dec ptve co ls ofco
antfs le
e i
tr e
nduc goi be
t ng yond mir pr e a i orom iso ,
se es nttons
s ins
t rma ke m a pul ton cai sm us be dimis d.' ;WPP Lu e o r Ga
hei r t ni ai l m
t
s se '
)
x mb u g mma T r eSa lv
he r .
S tRu n r I c,6 5 F.d 1 3 ,1 7 (t Ci. 1 (ç u t ha e g n r ly h l ta %a
po n e, n . 5 3 0 9 05 9h r 201 ) l rs v e eal ed h t L)
co
Rue 1 b-() a do () cam c t b p e s d o te alg d mirp e e tto s o
l 0 5 a n /r c li amo e rmie n h le e se r sn ai n r
4 so s h t o m he a i f l 0 5b li ' .
o sin t a f r t b sso aRue 1 b-( )cam ')
mi
'
The pr e no ex r t tmony r r ng pe s na be if a opi ons i a s
opos d n- pe t esi
ega di
r o l le s nd
ni
s lo
i m isbl unde Fe a Rul ofEvi nc 602.
nad s i e
r der l e
de e
5
(n ldig t s s tf rh i Dte d ns Mo in ,a d n npa t s poe ta cams a an t
icu n ho e e o t n f n a t' to ) n o - ri ' tn il li g i s
e
De e nt i smpl notr e ntt Fi ry' cli , As s h,i i excuded unde Fede a
f nda s s i y
elva o nne t s a ms
uc t s l
r
rl
RulsofEvi nce40 5
e
de
2.
11
1.
EVI
DENCE RELATI
NG TO THE 2009 OPTI
ONAL DI
VERSI
FICATI
ON
O PPORTUNI AND SLI S FY I CORPOM TE STM TEGI PLANS
TY
'
O
C
Def nda s a s s e t e l evi nce r ltng t t 2009 optonaldi r i ai
e nt lo e k o xc ude de
ea i o he
i
ve sfc ton
opporuniy a SLIs FYI c por t sr t gi pl nni doc e s unde Fe r l Rul of
t t nd
'
O or a e ta e c a ng
um nt
r de a
t
Ev d n e4 2a d40 .( #3 9a 8 1 4 Plitf a anag e t t hse ie c i r lva tt
i e c 0 n 3 DE 8 t - 0 . an if g i r u s ha t i vd n e s ee n o
etb ihigas h met d fa d a trc lsn s o t epat fDe e d n s ( # 0 a 7 1 )
sa ls n c e o eru nl e k e s e s n h r o fn a t. DE 4 2 t - 0 .
W ih r pe t t t c or t sr t i phnni doc e s Pli if a s a g
t es c o he op ae ta egc
ng
um nt, antf lo r uts t t t
ha he
doc nt co an sa e nt t t$he Compa woul r mai t i t l he d a ld by t
ume s nt i t t me s ha t
t
ny
d e n prva e y l nd e
he
Ste e f miy''a t tt e doc nt we e ts r d wih many SLl e oye s wih t
i f l a l ' nd ha hes
ume s r tha e
t
mpl e t he
knowldge a a ovalofs ni m a ge e 'alhough Pli if does notaleg t tt s
e
nd ppr
e or na m nt' t
antf
l e ha he e
d c me t weea tal s ae wi t an if ( # 0 a 9 .
o u n s r cu l h r d t Plitf. DE 4 2 t )
y
i
I i undiput d t t Fi ry' e o e wih SL1w a s ver d i Augus 2008 i
ts
s e ha nne t s mplym nt t
s e e n
t
n
c nu cinwih ard cin i fre ( # 5 a jV,!3 2 I i as u d s u e ta,a a
o j n to t e u t n oc . DE 3 8 t
o
4 . t s lo n ip td h t s
f me e o
or r mpl yet,Fi t wa ne r ei i e f r t 2009 optona dve sic ton opporuniy
mwry s ve lg bl o he
i l i ri ai
t t
n unce t t n- ure SLle o e i Nove r2008 a t tFi ry di notr c i
nno
d o he c r nt
mpl ye s n
mbe
nd ha nne t d
e e ve
a y o t e c mmu c to sr ltn t o to a d v ri c to ( e Fin ry De a 5 - 9 .
n f h o niain eaig o p in l i esf ain. Se n e t p, t 3 5 )
i
Gi n t t Fi ry wa una r of tw o i
ve ha nne t
s wa e
l ptonaldi r ik ai opporuniy, t s o runiy
ve sf ton
t t hi ppo t t
c d notha i pa t d hi i sme dec son. As s h, i i ir l va t a eeme of
oul
ve m c e s nve t nt ii
uc t s re e nt o ny l nt
Fi t s cl m s. Acc di y,under Fe r lRuls of Evi e 402, Pl i if i pr cl d
mwry' ai
or ngl
de a
e
denc
antf s e ude
fo oferng i o e de e a t si
r m f i nt vi nc ny e tmony or doc e s r a i t t 2009 opto l
um nt eltng o he
i na
di r ii a i oppo t t i l ng t tmony r r ng a i vi lsde i i t pa tci t
ve sfc ton
runiy, ncudi esi
ega di n ndi dua ' c son o ri pa e
(rn t riiae i o to a dv riiai n ten mb ro t e -u rn e o e swh ee td
o o pat p t) n p in l iesfc to ,h u e f h n c re t mply e o lce
c
t pa tci t i o i
o ri pae n ptonal di r ii ton, SL1s fl ng f pm c i t sock pu t t
ve sfca i
' lndi or
hasng he t
t o he
Compa t ough t optonaldi r ikai opport t c
ny hr
he i
ve sf ton
tmiy, ommt ia i r l tng t optona
m c tons e ai o i l
5
Be us t Cour fnds t t s e de
ca e he
ti
hat hi vi nce i i dm isbl under Fede a Rul of
s na s i e
rl
e
Evi nc 40 t Cour doe notne d t ad es De e
de e 2, he
t s
e o dr s f ndan s at m a i ar
t ' le tve gume t tt s
nt ha hi
e de e s d beexcl d unde Fe r lRul ofEvi nce403.
vi nc houl
ude
r de a
e
de
6
di r ii ton, a SLls f flme of o i
ve stcai
' ulil nt
ptonaldi rii to r quessf Thi i l es t
ve sfcai n e t .
s nc ud he
nd
f l ng e bisi ntfe by Pl ntf i t J ntPr ti Stpulton,a 1ofwhih r lt t t
olowi xhi t de ii d
ai if n he oi eral i a i 1
c ea e o he
20 optona di r ii ton opporuniy: 568,58,1 1 11 23 237,239,331 33 686,
09 i l ve sfcai
t t
06, 07, 2, 4,
, 2,
68 , 694,695,71 715,7 7 7. ,a 731.
7
7
2,
27, 29, 30 nd
Evd n erg r i S ' Fic lYe r2 0(:Y1 ' c r rt sr tgcpa mu ta s
ie c e adng L1s s a a 01 E 0' opo ae tae i lns s lo
F
)
be e l d unde Fe r l Rul of Evi nce 402. Ther i no evi nc t t Fi ry e r
xcude
r de a
e
de
e s
de e ha nne t ve
r c i d orr vi we a oft FY I c por t sr t gi pl ni doc e so t tDe e nt
e e ve
e e d ny he
O or a e ta e c an ng um nt r ha f nda s
i end f rhi t r vi w orr l cn t e doc e s Thus t s doc e s c d no ha
nt ed o m o e e
ey , hes
um nt .
, he e um nt oul t ve
i c e Fi ry' de son t puthi soc t t Com pa on J r 6,2009. Be us
mpa t d nne t s cii o
s t k o he
ny
anua y
ca e
Fi e t ne rr eved orr vi
nn ry ve ec i
e ewedany oft FY I c or t sr t gi plnni doc e s t
he
O om ae ta e c n ng um nt, he
Co tfnds t t t sevi nc i notr e nt o m ae il Ac or ngl Pl ntf i pr cl d
ur i
ha hi de e s
elva r tra . c di y, ai if s e ude
fom i r
r ntoduci i t e de e a doc
ng n o vi nc ny
umen s or t tmony r ltng t SLls FY I c por t
t
esi
ea i o
'
O or a e
sr t c pl nni doc e sa ti . S c t aly,Fi ry i pr cl d fom i r
taegi a ng um nt t ral pe ik l nne t s e ude r ntoducng i o
i nt
e denc SLIs Func i l Enviol
vi e: '
tona
r unentl Ana yss Fut es FY I Fut es FY I Cor or t
a
l i
ur
O, ur
O
p at
Sta e c Pln,Fut esFYI Stae j Pl n Gl lSuppl Chan,FYI Siuai Anayss and
r t gi a
ur
O r tg c a oba
y
i
O t ton
l i,
t Sta e Re uton pr s ntton. 8 The e doc nt a e i ntfe i t J nt Pr ti
he r t gy vol i
e e ai
s
ume s r de ii d n he oi
eral
Stpulton as Pli ifs e bis 7 741 742,743,a 744. Alhough t Cour fnds t t
i ai
antf xhi t 38, ,
nd
t
he
ti
ha
e de e r ltng t SLls FY I com or t sr t c pl nni docume s i not r e nt or
vi nc ea i o
'
O
ae taegi n ng
nt s
elva
m ae il a t Cour i c t d dmi t Nove be 4,2011 he rng,Pl i ifm a i he s
tra , s he
t ndia e
ng he
m r
ai
antf y, f
o
desr ,m a k t e co or t sr t c plnni docume sf i ntfc i n a ti land r ne
ies r hes p ae taegi n ng
nt or de ii ato t ra
e w
h sag me t r g r igr lv n yo tietep e e c o t ej r
i r u n s e adn ee a c u sd h r s n e f h u y.
6
Gi n t Co ts fndi t t t s e de e i i d isbl unde Fede a Rul of
ve he ur' i ng ha hi vi nc s na m s i e
r
rl e
Evi e 402,t Cour doe no ne t a es Defnda s ale na i a gum e t t tt s
d nce
he
t s t ed o ddr s e nt ' t r tve r
n ha hi
e de s d bee ude unde Fe r Rul ofEvi nce403.
vi nce houl
xcl d
r de al e
de
7
TheCour g a ed De e an s'M o i whi h i l d Pli ifspr ed e bis686
t r nt
f nd t
ton, c ncude a ntf
opos xhi t
a 71 Alhoug not r ie a t he rng,i s e nt dic sons be we n t Pa tes
nd 2. t h
as d t he a i n ubs que
s us i
t e he ri ,
Pli if as e t t t s t e bis do no r lt die ty t optona di r ii ton.
antf s red hat he e wo xhi t
t ea e r c l o
i l ve sfcai
Fn e t n n tee st siidt a h d dn trc ieet e o t eed c me t. F n et De a
in ry o eh ls e tfe h t e i o e ev ih r f h s o u n s ( i n ry p. t
5 , 8 . Ass c t e a ee cu e u d rFe e a Rueo Evd n e4 2a t e aen t ee a t
5 5)
u h,h y r x ld d n e d rl l f ie c 0 s h y r o r lv n
t a is bef et tiroff c , ve i t d no r lt die ty t optona di r ik ai .
o ny s ue or he re
a t e n f hey o t e ae r c l o i l ve jt ton
8
Gi n t Cour' tndi t t t s e de
ve he
ts i ng ha hi vi nce i i dm isbl under Fe r l Rul of
s na s i e
de a
e
Evi nce 402 t Cour does notre d t add es De e
de
, he
t
te o
r s f ndan s at m a i ar
t ' le tve gume t t t s
nt ha hi
e de e s d bee l d unde Fede a Rul ofEvi nc 403.
vi nc houl
xcude
r
rl e
de e
7
I
V.
CHARI, STI
ES
EFEL' POSTS
APRI 20 2009 COM M UNI
L
,
CATI
ONS W I
TH
NONPARTY RI ARD FRI
CH
ED
Def nda sa guet tPli ifi ope l s e t i r e i o e de et si ony a
e nt r
ha antf mpr ry e ks o ntoduc nt vi nc e tm
nd
doc nt c
ume s once ni prva e s tlm e c
r ng i t e te nt omm uni tons a dic sons bewe Def nda
cai
nd s us i
t en
e nt
Ch re St fl n n n- ryRihadFre o c riga rAp i20 20 99 ( #389 at10 1 )
als i e a d o pat c r id c u rn he rl , 0 . DE
e
1.
-
Dt e t as e tt tt se de e i i dmisbl pm s ntt Fe r lRul ofEvi nc 402,
f ndan s s r ha hi vi nc s na s i e
ua o de a
es
de e
403 a 408. Pli ifas e t t tt c muni tonsdo noti ve e f t t compr s a
nd
antf s rs ha he om
ca i
nvol fors o
omie
d s ues fiin t ti g rt ep oe to ofFe e a Rue o Evd n e4 ()a dt a t e ae
ip t u fce t o rg e h r tcin
d r l l f ie c 08a n h t h y r
ot r s r l va a admisbl a a a s i n ofapa t oppone .
he wie e e nt nd
s i e s n dmi so
rynt
Fe ea Rue o Evd n e4 8 a p ovd sta te f l wig e ie c i n ta misbe
d r l l f ie c 0 () r ie h t h ol n vd n e s o d sil
o
S n ofe e t pr ve la lt f ,i i t of orn
d
whe f r d o o i biiy or nvaldiy ,
mountofa c am t twasdiput d a t
l i ha
s e so
v ldt o a u t o t i e c t rug a p ir ic n itn sae n o c nrd cin:( )
aii r mo n , r o mp a h h o h ro n o sse t ttme t r o ta ito 1
y
f r s ng orofe i or pr m ii t f r s ora e i orofe i orpr ii t a c pta
u nihi
f rng
o sng o u nih
cc ptng
f rng
om sng o c e
v la l c n ieain i c mprmiigo atmp igt c mprmiet ecam; nd( )c nd t
au be o sd rto n o o sn r te tn o o o s h li a 2 o uc
orsae e sm a i c
t tm nt de n ompr ienegota i r r ng t cli .' Fe . Evi. 08a ; e
om s
itons ega di he a m ' d R. d 4 ( ) s e
alo #/ - I .v Ke r C. A.6l/l ,91 F. 637 6 2 ( 1h Ci.1 9 )(ttme t fl
s ? . nc . mpe P. r / 6 2d , 4 1 t r 9 0 sae n s al
z/
r
unde Rul 408 i t y we e tntnde t be par of t nego itons t wa ds c
r e
f he
r s e d o
i
t he
ta i
o r ompr iei
om s '
'
fndi t t sat e t i e d t be pa t of t nego itons t r compr ie wer
i ng ha tt m n s nt nde o
r
he
ta i
owa d
om s
e
i r p ry e cu e b t dsrc c u t';Cae v Mo g n Po t l Bul n Cop., 780 F.
t o el x ld d y he itit o r.) ts . r a rabe i g r
p
'
di
2d
6 3 6 ( t Ci.1 8 )( l 4 8p o ie t ti ttme t ma ei s tlme tn g tain ae
8 , 91 7h r 9 5 Rue 0 r vd s ha s ae n s d n et n e o ito s r
s
e
nota s i et e t bls a pa t sla lt , o d ma e ,i t edip t t twa te s be to
dmisbl o sa ih
ry' ibiiy r n g s n h s u e ha s h u j c f
t en g tain'.
h e o ito .)
'
The c
omm t c tonsa i s r tec a diput r ga di t vaue oft soc M r Fred
mia i
t s ue el t s e e r ng he l
he t k . i
s d t SLIa a tmpt by Cha ls Ste e a Riha d Fre t r ol t sdiput . ( # 8
ol o
nd te s
re i f l nd c r id o es ve hi s e DE 3 9
a 1 - ;DE #277 a 6- DE #334 a 4- Fre De . a 21 245a Exs 280,281 a 28 DE
t 0 11
t 9;
t 5; i d p t 5nd .
, nd 4;
# 5 -, .sEx . 716 2 . W hl Plitf a g sta te ec mmu iain d n trs t t e
3 8 1 P1' s 6 - 8 1 i anif r ue h t h s o n c to s o o ie o h
e
lve of a f mal cam ,Rul 408' e uson a i eve a l s f ma s a s of dipu e
e l
or
li
e
5 xcl i pples n t es or l t ge
s t
r s lto S e eg.A l e M#s v Al miu Co o
e ou in. e , . , m i d
at
. . u n m . fAm. 5 F,d 5 ,5 7 5 8 ( d Ci
, 6 3 21 2 - 2 3 r
1 9 )( e4 a p ist ds u so sG e ea a ta ds ueo ad fee c o o no e it,
9 5 Rul 08 p le o ic si n i r n cu l ip t r ifrn e f piin xss
wh
.
9
Thi is was as r s d by Defnda s i Sec i I oft i Om ni us M oton i
s s ue
lo aie
e nt n
ton V
he r
b
i n
Li n .( # 77a 6 9 . By g a tn Dee d n s M oin,h Co r as g a t S ci nI o
mie DE 2 t - 1
rn ig fn a t' to te u t lo r n s e to V f
De e nt 'Omni M o i i fi ne.
f nda s
bus ton n mi
8
r t r t whe dic son cr t lz t t poi oft e t ned ltga i ' hol ng t t t
ahe han
n s us i
ysalie o he nt hr a e
ii toni' di ha he
diti tc tpr ry e ude e denc ofc
src our ope l xcl d vi e
ompr ie fom t pa te 'dic sonsr lt d t
om s r he ri s s us i
ea e o
ads uea d itr a me rn aitn e a ab ssfrc mp o s n g tain ) The Cour
ip t n ne n l mo a d n e d d s a i o o r mie e o ito s
t
.
fndst tt pos- i 2009 co muni ai bewe n Cha l Ste eland Ri r Fred r te t
i ha he tAprl
m
c tons t e
res if
cha d i el c
c
ompr s nego itons r a i t no pa t Ri ha d Fred' ca m t t he was du d i o
omie
ta i
eltng o n- ry c r i s li ha
pe nt
s li hi SLI soc Ac r ngl t e communi tonsa e i dmi sbl t rFt r lRul
e lng s
t k. co di y, hes
cai
r na s i e mde de a
e
of Evi nc 408 a Pl i if ma no r e e
de e
nd antf
y t ef r nce o a t
r tempt t i r
o ntoduc i o evi nce a
e nt
de
ny
c
ommunia i bewe n Cha l Ste e a Rihar Fred oc uni a trAprl20, 2009 a ti ,
c tons t e
res i f l nd c d i
c ng fe
i
t ral
i l i Pli tT spr e e bis671t ough 682. 1
ncud ng a n i
opos d xhi t
hr
0
CONCLUSI
ON
For t r a ons s t f t a
he e s
e orh bove,i i ORDERED , ADJ
ts
UDGED a DECREED t
nd
hat
Defndant M oton To Pr c ude Pl ntf Us OfCe ti Pr e Tesi
e
s' i
el
ai ifs e
ran opos d
tmony And Exhi t
bis
AtTra ( # 8 )i GRANTED.Plitf s aln t ep nni e t rf rn eo itod ei t
il DE 3 9 s
anif h l o b e t d o e ee c r nr uc no
t
e i e c a yo tef l wig a til ()a y p rin o Tern eBo u h' No e e 1 , 2005
v d n e n f h ol n t ra : 1 n o t f re c g s s v mb r 1
o
o
d p st n ta s rp ;( )tsi n o d ct nsr lt t n n p ris i iiu livet n
e o ii rn cit 2 e tmo y r o l t eai o o - a t ' ndvd a n sme t
o
me
ng
e
dec sons non- ri 'pe s na belef oro ni , non- tes c
ii , pa tes r o l i s pi ons
pari ' onve s tonst whi Fi ry
r a i o ch nne t
wa notapa t a i whi Fi ry wa notdic s d, and orpotnta cl msofnon- ri ;
s
ry nd n
ch nne t s
s us e
/
e il ai
pa tes
( )tsi n o d c me t rlt g t t e 2 0 o to ldv r i c to o p ru i o S '
3 e t y r o u n s eai o h 0 9 pina ie sf ain p o tnt r LIs
mo
n
i
y
F Oc r oaesrtgcpln (l o g ,aspre ousy not t Courti wilng t revii t
YI o p rt tae i a s at u h
h
vi l
ed, he
s li o
st he
r i r l td t t c por t srt i pl onl a tilupon Pli ipsr ques a outi t
ulng e ae o he or a e tatg c ans y t ra
antf e t nd sdt ht
p e e c o te j r) a d () tsi n or d c me t r ltn t t e p tAp i 2 , 2009
r sn e f h u y ; n 4 etmo y
o u n s eaig o h os- rl 0
s tlm e tne tai nsbe we n Cha l sSte ela non- ry Riha d Fre .
e te n go i to
t e
re if nd
pa t c r id
DONE AND ORDERED, i c
n hmnbe s a t J m es La e
r t he a
wr nce Ki Fe r l J tc
ng dt a usie
Buidi andUnie Stt sCo t e M i mi Flrd ,hi Z /
l ng
t d a e urhous , n , oia t s
d yo No e r201 .
a f v mbe, 1
u
AJ
>
ES LA
NCE KI G
N
I
TED STATES DI
STRI J
CT
E
Copi sf nihe t
e ur s d o:
Al Co elofRe or
l uns
c d
1
0
Bec us t Cour fnds t t t s e de e i i dmisbl unde Fede a Rul of
t i
ha hi vi nc s na s i e
a e he
r
rl
e
Evi nc 408,t Cour does notne d t a es De enda s'at r tve a g l nt t tt s
de e
he
t
e o ddr s f nt le na i r lme s ha hi
e de s d be e ude t rFe r lRul sofEvi nce402 a 403.
vi nce houl
xcl d mde de a
e
de
nd
9
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