Hernandez et al v. Altec Environmental Products, LLC et al
Filing
254
ORDER AND OPINION denying 250 Motion for Reconsideration re 224 Order on Motion for Summary Judgment. Signed by Judge Kenneth A. Marra on 3/6/2013. (ir)
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
CASE NO. 10-80532-CIV-MARRA
GUADALUPE HERNANDEZ and
MARLENE JERONIMO, his wife,
Plaintiffs,
vs.
ALTEC ENVIRONMENTAL PRODUCTS, LLC
and ALTEC INDUSTRIES, INC., and
ASPLUNDH TREE EXPERT CO.,
Defendants.
___________________________________/
ALTEC ENVIRONMENTAL PRODUCTS, LLC
and ALTEC INDUSTRIES, INC.,
Cross-Plaintiffs,
vs.
ASPLUNDH TREE EXPERT CO.,
Cross-Defendant.
___________________________________/
ORDER AND OPINION ON MOTION FOR RECONSIDERATION
THIS CAUSE is before the Court upon Plaintiffs’ Motion for Reconsideration of
Ruling Partially Granting Defendants’ Motion for Summary Judgment [DE 250]. The
Court has carefully considered the motion, response, reply, and is otherwise fully
advised in the premises.
On October 1, 2012, the Court granted in part and denied in part Altec
Environmental Products, LLC and Altec Industries, Inc.’s Motion for Summary Judgment
(“Order and Opinion”). See DE 224. Plaintiffs move for reconsideration to correct
alleged clear errors of fact and law as to their strict liability and negligence defective
design and defective warnings/instructions counts against Altec Environmental
Products, LLC (“AEP”). Specifically, Plaintiffs argue the Court failed to recognize
genuine issues of material fact regarding Plaintiffs’ strict liability and negligence
product claims based on defective design of the subject wood chipper. In addition,
Plaintiffs assert that the Court misstated their position as to whether the chipper was
unreasonably dangerous as designed; erroneously characterized the chipper as
reasonably safe as long as the safety guard remained in place; and erroneously found
the danger of operating the chipper without a safety guard was obvious.
Further, Plaintiffs have articulated purported clear error in applying the law as
follows: failure to separately evaluate the elements of strict liability products from
negligent products; erroneous application of the subjective versus the objective
standard in determining whether the danger was obvious; failure to determine
whether the warnings or instructions were unclear and ambiguous; and finding that
misuse of the subject wood chipper is a bar to Plaintiffs’ recovery. The following
discussion on design defect renders many of the above asserted errors moot.
Page 2 of 9
Design Defect
Plaintiffs assert that the Court erred1 in finding that the subject wood chipper
was not defectively designed because a genuine issue of material fact was presented
by evidence that a reasonable alternative design that incorporated a hinged lower
access plate/guard and interlock would have reduced the foreseeable risk of harm of
an accident like the one experienced by Mr. Hernandez.2
“The definition of design defect is in a state of flux in Florida,” in part because
the Florida Supreme Court has not decided whether to adopt the Restatement (Third)
1
Plaintiffs take issue with the Court’s statement “[i]n this case, it is
undisputed that the wood chipper as designed was not dangerous.” Opinion and
Order at 15. In interpreting Plaintiffs’ counsel response to a question posed by the
Court at the hearing, it admittedly mischaracterized Plaintiffs’ position in that one
sentence. This mischaracterization, however, has no ultimate impact on the Court’s
analysis or conclusions.
2
Plaintiffs cite to several items of evidence, including reports or testimony by
Plaintiffs’ expert and Defendants’ lead engineer. See report of Kevin Sevart, Consulting
Engineer, who rendered the opinion that the design presented significant hazard based
on its propensity for the lower in-feed roller to be removed and not replaced in the
field; the risk associated with the hazard was that of serious injury; known risk in the
industry for many years prior to the design of chipper; given difficulty and loss of time in
removing/replacing the enclosure, the risk of injury increased due to the requirement
that the enclosure be removed periodically to clear jams of debris; the design failed to
meet risks/benefits test in light of the reasonable alternative design; the design was
unreasonably dangerous and defective because the wood chipper’s lower in-feed roller
distended below the housing and exposed workers to nip-point between the lower roller
and the fixed housing with the enclosure. DE 181-18; Ex. 86 at 3, DE 185. Plaintiffs’
safety and human factors engineer, Dr. Richard Gill, opined that the mechanism of
injury, i.e., inadvertent contact with an exposed “nip-point” with the lower guard
removed, was a functionally hidden hazard, as opposed to an obvious danger; and
evidence that the design was different than virtually all other previous designs, which
had insured that the in-feed rollers were completely recessed within their housing,
preventing workers from making inadvertent contact with the lower in-feed roller when
the cover was removed. DE 181-15, Ex. 58, Op. 3, DE 162 at 99, 210-11.
Page 3 of 9
of Torts. In re Standard Jury Instructions in Civil Cases – Report No. 09-10 (Products
Liab.), 91 So. 3d 785 (Fla. 2012). However, the Eleventh Circuit has held “[a] product
is defective in design, under Florida law, ‘when the foreseeable risks of harm posed by
the product could have been reduced or avoided by the adoption of a reasonable
alternative design and its omission renders the product not reasonably safe.’” Edic v.
Century Products Co., 364 F.3d 1276, 1280 n.2 (11th Cir. 2004) quoting Scheman Gonzalez v. Saber Mfg. Co., 816 So.2d 1133, 1139 (Fla. Dist. Ct. App. 2002) (lack of
evidence showing that the three-point harness design of a child’s car seat was not
reasonably safe was fatal to Plaintiff’s claim regardless of whether the defective
design claim was based on negligence or strict liability).
Plaintiffs argue that the Court did not give proper consideration to their expert
who opined that AEP foresaw or should have foreseen that its customers would remove
and not replace the bolted on safety guard and it took no steps to remedy the danger
of an unguarded machine:
The manufacturer knew or should have known of technically and
economically feasible design alternatives that would have significantly
reduced the risk without adversely affecting the utility of the machine.
The hazard in this instance is that of lower feed roll enclosure being
removed and not replaced, allowing access to the in-running nip-point
created by the lower roller and the risk is that of serious injury or death.
Report of Kevin Sevart, DE 181-18; Ex. 86 at 5. While Plaintiff’s expert so opined,
based on the record evidence, the Court finds this opinion to be unsupported and
hence inadequate to raise a genuine of issue of material fact.
Page 4 of 9
Plaintiffs’ design defect is premised upon the supposition that “the design
promoted and caused repeated jamming of the in-feed rollers, hampering or
preventing crews from doing their job.” DE 250 at 4. This assertion, essential to the
expert’s underlying opinion, is not supported in the record. Plaintiffs’ expert simply
stated the safety guard needed to “be removed periodically to clear jams of debris.”
Report of Kevin Sevart, DE 181-18; Ex. 86 at 3 (emphasis provided). The only record
evidence the Court could find as to the frequency of jams is from Wilson Gonzalez, the
foreman overseeing the field testing of the subject chipper.
According to Mr. Gonzalez, Asplundh took possession of the wood chipper in
early to mid-2008 to commence the demonstration (“demo”) phase prior to purchasing
it, and the first time it jammed was about a month after Asplundh began testing it.
Gonzalez Depo. 25-26. When asked when it jammed next, Mr. Gonzalez stated, “six
months later, or three months later, I am not quite sure.” Gonzalez Depo. 72, 75.
During the demo phase, Mr. Gonzalez testified that the wood chipper jammed a
number of times. Gonzalez Depo. 70-75, 90-91. Each time the chipper jammed during
the demo phase, the chipper was picked up for servicing. At one point after Asplundh
purchased the chipper, Gonzalez removed the safety guard. Gonzalez Depo. 60. From
when he first began field testing the chipper in the spring or summer of 2008, until the
date of the accident on November 24, 2009, he removed the safety guard “a few
times.” Gonzalez Depo. 25, 60.
Page 5 of 9
Each time the unit jammed, Gonzalez notified Rory Montello (“Montello”), a
service writer at Altec Industries’ West Palm Beach service facility (where
maintenance, repairs and services were performed for various kinds of equipment,
including wood chippers). Gonzalez Depo. 91; Montello Depo. 5-9. While reference is
made during Mr. Gonzalez’s deposition of service records, which presumably would
reflect more specifically how often or how many times the chipper jammed, the Court
has not seen record cites to that evidence.
As stated throughout this litigation, Plaintiffs have made review of this matter
particularly difficult because of the summarized or co-mingled manner in which they
present their arguments3 and their extensive use of supra and infra for cites. On more
than one occasion, this has pointed to places in the record where there is mere
argument without citation, or to cites that do not stand for the proposition asserted.4
3
See Order and Opinion at footnote 1. Beyond what was stated in the Order and
Opinion, Plaintiffs put the Court through the unnecessary effort of dissecting the
relationship of AEP and Altec Industries to the product when Plaintiffs could have simply
filed a notice or addendum to their response and eliminated significant effort on the
Court’s part. See Order and Opinion at 8-11.
4
See, e.g., Motion for Reconsideration, DE 250 at 10, stating “Plaintiffs’ expert,
Kevin Sevart, testified that it was foreseeable to AEP prior to the design of the wood
chipper that crews in the field would operate the wood chipper with the lower access
plate/cover removed while the chipper was in operation. See Doc. 181-18 (Exhibit 86 at
Opinion 1, 8).” For the record, page 1 of the report at Ex. 86 merely lists the first 24
documents reviewed by Mr. Sevart, and there is no page 8, page 7 being the last page of
the report. Plaintiffs’ manner of presenting their case impedes decision making by
forcing the Court to aimlessly search the record for relevant evidence, or the lack of
evidence, to support or refute a claim.
Page 6 of 9
Plaintiffs’ basic premise that the safety guard will be removed and not
replaced because it is time consuming to remove and replace the bolts regularly is
unsupported because there is no evidence that the chipper jammed in the field on a
sufficiently frequent basis. Having to remove the safety guard “a few times” between
the summer of 2008 and November 24, 2009 is insufficient to support the expert
opinion advanced, or create a genuine issue of material fact on a defective design.
While Plaintiffs cite extensively to testimony they state is evidence that there is the
potential for in-feed rollers to jam regularly, there is no evidence of regular, or even
periodic jamming in this case. As a matter of law, Plaintiffs argument of a design
defect fails because there is no competent record evidence that the design
specifications of a bolted on safety guard poses foreseeable risks of harm.
The Court further rejects Plaintiffs’ assertion that even with the safety removed
the hazard was not obvious (because the subject chipper was designed with an
exposed but not readily apparent in-running nip-point, whereas other designs were
encased up and in when the access cover was open). DE 162, Gill Depo. 99.
Regardless of the design flaw alleged, the obvious danger is the act of operating a
wood chipper with the safety cover removed. The fact that operating a wood chipper
is dangerous was recently recognized by the Florida Fourth District Court of Appeal
where it was stated “[t]here are some types of work (and in this case some machines)
that are so obviously and inherently dangerous that the danger would be obvious to
anyone working in the vicinity. For example, with regard to a commercial wood
Page 7 of 9
chipper used by a tree trimming company, a person just has to see it operate to know
that it is dangerous.”) List Indus., Inc. v. Dalien, –- So.3d --, 2013 WL 238202, *3 (Fla.
Dist. Ct. App. Jan. 23, 2013).
By necessity, wood chippers are dangerous and the danger inherent in putting
one’s hand under a running wood chipper that has its safety guard removed is
sufficiently patent and obvious that no additional warning is legally required. Id.
General principles of tort law, summarizing the results of many cases, suggest that a
failure to warn amounts to negligence only where the supplier of a dangerous good
“has no reason to believe that those for whose use the chattel is supplied will realize
its dangerous condition.” Restatement of Torts (2d) § 388 (1965). Moreover, a
manufacturer is not responsible for accidents occurring on account of substantial and
material alterations taking place subsequent to the release of a product into the
stream of commerce. Thus, for example, Asplundh’s disabling of the safety guard may
constitute a substantial alteration that relieves a defendant from liability. Veliz v.
Rental Service Corp. USA, Inc., 313 F. Supp. 2d 1317 (M.D. Fla. 2003) (summary
judgment granted in a forklift tip-over accident, reasoning that the plaintiff's misuse
of the forklift as a personnel carrier negated proximate cause) (applying Florida law);
Sanders v. Lull Int'l, Inc., 411 F.3d 1266, 1270 n.6 (11th Cir. 2005); see also Patino v.
Lockformer Co., Inc., 757 N.Y.S.2d 107 (N.Y. App. Div. 2003) (reversing denial of
summary judgment motion where plaintiff was injured on a roll forming machine after
safety guards were removed from the machine by a third party).
Page 8 of 9
AEP had no reason to believe that ground workers would not be well aware of
the machine's obvious dangers. Any doubt on this score is eliminated by the fact that
AEP in fact did place warnings on the chipper to alert users like Hernandez. But
Plaintiffs claim that AEP should have conveyed different warnings. The Court does not
see how one can reasonably say that AEP was negligent in failing to furnish warnings
about the dangers of defeating its safety guard and putting hands underneath a
running chipper. “It seems superfluous to require a manufacturer to warn a user of
the danger of using a machine without a safety device where the user is fully conscious
of such danger in the absence of a safety device.” Ward v. Hobart Manufacturing Co.,
450 F.2d 1176, 1188 (5th Cir. 1971); Knox v. Delta Intern. Machinery Corp., 554 So.2d
6, 7 (Fla. Dist. Ct. App. 1989) (“Nor was a warning required that the [jointer] machine
would be dangerous if the safety guard was removed; a manufacturer has no duty to
warn consumers of such an obvious danger”).
Other purported errors not directly addressed herein are rendered irrelevant or
moot by the findings above. Therefore, it is hereby
ORDERED AND ADJUDGED that Plaintiffs’ Motion for Reconsideration of Ruling
Partially Granting Defendants’ Motion for Summary Judgment [DE 250] is denied.
DONE AND ORDERED in Chambers at West Palm Beach, Palm Beach County,
Florida, this 6th day of March, 2013.
_________________________
KENNETH A. MARRA
United States District Judge
Page 9 of 9
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