Benning v. State of Georgia et al
Filing
115
FINDINGS OF FACT AND CONCLUSIONS OF LAW. Ordered by Judge Marc Thomas Treadwell on 5/23/2012. (tlh)
IN THE UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF GEORGIA
MACON DIVISION
RALPH HARRISON BENNING,
)
)
Plaintiff,
)
)
v.
)
)
STATE OF GEORGIA, et al.,
)
)
Defendants.
)
________________________________)
CIVIL ACTION NO. 5:08-CV-435(MTT)
ORDER
I. INTRODUCTION
Pro se Plaintiff Ralph Harrison Benning brought this action against the State of
Georgia, the Georgia Board of Corrections (the “Board”), the Georgia Department of
Corrections (“GDC”), and Commissioner Brian Owens in his official capacity, claiming
that the Defendants violated the Religious Land Use and Institutionalized Persons Act
(“RLUIPA”), 42 U.S.C. § 2000cc et seq., by refusing to allow him to grow earlocks in
accordance with his religious beliefs. Earlocks are hair growing from the area in front of
the ears, sometimes to the point that they are truly locks. They are often worn by males
in the Orthodox Jewish community. On January 13, 2012, the Court entered an order
on the parties’ cross-motions for summary judgment. (Doc. 92). In that order, the Court
granted summary judgment to the Defendants on Benning’s second RLUIPA claim, in
which he contested the Defendants’ refusal to provide him a depilatory1 free of cost, but
1
A depilatory is a preparation, usually a liquid or cream, which is used to remove unwanted hair
from the body.
denied both parties’ motions for summary judgment on Benning’s earlocks claim. With
regard to the earlocks claim, the Court ruled that Benning had established a prima facie
case under RLUIPA, but that there was a genuine issue of material fact as to whether
the Defendants’ refusal to allow Benning’s earlocks furthered a compelling
governmental interest by the least restrictive means. Benning’s earlocks claim is the
sole remaining claim before the Court.
Benning seeks only equitable relief and the parties agreed that the case should
be tried to the Court. Trial began, and ended, on March 21, 2012. Benning testified
and he called inmates Michael Baker and Howard McKenzie to testify. Benning also
introduced numerous exhibits. The Defendants introduced several exhibits of their own
and presented testimony from one GDC administrator: Deputy Director of Facility
Operations Johnny Sikes. The parties made brief closing arguments, and the Court
took the matter under advisement. For the reasons set forth below, the Court now
enters judgment in favor of the Plaintiff. This opinion serves as the findings of fact and
conclusions of law required by Rule 52 of the Federal Rules of Civil Procedure.
II. FACTUAL BACKGROUND
Plaintiff Ralph Benning is currently an inmate at Autry State Prison, a mediumsecurity facility operated by the GDC. Benning, who is serving a life sentence for
murder, professes to be a “Torah-Observant Jew.” When Benning first entered the
Georgia prison system in 1985, he was a practicing Episcopalian. In 1998, however,
Benning filed affidavits with the GDC changing his religion of record to Judaism.
-2-
Benning has not changed his religion since then, and there is no material evidence of
any conduct inconsistent with or contrary to his professed Jewish religiosity.
During his incarceration, Benning has sought and received several
accommodations from the GDC that allow him to practice certain facets of his religion.
In 2002, Benning filed a lawsuit against the State of Georgia and GDC officials claiming
that they violated RLUIPA by refusing to allow him to wear a yarmulke and to provide
him with a kosher diet. After the Eleventh Circuit ruled in Benning v. Georgia, 391 F.3d
1299 (11th Cir. 2004), that RLUIPA was constitutional, the parties reached a settlement
allowing Benning, and all other inmates, to wear religious head coverings at all times
and the GDC began serving kosher food. The GDC has also accommodated Benning’s
religion in other ways: he is allowed to receive special food packages during religious
holidays; he is provided a special location where he can pray undisturbed; he is allowed
into the kitchen to prepare his own meals; he is allowed special ritual items such as a
ram’s horn that he sounds on certain holidays; and he is allowed to light candles when
required for religious observance.
The GDC also accommodates other religious groups. Native Americans, for
example, are allowed to wear headbands and a two inch by two inch medicine bag in
which they are allowed to store feathers, shells, stones, and other sacred items. (Doc.
113-10) (This document, marked as Plaintiff’s Exhibit 17, is the GDC “Standard
Operating Procedure” for the subject of “Native American Guidelines.” Citing RLUIPA,
and other sources, the SOP lists a number of accommodations for “religious
paraphernalia and authorized practices”). Some religious groups are allowed to
possess tobacco and communion wine, in contravention of general GDC policy.
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Benning cites tobacco as a particularly good example of the Defendants’ ability to
accommodate potentially problematic religious practices. Benning testified that since
the GDC banned all tobacco products, tobacco has become a valuable black market
commodity, and the tobacco trade has “directly impacted” security. Yet the GDC has
been able to accommodate tobacco use by Native Americans. According to Deputy
Director of Facility Operations Sikes, the GDC is able to implement these
accommodations into their normal operating procedure with minimal disruption when
ordered to do so by a court or when otherwise necessary.
Benning believes, based on his religious beliefs, that he is forbidden from cutting
his earlocks. Benning bases his beliefs and understanding of Jewish laws and customs
on the Code of Jewish Law, generally referred to as the Kitzur Shulhan Arukh. (Doc.
87-1). The Defendants do not dispute that the Kitzur Shulhan Arukh is an authoritative
source of Jewish laws and customs. Chapter 170 of the Kitzur Shulhan Arukh provides
the basis for the belief at issue in this case. Chapter 170 provides:
1. It is forbidden to shave off the hair of the temples on both sides of the
head at their juncture with the cheeks at the ears. According to some
authorities, it is forbidden to cut them even with scissors, close to the
skin, as with a razor. Therefore, if it is necessary to shave off the hair
from the temples for the sake of health, one must take care not to
shave close to the skin. The length of the earlocks is estimated to be
from the forehead as far as below the ear, where the cheeks widen.
(Doc. 87-1).
Citing GDC Standard Operating Procedure IIB01-0011 (the “grooming policy”),
and the Board of Corrections Rule it was modeled after, the Defendants refuse to allow
Benning to grow earlocks. The grooming policy states, in relevant part:
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Each inmate shall have a conventional haircut. Hair shall not be longer
than three (3) inches; shall not extend beyond a point which would reach
the collar on an ordinary shirt; and shall not cover any part of the ears or
eyebrows. Inmates may wear sideburns no longer than a point even
with the bottom of the ear canal. Mustaches are permitted, but shall not
extend beyond the edge of the mouth and must be kept neat and trimmed
at all times. Goatees, beards, and similar facial adornments are
prohibited, unless medically indicated.
(Doc. 71-17) (emphasis added). The Defendants contend that earlocks would not
comply with the grooming policy as written and therefore are not allowed.
Inmates with medical “profiles,” particularly those with a condition called
pseudofolliculitis barbae which makes shaving difficult, are sometimes exempted from
the grooming policy. Neither the Board Rules nor GDC policy allows for a religious
exception to the grooming policy.
Both the Plaintiff and the Defendants, but particularly the Defendants, seem
unable to grasp that their area of dispute, both literally and figuratively, is narrow. The
Defendants contend that Benning’s sideburns should stop at the middle of his ear canal.
Benning contends that his religious beliefs require him not to shave above the bottom of
his earlobe. With regard to the length of the hair from the forehead to the bottom of his
earlobe, Benning contends that his religious beliefs would be appropriately
accommodated if he could grow hair in that area to a length of three inches at which
point it would be trimmed with scissors. Thus, Benning is not contending, as the
Defendants have asserted, that he can grow his earlocks as long as he pleases. On the
other hand, it is significant that Benning concedes that Chapter 170 does not prohibit
cutting earlocks with scissors. Rather, it bars the shaving of the area between the
forehead and the bottom of the earlobe. He offers no evidentiary basis for any religious
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belief that earlocks must grow to a length of three inches. Indeed, the Kitzur Shulhan
Arukh does not specifically address length or appearance of earlocks. It only forbids the
shaving or cutting with scissors, “close to the skin, as with a razor.”
III. DISCUSSION
A.
RLUIPA
Under RLUIPA, “[n]o government shall impose a substantial burden on the
religious exercise” of prisoners “unless the government demonstrates that imposition of
the burden on that person (1) is in furtherance of a compelling governmental interest;
and (2) is the least restrictive means of furthering that compelling governmental
interest.” 42 U.S.C. § 2000cc-1(a). To succeed on a claim under RLUIPA, a plaintiff
must first establish a prima facie case. To establish a prima facie case under RLUIPA,
a plaintiff must demonstrate (1) that he engaged in a religious exercise; and (2) that the
religious exercise was substantially burdened. Smith v. Allen, 502 F.3d 1255, 1276
(11th Cir. 2007). If a plaintiff meets his burden of showing that the challenged
government action substantially burdens the exercise of his religious beliefs, the
government must then demonstrate (1) that the imposition of the burden or refusal to
accommodate a plaintiff’s belief furthers a compelling government interest (2) by the
least restrictive means. 42 U.S.C. § 2000cc-1(a); 42 U.S.C. § 2000cc-2(b).
i.
Religious Exercise
The Supreme Court has cautioned that it is “not within the judicial ken to question
the centrality of particular beliefs or practices to a faith, or the validity of particular
litigants’ interpretation of those creeds.” Hernandez v. C.I.R., 490 U.S. 680, 699 (1989).
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Thus, RLUIPA defines “religious exercise” broadly to include “any exercise of religion,
whether or not compelled by, or central to, a system of religious belief.” 42 U.S.C.
§ 2000cc-5(7)(A). “Although RLUIPA bars inquiry into whether a particular belief or
practice is ‘central’ to a prisoner’s religion … the Act does not preclude inquiry into the
sincerity of a prisoner’s professed religiosity.” Cutter v. Wilkinson, 544 U.S. 709, 725 n.
13 (2005). Therefore, to be protected, a plaintiff must show that the practice he wishes
to engage in is both sincerely held and rooted in religious belief. Here, because the
Defendants initially disputed that Benning’s religious beliefs are sincerely held, the
Court will address this threshold inquiry before deciding whether Benning has
established the remaining element of his prima facie case.
The source of Benning’s understanding of the requirements and practices of
Judaism is the Kitzur Shulhan Arukh, which Benning has had in his possession since at
least the early 2000s. (Doc. 87-1). As noted, Benning finds the belief at issue here in
Chapter 170, which addresses shaving.
The Defendants do not dispute, nor could they, that the practice of growing
earlocks is “religious” in nature. The growing of earlocks is one of the more
recognizable, although perhaps not common, tenets of Torah-Observant Judaism, and
the Plaintiff has produced sufficient documentation that this belief is “rooted in religion.”
However, the Defendants do dispute that Benning is in fact Jewish, as he claims, and
that he sincerely holds this belief.
In support of this argument, the Defendants offer a detailed history of Benning’s
and his family’s religious backgrounds. It is undisputed that Benning’s mother and
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father, Elizabeth Estelle Ramsey Benning and Bishop Francis H. Benning, were both
devout Christians and members of Benning’s father’s church. Although Benning claims
his mother was Jewish by birth, thereby making him Jewish by birth as well, he does not
dispute that she practiced Christianity her entire life. (Doc. 71-3 at 14, 19-22).
In addition, the Defendants point out that upon entering the Georgia prison
system in 1985, Benning was a self-proclaimed practicing Episcopalian. (Doc. 71-3 at
29). In 1989, the Defendants note, Benning’s Christian beliefs were so strong that he
challenged prison rules which required him to be housed with a non-Christian. (Doc.
71-3 at 61-62).
In further support of their claim that Benning’s Jewish beliefs are not sincere, the
Defendants cite the affidavit of Rabbi Ilan D. Feldman, an Orthodox Jewish rabbi who
minsters to an Orthodox congregation in Atlanta, Georgia. (Doc. 71-6 at ¶ 5). Rabbi
Feldman did not testify at trial (his affidavit was offered in support of the Defendants’
motion for summary judgment), but, even if he had, his opinions do not lead to the
conclusion the Defendants urge. After reviewing transcripts of Benning’s depositions,
Rabbi Feldman concluded that Benning “has not established that he is Jewish.” (Doc.
71-6 at ¶ 10). According to Rabbi Feldman, “Judaism does not allow one to convert
simply by declaring him/herself to be Jewish,” (Doc. 71-6 at ¶ 11), and Benning has
admitted that he has not gone through a formal conversion process (Doc. 71-3 at 14).
The Defendant’s argument is misplaced. As the Second Circuit stated, “the
question whether [a plaintiff’s] beliefs are entitled to … protection turns on whether they
are ‘sincerely held,’ not on the ‘ecclesiastical question’ whether he is in fact a Jew under
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Judaic law.” Jackson v. Mann, 196 F.3d 316, 321 (2nd Cir. 1999) (dealing with a
prisoner’s claim under the Free Exercise Clause of the First Amendment).
In the Court’s view, there can be no question that Benning’s beliefs are sincerely
held. In May 1998, Benning filed affidavits with the GDC changing his religion of record
to Judaism. (Doc. 71-4 at 11-12). Contrary to the Defendants’ assertions, he has not
changed his religion since then, and there is no material evidence of any conduct
inconsistent with or contrary to his professed Jewish religiosity. On the contrary,
Benning has spent much of that time requesting accommodation on issues related to
his Jewish faith. Although the Court recognizes the very real possibility of an inmate
adopting a particular religion or belief to obtain more favorable treatment or simply to
harass prison staff with demands to accommodate his new faith, there is no evidence
that Benning has been motivated by anything other than sincerely held beliefs.2
Accordingly, the Court finds that Benning’s religious belief – that he is forbidden
from shaving his earlocks – is sincerely held.
ii.
Substantial Burden
With regard to the second element of the prima facie case, Benning alleges that
the Defendants’ refusal to allow him to grow earlocks effectuates a “substantial burden”
on the exercise of his religion. The Eleventh Circuit has defined a “substantial burden”
2
The Court does not suggest that an inmate’s religious beliefs cannot be questioned or
examined. For example, in Gardner v. Riska, 444 Fed. Appx. 353 (11th Cir. 2011), an inmate
who claimed to be Jewish alleged that prison officials violated RLUIPA when they refused to
provide him with a kosher diet. While asserting this claim, however, the inmate was purchasing
non-kosher snacks from the prison commissary. That, the Eleventh Circuit held, was sufficient
to establish that the inmate’s claimed religious beliefs were not sincerely held.
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as “significant pressure which directly coerces the religious adherent to conform his or
her behavior accordingly.” Smith, 502 F.3d at 1277 (internal quotations and citation
omitted). “Thus, a substantial burden can result from pressure that tends to force
adherents to forego religious precepts or from pressure that mandates religious
conduct.” Midrash Sephardi, Inc., v. Town of Surfside, 366 F.3d 1214, 1227 (11th Cir.
2004). “[T]he government’s action must be ‘more than … incidental’ and ‘must place
more than an inconvenience on religious exercise.’ That is, to constitute a substantial
burden under RLUIPA, the governmental action must significantly hamper one’s
religious practice.” Smith, 502 F.3d at 1277 (quoting Midrash, 366 F.3d at 1227).
Analysis of this element is straightforward, and the Defendants have essentially
conceded that the grooming policy and its application to Benning impose a substantial
burden on the exercise of that specific tenet of his religion. At trial, they offered no
evidence and no new argument on the issue, apparently accepting the Court’s analysis
in its order on the parties’ cross-motions for summary judgment.3 Benning wishes to
exercise his religion by growing earlocks, and he has established that this practice
constitutes a “religious exercise” for purposes of RLUIPA. The Defendants, citing the
GDC grooming policy, refuse to allow him to do so. Thus, as a direct result of the
Defendants’ refusal, Benning is prevented from exercising this religious belief.
3
At summary judgment, the Defendants argued that Benning’s religion could not be
substantially burdened by their refusal to allow earlocks because he is allowed to practice his
religion in other ways. This argument operates on the assumption that all aspects of Judaism
are interchangeable, and it effectively asks the Court to weigh the “centrality” of one religious
belief against another, a task RLUIPA expressly cautions against.
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Accordingly, the Court finds that Benning’s religious beliefs are substantially
burdened by the Defendants’ refusal to allow him to grow earlocks. Benning has
established a prima facie case.
iii.
Compelling Governmental Interests & Least Restrictive Means
Because Benning has established a prima facie case, the burden shifts to the
Defendants to demonstrate that the “imposition of the burden on [Benning] is in
furtherance of a compelling government interest.” 42 U.S.C. § 2000cc-1(a). Context is
important in the application of the compelling government interest standard. Cutter, 544
U.S. at 723. In adopting RLUIPA, Congress “anticipated that courts would apply the
Act’s standard with due deference to the experience and expertise of prison and jail
administrators in establishing necessary regulations and procedures to maintain good
order, security and discipline, consistent with consideration of costs and limited
resources.” Id. (internal quotations and citation omitted). “At the same time, however,
inadequately formulated prison regulations and policies grounded on mere speculation,
exaggerated fears, or post-hoc rationalizations will not suffice to meet [RLUIPA’s]
requirements.” 146 Cong. Rec. 7774-01, *S7775 (July 27, 2000) (joint statement of
Sens. Hatch and Kennedy on RLUIPA) (internal quotations omitted).
In addition to identifying compelling government interests, the Defendants must
establish that their refusal to accommodate Benning is the least restrictive means of
furthering those interests. 42 U.S.C. § 2000cc-1(a). A number of circuit courts have
determined that in order to meet its burden on the RLUIPA least restrictive means test,
the government must demonstrate that it has “actually considered and rejected the
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efficacy of less restrictive measures before adopting the challenged practice.”
Warsoldier v. Woodford, 418 F.3d 989, 999 (9th Cir. 2005) (challenge to the California
Department of Corrections’ grooming policy, which required male inmates to maintain
hair no longer than three inches); Couch v. Jabe, __ F.3d __, 2012 WL 1655411 at *5
(4th Cir. 2012) (stating that defendants must acknowledge and give consideration to
less restrictive alternatives). While there is no doubt that prison officials may, in
appropriate circumstances, substantially burden a prisoner’s ability to engage in
religious exercises, “the mere assertion of security or health reasons is not, by itself,
enough for the Government to satisfy the compelling governmental interest
requirement.” Washington v. Klem, 497 F.3d 272, 283 (3d Cir. 2007); see also Spratt v.
R.I. Dep’t of Corr., 482 F.3d 33, 40 (1st Cir. 2007) (stating that while “prison officials are
to be accorded substantial deference in the way they run their prisons, this does not
mean that we will rubber stamp or mechanically accept the judgments of prison
administrators”). The Defendants must “demonstrate, and not just assert, that the rule
at issue is the least restrictive means of achieving a compelling governmental interest.”
O’Bryan v. Bureau of Prisons, 349 F.3d 399, 401 (7th Cir. 2003) (emphasis in original).
At trial, the Defendants elicited mostly nonspecific testimony from Deputy
Director of Facility Operations Sikes that the grooming policy and its application to
Benning are necessary to achieve several compelling State interests. The Court will
address each of those claimed interests.
The majority of Sikes’ testimony addressed the Defendants’ asserted interest in
“uniformity.” Sikes testified generally that the grooming policy promotes uniformity
within the prisons, which in turn promotes order and discipline, which ultimately leads to
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a safe and secure environment both for inmates and for GDC staff. Sikes also testified
that gang activity within the prisons is widespread. Uniform application of the grooming
policy, the Defendants claim, eliminates a potential gang identifier and provides GDC
staff with a consistent means to enforce the policy so that facial hair does not become a
point of contention between inmates and officers.
Sikes stressed repeatedly that earlocks are not within the “guidelines” as a
“conventional” haircut and thus could not be allowed. That the grooming policy bans
earlocks, of course, is not a new discovery; were they allowed, Benning would not have
filed suit seeking accommodation. Presumably, what Sikes meant was that earlocks
would compromise the Defendants’ interest in uniformity. This bare assertion – that a
grooming policy prohibiting earlocks furthers the Defendants’ interest in uniformity – is
not particularly persuasive. While the policy does achieve uniformity by placing certain
limits on permissible hairstyles, thereby keeping all inmate hairstyles somewhat similar,
the importance of this interest has not been adequately explained, particularly given the
slight adjustment of the grooming policy necessary to accommodate Benning’s request.
Indeed, the evidence establishes that the Defendants’ interest in uniformity does
not require strict and universal compliance with the grooming policy. GDC policy allows
all manner of religious head gear, including yarmulkes for Jewish inmates and
headbands for Native Americans, both of which can be used to hide contraband and
both of which “distinguish” those who wear them, thus undermining the Defendants’
alleged interest in uniformity. Put simply, any religious accommodation not expressly
contemplated by GDC standard operating procedure impinges the Defendants’ interest
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in uniformity, yet the Defendants regularly accommodate inmates’ religious requests,
and they note no adverse effects that have resulted.
For example, Benning testified that when he first requested to wear a yarmulke,
he was not permitted to do so because it would compromise the same interests the
Defendants have asserted in this case. Benning claims that he is now allowed to wear
his yarmulke at all times, and none of the pitfalls identified by the Defendants ever
materialized.4 Sikes did not rebut Benning’s claim nor did he testify to the contrary.
Instead, Sikes agreed that when the GDC makes accommodations for various religious
practices, those accommodations, and the attendant departure from uniformity
standards, are worked into the GDC’s standard operating procedure with little or no
disruption. The Court does not doubt that uniformity, generally speaking, is important to
prison officials, some more than others.5 However, the Defendants offer no evidence
that allowing Benning to grow, to some degree, earlocks threatens any specific interest
served by their preference for uniformity.
The Defendants next argue that the grooming policy furthers their interest in
security by aiding prison officials’ ability to easily identify inmates. An inmate’s
4
Benning did recount one instance in which another inmate wanted the hard-boiled eggs
Benning is allowed to eat during Passover. According to Benning, after he explained that the
eggs were required for religious observance, the inmate “had no problem with it.”
5
Indeed, a majority of states permit long hair, beards, or a religious exemption from the
grooming policy. See, e.g., Ohio Revised Code § 5120-9-25 (allowing an exemption for
religious accommodation in the event the grooming restrictions substantially burden an inmate’s
sincerely held religious belief); see also Pennsylvania Department of Corrections Policy No. DCADM 807 (allowing beards and a provision under which inmates can apply for a religious
exemption from the grooming policy).
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identification is essential, Sikes claimed, to controlling the movement of inmates within
and amongst the various GDC facilities and in assisting in the recapture of escaped
inmates.6 According to Sikes, chaos would result if inmates were allowed “to take on
their own identity through changing their appearance with facial hair and the way they
dress.” Again, however, Sikes made no effort to explain how earlocks, specifically,
threaten the Defendants’ ability to readily identify inmates.
In response, Benning cites the testimony of Howard McKenzie, a former deputy
sheriff who has been incarcerated since 1997 for an armed robbery. McKenzie
confirmed the somewhat obvious fact that earlocks, rather than making identification
more difficult, would actually make it easier to identify an inmate. More importantly, on
cross-examination Benning asked Sikes numerous times how earlocks would affect his
identification, either within the prison or in the hypothetical scenario of his escape. After
giving several less-than-clear answers, Sikes finally conceded that the change in
appearance – whether from initially growing earlocks or from shaving them – would not
be “drastic.”
Sikes also testified about the possibility that a change in an inmate’s appearance
could make it difficult to identify the inmate from the photograph on the inmate’s GDCissued identification card. However, this concern is addressed by a GDC procedure
requiring periodic review of identification cards “to determine if a new card is needed
based on either the poor condition of the card or due to significant changes in the
6
If facial hair was allowed, the theory goes, an escaped inmate could quickly change his
appearance by shaving his facial hair, thus preventing, or at minimum delaying, recapture.
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physical appearance of the inmate.” (Doc. 114-7). Clearly, the GDC has made
allowance for the fact that because of hair growth, hair loss, mustaches, and a variety of
other reasons, an inmate’s appearance may change.7
In short, the Defendants offer no evidence, and ultimately not even an argument,
that earlocks would make identification more difficult. While it may be that some
deviations from the grooming policy, e.g., long hair or beards, could make identification
sufficiently difficult that prisons could justify not accommodating a prisoner’s religious
belief, the Defendants have not met their burden of demonstrating that earlocks fall in
that category.
The Defendants also contend that the grooming policy is necessary because
“long hair” could potentially be used to conceal contraband, such as razor blades or
handcuff keys. Sikes claimed that “the longer the hair the greater the security risks,”
apparently because it would be burdensome if officers had to conduct more extensive
pat down searches to ensure that nothing was hidden in a prisoner’s hair.
To make this point, the Defendants tendered Exhibits 9, 10, and 11. (Docs. 1141, 114-2, &114-3). Exhibit 9 shows a man wearing a wide-brimmed hat, with a long, full
beard, and long, unkempt earlocks. Exhibit 10 shows a man with a thick beard and
short, curled earlocks. Exhibit 11 shows a man wearing a hat, with a long, full beard,
and earlocks wrapped around his ears. These exhibits were shown to Sikes, who
7
The significance of this concern is undercut somewhat by the fact that Benning’s photograph
on the GDC’s website depicts Benning with a mustache and without eyeglasses. In Benning’s
two appearances in this Court on November 16, 2011 and March 21, 2012, he has not had a
mustache and has worn what appeared to be prison issue eyeglasses.
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testified that the hair depicted in Exhibits 9 and 11 presented severe and dire security
risks because of the “potential to hide contraband in the hair lengths and facial hair
lengths of these two.” This testimony reflects a recurring problem with the Defendants’
evidence and argument; it bears no relationship to Benning’s request. Benning has not
asked to grow shaggy hair, a scraggly beard, or long, flowing earlocks. In the end,
Sikes never testified that Benning’s request to grow earlocks would burden officers
searching for contraband. On the other hand, Benning elicited testimony from former
deputy now inmate McKenzie that relatively short earlocks would not materially affect
the ability of officers to search for contraband.
Moreover, Sikes only testified that it would take slightly longer to search inmates
with “long hair;” he did not explain or quantify the burden this would place on the GDC
or its officers. Unlike in other cases, the Defendants do not contend that GDC prisons
are overcrowded or understaffed, thereby creating an unmanageable strain on
resources by requiring GDC staff to conduct more time-consuming searches.8
Finally, during cross-examination Sikes admitted that the GDC allows inmates
“any number of things” in which contraband can be hidden. Native Americans, for
example, are allowed medicine bags. Sikes admitted that inmates could more easily
8
Indeed, the Defendants apparently decided not to cite overcrowded conditions as a
justification for refusing to accommodate Benning’s request to grow earlocks. For example,
Sikes testified that the GDC has empty beds throughout the system to move inmates around
when needed. This perhaps runs counter to the general perception that Georgia’s prisons are
overcrowded. In any event, even if the Defendants had adduced evidence of overcrowding,
there was no evidence that earlocks, grown to a reasonable length, would have any impact on
the time required for inmate pat downs.
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conceal contraband in medicine bags and that medicine bags are more time-consuming
to search than earlocks.
In short, Sikes offered no testimony that short earlocks, as opposed to long hair
or beards, raise any security concerns. On the contrary, when questioned by the Court,
Sikes acknowledged that sideburns extending to the bottom of the earlobe would not
“concern us that much, other than it is not in keeping with the language in the posted
standard within our current grooming policy ….”
Finally, Sikes testified that the grooming policy promotes cleanliness and hygiene
by preventing the admittedly rare case of head lice or other infectious disease.
However, even on direct examination, Sikes admitted that earlocks extending three
inches from the bottom of the earlobe would not present hygiene or health issues.
While the Defendants undoubtedly have a compelling interest in the safe, secure,
and orderly operation of their prisons, they have not offered a sufficient basis to justify
their concern that these interests will be compromised if they accommodate Benning’s
request. The Court notes again what this case does not involve. It does not involve
long hair or full beards or other significant deviations from a grooming policy. In cases
involving such matters, defendants have advanced detailed and specific reasons
explaining why compelling interests would be impinged. See, e.g., Limbaugh v.
Thompson, 2011 WL 7477105 (M.D. Ala.), adopted by Knight v. Thompson, 2012 WL
777274 (M.D. Ala.) (finding, in light of extensive, unrebutted evidence that the Alabama
DOC was severely overcrowded and understaffed, that a grooming policy prohibiting
long hair furthered the defendants’ interest in order and discipline). Here, the
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Defendants’ evidence consists of broad suppositions regarding general problems facing
the GDC, with no particular emphasis or focus on the grooming policy, Benning’s
request, and the potential effects of accommodating that request. Accordingly, the
Court finds the Defendants have failed to prove that their blanket refusal to allow
Benning to grow earlocks is in furtherance of a compelling governmental interest.
In light of the Court’s finding above, it almost necessarily follows that the GDC
grooming policy prohibiting earlocks is not the least restrictive means of serving the
Defendants’ interests. The Defendants do not purport to have considered the efficacy
of any less restrictive measures, nor have they explained, other than by citing the same
governmental interests, why inmates with certain medical profiles are exempted from
compliance with the grooming policy but no religious exemptions are allowed.9 Further,
Sikes testified that he was not familiar with the grooming policies in other jurisdictions,
such as the Federal Bureau of Prisons’ policy permitting inmates to select the hairstyle
of his or her personal choice, with no restrictions on either length or facial hair, so long
as the hairstyle is kept neat and clean and does not interfere with food service or
increase the likelihood of a work injury. See Federal Bureau of Prisons Policy No.
5230.05. The Court acknowledges that the existence of less restrictive policies in other
prisons is not necessarily proof that the Defendants’ policy is not the least restrictive,
but Sikes’ acknowledgment that he is unfamiliar with other prisons’ practices in this area
9
The only alternative the Defendants appear to have considered, in a moment of pique, is
abolishing the grooming policy in its entirety, an option the Court agrees is unworkable.
RLUIPA does not require prison officials to throw the baby out with the bath water. It does
require them to consider less restrictive means to achieve their compelling interests.
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does suggest that the Defendants have failed to seriously consider any possible
alternatives.
Accordingly, to the extent the GDC grooming policy generally serves compelling
governmental interests, the Defendants have failed to prove that banning earlocks
completely is the least restrictive means of furthering those interests.
IV. CONCLUSION
RLUIPA reflects a bipartisan effort by Congress to afford broad protection to
inmates’ religious beliefs. RLUIPA’s strict scrutiny standard requires prison officials to
demonstrate why compelling interests compel them to refuse accommodation of those
religious beliefs. Nevertheless, courts should generally defer to prison officials, given
their experience and expertise in prison administration.
Here, however, the Defendants offer nothing to which the Court can defer. They
have not shown, and have largely made little or no effort to show, that their asserted
interests are materially impacted by Benning’s request to grow earlocks. Nor have they
considered, in any meaningful way, a less restrictive means to serve those interests.
Accordingly, the Court, as the finder of fact, finds for the Plaintiff. The
Defendants are enjoined from enforcing the GDC grooming policy in a way that
completely bans Benning from growing earlocks. Specifically, the Defendants shall not
require Benning to shave the area between his forehead and the bottoms of his
earlobes. The Defendants can require that Benning’s earlocks be trimmed with
scissors, but they may not require that the earlocks be trimmed “close to the skin, as
with a razor.” Other than that, the Court does not, at this time, propose to regulate the
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precise length of Benning’s earlocks. Although Benning believes that allowing his
earlocks to grow to a length of three inches will accommodate his beliefs, the evidence
does not require the conclusion that, as a matter of religious belief or doctrine, that
length is appropriate. Given the Court’s rulings, reasonable parties should be able to
reach accommodation and understanding on such matters. If not, the Court will,
reluctantly but expeditiously, address that issue.
SO ORDERED, this 23rd day of May, 2012.
S/ Marc T. Treadwell
MARC T. TREADWELL, JUDGE
UNITED STATES DISTRICT COURT
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