Kopperud v. Mabry et al
Filing
80
OPINION AND ORDER that Defendants Dexter Mabry and Damien Butler's Motion for Summary Judgment 51 is GRANTED IN PART and DENIED IN PART. Plaintiff's claim under Section 1983 for excessive use of force asserted against Butler is DISMISSED. Plaintiff's claim under Section 1983 for false arrest asserted against Butler is DISMISSED. Plaintiff's claim under Section 1983 for failure to intervene asserted against Mabry is DISMISSED. Plaintiff's claim for assault and battery a gainst Butler is DISMISSED. IT IS FURTHER ORDERED that Defendant Butler is DISMISSED from this action. IT IS FURTHER ORDERED that the parties' Consolidated Consent Motion for Limited Discovery 50 is GRANTED. The parties agreed to conduct addit ional depositions only if the Court permitted Plaintiff's false arrest claim to proceed. The discovery deadline thus is extended for the limited purpose of conducting those additional depositions. These additional depositions shall be concluded on or before February 14, 2014. Signed by Judge William S. Duffey, Jr on 12/17/2013. (Attachments: # 1 Attachment) (anc)
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF GEORGIA
ATLANTA DIVISION
ROBERT KOPPERUD,
Plaintiff,
v.
1:12-cv-3503-WSD
DEXTER MABRY, in his individual
capacity, and DAMIEN BUTLER, in
his individual capacity,
Defendants.
OPINION AND ORDER
This matter is before the Court on Defendants Dexter Mabry and Damien
Butler’s Motion for Summary Judgment [51] and on the parties’ Consolidated
Consent Motion for Limited Discovery [50].
I.
BACKGROUND
A.
Procedural History
On October 8, 2012, Plaintiff Robert Kopperud (“Kopperud”) filed this
action under 28 U.S.C. § 1983 against Dexter Mabry (“Mabry”) and Damien
Butler (“Butler”) in their individual capacities. Mabry and Butler are deputies in
the Fulton County, Georgia, Sheriff’s Office. On November 18, 2012, Kopperud
filed an Amended Complaint asserting the following claims: (i) excessive use of
force, brought under Section 1983 (asserted against Butler) (Count I); (ii) false
arrest, brought under Section 1983 (asserted against Mabry and Butler) (Count II);
(iii) assault and battery, brought under state law (against Mabry and Butler) (Count
III); (iv) false imprisonment, brought under state law (against Mabry) (Count IV);
(v) failure to intervene, brought under Section 1983 (against Mabry) (Count V);
(vi) punitive damages (against Mabry and Butler) (Count VI); and (vii) attorneys’
fees, under Section 1988 (against Mabry and Butler) (Count VII).1 These claims
are based on events involving Kopperud’s arrest on October 9, 2010.
B.
Facts
On October 8, 2010, Kopperud was arrested in Sandy Springs, Georgia,
when he attempted to fill a prescription for pain medication.2 Kopperud was taken
to the Fulton County Jail (the “Jail”) and released on October 9, 2010. After his
release, Kopperud called his mother from the Jail lobby to ask her to pick him up
and take him home. The parties dispute what happened after Kopperud entered the
1
Plaintiff also asserted, but then abandoned: a state-law false arrest claim against
Mabry and Butler; a state-law false imprisonment claim against Butler; and, under
Section 1983, a failure to intervene claim against Butler. (Pff.’s Resp. to Defs.’
Mot. for Summ. J. at 27 n.3.)
2
It appears that the pharmacist suspected Kopperud of obtaining multiple
prescriptions from different doctors. Kopperud was not prosecuted.
2
lobby to call his mother. It is undisputed, however, that Deputy Mabry was on
duty in the Jail lobby and, at some point, told Kopperud to leave. At some point
later, when Kopperud was outside in the Jail parking lot, Mabry called the Jail’s
Special Operations Response Team (“SORT”) and Kopperud was arrested and
taken to a “receiving room” in the Jail, where he was searched by Deputy Butler.
During the course of the search, Kopperud suffered a cut above his eye when,
apparently, his forehead was pushed against a plexiglass wall. Kopperud was
taken to Grady Memorial Hospital, where he received four stitches to close the cut.
After treatment, Kopperud was released from custody from the hospital. He was
not prosecuted.
Because the parties dispute various details of the events leading up to and
following Kopperud’s arrest, the Court examines separately Kopperud’s, Mabry’s,
and Butler’s accounts of what occurred.3
3
On summary judgment, the Court construes the facts in the light most favorable
to Kopperud, the party opposing the motion. See Optimum Techs., Inc. v. Henkel
Consumer Adhesives, Inc., 496 F.3d 1231, 1241 (11th Cir. 2007) (observing that,
in connection with summary judgment, a court must review all facts and inferences
in a light most favorable to the non-moving party) (citation omitted). The Court
concludes it is necessary to compare the parties’ differing versions of events to
determine if there is a dispute of fact or facts that impacts whether the Court can
find that no reasonable juror could find for the Plaintiff based on the facts
presented by the parties.
3
1.
Kopperud’s interactions with Deputy Mabry
Kopperud’s version of events is offered in the Amended Complaint and in
his March 22, 2013, deposition testimony. Mabry’s version is offered in three (3)
different sources: (i) an incident report completed on October 9, 2010, the date of
Kopperud’s arrest; (ii) an audio-recorded interview conducted by the Fulton
County Office of Professional Standards (“OPS”) on August 29, 2011; and
(iii) Mabry’s deposition, conducted on June 21, 2013. Finally, Kopperud’s
interactions with Mabry in and outside the Jail on October 9, 2010, were captured
by video surveillance cameras in the lobby, entrance, and parking lot (the “Video
Surveillance”).
i.
Kopperud’s account of the events on October 9, 2010
Kopperud was in the Jail lobby speaking to his mother on the phone,
attempting to arrange a ride home. Mabry told Kopperud there was a two-minute
time limit on using the phone, that the limit had expired, and that Kopperud needed
to get off the phone. Kopperud concluded his call, and sat down in the lobby to
wait his turn until the phone was again available. A short time later, Kopperud
again used the phone to try to contact his mother. After hanging up, Kopperud
complained to Mabry about being told to get off the phone, and stated that Mabry’s
4
conduct and language was unnecessary.4 (Kopperud Dep. at 30; Am. Compl. ¶ 9.)
Mabry became upset and ordered Kopperud to leave. (Id.; Kopperud Dep. at 25,
27, 31.)
Kopperud walked out of the lobby to the sidewalk in front of the Jail.
(Kopperud Dep. at 31.) Mabry followed him outside and told him: “Don’t let me
catch you outside of here boy or you will find out something.” (Am. Compl. ¶ 10.)
Kopperud responded, “I don’t understand why you are doing this to me. All I
needed to do was use the phone.” (Kopperud Dep. at 32.) Mabry replied, “Get the
hell out of here.” (Id.) Mabry appeared to reach for his gun and said, “Let me
catch you on these streets.” (Id.) Kopperud replied: “This is bullshit,” and ran to
where he felt safe, about 20 feet away from Mabry. (Id. at 33.)
Kopperud walked farther into the parking lot and away from the Jail
entrance. (Am. Compl. ¶ 11.) He encountered two people in a red truck who gave
him a cell phone to use to call his mother to make sure she was coming to get him.
(Id.; Kopperud Dep. at 33-34.) Kopperud vomited in the parking lot. (Am.
Compl. ¶ 12.)5
4
Kopperud does not provide any further information about Mabry’s comment.
5
Kopperud attributed his nausea to not having access to his medication while he
was detained in Jail.
5
Kopperud sat on the curb in the parking lot and waited for his mother to
arrive. (Kopperud Dep. at 35.) Two minutes later, Kopperud heard someone yell,
“Is that the punk there?” and then heard Mabry say, “Yes, that’s him.” (Kopperud
Dep. at 36; Am. Compl. ¶ 13.) Kopperud saw the SORT officers approach, and
heard one of them exclaim, “Let’s get his ass!” (Am. Compl. ¶ 13.) Kopperud
responded, “I’m leaving, I do not know what you all want me to do.” He began to
walk further into the parking lot and away from the Jail.6 (Id. ¶ 14; Kopperud Dep.
at 38.) Kopperud alleges that the SORT team tackled him, kneed him in the back,
stretched his arms behind his back, and kneed him in the head. (Kopperud Dep. at
41-42; Am. Compl. ¶ 14.) Kopperud was handcuffed and taken back inside the
Jail. While being led back inside, Kopperud asked what he was being charged
with and was told: “For being a stupid white boy.” (Am. Compl. ¶ 17.)
6
An agent of the Federal Bureau of Investigation, who conducted an inquiry into
Kopperud’s allegations, interviewed Deputy Butler, who processed Kopperud after
his arrest. The FBI agent provided, in his summary of his interview with Butler,
the following: “Kopperud explained that he got up from the curb and started to
walk away from the officers while asking them ‘How much farther do you want
me to go?’” (See Butler Dep., Ex. 2, p. 2.)
6
ii.
Mabry’s accounts of the events on October 9, 2010
a.
Mabry’s incident report
Mabry completed an incident report describing the events leading up to
Kopperud’s arrest on October 9, 2010 (the “Incident Report”). The narrative
states, in relevant part:
Kopperud . . . began yelling on phone and exceeded his two minute
limit. I . . . asked him to get off phone so people waiting could use
phone. Mr. Kopperud became belligerent and cursing [sic]. I asked
him to step outside after he got back on the phone. He walked outside
and began cursing me. I ordered him off of the premises. He refused
to leave the premises. He walked further into the parking lot and hid
beside a car. A patron complained he was hiding near his car. I asked
Mr. Kopperud to leave premises several more times he [sic] cursed me
and refused to leave premises. I called for assistance. Several officers
came to assist me. I [sic] Mr. Kopperud for identification and he
started running. We pursued Mr. Kopperud and put him under.
(Mabry’s October 9, 2010, Incident Report [Docket No. 55-1].)
b.
The OPS interview
On August 29, 2011, the OPS interviewed Mabry. (Docket No. 63, Ex. 3,
audio track nos. 1, 2.) Mabry provided to OPS the following account of the events
of October 9, 2010:
Mabry was working the security division at the Jail, and was stationed at the
magnetometer at the front entrance, where members of the public enter and exit the
Jail lobby. Mabry was screening individuals as they entered. While working,
7
Mabry heard a person cursing while speaking on the phone in the lobby area.7
Mabry heard the person using the phone say, “I need my drugs!” The individual
was speaking loudly enough that Mabry heard him from where he was stationed at
the magnetometer, an area separated from the rest of the lobby by an internal door.
(See Mabry OPS Interview, at the 20:40 minute mark.) Mabry walked over to the
person on the phone, who he later learned was Kopperud, and told him to lower his
voice. The female officer at the desk where the phone was located informed
Mabry that she too had told Kopperud to get off the phone, that Kopperud refused,
and was cursing on the phone.
Mabry told Kopperud to hang up the phone so they could talk. Kopperud
complied. Mabry suggested the two walk outside. Once outside, Mabry reiterated
that Kopperud needed to keep his voice down when using the phone and that he
could not curse while speaking on the lobby phone. Kopperud responded by
“getting in [Mabry’s] face,” stating that he “had a right to use the phone.” Mabry
asked Kopperud if he was waiting for money to be released, and Kopperud said
that he was. At this point, Kopperud began acting “outlandish,” and claimed that
someone in the lobby hit him. Mabry told Kopperud to wait outside, and that when
his money was available, Kopperud could go back inside the building to collect it.
7
Released inmates are permitted to use this lobby phone.
8
(OPS Interview, at 4:00.)
Kopperud then began yelling, cursing, and threatening Mabry. Mabry told
Kopperud to calm down, and Mabry spent the next three or four minutes trying to
calm him. Mabry ultimately ordered Kopperud to “leave the property.” (Id. at
5:00.)
Kopperud began to walk away, although at one point he stopped someone to
ask for cigarettes. Mabry walked back inside the Jail to return to work, and he
informed the female deputy at the desk that Kopperud was gone. (Id. at 5:30.)
Ten minutes later, a man came into the Jail and told Mabry that a “white
guy” in the parking lot was “doing something” to his vehicle. Mabry went outside
and saw Kopperud lying underneath a car. (Id. at 6:00.) Mabry asked Kopperud
what he was doing, and Kopperud explained that he was looking for his cell phone.
Mabry told Kopperud that he needed to get out from underneath the car, although
he assisted Kopperud to search for his phone by shining a flashlight under the
vehicle. He did not locate the phone. Mabry again told Kopperud he needed to
“leave the property,” and Kopperud said “ok.” (Id. at 6:30.) Mabry returned to the
Jail building.
Mabry later came back outside and again saw Kopperud in the parking lot.
Mabry repeated to Kopperud that he needed to leave. This time, Kopperud “took
9
off running.” (Id. at 6:40.) On four separate occasions Mabry came outside and
told Kopperud to leave. On each occasion, Kopperud ran away. On the fourth
occasion, Mabry called his lieutenant for assistance, stating that Kopperud was
tampering with cars in the parking lot.8 (Id. at 6:50.) When the lieutenant arrived
in the parking lot, Kopperud again ran away. (Id. at 7:00.) Several other deputies
pursued and apprehended Kopperud, and Mabry placed him under arrest for failing
to leave the premises as ordered. Mabry then completed the Incident Report.
c.
Mabry’s deposition testimony
In his deposition testimony, Mabry described the events on October 9, 2010,
as follows:
Mabry was standing at his post at the entrance to the Jail, and was
summoned to the main desk in the Jail lobby by the female officers stationed there.
(Mabry Dep. at 10.) These officers asked for Mabry’s assistance with Kopperud,
who was using the telephone and “causing a ruckus.” (Id. at 9-10.) Mabry heard
Kopperud speaking on the phone in a “loud and abusive manner,” immediately
approached Kopperud and said, “You cannot use that type of language here, sir.
8
Mabry also stated in the OPS interview that he had received “a number” of
complaints that Kopperud was “begging for cigarettes” in the parking lot, and that
these complaints, including the complaint that Kopperud was “messing with” a car,
prompted Mabry to call for assistance and to have Kopperud arrested. (Id. at
20:50.)
10
You have to get off the phone.” (Id. at 31.) Kopperud hung up the phone and
Mabry “escorted [Kopperud] outside to talk with him,” for “three to five minutes.”
(Id. at 15-17.) Mabry initially gave Kopperud permission to stand outside the Jail
entrance to “wait on [his] materials.”9 (Id. at 16.) At some later point, Mabry
“asked [Kopperud] to leave the premises.” (Id. at 15-17.) Kopperud began
walking toward the exit of the parking lot. (Id. at 17-18.) Approximately ten
minutes later, a young African-American male walked in and told Mabry that “a
white guy was out there hiding behind his car and it looked like he was doing
something to his car.” (Id. at 19.) Mabry went back outside to investigate, and
saw Kopperud crouched beside a car in the Jail parking lot. (Id. at 20.) Mabry did
not approach the car, but stood “on the sidewalk right near the fire lane at the end
of the walk at the front entrance” of the Jail. Mabry shined his flashlight at the car,
and identified Kopperud. (Id. at 21.) Mabry again confronted Kopperud and told
him to “leave, leave.” Kopperud “took off running.” (Id. at 20.)
Mabry could not remember how many times he went from the lobby area to
the parking lot to order Kopperud off the premises. (Id. at 24.) After telling
Kopperud several times to “leave the premises” and after Kopperud “kept
reappearing in the parking lot,” Mabry decided to have Kopperud arrested for
9
The “materials” are not further described.
11
criminal trespass. (Id. at 30.)
iii.
The Video Surveillance
There were video cameras in the lobby of, and at the entrance to, the Jail.10
The Video Surveillance shows:
From at least about 18:09 until 18:14 on October 9, 2010, Kopperud used the
phone in the Jail lobby.11 At 18:13, Mabry enters the frame and stands, with his
back to Kopperud, a few feet away from where Kopperud is speaking on the
phone. Standing in this location, Mabry talks to others standing in line waiting to
use the phone. At 18:13:57, Mabry walks over to Kopperud and raises two
10
Mabry was unaware that there was a video recording of his interactions with
Kopperud. (Mabry Dep. at 39.) Kopperud’s counsel speculates that some video
evidence may have been destroyed or was not preserved, despite that counsel sent
a spoliation letter to the Fulton County Sherriff requesting all video evidence be
preserved as evidence. The video evidence that was produced does not include
coverage of the entire Jail parking lot and one camera, labeled “LD ROOF260,” is
blacked-out. (Am. Comp. ¶¶ 27 - 30.) There is no evidence of video recordings
missing or being made unavailable.
11
This is captured on a camera labeled “LOBBY C8.” The Video Surveillance
includes time stamps, in 24-hour format. The Court does not know whether the
camera clocks are synchronized, but a comparison of the recordings and their time
stamps indicates the camera clocks are substantially in sync. There was footage
from: the “LOBBY C8” camera, which shows the Jail lobby; the “ENTR LOBC9”
camera, which shows Mabry’s magnetometer station; the “EntryRF258” camera,
which shows a section of the Jail parking lot; and the “PARKING257” camera,
which shows the Jail entrance and sidewalk.
12
fingers.12 Immediately after this exchange, at 18:14, Kopperud hangs up. Mabry
casually walks to the far end of the counter. Kopperud briefly approaches the
phone area again, and appears to speak to the person who is now using the phone.
Kopperud exits the camera coverage at 18:14:13.
At 18:18, Kopperud reappears at the counter area in the lobby, and uses the
phone. Mabry, standing less than ten feet away, looks in Kopperud’s direction, but
does not speak to him or take any action to interfere with his use of the phone. A
short time later, Mabry walks past Kopperud. At 18:18:52, Kopperud finishes his
call. At 18:19, Kopperud walks out of camera range and a few seconds later, at
18:19:06, a camera shows Kopperud leaving the Jail and walking, alone, on the
sidewalk outside the Jail entrance and in front of the Jail parking lot.13
Kopperud generally paces along the area in front of the building.14 While
Kopperud is pacing outside, the interior-view camera in the lobby shows Mabry
standing in the lobby. At 18:19:38, Mabry looks at something outside the building
and moves toward the lobby door. Seconds later, the outside camera shows
12
The time limit for use of the phone is two minutes and this gesture may relate to
that limitation.
13
This is captured on a camera labeled “PARKING257.”
14
His activities are obscured from the camera’s view for about twenty seconds,
from 18:19:21 until 18:19:45.
13
Kopperud walking quickly away from the Jail entrance. At 18:19:55, Mabry
appears outside the building walking toward Kopperud. Three seconds later, at
18:19:58, Mabry signals for Kopperud to stop. Kopperud and Mabry engage in a
very brief exchange, and at 18:20:09, Kopperud walks away from Mabry. A
second later, at 18:20:10, Kopperud is captured by another parking lot camera,15
running away from Mabry. Mabry does not pursue Kopperud. Six seconds later,
at 18:20:16, Kopperud stops running and walks out of camera range. A minute or
so later, at 18:21:17, Mabry turns around and walks back inside the Jail.
Twenty seconds later, at 18:21:40, the camera at Mabry’s duty station16
captures Mabry returning to the magnetometer, where he picks up the phone and
makes a call.17 At 18:26:48, Mabry again appears in the parking lot, now
accompanied by five other deputies, three in flak jackets.18 These officers fan out
into the parking lot. Moments later they are joined by two more uniformed
deputies. Two minutes later, at 18:28:39, Mabry walks back toward the Jail. One
15
This camera is labeled “EntryRF258.”
16
This camera is labeled “ENTR LOBC9.”
17
This is the only phone call, shown on the Video Surveillance, made from the
magnetometer.
18
The parties do not dispute that they were the SORT members.
14
minute later, at 18:29:55, the SORT officers are seen walking toward the Jail, with
Kopperud in apparent custody.
2.
Kopperud’s arrest by the SORT officers
SORT Deputies Burnice Howard, Michael Harris, and James Gates
apprehended Kopperud. In their interviews with OPS, and in their depositions,
they stated that they arrested Kopperud because Mabry told them that Kopperud
was breaking into cars in the Jail parking lot. (See also Harris Dep. at 11 - 13;
Butler Dep. at 18 - 19.)
3.
Deputy Butler’s search
When Kopperud was brought back into the Jail by the SORT Deputies, he
was in handcuffs and taken to an intake area, where he was placed against a
plexiglass wall, and ordered to stand with his legs spread apart. (Kopperud Dep. at
43.) Butler first intended to remove Kopperud’s handcuffs. Butler stated he was
unable to do so and that Kopperud was moving during the search process. (Butler
Dep. at 10-11.) Butler stated he used force to keep Kopperud in place during the
search. After this action, Kopperud complied with the search. Kopperud
acknowledges he demanded to know why he had been arrested and with what was
he being charged. He claims he was not actively resisting, but attempted to turn
his head to talk to Officer Harris and protest his innocence. (Kopperud Dep. at 43;
15
see also Butler Dep. at 10-11.) Kopperud states that Butler used his forearm to pin
Kopperud’s head against the wall and claims he lost consciousness.19 (Kopperud
Dep. at 44.)
Kopperud ultimately was placed in a cell and someone at the Jail noticed
Kopperud’s head was bleeding. He was transferred to the Jail medical unit. (Id. at
44-45.) Kopperud testified that Butler and another officer went to the medical unit
room with him, where they laughed at him, and took pictures of him. (Id. at 4546.) When he was told he needed stitches for his injury, Kopperud refused
treatment from Jail personnel, and was transferred to Grady Hospital. At Grady,
he was given four stitches, and released to his mother.
A Federal Bureau of Investigation (“FBI”) summary of Butler’s interview
with the FBI stated:
Once in the New Intake area, Deputy [Butler] and Officer [Redacted]
prepared KOPPERUD to be searched. Officer [Redacted]
commanded KOPPERUD to lean forward, place his head on the
Plexiglass, and spread his feet. KOPPERUD was noncompliant, as he
continuously “came off the wall (Plexiglass).” During the process,
KOPPERUD stated, “Please let me go; don’t put me back in; my mom
is picking me up; I will leave.” During each statement, KOPPERUD
“came off the wall.” Officer [Redacted] warned KOPPERUD to
remain on the wall as he and Deputy [Butler] positioned his body for a
search of his person. KOPPERUD still did not comply and came off
the wall on three (3) to four (4) more occasions. Deputy [Butler]
19
There is no evidence that Kopperud lost consciousness other than his statement.
16
attempted to further assist . . . by commanding KOPPERUD to keep
his head on the wall, so they could remove his handcuffs and conduct
a search. KOPPERUD came off the wall again and Deputy [Butler]
grabbed the back of KOPPERUD’s neck and “placed” [sic]
KOPPERUD’s head on the wall. After this action by Deputy [Butler]
KOPPERUD complied and did not come off the wall again.
(Butler Dep. Ex. 1.)20 When deposed, Butler disputed the FBI agent’s statement
that Butler reported that he “grabbed the back of Kopperud’s neck.” (Id. at 8-9.)
Butler testified that he “placed his forearm into Kopperud’s back to secure
Kopperud to the wall.” (Butler Dep. at 10-11.) During the time he secured
Kopperud to the wall, Kopperud was handcuffed with his hands behind his back,
and did not try to escape. (Id. at 12-13.) Butler testified that Kopperund “kept
coming off the wall, kept pushing himself off the wall, turning. And he kept – you
know, turned around telling Officer Harris, I didn’t do it, let me go.” (Id. at 14.)
Butler testified that Kopperud used his head to “push off” from the wall because
his hands were cuffed behind his back.21 (Id.)
Mabry and Butler move for summary judgment, arguing they are entitled to
qualified immunity from Kopperud’s Section 1983 claims. They also claim they
20
Butler admits that he is the individual referred to as “Deputy [Redacted].” (See
Butler Dep. at 7-8.)
21
Kopperud’s injury was not noted in the incident report Butler completed after
Kopperud was processed.
17
are entitled, under Georgia law, to official immunity from Kopperud’s state-law
claims.
II.
DISCUSSION
A.
Legal Standard on Summary Judgment
A court “shall grant summary judgment if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). Parties “asserting that a fact cannot be or is
genuinely disputed must support that assertion by . . . citing to particular parts of
materials in the record, including depositions, documents, electronically stored
information, affidavits or declarations, stipulations (including those made for
purposes of the motion only), admissions, interrogatory answers, or other
materials.” Fed. R. Civ. P. 56(c)(1).
The party seeking summary judgment bears the burden of demonstrating the
absence of a genuine dispute as to any material fact. Herzog v. Castle Rock
Entm’t, 193 F.3d 1241, 1246 (11th Cir. 1999). Once the moving party has met this
burden, the non-movant must demonstrate that summary judgment is inappropriate
by designating specific facts showing a genuine issue for trial. Graham v. State
Farm Mut. Ins. Co., 193 F.3d 1274, 1282 (11th Cir. 1999). Non-moving parties
18
“need not present evidence in a form necessary for admission at trial; however,
[they] may not merely rest on [their] pleadings.” Id.
The Court must view all evidence in the light most favorable to the party
opposing the motion and must draw all inferences in favor of the non-movant, but
only “to the extent supportable by the record.” Garczynski v. Bradshaw, 573 F.3d
1158, 1165 (11th Cir. 2009) (quoting Scott v. Harris, 550 U.S. 372, 381 n.8
(2007)). “[C]redibility determinations, the weighing of evidence, and the drawing
of inferences from the facts are the function of the jury . . . .” Graham, 193 F.3d at
1282. “If the record presents factual issues, the court must not decide them; it must
deny the motion and proceed to trial.” Herzog, 193 F.3d at 1246. But, “[w]here
the record taken as a whole could not lead a rational trier of fact to find for the
non-moving party,” summary judgment for the moving party is proper. Matsushita
Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986).
B.
Section 1983 and Qualified Immunity
Section 1983 of Title 42 of the United States Code permits a plaintiff to
bring an action in federal court against persons who, under the color of state law,
violate the plaintiff’s rights under the United States Constitution or federal law.22
22
The Court has jurisdiction over Kopperud’s Section 1983 claims pursuant to 28
U.S.C. §§ 1331, 1343(a)(3). Ortega v. Schramm, 922 F.2d 684, 690 (11th Cir.
1991).
19
Defendants argue they are entitled to summary judgment on Plaintiff’s Section
1983 claims because they are entitled to qualified immunity. “Qualified immunity
offers complete protection for government officials sued in their individual
capacities if their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Wood v.
Kesler, 323 F.3d 872, 877 (11th Cir. 2003) (citations and quotations omitted). The
framework for analyzing a defense of qualified immunity is well established:
To be eligible for qualified immunity, the official must first establish
that he was performing a “discretionary function” at the time the
alleged violation of federal law occurred. Once the official has
established that he was engaged in a discretionary function, the
plaintiff bears the burden of demonstrating that the official is not
entitled to qualified immunity. In order to demonstrate that the
official is not entitled to qualified immunity, the plaintiff must show
two things: (1) that the defendant has committed a constitutional
violation and (2) that the constitutional right the defendant violated
was “clearly established” at the time he did it.
Crosby, 394 F.3d at 1332. “For purposes of determining qualified immunity, the
facts are as alleged and supported by affidavits and deposition testimony, and are
taken in the light most favorable to the plaintiff.” Bruce v. Beary, 498 F.3d 1232,
1236 n.2 (11th Cir. 2007); Bishop v. Avera, 177 F.3d 1233, 1235 n.2 (11th Cir.
1999) (“In reviewing a summary judgment motion predicated on qualified
immunity, the court must resolve all factual disputes in favor of the plaintiff.”)
20
(citing Johnson v. City of Fort Lauderdale, 126 F.3d 1372, 1378 (11th Cir. 1997));
accord Saucier v. Katz, 533 U.S. 194, 201 (2001).
“A right is clearly established if, in light of preexisting law, the unlawfulness
of the official’s conduct is apparent.” Cooper v. Dillon, 403 F.3d 1208, 1220 (11th
Cir. 2005). This standard does not require that the specific conduct in question
was previously found to be unlawful; the state of the law need only give an official
“fair warning” that his conduct is unlawful. Id. (citing Hope v. Pelzer, 536 U.S.
730, 741 (2002)). Qualified immunity therefore “ensure[s] that before they are
subjected to suit, officers are on notice their conduct is unlawful.” Id. “[T]he
relevant question on a motion for summary judgment based on a defense of
qualified immunity is whether a reasonable official could have believed his or her
actions were lawful in light of clearly established law and the information
possessed by the official at the time the conduct occurred.” Stewart v. Baldwin
County Bd. of Educ., 908 F.2d 1499, 1503 (11th Cir. 1990).
The parties here do not dispute that Mabry and Butler were acting within
their discretionary authority, so the Court considers, on the record before it,
whether the Court can find that the undisputed facts show that Kopperud met his
burden to demonstrate that Mabry and Butler are not entitled to qualified
immunity. Crosby, 394 F.3d at 1332.
21
C.
Claim Against Mabry for False Arrest
Kopperud contends that Mabry violated his Fourth Amendment right to be
free from “unreasonable searches and seizures.”23 Under the Fourth Amendment,
an arrest is a “seizure” of a person, and whether an arrest is reasonable depends on
whether there is probable cause for the arrest. California v. Hodari D., 499 U.S.
621, 624 (1991); United States v. Floyd, 281 F.3d 1346, 1348 (11th Cir. 2002) (per
curium). “Probable cause to arrest exists when law enforcement officials have
facts and circumstances within their knowledge sufficient to warrant a reasonable
belief that the suspect had committed or was committing a crime.” Floyd, 281
F.3d at 1348. The probable cause standard is practical and non-technical, and is
applied in a specific factual context considering the totality of the circumstances.
Skop v. City of Atlanta, Georgia, 485 F.3d 1130, 1137 (11th Cir. 2007) (citing
Maryland v. Pringle, 540 U.S. 366, 370 (2003)).
A law enforcement officer may still retain the defense of qualified
immunity, however, even if he makes an arrest without probable cause. “It is
inevitable that law enforcement officials will in some cases reasonably but
23
Kopperud also asserts this claim against Butler, but the Complaint does not
allege any factual allegations to support that Butler was involved in Kopperud’s
arrest. Because Kopperud did not present any evidence that Butler was involved in
Kopperud’s arrest, the false arrest claim asserted against Butler is required to be
dismissed.
22
mistakenly conclude that probable cause is present, and we have indicated that in
such cases those officials . . . should not be held personally liable.” Anderson v.
Creighton, 483 U.S. 635, 641 (1987). In the Eleventh Circuit, the standard in such
cases is “arguable probable cause,” that is, whether “reasonable officers in the
same circumstances and possessing the same knowledge as the Defendant could
have believed that probable cause existed to arrest.” Lee v. Ferraro, 284 F.3d
1188, 1195 (11th Cir. 2002). Whether an arresting official has probable cause or
arguable probable cause depends on the elements of the alleged crime. Crosby v.
Monroe, 394 F.3d 1328, 1333 (11th Cir. 2004).
The qualified immunity analysis begins with a fundamental question about
the offense for which Kopperud was arrested. On this threshold issue, the record is
conflicted. The evidence in this case regarding the incident and arrest on October
9, 2010, is based on the accounts given by Kopperud and Mabry, the Video
Surveillance, and the testimony of Butler and Harris. There is no dispute that
Kopperud was arrested when he was subdued by deputies other than Mabry in the
Jail parking lot. One of those deputies, Harris, stated that Mabry had informed him
that Kopperud was breaking into cars in the Jail parking lot and that it was because
of this conduct that Kopperud was placed in custody by Harris and the two
deputies he was with. (Harris Dep. at 11-13; see also Butler Dep. at 18-19.) The
23
record facts support that Kopperud was arrested by Harris and other deputies based
on Mabry’s report that Kopperud was breaking into cars. Mabry, however, claims
in his motion for summary judgment that he had Kopperud arrested for criminal
trespass. This dispute regarding the offense for which Kopperud was arrested is
significant and is required to be resolved by a jury.24, 25
Assuming criminal trespass was the grounds for Kopperud’s arrest, the
Court evaluates whether Mabry had arguable probable cause to arrest Kopperud for
criminal trespass so as to support a defense of qualified immunity.
24
The parties do not address and the Court does not consider here whether Mabry
could be liable for causing Kopperud to be arrested for the offense of breaking into
cars or whether Mabry is entitled to qualified immunity for an arrest on those
grounds.
25
The evidence in the record shows that Harris and the other officers arrested
Kopperud believing he was breaking into cars. This belief was based on Mabry’s
statement that an unidentified person told him there was a white man in the parking
lot “doing something” to his car and that Mabry saw Kopperud underneath a car.
At some point after Mabry allegedly received the report that Kopperud was
breaking into cars, Mabry is seen on the Video Surveillance making a phone call.
Shortly thereafter, the parking lot camera shows a group of officers moving toward
Kopperud and, minutes later, shows Kopperud in apparent custody. The evidence
plausibly supports that Kopperud’s arrest was for the suspected offense of breaking
into cars in the parking lot. A jury could well find this was the basis for
Kopperud’s arrest.
24
Mabry asserts that he arrested Kopperud for criminal trespass for failing to
leave the Fulton County jail after Mabry allegedly told Kopperud to do so. Under
Georgia law, a person commits criminal trespass when he
knowingly and without authority . . . [r]emains upon the land or
premises of another person . . . after receiving, prior to such entry,
notice from the owner, rightful occupant, or, upon proper
identification, an authorized representative of the owner or rightful
occupant to depart.
O.C.G.A. § 16-7-21(b)(3). To be guilty of criminal trespass, a person must receive
proper notice of the premises that he is forbidden to enter or from which he is
required to depart. The Georgia Supreme Court has held:
Notice is an essential element of the offense of criminal trespass, and
must be proven by the state beyond a reasonable doubt at trial.
Inherent in the statute’s notice provision is a requirement that notice
be reasonable under the circumstances, as well as sufficiently explicit
to apprise the trespasser what property he is forbidden to enter.
Rayburn v. State, 300 S.E.2d 499, 500 (Ga. 1983). “Essential to establishment by
the state of the offense charged against defendant was a showing that his entry into
the [premises] had previously been expressly forbidden.” Osborne v. State,
665 S.E.2d 1, 2 (Ga. Ct. App. 2008) (emphasis in original) (citing Scott v. State,
202 S.E.2d 201, 204 (Ga. Ct. App. 1973)). While Rayburn and Osborn were
trespass cases in which a defendant was prohibited to enter specified property,
25
notice is also required in cases where a person is directed to depart a premises.
O.C.G.A. § 16-7-21(b)(3).
Notice must be sufficient to identify the property the individual is forbidden
to enter or remain upon. Rayburn, 250 Ga. at 657. In State v. Morehead, 646
S.E.2d 308 (Ga. Ct. App. 2007), a MARTA police officer observed the defendant
standing in a pedestrian plaza under the overhang outside the Five Points transit
station in downtown Atlanta. The officer informed the defendant he needed to
“leave the property.” Four hours later, the defendant returned to catch a train
downstairs inside the transit station, and was arrested for criminal trespass. The
Georgia Court of Appeals affirmed a finding that the officer’s notice to “leave the
property,” given outside the train station, was insufficient to advise the defendant
that he could not return to the station to catch a train. Once sufficient notice is
given, a person must leave within a reasonable time under the circumstances. Reid
v. State, 481 S.E.2d 259, 260 (Ga. Ct. App. 1997).
The parties do not dispute that Mabry was authorized to order Kopperud to
depart the Jail premises.26 The parties also do not dispute that, at some point,
Mabry told Kopperud to “leave” and that, when Kopperud was arrested, he was
26
The Court assumes for the purposes of this Order that Mabry had sufficient
authority under O.C.G.A. § 16-7-21(b)(3) to order Kopperud to leave the Jail
premises.
26
still on Jail property. Defendants argue that these facts are sufficient to
demonstrate that Mabry had arguable probable cause to arrest Kopperud.
Kopperud argues that Mabry’s order to “leave” provided insufficient notice,
including by insufficiently identifying the area from which he was required to
depart. Kopperud further argues that no reasonable person under the
circumstances here could have determined the property from which Mabry directed
Kopperud to depart.
The property on which the Jail building is located is a large tract of land. An
aerial photograph of it is attached to this Order. The area in which the Jail building
and parking lot is located is easily identified physically.27 There is, however, a
long access road from a main road to get to the Jail building and parking lot. The
record does not show what, if any, features such as signage or property markings,
identify this road as part of the Jail property or that it would be reasonable to
expect a person to know that the access road and the area between the main road
and the Jail building and parking lot were part of the Jail premises.
Mabry states that when he told Kopperud to “leave” the premises, he
expected Kopperud to go down the access road to the main road, because that was
27
Although the photograph does not label the Jail or other buildings, it does show a
long entry road to the buildings.
27
what was required for Kopperud to comply with his instruction to “leave the
premises.” (Mabry Dep. at 24.) What Mabry instructed Kopperud to do is unclear
and disputed, even within Mabry’s accounts of what he told Kopperud. Mabry
testified he initially gave Kopperud permission to stand outside and also testified
that he intended to permit Kopperud to remain outside only for the time during
which Mabry and Kopperud were speaking. (Mabry Dep. at 17.) He claims
ultimately that he told Kopperud to “leave the premises” without any further
explanation of the area the premises encompassed. Mabry’s claim of his conduct,
and the instructions he gave on October 9, 2010, and whether they are sufficient to
grant him qualified immunity is further muddled by a comparison of the Video
Surveillance to Mabry’s and Kopperud’s accounts of events. Mabry states he
escorted Kopperud outside and spoke with him for up to five minutes. The Video
Surveillance shows Kopperud standing alone outside, where he is joined, on one
occasion, by Mabry to engage in a less-than-thirty-second exchange. Kopperud
testified that when Mabry joined Kopperud outside, Mabry told him to “get the hell
out of here.” (Kopperud Dep. at 26.) Kopperud testified that he understood this
command only to mean walk farther away from the Jail entrance, and to wait for
his ride in the parking lot. The Court necessarily concludes the facts on whether
Mabry had arguable probable cause to arrest Kopperud for criminal trespass are
28
significantly disputed.
The Court, construing the facts in a light most favorable to Kopperud,
concludes that Kopperud has demonstrated significant disputed issues of fact
which preclude the Court finding, at this point in the litigation, that Mabry is
entitled to qualified immunity. First, the facts do not allow the Court to find that
Kopperud was arrested for criminal trespass rather than for breaking into vehicles.
The offense for which Kopperud was arrested is significantly in dispute. Second,
Kopperud has shown there is an issue of fact regarding whether a reasonable
person could believe that Kopperud was given sufficient notice of the property
from which he was required to depart. There are not sufficient facts to show that
reasonable officers would have believed that an instruction to “leave the premises”
was sufficient. Third, even if notice was sufficient, it is unclear from the record
whether Kopperud was given a reasonable amount of time to comply with Mabry’s
order.28 Thus, Kopperud has shown there is an issue of fact regarding whether
28
The Video Surveillance shows Mabry waited no more than two minutes after
Kopperud left his presence before calling to have Kopperud arrested. The time
between Kopperud walking away from Mabry in the parking lot and Mabry turning
around to walk back inside the Jail to call the SORT officers, is only sixty seconds.
The record is insufficient for the Court to find that Mabry gave Kopperud
reasonable time to “leave the premises” before arresting Kopperud for criminal
trespass. See Reid, 481 S.E.2d at 260 (holding that a person lawfully ordered to
depart must leave within a reasonable time under the circumstances or is guilty of
criminal trespass).
29
Mabry had arguable probable cause to have Kopperud arrested for criminal
trespass, for the same reasons the facts are disputed whether notice was adequate.
Finally, the Court finds there is a fundamental issue regarding Mabry’s
credibility because of his conflicting accounts of the events of October 9, 2010,
their conflict with the accounts given by Kopperud and Harris, and because the
Video Surveillance does not support Mabry’s testimony on important particulars.
Specifically, the Video Surveillance disputes: (i) that Kopperud was creating a
ruckus in the lobby; (ii) that Mabry warned Kopperud about his language, ordered
him to get off the phone, and escorted him outside; 29 (iii) that Mabry spoke to
Kopperud for three to five minutes outside the Jail; (iv) that Mabry ordered
Kopperud to “leave the Jail premises” on at least three separate occasions; or
(iv) that Mabry received complaints about Kopperud “begging for cigarettes” and
“messing with” a car before calling the SORT team.30 It is axiomatic that a court
29
The Video Surveillance contradicts Mabry’s statement that he immediately
approached Kopperud and warned him not to use “loud and abusive” language on
the phone, and that Kopperud then became belligerent. The Video Surveillance
shows Mabry standing with his back to Kopperud and does not show that he and
Kopperud had an animated conversation.
30
A jury will have to evaluate and resolve the issue of Mabry’s credibility,
including by taking into account Harris’s deposition testimony that Mabry stated
they did not need to be concerned about the FBI investigation into Kopperud’s
complaint because “Ah, you know it ain’t nothing, Harris, man; them guys ain’t
got no video or nothing; don’t worry about that.” (Harris Dep. at 14.)
30
cannot address issues of witness credibility on summary judgment. Graham, 193
F.3d at 1282. These are uniquely reserved for resolution by a jury at trial.
For all of these reasons, Mabry’s motion for summary judgment is required
to be denied.
D.
Claim Against Butler for Excessive Use of Force
Kopperud asserts a Section 1983 claim against Butler based on Butler’s
alleged excessive use of force that caused injury to Kopperud’s forehead after
Kopperud was in custody. Butler moves to dismiss this claim on the grounds that
he is entitled to qualified immunity.31 The analysis required to evaluate excessive
force claims emerges principally from two United States Supreme Court cases:
Whitley v. Albers, 475 U.S. 312 (1986) and Hudson v. McMillian, 503 U.S. 1
(1992).
Excessive force claims are brought based on claimed violations of the Eighth
Amendment, and its prohibition against cruel and unusual punishments. Whitley,
475 U.S. at 318. “Not every governmental action affecting the interests of well31
To overcome a defense of qualified immunity to a Section 1983 claim of
excessive force, a plaintiff is required to satisfy only the first prong of the qualified
immunity analysis – that is, the plaintiff must demonstrate only that the defendant
violated the Constitution. Johnson v. Breeden, 280 F.3d 1308, 1321 - 22 (11th Cir.
2002). The Fourteenth Amendment governs claims arising out of events occurring
while a plaintiff is a pretrial detainee. See Garrett v. Athens-Clarke County, Ga.,
378 F.3d 1274, 1279 n.11 (11th Cir. 2004).
31
being or [a person detained] is subject to Eighth Amendment scrutiny.” Id. at 319.
“[O]nly the ‘unnecessary and wanton infliction of pain’ . . . constitutes cruel and
unusual punishment.” Id. (citing Ingraham v. Wright, 430 U.S. 651, 670 (1977)).
“It is obduracy and wantonness, not inadvertence or error in good faith, that
characterizes the conduct prohibited by the Cruel and Unusual Punishments
Clause.” Id.
A claimant alleging an Eighth Amendment claim thus must “allege and
prove the unnecessary and wanton infliction of pain” which is evaluated “with due
regard for differences in the kind of conduct against which an Eighth Amendment
objection is lodged.” Id. at 320. The evaluation also has to be conducted
considering that the claims arise in institutions where security is a concern. As the
Whitley court observed in considering a motion to dismiss an Eighth Amendment
excessive force claim:
Unless it appears that the evidence, viewed in the light most favorable
to the plaintiff, will support a reliable inference of wantonness in the
infliction of pain under the standard we have described, the case
should not go to the jury.
Id. at 322.
The Supreme Court in Hudson further refined the analytical framework for
considering Eighth Amendment excessive force claims. In Hudson, the Court
addressed “whether the use of excessive physical force . . . may constitute cruel
32
and unusual punishment when the inmate does not suffer serious injury.” 503 U.S.
at 4. In Hudson, correctional officers placed Hudson in handcuffs and shackles,
took him out of his cell and walked him to another area of the institution where,
Hudson claimed, an officer “punched him in the mouth, eyes, chest and stomach
while [another officer] held [Hudson] in place and kicked and punched him from
behind.” Id. A supervisor watching this encounter told the officers inflicting the
punches and kicks “not to have too much fun.” Id. As a “result of this episode,
Hudson suffered minor bruises and swelling of his face, mouth and lip . . . and the
blows also loosened his teeth and cracked his partial dental plate.” Id.
The Hudson court32 began its analysis of Hudson’s excessive force claim by
recognizing that in Whitley the court recognized the “settled rule that ‘the
unnecessary and wanton infliction of pain . . . constitutes cruel and unusual
punishment forbidden by the Eighth Amendment.’” Id. at 5 (citing Whitley, 475
U.S. at 319.) The Hudson court reiterated the Whitley evaluation standard:
The question whether the measure taken inflicted unnecessary and
wanton pain and suffering ultimately turns on whether force was
applied in a good faith effort to maintain or restore discipline or
maliciously and sadistically for the very purpose of causing harm.
32
The Whitley and Hudson opinions were both authored by Justice Sandra Day
O’Connor.
33
Id. at 6. The Court noted again, however, that correction officers must balance the
need “to maintain or restore discipline through force against the risk of injury to
inmates” and “that both situations may require . . . officers to act quickly and
decisively.” Id. The Court affirmed that “the core judicial inquiry is that set out in
Whitley: whether force was applied in a good-faith effort to maintain or restore
discipline, or maliciously and sadistically to cause harm.” Id. at 7. In evaluating
the force alleged in an excessive force case, the Hudson court stated:
Under the Whitley approach, the extent of injury suffered by an
inmate is one factor that may suggest “whether the use of force could
plausibly have been necessary” in a particular situation, “or instead
evidenced such wantonness with respect to the unjustified infliction of
harm as is tantamount to a knowing violation that it occurred.”
Id. at 7 (citing Whitley, 475 U.S. at 321.) Hudson provided other factors to
consider “in determining whether the use of force was wanton and unnecessary, it
may also be proper to evaluate the need for application of force, the relationship
between that need and the amount of force used, the threat ‘reasonably perceived
by the responsible officials’ and ‘any efforts made to temper the severity of a
forceful response.’” Id. (citing Whitley, 475 U.S. at 321.) A court further must
ask both if “the officials acted with a sufficiently culpable state of mind” and if the
34
alleged wrongdoing was objectively “harmful enough” to establish a constitutional
violation.33
The analytical structure developed in Whitley and Hudson has consistently
been applied in the Eleventh Circuit. “Claims involving the mistreatment of . . .
pretrial detainees in custody are governed by the Fourteenth Amendment’s Due
Process Clause instead of the Eighth Amendment’s Cruel and Unusual Punishment
Clause, which applies to such claims by convicted prisoners.” Cottrell v. Caldwell,
85 F.3d 1480, 1490 (11th Cir. 1996). But “the applicable standard is the same, so
decisional law involving prison inmates applies equally to cases involving . . .
pretrial detainees.” Id. The Eleventh Circuit applies Whitley and Hudson focusing
on whether, in a particular case, the facts show whether force was applied in a
good-faith effort to maintain or restore discipline, or whether it was used
33
The former Fifth Circuit, even before Hudson, recognized that excessive force
cases require a court to address the penal interests in enforcing security and
compliance of those detained to allow safe and orderly administration of an
institution or facility against the unreasonable use of force by guards, noting that
“the use of undue force by a prison guard is actionable as a deprivation of
Fourteenth Amendment due process rights.” George v. Evans, 633 F.2d 413, 415
(5th Cir. 1980). The court in George affirmed the district court’s decision not to
give a particular “cruel and unusual punishment” instruction requested by George.
In affirming the verdict in favor of defendants, the court observed that the evidence
presented at trial that George was, in one encounter, hit with a night stick when
defendants stated that George had failed to comply with their instructions, “did not
show that the action by the guard was apparently authorized or acquiesced in by
high prison officials for a penal or disciplinary purpose.” Id.
35
maliciously and sadistically to cause harm. In excessive force cases, it is axiomatic
that a claim requires evidence that the official against whom the excessive force
claim is asserted acted with the required intent. See Campbell v. Sikes, 169 F.3d
1353, 1362 (11th Cir. 1999). The Eleventh Circuit has added context to evaluate
whether the conduct of a custodial official supports an excessive force claim. In
Cockrell v. Sparks, 510 F.3d 1307 (11th Cir. 2007), a pretrial detainee was pushed
or shoved by a guard when the detainee created a disturbance. Considering that a
court “must give ‘a wide range of deference to prison officials acting to preserve
discipline and security,” when considering “[d]ecisions made at the scene of a
disturbance,” the court found that the “amount of force conveyed by an openhanded push or shove [was] as near to the minimum amount an officer can employ,
and it is not disproportionate to the need to restore order” under the circumstances
of that case.34 Id. at 1311 (citing Bennett v. Parker, 898 F.2d 1530, 1533 (11th Cir.
1990)).35 The Court stated further that even though the injury suffered by the
detainee “was relatively severe,” there was no way the jailor “could have foreseen
that a single push would result in as much injury as the detainee suffered, making it
34
Bennett was post Whitley but pre-Hudson.
35
In Bennett, a jailor’s grabbing of an inmate by the throat and pushing him
against the bars of his cell was not disproportionate to the need to stop the inmate
from shouting and demanding to be let out. 898 F.2d at 1534.
36
less likely that the jailor acted “maliciously and sadistically for the very purpose of
causing harm.” Id.36 On these facts, the court affirmed denial of a motion to
amend because, even if allowed, summary judgment would have been granted in
favor of the jailor, including because the jailor’s actions did not shock the
conscience. Id. at 1312.
In 2008, in Danley v. Allen, 540 F.3d 1298 (11th Cir. 2008), the court again
considered whether excessive force was used against a detainee. In Danley, a
jailor confronting a verbally unruly detainee told him he would be sprayed if he did
not get in his cell, to which the detainee asked what “spray me” meant. The jailors
responded by having a jailor spray the detainee with pepper spray for three to five
seconds from a close distance. The jailor then pushed the detainee into his small
cell, which contained residue from pepper spray that had been disbursed. The
detainee had trouble breathing, said he could not breathe, and that he feared he
would die. While these complaints were made, certain jail staff laughed and
mocked him by holding their throats in a “mock-choking” gesture. Applying the
analytical process set out in Whitley, Hudson, and Bennett, the Eleventh Circuit
focused on the intent of the jailors stating: “Whether a jailor’s use of force is
36
The court also noted that medical aid was immediately requested to treat the
detainee.
37
excessive, and thus violates that Fourteenth Amendment right to be free from cruel
and unusual punishment, depends on whether the jailer’s act ‘shocks the
conscience’ and it necessarily will if the force was applied . . . maliciously and
sadistically for the very purpose of causing harm.” Id. at 1307 (citations omitted.)
The court opined: “If there was nothing before us but the initial use of pepper spray
following [the detainee’s] second failure to obey [the] order to return to the cell,
we would readily conclude that there was no Fourteenth Amendment violation.”
Id. The court stated further: “Prison guards may use force when necessary to
restore order and need not wait until disturbances reach dangerous proportions
before responding.” Id. (citing Bennett v. Parker, 898 F.2d 1530, 1533 (11th
Cir.1990). The court in Danley held that under the circumstances the detainee’s
repeated refusal to comply established the need to use force, the amount of force
used – a 3-5 second burst – was reasonable, and the small extent of the injury from
the pepper spray use did not support a constitutional violation. When, however,
the jailors confined the detainee in a small cell, without allowing decontamination
of the cell after the detainee calmed down, the court found that the jailors “did not
do enough to ‘temper the severity of [their] forceful response.’” Id. at 1308 (citing
Whitley, 475 U.S. at 321). This, coupled with the jailors’ mocking conduct,
constituted a “continuation and aggravation of the initial force applied . . . after the
38
need for the force had ended.” Id. The conduct of the jailors after administering
the initial pepper spray burst led the court to conclude that the jailors had “acted
maliciously and sadistically for the very purpose of causing harm.” Id.; compare
Fennell v. Gilstrap, 559 F.3d 1212 (11th Cir. 2009) (undisputed evidence did not
show that correctional official kicked plaintiff maliciously and sadistically).
Finally, the Eleventh Circuit cautions that a claim of excessive force must be
evaluated in the context of when the force actually was applied, for the question is
whether those applying the force acted maliciously and sadistically for the very
purpose of causing harm. The court observed:
The infliction of pain in the course of a prison security measure . . .
does not amount to cruel and unusual punishment simply because it
may appear in retrospect that the degree of force authorized or applied
for security purposes was unreasonable, and unnecessary in a strict
sense.
Campbell, 169 F.3d at 1375. As the court noted in Williams v. Burton, 943 F.2d
1572 (11th Cir. 1991), when affirming summary judgment for the defendant
correctional officers, the court should afford great deference to prison officials in
the force or restrain applied. Id. at 1576.
It is against this analytical backdrop that the Court considers the conduct of
Butler in this action. The Court considers the evidence in the light most favorable
to Kopperud.
39
Butler’s involvement in the events of October 9, 2010, were limited. The
facts are undisputed that he was not engaged in Kopperud’s arrest and there is no
evidence that he knew what had occurred involving Kopperud prior to the time
Kopperud appeared in the intake area of the Jail to be processed following his
arrest. When brought into the intake area, Kopperud was in handcuffs, told to
stand against a plexiglass wall, and to spread his legs so he could be searched.
Butler stated he first intended to remove his handcuffs. During the search process,
Kopperud at least was attempting to turn his head off the wall to protest his
innocence. Butler states Kopperud moved on more than one occasion while being
ordered to stand against the wall. Butler’s response was to use force to pin
Kopperud against the wall to stop him from moving. This force was the cause of
an injury Kopperud received to his forehead. At some point, Kopperud was placed
in a cell and someone noticed he was bleeding. He was transported to the medical
unit where he was photographed37 and told he needed stitches. Kopperud refused
to be treated at the Jail and arrangements were made to transfer him to Grady
37
Kopperud stated Butler and some other officer laughed “at him” when the
photographs were taken and states the pictures were taken on iPhones. There are
no photographs in the record, but the Court, viewing the evidence in the light most
favorable to the Plaintiff, assumes photographs were taken.
40
Hospital where four stitches were administered to close his wound. He was
released from the hospital to his mother.
Here, Kopperud argues that the force applied to him that caused the injury
on his forehead and his claimed loss of consciousness was excessive. The Court
disagrees and finds that no reasonable juror could find in Kopperud’s favor on his
claim that his constitutional rights were violated. Kopperud must present evidence
that the force applied was greater than required to maintain and restore discipline
and that Butler applied the force maliciously and sadistically for the very purpose
of causing harm. Considering the evidence in a light most favorable to Kopperud,
the evidence does not meet either of these requirements.
First, the evidence is that Kopperud did not stand against the wall to allow a
search of his person to be conducted. Rather, the evidence is that rather than
submit to the search, and assuming Kopperud’s version of events only, he moved
his head to the side to protest the action being taken against him. This action was
significant enough that Butler was not able to conduct the first step of removing
the handcuffs from Kopperud. It was this conduct that led Butler to the judgment
that force had to be applied to Kopperud to keep him still so that the search could
be completed. That force, the Court assumes, caused Kopperud to suffer an injury
on his forehead which required four stitches to close and which was administered,
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at Kopperud’s demand, at a facility other than the medical facility at the Jail. This
laceration was a slight injury at best and the evidence is further that once the force
was applied, it resulted in Kopperud discontinuing his movement so that the search
was completed. There is no evidence of any further force after Kopperud’s head
was caused to impact the plexiglass wall. The need for force, deferred to the
judgment made by Butler at the time, was reasonable and the impacting
Kopperud’s forehead against the glass was proportional to the conduct being
addressed. The injury suffered was not significant, the need to secure Kopperud to
conduct the search in a safe manner for Kopperud and the searching officers
apparent, and he promptly was treated for the injury received. Considering each of
these criteria separately and collectively, the Court concludes there is no evidence
to support that the force applied during the search process was committed by
Butler maliciously and sadistically for the very purpose of causing harm to
Kopperud.38
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The Court specifically has considered Kopperud’s testimony that Butler and
another unnamed officer took one or more photographs of Kopperud on iPhones in
the medical area, where they laughed at him. There is no evidence the photographs
were not authorized or taken for a reason other than to document Kopperud’s
appearance at the time. Even if Butler and the other officer did laugh, nothing was
said to Kopperud about his injury and the laugh occurred well after the force was
applied and does not indicate Butler’s intent when Kopperud was being searched.
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In reaching this conclusion, the Court applies the now well-established
analytical framework set out in Whitley, Hudson, and the Eleventh Circuit cases
that apply these Supreme Court precedents. Central in all of these excessive force
cases is to determine if the evidence – in this case viewed in a light most favorable
to the plaintiff – shows that the force was applied in a good-faith effort to maintain
or restore discipline, or maliciously and sadistically for the very purpose of causing
harm. Hudson, 503 U.S. at 6. The further well-established principle is to evaluate
the application of the force when it was applied to determine if the “use of force
could plausibly have been necessary” in a particular situation “or whether it
evidenced such wantonness with respect to the unjustified infliction of harm that it
is tantamount to a knowing violation.” Id. at 7 (citing Whitley, 475 U.S. at 321).
In this analysis, deference is given to those responsible for preserving discipline
and security. Here, there was a single act of causing Kopperud’s forehead to
impact the plexiglass wall that resulted in an injury. There was no further force
applied to require Kopperud to cease his acknowledged conduct of protesting the
search by moving his head to the side. During this event, it was plausible that
Butler perceived the need to apply force and there is no evidence that a person
objectively would have perceived that the force would cause a head laceration that
would require four stitches. Bennett, 898 F.2d at 1534. In determining whether
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the use of force was wanton or unnecessary, the Court evaluated the evidence in
the light most favorable to Kopperud, weighed the need for the application of force
against the amount of force used, as reasonably perceived by Butler, and
considered that the force was applied once without the use of any object to apply it.
The Court concludes, on the absence of a reasonable inference of
wantonness in the infliction of pain on Butler’s part when Kopperud suffered an
injury, that Butler is entitled to qualified immunity for his conduct within his
discretion in conducting the search of Kopperud.
E.
Failure to Intervene
Kopperud asserts against Mabry a claim under Section 1983 for failing to
intervene when Kopperud’s Fourth Amendment rights were being violated.
Kopperud argues that Mabry was required to intervene when Kopperud was being
arrested for criminal trespass. “If a police officer, whether supervisory or not, fails
or refuses to intervene when a constitutional violation . . . takes place in his
presence, the officer is directly liable under Section 1983.” Ensley v. Soper,
142 F.3d 1402, 1407 (11th Cir. 1998) (citing Byrd v. Clark, 783 F.2d 1002, 1007
(11th Cir. 1986)).
Kopperud has asserted a claim for false arrest against Mabry on the grounds
that Mabry had Kopperud arrested for criminal trespass without probable cause or
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arguable probable cause. Kopperud attempts to hold Mabry liable both for causing
the arrest and for failing to intervene to stop the same arrest. Plaintiff’s
intervention claim is required to be dismissed.
F.
State-Law Torts
1.
Georgia Official Immunity
Kopperud asserts against Mabry a state-law claim for false imprisonment
and, against Mabry and Butler, a state-law claim for assault and battery.
Defendants raise the defense of official immunity under the Georgia Constitution.
“[A]ll officers and employees of the state or its departments and agencies . . . may
be liable for injuries and damages if they act with actual malice or with actual
intent to cause injury in the performance of their official functions.” Ga. Const.
art. I, § 2, ¶ IX. Thus, “public officials are immune from individual liability for
discretionary acts undertaken in the course of their duties and without wilfulness,
malice, or corruption.” Schmidt v. Adams, 438 S.E.2d 659 (Ga. Ct. App. 1993).
This official immunity is intended to protect public officials in the
honest exercise of their judgment, however erroneous or misguided
that judgment may be. “Otherwise, not only would it be difficult to get
responsible men to fill public office, but there would be constant
temptation to yield officially to unlawful demands, lest private
liability be asserted and enforced.”
Id. at 660 (quoting Price v. Owen, 19 S.E.2d 529, 531 (Ga. Ct. App. 1942)).
“Actual intent to cause injury” has been defined in the tort context to mean “an
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actual intent to cause harm to the plaintiff, not merely an intent to do the act
purportedly resulting in the claimed injury. . . . This definition of intent contains
aspect of malice, perhaps a wicked or evil motive.” Kidd v. Coates, 518 S.E.2d
124, 125 (Ga. 1999) (citations and quotation marks omitted). “Unlike qualified
immunity under federal law, we must inquire into [the public official’s] subjective
intent to determine whether he has official immunity under Georgia law.” Jordan
v. Mosley, 487 F.3d 1350, 1357 (11th Cir. 2007).
2.
False Imprisonment
Kopperud alleges that Mabry caused Kopperud to be arrested even though
he was aware, or should have been aware, that Kopperud had not committed a
crime. Under Georgia law, “[l]ack of probable cause shall exist when the
circumstances are such as to satisfy a reasonable man that the accuser had no
ground for proceeding but his desire to injure the accused.” O.C.G.A. § 51-7-3.
“[T]he question is not whether every element of the crime had been established
before the arrest was made, but whether there is any evidence [the defendant] acted
only with a desire to harm [the arrestee].” Amason v. Kroger Co., 420 S.E.2d 314,
316 (Ga. Ct. App. 1992).
For the reasons stated earlier in this Order, the facts regarding Kopperud’s
arrest, and the crime for which he was arrested, are significantly disputed and these
46
issues are required to be resolved by the jury. For these reasons, Mabry’s motion
to dismiss the claim for false imprisonment is denied at this stage of the litigation.
3.
Assault and Battery
Kopperud asserts a claim of assault and battery against both Mabry and
Butler. Kopperud argues that Mabry is liable because he caused Kopperud to be
arrested without probable cause. See Corporate Prop. Investors v. Milon,
549 S.E.2d 157, 163 (Ga. Ct. App. 2001) (police officer could be liable for
committing an assault and battery by making an illegal arrest) (citing Napper v.
State, 38 S.E.2d 269 (Ga. Ct. App. 1946)). For the reasons discussed above,
Mabry is not entitled to official immunity from Kopperud’s tort claims.
Kopperud argues that Butler is liable because he used excessive force to
subdue Kopperud during the search inside the Jail. Kopperud argues that the
following evidence demonstrates that Butler acted with actual malice: (i) Butler
failed to report Kopperud’s injuries in the incident report Butler completed, an
omission for which Butler was disciplined; (ii) Butler’s statements to the FBI that
Butler applied force to Kopperud’s head are inconsistent with his deposition
testimony that he applied force only to Kopperud’s back, and that this
inconsistency suggests that Butler attempted to “cover-up” his conduct; and
(iii) Butler laughed at Kopperud after he was injured.
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Kopperud’s evidence with respect to Butler’s subjective motivation is thin.
The Court concludes Kopperud has not presented sufficient evidence to allow a
reasonable jury to conclude that Butler acted with malice. Butler is therefore
entitled to summary judgment on the assault and battery claim on the basis of
official immunity. Butler’s motion for summary judgment on this claim is granted.
III.
CONCLUSION
Accordingly, for the foregoing reasons,
IT IS HEREBY ORDERED that Defendants Dexter Mabry and Damien
Butler’s Motion for Summary Judgment [51] is GRANTED IN PART and
DENIED IN PART. Plaintiff’s claim under Section 1983 for excessive use of
force asserted against Butler is DISMISSED. Plaintiff’s claim under Section 1983
for false arrest asserted against Butler is DISMISSED. Plaintiff’s claim under
Section 1983 for failure to intervene asserted against Mabry is DISMISSED.
Plaintiff’s claim for assault and battery against Butler is DISMISSED.
IT IS FURTHER ORDERED that Defendant Butler is DISMISSED from
this action.
IT IS FURTHER ORDERED that the parties’ Consolidated Consent
Motion for Limited Discovery [50] is GRANTED. The parties agreed to conduct
additional depositions only if the Court permitted Plaintiff’s false arrest claim to
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proceed. The discovery deadline thus is extended for the limited purpose of
conducting those additional depositions. These additional depositions shall be
concluded on or before February 14, 2014.
SO ORDERED this 17th day of December, 2013.
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