Witherspoon v. Eunice
Filing
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REPORT AND RECOMMENDATIONS of the Magistrate Judge that this action be DISMISSED and that Plaintiff be DENIED leave to appeal in forma pauperis re 1 Complaint. Any party seeking to object to this Report and Recommendation is ORDERED to file specif ic written objections within fourteen (14) days of the date on which this Report and Recommendation is entered (Objections to R&R due by 12/18/2015). ORDER directing service of the REPORT AND RECOMMENDATION of the Magistrate Judge. Signed by Magistrate Judge R. Stan Baker on 12/4/2015. (ca)
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF GEORGIA
BRUNSWICK DIVISION
RUFUS CHARLES WITHERSPOON,
Plaintiff,
CIVIL ACTION NO.: 2:15-cv-156
v.
ROBERT EUNICE,
Defendant.
ORDER and MAGISTRATE JUDGE’S REPORT AND RECOMMENDATION
Plaintiff, who is currently housed at Calhoun State Prison in Morgan, Georgia, has
submitted a Complaint brought pursuant to 42 U.S.C. § 1983. (Doc. 1.) Plaintiff also filed a
Motion to Proceed In Forma Pauperis. (Doc. 2.) For the reasons which follow, Plaintiff’s
Motion to Proceed In Forma Pauperis is DENIED, and his Complaint should be DISMISSED.
Additionally, Plaintiff should be DENIED leave to appeal in forma pauperis.
BACKGROUND
Plaintiff filed his Complaint against Robert Eunice, an investigator for the Appling
County Sherriff’s Department on November 2, 2015. (Doc. 1.) In his Complaint, Plaintiff
asserts that he was arrested in November 2014 for burglary in the second degree, theft by taking,
and possession of a firearm by a convicted felon.
(Id. at p. 1.)
Plaintiff contends that
Investigator Eunice violated Plaintiff’s constitutional rights while investigating him on these
charges. Plaintiff contends, among other things, that Eunice’s criminal investigation of Plaintiff,
an African American, was racially motivated. Id. The Complaint alleges that Eunice deprived
Plaintiff of his “Equal Protection Right’s [sic], and civil Right’s [sic], Guaranteed to Plaintiff,
Under the United States Constitution, and the The Constitution to the state of Georgia!” (Id. at
p. 7.) Plaintiff complains about Eunice’s statements regarding Plaintiff during discussions with
witnesses, including Plaintiff’s pastor. As a remedy, Plaintiff requests, among other things,
$10,500.00 in compensatory damages. (Id. at p. 25.)
DISCUSSION
Plaintiff seeks to bring this action in forma pauperis under 42 U.S.C. § 1983. Under 28
U.S.C. § 1915(a)(1), the Court may authorize the filing of a civil lawsuit without the prepayment
of fees if the plaintiff submits an affidavit that includes a statement of all of his assets and shows
an inability to pay the filing fee and also includes a statement of the nature of the action which
shows that he is entitled to redress. Even if the plaintiff proves indigence, the Court must
dismiss the action if it is frivolous or malicious, or fails to state a claim upon which relief may be
granted. 28 U.S.C. §§ 1915(e)(2)(B)(i)–(ii). Additionally, pursuant to 28 U.S.C. § 1915A, the
Court must review a complaint in which a prisoner seeks redress from a governmental entity.
Upon such screening, the Court must dismiss a complaint, or any portion thereof, that is
frivolous or malicious, or fails to state a claim upon which relief may be granted or which seeks
monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915A(b).
When reviewing a Complaint on an application to proceed in forma pauperis, the Court is
guided by the instructions for pleading contained in the Federal Rules of Civil Procedure. See
Fed. R. Civ. P. 8 (“A pleading that states a claim for relief must contain [among other things] . . .
a short and plain statement of the claim showing that the pleader is entitled to relief.”); Fed. R.
Civ. P. 10 (requiring that claims be set forth in numbered paragraphs, each limited to a single set
of circumstances). Further, a claim is frivolous under Section 1915(e)(2)(B)(i) “if it is ‘without
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arguable merit either in law or fact.’” Napier v. Preslicka, 314 F.3d 528, 531 (11th Cir. 2002)
(quoting Bilal v. Driver, 251 F.3d 1346, 1349 (11th Cir. 2001)).
Whether a complaint fails to state a claim under Section 1915(e)(2)(B)(ii) is governed by
the same standard applicable to motions to dismiss under Federal Rule of Civil
Procedure 12(b)(6). Thompson v. Rundle, 393 F. App’x 675, 678 (11th Cir. 2010). Under that
standard, this Court must determine whether the complaint contains “sufficient factual matter,
accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556
U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). A
plaintiff must assert “more than labels and conclusions, and a formulaic recitation of the
elements of a cause of action will not” suffice. Twombly, 550 U.S. at 555. Section 1915 also
“accords judges not only the authority to dismiss a claim based on an indisputably meritless legal
theory, but also the unusual power to pierce the veil of the complaint’s factual allegations and
dismiss those claims whose factual contentions are clearly baseless.” Bilal, 251 F.3d at 1349
(quoting Neitzke v. Williams, 490 U.S. 319, 327 (1989)).
In its analysis, the Court will abide by the long-standing principle that the pleadings of
unrepresented parties are held to a less stringent standard than those drafted by attorneys and,
therefore, must be liberally construed. Haines v. Kerner, 404 U.S. 519, 520 (1972); Boxer X v.
Harris, 437 F.3d 1107, 1110 (11th Cir. 2006) (“Pro se pleadings are held to a less stringent
standard than pleadings drafted by attorneys.”) (emphasis omitted) (quoting Hughes v. Lott, 350
F.3d 1157, 1160 (11th Cir. 2003)). However, Plaintiff’s unrepresented status will not excuse
mistakes regarding procedural rules. McNeil v. United States, 508 U.S. 106, 113 (1993) (“We
have never suggested that procedural rules in ordinary civil litigation should be interpreted so as
to excuse mistakes by those who proceed without counsel.”). The requisite review of Plaintiff’s
Complaint raises several doctrines of law which require the dismissal of the Complaint.
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I.
Heck v. Humphrey and Rooker-Feldman and Younger Abstention
Plaintiff’s Complaint centers on a criminal investigation of Plaintiff conducted by the
Appling County Sheriff’s Department. According to Plaintiff, a result of that investigation, he
was arrested in November 2014 for burglary in the second degree, theft by taking, and
possession of a firearm by a convicted felon. Plaintiff does not specifically state whether he was
ultimately indicted for these offenses or whether he has been convicted. However, Plaintiff is
currently incarcerated at Calhoun State Prison. Additionally, Plaintiff describes the charges
against him as “charge’s [sic] Plaintiff is now facing.” (Doc. 1, p. 14.) Additionally, he
mentions a hearing at which his parole was revoked and a jury trial. (Id. at p. 24.) Thus, it
appears that Plaintiff’s charges are at least still pending, if not having already resulted in a
conviction.
To the extent that Plaintiff has been convicted, the Complaint makes no indication that
the conviction has not been reversed, expunged, invalidated, called into question by a federal
court’s issuance of the writ of habeas corpus, or otherwise overturned. (Doc. 1.) As Plaintiff is
seeking compensatory damages ($10,500.00), this Court is precluded from reviewing his claims
by the decision in Heck v. Humphrey, 512 U.S. 477 (1994). In Heck, a state prisoner filed a
Section 1983 damages action against the prosecutors and investigator in his criminal case for
their actions which resulted in his conviction. The Supreme Court analogized the plaintiff’s
claim to a common-law cause of action for malicious prosecution, which requires as an element
of the claim that the prior criminal proceeding was terminated in favor of the accused. 512 U.S.
at 484. The Supreme Court reasoned:
We think the hoary principle that civil tort actions are not appropriate vehicles for
challenging the validity of outstanding criminal judgments applies to § 1983
damages actions that necessarily require the plaintiff to prove the unlawfulness of
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his conviction or confinement, just as it had always applied to actions for
malicious prosecution (footnote omitted).
We hold that, in order to recover damages for allegedly unconstitutional
conviction or imprisonment, or for other harm caused by actions whose
unlawfulness would render a conviction or sentence invalid, (footnote omitted), a
§ 1983 plaintiff must prove that the conviction or sentence has been reversed on
direct appeal, expunged by executive order, declared invalid by a state tribunal
authorized to make such determination, or called into question by a federal court’s
issuance of a writ of habeas corpus, 28 U.S.C. § 2254. A claim for damages
bearing that relationship to a conviction or sentence that has not been so
invalidated is not cognizable under § 1983. Thus, when a state prisoner seeks
damages in a § 1983 suit, the district court must consider whether a judgment in
favor of the plaintiff would necessarily imply the invalidity of his conviction or
sentence; if it would, the complaint must be dismissed unless the plaintiff can
demonstrate that the conviction or sentence has already been invalidated.
Id. at 486–87 (emphasis added).
Under Heck, a Section 1983 plaintiff who is attempting “to recover damages for allegedly
unconstitutional conviction or imprisonment, or for other harm caused by actions whose
unlawfulness would render a conviction or sentence invalid,” must make a showing that his
conviction, sentence, or other criminal judgment was reversed, expunged, declared invalid by an
appropriate state tribunal, or called into question in a federal court’s issuance of a writ of habeas
corpus. Id. If a plaintiff fails to make this showing, then he cannot bring an action under
Section 1983. Id. at 489. Furthermore, to the extent a plaintiff contends that a favorable ruling
on his Section 1983 claims would not invalidate his conviction, sentence, confinement, or other
criminal judgment, the burden is on the plaintiff to prove this contention in order for his claims
to proceed. Id. at 487.
“Under this standard, it is not unusual for a § 1983 claim to be dismissed for failure to
satisfy Heck’s favorable termination requirement.” Desravines v. Fla. Dep’t of Fin. Servs.,
No. 6:11-CV-235-ORL-22, 2011 WL 2292180, at *3 (M.D. Fla. May 23, 2011) report and
recommendation adopted by, No. 6:11-CV-235-ORL-22, 2011 WL 2222170 (M.D. Fla. June 8,
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2011) (citing Gray v. Kinsey, No. 3:09–cv–324/LC/MD, 2009 WL 2634205, at *9 (N.D. Fla.
Aug. 25, 2009) (finding plaintiff’s claims barred by Heck’s favorable termination requirement
where plaintiff sought invalidation of his traffic conviction but failed to appeal the conviction in
state court)); Domotor v. Wennet, 630 F. Supp.2d 1368, 1379 (S.D. Fla. 2009) (“allowing the
plaintiff to circumvent applicable state procedures and collaterally attack her convictions in
federal court is the precise situation that Heck seeks to preclude” because Plaintiff entered into a
plea agreement with knowledge of substantially all of the allegations that now form the basis of a
§ 1983 action for damages); St. Germain v. Isenhower, 98 F. Supp.2d 1366, 1372 (S.D. Fla.
2000) (holding plaintiff’s convictions for the lesser-included offenses of false imprisonment and
misdemeanor battery did not constitute a favorable termination and thus plaintiff’s § 1983 action
was precluded by Heck )); see also Cooper v. Georgia, No. CV413-091, 2013 WL 2253214,
at *2 (S.D. Ga. May 22, 2013) report and recommendation adopted by, No. CV413-091, 2013
WL 2660046 (S.D. Ga. June 11, 2013); Brown v. Renfroe, No. CV210-003, 2011 WL 902197,
at *2 (S.D. Ga. Jan. 25, 2011), report and recommendation adopted by, No. CV210-003, 2011
WL 892359 (S.D. Ga. Mar. 9, 2011), aff’d sub nom., Brown v. Coleman, 439 F. App’x 794 (11th
Cir. 2011).
In this case, Plaintiff is attacking the lawfulness of Eunice’s investigation that led to the
charges filed against him. If the Court were to rule that Eunice’s investigation was unlawful, that
would render Plaintiff’s conviction or sentence invalid. However, Plaintiff has not shown that
any conviction or sentence has been favorably terminated.
Accordingly, such claims are
unquestionably precluded by the Heck decision.
Even if plaintiff is not challenging a conviction, he is at least challenging his current
confinement due to his parole revocation. Heck is not limited to claims challenging the validity
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of criminal convictions and has been applied to detentions absent convictions. See Cohen v.
Clemens, 321 Fed. Appx. 739, 741 (10th Cir.2009). (“in immigration context, “Heck bar[red the
plaintiff's] claims for damages because success on those claims would necessarily imply the
invalidity of [his] detention.”); Edwards v. Balisok, 520 U .S. 641 (1997) (applying Heck to a §
1983 claim challenging procedures used to deprive a prison inmate of good time credits); Huftile
v. Miccio–Fonseca, 410 F.3d 1136, 1137 (9th Cir.2005) (applying Heck to a § 1983 claim
challenging civil commitment under California's Sexually Violent Predators Act); Hamilton v.
Lyons, 74 F.3d 99, 102–03 (5th Cir.1996) (applying Heck to a § 1983 claim challenging the
coercive nature of a pretrial detainee's confinement prior to giving a statement regarding pending
charges).
Additional grounds support dismissal of Plaintiff’s claims to the extent he seeks for the
Court to find unlawful actions underlying a criminal conviction. Pursuant to the Rooker–
Feldman doctrine, the Court is without jurisdiction over Plaintiff's claims which essentially seek
review of a state-court criminal conviction against him. “The Rooker–Feldman doctrine derives
from Rooker v. Fidelity Trust Company, 263 U.S. 413 (1923), and District of Columbia Court of
Appeals v. Feldman, 460 U.S. 462 (1983), and provides that, as a general matter, federal district
courts lack jurisdiction to review a final state court decision.” McCorvey v. Weaver, No. 1510470, 2015 WL 5751756, at *1 (11th Cir. Oct. 2, 2015). Nor, under the Rooker–Feldman
doctrine may a federal court “decide federal issues that are raised in state proceedings and
‘inextricably intertwined’ with the state court’s judgment.” See Datz v. Kilgore, 51 F.3d 252,
253 (11th Cir. 1995) (quoting Staley v. Ledbetter, 837 F.2d 1016, 1018 (11th Cir. 1988)).
“Rooker–Feldman applies because, among the federal courts, Congress authorized only the
Supreme Court to reverse or modify a state court decision.” Helton v. Ramsay, 566 F. App’x
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876, 877 (11th Cir. 2014) (citing Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280,
284 (2005)). To the extent that Plaintiff, through this Section 1983 action, asks this Court to
invalidate a state court conviction, this Court lacks jurisdiction over his claims.
Additionally, insofar as Plaintiff is asking this Court to inject itself into the state cases’
ongoing proceedings, the Younger abstention doctrine bars Plaintiff's Motion. Under the
Younger abstention doctrine, a federal court must abstain from exercising jurisdiction over a case
where there is an ongoing state action. See Younger v. Harris, 401 U.S. 37 (1971). While
Younger involved a federal suit seeking equitable relief in the form of an injunction of the
ongoing state proceedings, the Eleventh Circuit has also indicated that Younger abstention
extends to cases involving Section 1983 claims for monetary damages. See Doby v. Strength,
758 F.2d 1405, 1405–06 (11th Cir.1985) (requiring abstention pursuant to Younger where
plaintiff raised Fourth Amendment § 1983 damages claims related to ongoing state criminal
proceedings); see also, Kowalski v. Tesmer, 543 U.S. 125, 133, 125 S.Ct. 564, 160 L.Ed.2d 519
(2004) (intervention in ongoing state court proceedings is not appropriate as a section 1983 cause
of action when there is ample opportunity to raise constitutional challenges in those state court
proceedings).
Here, because Eunice’s investigation gave rise to any pending criminal charges, any
ruling by this Court as to the constitutionality of his actions could substantially interfere with the
results reached in the state court proceeding. See 31 Foster Children v. Bush, 329 F.3d 1255,
1276 (11th Cir.2003) (noting the importance of “whether the federal proceeding will interfere
with an ongoing state court proceeding” in determining whether Younger abstention is
appropriate). Moreover, as Plaintiff is free to allege the same alleged violations by Eunice in his
state criminal proceedings as he alleged here, he cannot demonstrate the lack of an adequate
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remedy at law. See Boyd v. Georgia, No. CV 112-042, 2012 WL 2862157, at *2 (S.D. Ga. May
14, 2012) report and recommendation adopted, No. CV 112-042, 2012 WL 2862123 (S.D. Ga.
July 11, 2012) aff'd, 512 F. App'x 915 (11th Cir. 2013) (concluding that plaintiff had an adequate
remedy at law with respect to constitutional claims that he could bring in his pending state
criminal case). In addition, Plaintiff's allegations provide no indication of irreparable injury,
which the hardships associated with having to defend against a criminal prosecution fail to
establish as a matter of law. Younger. 401 U.S. at 47 (“Certain types of injury, in particular, the
cost, anxiety, and inconvenience of having to defend against a single criminal prosecution, could
not by themselves be considered ‘irreparable’ in the special legal sense of that term.”).
For these reasons, the Court should DISMISS Plaintiff’s claims in their entirety.
II.
State Law
Finally, to the extent Plaintiff seeks to invoke this Court’s jurisdiction based on
provisions of Georgia law, he cannot do so. This Court has jurisdiction over claims involving a
federal question or those claims involving parties who are citizens of different states. See 28
U.S.C. §§ 1331 & 1332. As state law claims would not satisfy either of these jurisdictional
prerequisites, Plaintiff’s state law claims should be DISMISSED. 1
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Even if the Court had jurisdiction over Plaintiff’s federal claims, to the extent Plaintiff asserts other tort
claims (such as slander) against the Defendant, those would predominate and should be asserted in state
court. 28 U.S.C. § 1367 codifies the doctrines formerly known as pendent and ancillary jurisdiction. See
Palmer v. Hosp. Auth. of Randolph Cty., 22 F.3d 1559, 1562 n.3 (11th Cir. 1994). Section 1367(c) lists
specific circumstances in which a district court may decline to exercise supplemental jurisdiction over a
state law claim joined with a claim over which the court has original jurisdiction. One of those
circumstances is when the state claim “substantially predominates over the claim or claims over which the
district court has original jurisdiction.” 28 U.S.C. § 1367(c)(2).
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III.
Leave to Appeal In Forma Pauperis
The Court should also deny Plaintiff leave to appeal in forma pauperis. 2
Though
Plaintiff has, of course, not yet filed a notice of appeal, it would be appropriate to address these
issues in the Court’s order of dismissal. Fed. R. App. P. 24(a)(3) (trial court may certify that
appeal is not take in good faith “before or after the notice of appeal is filed”).
An appeal cannot be taken in forma pauperis if the trial court certifies that the appeal is
not taken in good faith. 28 U.S.C. § 1915(a)(3); Fed. R. App. P. 24(a)(3). Good faith in this
context must be judged by an objective standard. Busch v. Cty. of Volusia, 189 F.R.D. 687, 691
(M.D. Fla. 1999). A party does not proceed in good faith when he seeks to advance a frivolous
claim or argument. See Coppedge v. United States, 369 U.S. 438, 445 (1962). A claim or
argument is frivolous when it appears the factual allegations are clearly baseless or the legal
theories are indisputably meritless. Neitzke v. Williams, 490 U.S. 319, 327 (1989); Carroll v.
Gross, 984 F.2d 392, 393 (11th Cir. 1993). Or, stated another way, an in forma pauperis action
is frivolous and, thus, not brought in good faith, if it is “without arguable merit either in law or
fact.” Napier v. Preslicka, 314 F.3d 528, 531 (11th Cir. 2002); see also Brown v. United States,
Nos. 407CV085, 403CR001, 2009 WL 307872, at *1–2 (S.D. Ga. Feb. 9, 2009).
Based on the above analysis of Plaintiff’s action, there are no non-frivolous issues to
raise on appeal, and an appeal would not be taken in good faith. Thus, in forma pauperis status
on appeal should be DENIED.
CONCLUSION
For the numerous reasons set forth above, I RECOMMEND that this action be
DISMISSED and that Plaintiff be DENIED leave to appeal in forma pauperis. The Court
DENIES
2
Plaintiff’s
Motion
to
Proceed
In
Forma
Pauperis
A certificate of appealablity is not required in this Section 1983 action.
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before
this
Court.
Any party seeking to object to this Report and Recommendation is ORDERED to file
specific written objections within fourteen (14) days of the date on which this Report and
Recommendation is entered. Any objections asserting that the Magistrate Judge failed to address
any contention raised in the Complaint must also be included. Failure to do so will bar any later
challenge or review of the factual findings or legal conclusions of the Magistrate Judge. See 28
U.S.C. § 636(b)(1)(C); Thomas v. Arn, 474 U.S. 140 (1985). A copy of the objections must be
served upon all other parties to the action. The filing of objections is not a proper vehicle
through which to make new allegations or present additional evidence.
Upon receipt of Objections meeting the specificity requirement set out above, a United
States District Judge will make a de novo determination of those portions of the report, proposed
findings, or recommendation to which objection is made and may accept, reject, or modify in
whole or in part, the findings or recommendations made by the Magistrate Judge. Objections not
meeting the specificity requirement set out above will not be considered by a District Judge. A
party may not appeal a Magistrate Judge’s report and recommendation directly to the United
States Court of Appeals for the Eleventh Circuit. Appeals may be made only from a final
judgment entered by or at the direction of a District Judge. The Clerk of Court is DIRECTED
to serve a copy of this Report and Recommendation upon the Plaintiff.
SO ORDERED and REPORTED and RECOMMENDED, this 4th day of December,
2015.
R. STAN BAKER
UNITED STATES MAGISTRATE JUDGE
SOUTHERN DISTRICT OF GEORGIA
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